0001654954-18-006458.txt : 20180611 0001654954-18-006458.hdr.sgml : 20180611 20180611072117 ACCESSION NUMBER: 0001654954-18-006458 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180611 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 18890963 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 a9698q.htm DIRECTOR/PDMR SHAREHOLDING Blueprint
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934 
 
For the month of June, 2018 
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F




Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-

 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
11
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
11
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
10
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
10
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
10
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
10
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Foley
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
12
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
  
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julian Adams
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Regulatory and Government Relations Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
10
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
10
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jonathan Oliver
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Communications Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
9
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alan Porter
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel and Company Secretary (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential Group Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 18.245
11
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
11
 
GBP 18.245
e)
 
Date of the transaction
 
2018-06-08
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
 
 
 
 
 
Additional information
 
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
 
 
 
Contact
 
Angela Zeng, Company Secretarial Assistant, +44 (0)20 7548 3943
 
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
 
 
 
 
Date: 11 June 2018
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Chris Smith
 
 
 
Chris Smith
 
Deputy Group Secretary