0001193125-13-403096.txt : 20131018 0001193125-13-403096.hdr.sgml : 20131018 20131018060706 ACCESSION NUMBER: 0001193125-13-403096 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131016 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 131158177 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 d613368d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October, 2013

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

 

 

 

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 16 October 2013

 

Name of applicant:    Prudential plc
Name of scheme:    Prudential Savings-Related Share Option Scheme
Period of return:    From:    1 May 2013      To:       30 September 2013
Balance of unallotted securities under scheme(s) from previous return:    390,986 ordinary shares of 5p each
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):    0 ordinary shares of 5p each
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):    59,242 ordinary shares of 5p each
Equals: Balance under scheme(s) not yet issued/allotted at end of period:    331,744 ordinary shares of 5p each
Name of contact:    Natalie Chung
Telephone number of contact:    020 3480 5585

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 16 October 2013

 

Name of applicant:    Prudential plc
Name of scheme:    Prudential Group Performance Share Plan and Prudential Business Unit Performance Plan
Period of return:    From:    1 May 2013      To:       30 September 2013
Balance of unallotted securities under scheme(s) from previous return:    28,346 ordinary shares of 5p each
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):    0 ordinary shares of 5p each
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):    0 ordinary shares of 5p each
Equals: Balance under scheme(s) not yet issued/allotted at end of period:    28,346 ordinary shares of 5p each
Name of contact:    Natalie Chung
Telephone number of contact:    020 3480 5585

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 16 October 2013

 

Name of applicant:    Prudential plc

Name of scheme:

   

Prudential International Savings-Related Share Option Scheme

Period of return:

   

From:

   

1 May 2013

    To:          30 September 2013
Balance of unallotted securities under scheme(s) from previous return:   

760,672 ordinary shares of 5p each

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):   

0 ordinary shares of 5p each

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):   

16,585 ordinary shares of 5p each

Equals: Balance under scheme(s) not yet issued/allotted at end of period:   

744,087 ordinary shares of 5p each

Name of contact:    Natalie Chung
Telephone number of contact:    020 3480 5585

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: October 16, 2013    
  PRUDENTIAL PUBLIC LIMITED COMPANY
  By:  

/s/ Stefan Bort

  Stefan Bort
  Deputy Group Secretary