0001193125-13-372372.txt : 20130920 0001193125-13-372372.hdr.sgml : 20130920 20130920060606 ACCESSION NUMBER: 0001193125-13-372372 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130919 FILED AS OF DATE: 20130920 DATE AS OF CHANGE: 20130920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 131106644 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 d601218d6k.htm 6-K 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of September, 2013

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark whether the registrant is submitting the Form6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

 

 

 

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

     Prudential plc

 

2. Reason for the notification:

 

     An acquisition or disposal of voting rights

 

3. Full name of person(s) subject to the notification obligation:

 

     Legal & General Group Plc

 

4. Full name of shareholder(s) (if different from 3.):

 

     See answer to Question 9

 

5. Date of the transaction and date on which the threshold is crossed or reached:

 

     17 September 2013

 

6. Date on which issuer notified:

 

     18 September 2013

 

7. Threshold(s) that is/are crossed or reached:

 

     Below 3%

 

8. Notified details:

8A: Voting rights attached to shares

Class/type of shares: Ordinary 5p

Situation previous to the Triggering transaction:

 

No of Shares    No of Voting
Rights
101,803,187    101,803,187

Resulting situation after the triggering transaction:

 

No of shares

    No of voting rights    % of voting rights
   Direct/Indirect    Direct/Indirect
101,803,187    101,803,187    Below 3%

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial instrument

    Expiration date      Exercise/Conversion Period/ Date      Number of voting rights that may
be acquired if the
Instrument is exercised/converted		      % of voting rights  

n/a

      n/a         n/a         n/a         n/a   

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of financial
instrument

    Expiration date      Exercise/Conversion
Period/ Date		      Number of voting
rights that may be
acquired if the
Instrument is		      % of voting rights  
         exercisedconverted      Nominal      Delta  

n/a

      n/a         n/a         n/a         n/a         n/a   

Total (A+B+C):

 

Number of voting rights

   

% of voting rights

101,803,187

    Below 3%

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Legal & General Group Plc (Direct and Indirect) (Group)

Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect)

Legal & General Investment Management Limited (Indirect) (LGIM)

Legal & General Group Plc (Direct) (L&G) (Below 3% = LGAS, LGPL & PMC)

Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)

Legal & General Insurance Holdings Limited (Direct) (LGIH)

Legal & General Assurance (Pensions Management) Limited (PMC)

Legal & General Assurance Society Limited (LGAS & LGPL)

Legal & General Pensions Limited (Direct) (LGPL)

 

10. Name of the proxy holder:

n/a

 

11. Number of voting rights proxy holder will cease to hold:

n/a

 

12. Date on which proxy holder will cease to hold voting rights:

n/a

 

13. Additional information:

Notification using the total voting rights figure of 2,559,303,390.

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Emma Abdul, Group Secretariat, 020 7548 3931

Company official responsible for making notification

Alan F. Porter, Group Com

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 19 September 2013

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:  

/s/ Alan F. Porter

 

Alan F. Porter

Group Company Secretary