0001193125-13-289066.txt : 20130712 0001193125-13-289066.hdr.sgml : 20130712 20130712114400 ACCESSION NUMBER: 0001193125-13-289066 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130712 FILED AS OF DATE: 20130712 DATE AS OF CHANGE: 20130712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 13965336 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 d567622d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of July, 2013

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨            No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

2. Reason for the notification:

An acquisition or disposal of voting rights

 

3. Full name of person(s) subject to the notification obligation:

The Capital Group Companies, Inc.

 

4. Full name of shareholder(s) (if different from 3.):

See answer to Question 9

 

5. Date of the transaction and date on which the threshold is crossed or reached:

10 July 2013

 

6. Date on which issuer notified:

11 July 2013

 

7. Threshold(s) that is/are crossed or reached:

Above 10%

 

8. Details notified:

8A: Voting rights attached to shares

Class/type of shares: Ordinary 5p; GB0007099541

Situation previous to the Triggering transaction:

 

No of Shares

    No of Voting Rights  

259,009,041

      259,009,041   

Resulting situation after the triggering transaction:

 

No of shares

         No of voting rights         % of voting rights     
Direct    Indirect    Direct    Indirect    Direct    Indirect

0

    259,009,041    0    259,009,041    0    10.1203%

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial instrument    Expiration date   

Exercise/Conversion

Period/Date

   

Number of voting rights that
may be acquired if the
Instrument is exercised/

converted

    % of voting rights

n/a

    n/a    n/a    n/a    n/a

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of financial instrument    Expiration date    Exercise/ Conversion
Period/ Date		   

Number of voting rights that

may be acquired if the
Instrument is exercised/
converted

    % of voting rights
            Nominal    Delta

n/a

    n/a    n/a    n/a    n/a    n/a

Total (A+B+C):

 

Number of voting rights

    % of voting rights  

259,009,041

      10.1203 % 

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

 

The Capital Group Companies, Inc. (CG) holdings

    Number of
Shares		      Percent of
Outstanding		  

Holdings by CG Management Companies and Funds:

      259,009,041         10.1203 % 

Capital Guardian Trust Company

      25,790,528         1.008 % 

Capital International Limited

      1,664,400         0.065 % 

Capital International Sarl

      1,819,900         0.071 % 

Capital International, Inc.

      2,302,149         0.090 % 

Capital Research and Management Company EuroPacific Growth Fund

      227,432,064         8.887 % 

Proxy Voting:

 

10. Name of the proxy holder:

n/a

 

11. Number of voting rights proxy holder will cease to hold:

n/a

 

12. Date on which proxy holder will cease to hold voting rights:

n/a

13. Additional information:

n/a

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Emma Jacobs, Group Secretariat, 020 7548 3931

Company official responsible for making notification

Alan F. Porter, Group Company Secretary

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 12 July 2013

PRUDENTIAL PUBLIC LIMITED COMPANY

By:

  

/s/ Alan F. Porter

  Alan F. Porter
  Group Company Secretary