0001193125-12-413463.txt : 20121003 0001193125-12-413463.hdr.sgml : 20121003 20121003115334 ACCESSION NUMBER: 0001193125-12-413463 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121003 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 121125774 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 d420446d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October, 2012

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨            No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: October 3, 2012

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:  

/s/ Sandra Odell

  Sandra Odell
  Assistant Group Secretary

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 3 October 2012

 

Name of applicant:   Prudential plc
Name of scheme:   Prudential Savings-Related Share Option Scheme
Period of return:   From:   1 May 2012   To:   30 September 2012
Balance of unallotted securities under scheme(s) from previous return:   364,981 ordinary shares of 5p each
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):   3,000,000 ordinary shares of 5p each
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):   2,635,890 ordinary shares of 5p each
Equals: Balance under scheme(s) not yet issued/allotted at end of period:   729,091 ordinary shares of 5p each
Name of contact:   Emma Jacobs
Telephone number of contact:   020 7548 3931

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 3 October 2012

 

Name of applicant:   Prudential plc
Name of scheme:   Prudential Group Performance Share Plan and Prudential Business Unit Performance Plan
Period of return:   From:   1 May 2012   To:   30 September 2012
Balance of unallotted securities under scheme(s) from previous return:   28,346 ordinary shares of 5p each
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):   0 ordinary shares of 5p each
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):   0 ordinary shares of 5p each
Equals: Balance under scheme(s) not yet issued/allotted at end of period:   28,346 ordinary shares of 5p each
Name of contact:   Emma Jacobs
Telephone number of contact:   020 7548 3931

BLOCK LISTING SIX MONTHLY RETURN

INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY AND PROVIDED TO AN RIS.

Date: 3 October 2012

 

Name of applicant:   Prudential plc
Name of scheme:   Prudential International Savings-Related Share Option Scheme
Period of return:   From:   1 May 2012   To:   30 September 2012
Balance of unallotted securities under scheme(s) from previous return:   1,438,783 ordinary shares of 5p each
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):   2,000,000 ordinary shares of 5p each
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):   2,433,238 ordinary shares of 5p each
Equals: Balance under scheme(s) not yet issued/allotted at end of period:   1,005,545 ordinary shares of 5p each
Name of contact:   Emma Jacobs
Telephone number of contact:   020 7548 3931