0001191638-15-000272.txt : 20150304 0001191638-15-000272.hdr.sgml : 20150304 20150303192658 ACCESSION NUMBER: 0001191638-15-000272 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150303 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 15671312 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 pru201503036k.htm DIRECTOR/PDMR SHAREHOLDING pru201503036k.htm
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934
 
 
For the month of March, 2015
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
(Translation of registrant's name into English)
 
 
LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)





 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F





Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-





 

Prudential plc (the "Company")
 
 
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
 
 
An announcement released by the Company on 30 September 2014 showed the total beneficial holding of American Depositary Receipts (ADRs) in the Company held by Mr Barry Stowe, Executive Director, was 138,920 ADRs (0.01% of the issued share capital) and held by Mr Mike Wells, Executive Director, was 221,768 ADRs (0.02% of the issued share capital).
 
This announcement should have showed that Mr Stowe had a total beneficial holding of 142,144 ADRs (0.01% of the issued share capital) and Mr Wells had a total beneficial holding of 222,790 ADRs (0.02% of the issued share capital).
 
The discrepancy arose because dividends were, in error, reinvested in the Company's ADRs, resulting in purchases that increased their holdings as follows:
 
Mr Stowe
 
 
Date of Purchase
Number of ADRs
Net cost per ADR (US$)
01/06/2007
77
30.18
03/10/2007
19
31.17
03/10/2007
52
32.13
30/05/2008
47
26.47
02/10/2008
30
19.13
02/10/2008
80
19.72
03/06/2009
297
15.33
05/10/2009
133
18.18
08/06/2010
754
15.83
04/10/2010
317
20.57
07/06/2011
769
23.34
03/10/2011
463
17.18
07/06/2012
75
21.12
09/10/2012
30
27.00
05/06/2013
56
33.97
08/10/2013
25
37.90
Total
3,224
  
Note: The number of ADRs on each purchase date has been rounded to the nearest whole ADR.
 
Mr Wells
 
 
Date of Purchase
Number of ADRs
Net cost per ADR (US$)
08/06/2011
650
23.40
04/10/2011
372
18.14
Total
1,022
  
Note: The number of ADRs on each purchase date has been rounded to the nearest whole ADR.
 
 
Additional information

Prudential plc ADRs are issued at a ratio of 1 ADR being equal to 2 Prudential plc ordinary shares of 5p each.
 
All dealings took place in New York, USA.

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
 
Contact
 
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Stefan Bort, Deputy Group Secretary, +44 (0)20 7548 2115
 
 
Date of notification
 
3 March 2015
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.





 
 
Date: 03 March 2015
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
   
 
By: /s/Stefan Bort
   
 
Stefan Bort
  Deputy Group Secretary