0001191638-14-001294.txt : 20140930 0001191638-14-001294.hdr.sgml : 20140930 20140930084125 ACCESSION NUMBER: 0001191638-14-001294 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 141128311 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 pru201409306k.htm DIRECTOR/PDMR SHAREHOLDING pru201409306k.htm
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934
 
 
For the month of September, 2014
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
(Translation of registrant's name into English)
 
 
LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)





 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F





Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-





 
Enclosures: Director/PDMR Shareholding


 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
 
 
Prudential plc  -Dividend Re-investment Plan
 
 
This announcement is made in accordance with the requirements of DTR 3.1.4R(1)(a).
 
Prudential plc (the "Company") has been advised that following the payment of the 2014 interim dividend of 11.19p on 25 September 2014, several persons discharging managerial responsibility in the Company have increased their interests in the Company.
 
The following individuals have received ordinary shares of 5p each at a price per share of £14.4681, in respect of dividends accruing to deferred share awards held by Sanne Fiduciary Services Limited on their behalf under the Company's Annual Incentive Plan and Group Deferred Bonus Plan:
 
Name of PDMR
Number of ordinary shares acquired
Percentage of issued capital acquired
Total beneficial (and percentage) holding following notification
Number of shares held subject to performance conditions
Total number of shares held (beneficial and subject to performance conditions)
T Thiam
2,063
0.00008%
690,828 (0.027%)
1,198,437
1,889,265
P-O Bouée
266
0.00001%
81,591 (0.004%)
200,418
282,009
J Hunt
228
0.00001%
86,814 (0.004%)
326,125
412,939
M McLintock
1,132
0.00004%
443,705 (0.017%)
138,253
581,958
N Nicandrou
950
0.00003%
289,761 (0.011%)
440,303
730,064
M Coltman
528
0.00002%
90,385 (0.004%)
191,824
282,209
J Foley
896
0.00004%
223,133 (0.009%)
486,613
709,746
P Goerke
722
0.00003%
94,300 (0.004%)
296,738
391,038
J Murray
352
0.00001%
46,060 (0.002%)
251,729
297,789
 
 
The following individuals have received American Depositary Receipts (ADRs), at a price per ADR of US$46.24005, in respect of dividends accruing to deferred share awards held by Sanne Fiduciary Services Limited on their behalf under the Company's Annual Incentive Plan:
 
Name of PDMR
Number of ADRs acquired
Percentage of issued capital acquired
Total beneficial (and percentage holding following notification
Number of ADRs held subject to performance conditions
Total number of ADRs held (beneficial and subject to performance conditions)
B Stowe
491
0.00004%
138,920 (0.011%)
218,687
357,607
M Wells
1,125
0.00009%
221,768 (0.017%)
455,468
677,236
 
 
Prudential plc ADRs are issued at a ratio of 1 ADR being equal to 2 Prudential plc ordinary shares of 5p each.
 
The following individual has received ordinary shares of 5p each, at a price per share of £14.3249, in his own name, under the Company's Dividend Re-investment Plan for ordinary shareholders:        
 
Name of PDMR
Number of ordinary shares acquired
Percentage of issued capital acquired
Total beneficial (and percentage) holding following notification
H Davies
65
0.00001%
8,521 (0.0004%)
 
 
The following individuals have received ordinary shares of 5p each at a price per share of £14.05 in the name of the Prudential Group Share Incentive Plan under the dividend re-investment associated with that plan operated by Yorkshire Building Society on behalf of the Company :
 
Name of PDMR
Number of ordinary shares acquired
Percentage of issued capital acquired
Total beneficial (and percentage) holding following notification
Number of shares held subject to performance conditions
Total number of shares held (beneficial and subject to performance conditions)
J Hunt
1
0.000001%
86,815 (0.004%)
326,125
412,940
N Nicandrou
9
0.000001%
289,770 (0.02 %)
440,303
730,073
 
 
Additional Information
 
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America.
 
Date of Notification  30 September 2014
 
Contact
 
Jennie Webb, Share Plans Manager, 0044 (0) 20  7548 2027
 
Stefan Bort,  Deputy Group Secretary, 0044 (0) 20  7548 2115  
 
 
 

 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.





 
 
Date: 30 September 2014
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
   
 
By: /s/ Stefan Bort
   
 
Stefan Bort
  Deputy Group Secretary