0001191638-14-000789.txt : 20140519 0001191638-14-000789.hdr.sgml : 20140519 20140519074318 ACCESSION NUMBER: 0001191638-14-000789 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 14853238 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 12 ARTHUR STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R 9AQ 6-K 1 pru201405196k.htm DIRECTOR/PDMR SHAREHOLDING pru201405196k.htm
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934
 
 
For the month of May, 2014
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
(Translation of registrant's name into English)
 
 
LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)





 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F





Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-





 
Enclosures:  Director/PDMR Shareholding

 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) AND CONNECTED PERSONS
 
This announcement is made in accordance with the requirements of DTR 3.1.4R(1)(a).
 
 
Prudential plc was notified on 16 May 2014 that certain transactions by PDMRs in the Company's ordinary shares of 5p each and ADRs took place on 16 May 2014 in London and New York (details of which are set out below):
 
 
Disposal of ordinary shares of 5p each
 
Name
Beneficial interest in shares before sale
Shares disposed of
Price shares sold at £
% of Issued Share Capital disposed
Total beneficial (and percentage) holding following notification
Number of shares held subject to performance conditions
Total number of shares held (beneficial and subject to performance conditions)
T Thiam
1,064,284
380,000
13.981
0.015%
684,284 (0.027%)
1,198,437
1,882,721
M McLintock
512,275
72,188
13.981
0.003%
440,087 (0.017%)
138,253
578,340
N Nicandrou
402,806
116,106
13.981
0.005%
286,700 (0.011%)
440,303
727,003
M Coltman
143,668
55,000
13.981
0.002%
88,668 (0.003%)
191,824
280,492
J Foley
360,261
140,000
13.981
0.005%
220,261 (0.009%)
486,613
706,874
P Goerke
154,774
62,800
13.981
0.002%
91,974 (0.004%)
296,738
388,712
J Murray
58,036
13,139
13.981
0.001%
44,897 (0.002%)
251,729
296,626
 
[1] Of these 55,000 shares 50,000 will be disposed of and 5,000 shares will be gifted to charity. As required under DTR 3.1.3(7) the market price on the day of the transaction for the shares gifted to charity was £14.01.
 
 
Disposal of ADRs
 
Name
Beneficial interest in ADRs before sale
ADRs disposed of
Price ADRs sold at $
% of Issued Share Capital disposed
Total beneficial (and percentage) holding following notification
Number of ADRs subject to performance conditions
Total number of ADRs held (beneficial and subject to performance conditions)
B Stowe
245,392
108,000
46.932
0.008%
137,392 (0.011)
218,687
356,079
M Wells
368,267
150,000
47.004
0.012%
218,267 (0.017%)
455,468
673,735
 
Additional Information
 
Prudential plc ADRs are issued at a ratio of 1 ADR being equal to 2 Prudential plc ordinary shares of 5p each.
 
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America.
 
19 May 2014
 
Name of contact and telephone number for queries:
 
Jennie Webb, Share Plans Manager, 020 7548 2027
 
Name of duly authorised officer of issuer responsible for making notification:
 
Stefan Bort, Deputy Group Secretary, 020 7548 2115
 
 
 

 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.





 
 
Date 19 May 2014
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
   
 
By: /s/ Stefan Bort
   
 
Stefan Bort
  Deputy Group Secretary