-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GSVqpHEsGtLjPw/sSzeI/v8K6S7JvsYmtR9fzn06IyXCCFn+jahrhQKjJPxcVneV V5uZMBHR6F+vA/MIFpVd9A== 0000898822-03-001046.txt : 20031023 0000898822-03-001046.hdr.sgml : 20031023 20031023170208 ACCESSION NUMBER: 0000898822-03-001046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031023 FILED AS OF DATE: 20031023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANDY JOSEPH CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15951 FILM NUMBER: 03954620 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVAYA INC CENTRAL INDEX KEY: 0001116521 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223713430 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 211 MOUNT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9089536000 MAIL ADDRESS: STREET 1: 211 MOUNT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: LUCENT EN CORP DATE OF NAME CHANGE: 20000612 4 1 oct23_landyform4ex.xml X0201 4 2003-10-23 0 0001116521 AVAYA INC AV 0001220638 LANDY JOSEPH C/O WARBURG PINCUS LLC 466 LEXINGTON AVE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 2003-10-23 4 S 0 25000000 12.89 D 35284009 I Partnership The security holders are Warburg, Pincus Equity Partners, L.P., Warburg, Pincus Netherlands Equity Partners I., C.V., Warburg, Pincus Netherlands Equity Partners II., C.V., and Warburg, Pincus Netherlands Equity Partners III, C.V. (collectively, the "Warburg Pincus Funds"). Warburg Pincus & Co. is the sole general partner of each of the Warburg Pincus Funds. Each of the Warburg Pincus Funds is managed by Warburg Pincus LLC. Joseph P. Landy, a director of the Issuer, is a Managing General Partner of Warburg Pincus & Co. and a Managing General Member of Warburg Pincus LLC. Securities owned by the Warburg Pincus Funds are indicated as owned by Mr. Landy because of his affiliation with Warburg Pincus & Co. and Warburg Pincus LLC. Mr. Landy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a promulgated under the Securities Exchange Act of 1934, as amended) in an indeterminate amount of the securities owned by the Warburg Pincus Funds. Mr. Landy disclaims beneficial ownership of the securities owned by the Warburg Pincus Funds, except to the extent of his indirect pecuniary interest therein. Joseph P. Landy 2003-10-23 -----END PRIVACY-ENHANCED MESSAGE-----