SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Contag Pamela Reilly

(Last) (First) (Middle)
XENOGEN CORPORATION
860 ATLANTIC AVENUE

(Street)
ALAMEDA CA 94501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
XENOGEN CORP [ XGEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
08/09/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/09/2006 M 118,023 A $0.42 140,880 D
Common Stock 08/09/2006 F 118,023 D $0.42 140,880 D
Common Stock 08/09/2006 D 140,880 D $0(1) 0 D
Common Stock 08/09/2006 D 214,828 D $0(1) 0 I By Contag Family Trust
Common Stock 08/09/2006 D 9,177 D $0(1) 0 I By Ashlyn Grace Contag Trust
Common Stock 08/09/2006 D 9,177 D $0(1) 0 I By Caitlin Ann Contag Trust
Common Stock 08/09/2006 D 9,177 D $0(1) 0 I By Carlos and Ann Contag Trust
Common Stock 08/09/2006 D 9,177 D $0(1) 0 I By Greyson Christopher Contag Trust
Common Stock 08/09/2006 D 9,177 D $0(1) 0 I By John and Juanita Reilly Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $0.42 08/09/2006 D(2) 5,214 06/01/2000(3) 12/01/2013 Common Stock 5,214 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 A(2) 5,214 06/01/2000(3) 12/01/2013 Common Stock 5,214 $0 5,214 D
Stock Option (Right to Buy) $0.42 08/09/2006 M 5,214 06/01/2000(3) 12/01/2013 Common Stock 5,214 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 D(2) 10,429 09/27/2001(3) 12/01/2013 Common Stock 10,429 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 A(2) 10,429 09/27/2001(3) 12/01/2013 Common Stock 10,429 $0 10,429 D
Stock Option (Right to Buy) $0.42 08/09/2006 M 10,429 09/27/2001(3) 12/01/2013 Common Stock 10,429 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 D(2) 3,571 01/01/2003(3) 12/01/2013 Common Stock 3,571 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 A(2) 3,571 01/01/2003(3) 12/01/2013 Common Stock 3,571 $0 3,571 D
Stock Option (Right to Buy) $0.42 08/09/2006 M 3,571 01/01/2003(3) 12/01/2013 Common Stock 3,571 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 D(2) 3,571 02/28/2006(3) 12/01/2013 Common Stock 3,571 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 A(2) 3,571 02/28/2006(3) 12/01/2013 Common Stock 3,571 $0 3,571 D
Stock Option (Right to Buy) $0.42 08/09/2006 M 3,571 02/28/2006(3) 12/01/2013 Common Stock 3,571 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 D(2) 95,238 12/01/2004(3) 12/01/2013 Common Stock 95,238 $0 0 D
Stock Option (Right to Buy) $0.42 08/09/2006 A(2) 95,238 12/01/2004(3) 12/01/2013 Common Stock 95,238 $0 95,238 D
Stock Option (Right to Buy) $0.42 08/09/2006 M 95,238 12/01/2004(3) 12/01/2013 Common Stock 95,238 $0 0 D
Explanation of Responses:
1. Disposed of pursuant to an Agreement and Plan of Merger between the Issuer, Caliper Life Sciences, Inc. ("Caliper") and Caliper Holdings, Inc. (the "Merger"). In exchange for each share of Issuer common stock, stockholders of the Issuer received .5792 shares of Caliper Common Stock, having a market value of $4.84 (the closing sale price) per share on the effective date of the Merger and a Warrant to purchase .2249 of a share of Caliper Common Stock.
2. Amendment of oustanding option to allow for net exercise results in deemed concellation of option and grant of replacement option.
3. Originally vested as to 25% of the shares on the Date Exercisable and 1/48th per month thereafter; the vesting and exercisability of all options was accelerated as to 100% upon the closing of the Merger.
/s/ Jason Brady, Attorney-in-fact 08/11/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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