0001445866-19-001162.txt : 20190919 0001445866-19-001162.hdr.sgml : 20190919 20190919182619 ACCESSION NUMBER: 0001445866-19-001162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190919 DATE AS OF CHANGE: 20190919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEIBMAN NEIL CENTRAL INDEX KEY: 0001116185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 191102415 MAIL ADDRESS: STREET 1: 24 GREENWAY PLAZA STREET 2: STE 1826 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2019-09-16 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001116185 LEIBMAN NEIL 5847 SAN FELIPE STREET #3700 HOUSTON TX 77057 1 1 1 0 Chief Executive Officer Stock Option (right to buy) 2 2019-09-16 4 A 0 150000 0 A 2029-09-16 Common Stock 150000 150000 D Options were issued to Reporting Person pursuant the Reporting Person's employment agreement with the Issuer, as amended; Options vest and become exercisable in two tranches: as to 75,000 shares, on January 1, 2020 and as to the remaining 75,000 shares, on December 31, 2020. By Alexander N. Pearson, pursuant to a power of attorney dated December 12, 2012, included as Exhibit 24.1 to Schedule 13G filed on December 12, 2012 /s/ NEIL LEIBMAN 2019-09-19