0001209191-17-059144.txt : 20171103 0001209191-17-059144.hdr.sgml : 20171103 20171103160612 ACCESSION NUMBER: 0001209191-17-059144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNTER JEFF N CENTRAL INDEX KEY: 0001116018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 171176451 MAIL ADDRESS: STREET 1: 1923 MYRON DR CITY: RALEIGH STATE: NC ZIP: 27607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4105 HOPSON ROAD CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4105 HOPSON ROAD CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-01 0 0001467154 Novan, Inc. NOVN 0001116018 HUNTER JEFF N C/O NOVAN, INC. 4105 HOPSON ROAD MORRISVILLE NC 27560 0 1 0 0 EVP & Chief Business Officer Employee Stock Option (right to buy) 5.48 2017-11-01 4 A 0 25000 0.00 A 2017-11-01 2027-07-31 Common Stock 25000 50000 D On August 1, 2017, the reporting person received an employee stock option to buy 80,000 shares of common stock, with 25,000 shares subject to the option vesting immediately as of August 1, 2017 and the remaining 55,000 shares subject to the option vesting, if at all, upon satisfaction of certain performance criteria by the Company. The Company met one of the specified performance criteria, resulting in 25,000 shares subject to the option to vest on November 1, 2017. /s/ Andrew J. Novak, by power of attorney 2017-11-03