0000950123-14-011024.txt : 20141106 0000950123-14-011024.hdr.sgml : 20141106 20141106100344 ACCESSION NUMBER: 0000950123-14-011024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 EFFECTIVENESS DATE: 20141106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 141199194 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001115941 XXXXXXXX 09-30-2014 09-30-2014 TDAM USA Inc.

Canada Trust Tower, BCE Place 161 Bay Street, 35th, Floor Toronto A6 M5J 2T2

13F HOLDINGS REPORT 028-05929 28-04365 TD Bank N.A N Barbara Callbeck 416-308-5346 Barbara Callbeck Toronto A6 11-04-2014 1 421 2309753 false 1 28-04365 TD Bank N.A INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 451 3184 SH SOLE 3184 0 0 3M CO COM 88579Y101 32353 228355 SH DFND 1 188083 8476 31796 ABB LTD SPONSORED ADR 000375204 364 16245 SH DFND 1 9460 0 6785 ABBOTT LABS COM 002824100 460 11050 SH SOLE 11050 0 0 ABBOTT LABS COM 002824100 20100 483288 SH DFND 1 424468 1437 57383 ABBVIE INC COM 00287Y109 17546 303782 SH DFND 1 245323 2590 55869 ABBVIE INC COM 00287Y109 320 5548 SH SOLE 5548 0 0 ACE LTD SHS H0023R105 3934 37510 SH DFND 1 34012 260 3238 ADOBE SYS INC COM 00724F101 922 13324 SH DFND 1 8618 0 4706 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 493 83469 SH SOLE 83469 0 0 AETNA INC NEW COM 00817Y108 339 4190 SH SOLE 4190 0 0 AETNA INC NEW COM 00817Y108 8699 107396 SH DFND 1 106456 365 575 AFLAC INC COM 001055102 3365 57773 SH 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COM 61166W101 232 2059 SH SOLE 2059 0 0 MONSANTO CO NEW COM 61166W101 2693 23939 SH DFND 1 15679 510 7750 MOODYS CORP COM 615369105 542 5732 SH DFND 1 2730 0 3002 MORGAN STANLEY COM NEW 617446448 8915 257880 SH DFND 1 245195 870 11815 NATIONAL FUEL GAS CO N J COM 636180101 450 6425 SH DFND 1 6125 0 300 NATIONAL OILWELL VARCO INC COM 637071101 12854 168904 SH DFND 1 165864 520 2520 NEXTERA ENERGY INC COM 65339F101 7360 78398 SH DFND 1 73085 985 4328 NIKE INC CL B 654106103 5206 58363 SH DFND 1 36022 1190 21151 NIKE INC CL B 654106103 290 3253 SH SOLE 3253 0 0 NISOURCE INC COM 65473P105 951 23205 SH DFND 1 23157 0 48 NORFOLK SOUTHERN CORP COM 655844108 2472 22147 SH DFND 1 16868 715 4564 NORTHEAST UTILS COM 664397106 20467 462003 SH DFND 1 451484 1945 8574 NORTHERN TR CORP COM 665859104 10410 153019 SH DFND 1 149938 460 2621 NORTHERN TR CORP COM 665859104 481 7065 SH SOLE 7065 0 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 496 28090 SH SOLE 28090 0 0 NOVARTIS A G SPONSORED ADR 66987V109 8636 91747 SH DFND 1 5067 0 86680 NOVO-NORDISK A S ADR 670100205 1236 25960 SH DFND 1 25210 0 750 OCCIDENTAL PETE CORP DEL COM 674599105 12916 134328 SH DFND 1 122174 1405 10749 OCCIDENTAL PETE CORP DEL COM 674599105 473 4915 SH SOLE 4915 0 0 OFFICE DEPOT INC COM 676220106 66 12900 SH SOLE 12900 0 0 OMNICOM GROUP INC COM 681919106 1286 18676 SH DFND 1 2839 0 15837 ONEOK INC NEW COM 682680103 1273 19420 SH DFND 1 13769 0 5651 ONEOK INC NEW COM 682680103 385 5873 SH SOLE 5873 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 410 7320 SH DFND 1 6720 0 600 ORACLE CORP COM 68389X105 36823 961945 SH DFND 1 919501 3067 39377 ORACLE CORP COM 68389X105 1122 29308 SH SOLE 29308 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 53 12383 SH SOLE 12383 0 0 PARKER HANNIFIN CORP COM 701094104 434 3800 SH SOLE 3800 0 0 PAYCHEX INC COM 704326107 3563 80600 SH DFND 1 19153 0 61447 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 74 75000 SH SOLE 75000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 750 51854 SH DFND 1 43544 0 8310 PEPSICO INC COM 713448108 30008 322352 SH DFND 1 230655 2535 89162 PEPSICO INC COM 713448108 480 5155 SH SOLE 5155 0 0 PETSMART INC COM 716768106 975 13915 SH DFND 1 550 0 13365 PFIZER INC COM 717081103 13328 450722 SH DFND 1 335960 4339 110423 PFIZER INC COM 717081103 732 24750 SH SOLE 24750 0 0 PG&E CORP COM 69331C108 455 10100 SH SOLE 10100 0 0 PHILIP MORRIS INTL INC COM 718172109 892 10699 SH SOLE 10699 0 0 PHILIP MORRIS INTL INC COM 718172109 26096 312903 SH DFND 1 234463 1195 77245 PHILLIPS 66 COM 718546104 1579 19420 SH DFND 1 12823 90 6507 PNC FINL SVCS GROUP INC COM 693475105 2716 31742 SH DFND 1 17314 0 14428 POTASH CORP SASK INC COM 73755L107 718 20770 SH DFND 1 20445 0 325 PPL CORP COM 69351T106 832 25333 SH DFND 1 24530 0 803 PPL CORP COM 69351T106 296 9017 SH SOLE 9017 0 0 PRAXAIR INC COM 74005P104 382 2960 SH SOLE 2960 0 0 PRAXAIR INC COM 74005P104 15936 123536 SH DFND 1 117835 585 5116 PRECISION CASTPARTS CORP COM 740189105 2360 9962 SH DFND 1 9466 0 496 PRECISION CASTPARTS CORP COM 740189105 477 2014 SH SOLE 2014 0 0 PRICE T ROWE GROUP INC COM 74144T108 489 6238 SH SOLE 6238 0 0 PRICE T ROWE GROUP INC COM 74144T108 289 3686 SH DFND 1 2790 0 896 PROCTER & GAMBLE CO COM 742718109 40233 480453 SH DFND 1 366026 3530 110897 PROCTER & GAMBLE CO COM 742718109 1019 12163 SH SOLE 12163 0 0 PROSPECT CAPITAL CORPORATION NOTE 6.250%12/1 74348TAC6 124 118000 SH SOLE 118000 0 0 QUALCOMM INC COM 747525103 4951 66212 SH DFND 1 16428 170 49614 QUEST DIAGNOSTICS INC COM 74834L100 1297 21373 SH DFND 1 12502 50 8821 RAYTHEON CO COM NEW 755111507 19429 191191 SH DFND 1 185915 550 4726 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 20 20000 SH SOLE 20000 0 0 REGAL ENTMT GROUP CL A 758766109 427 21460 SH DFND 1 21460 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 950 9500 SH DFND 1 250 0 9250 REPUBLIC SVCS INC COM 760759100 558 14293 SH DFND 1 14130 0 163 REYNOLDS AMERICAN INC COM 761713106 1108 18783 SH DFND 1 15940 0 2843 REYNOLDS AMERICAN INC COM 761713106 245 4147 SH SOLE 4147 0 0 RIO TINTO PLC SPONSORED ADR 767204100 375 7632 SH DFND 1 5009 0 2623 RITE AID CORP COM 767754104 218 45117 SH DFND 1 0 0 45117 RITE AID CORP COM 767754104 107 22200 SH SOLE 22200 0 0 ROCKWELL COLLINS INC COM 774341101 7132 90849 SH DFND 1 89689 300 860 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9316 122366 SH DFND 1 87420 1635 33311 RPM INTL INC COM 749685103 404 8830 SH DFND 1 8260 0 570 SASOL LTD SPONSORED ADR 803866300 365 6696 SH SOLE 6696 0 0 SCANA CORP NEW COM 80589M102 380 7652 SH DFND 1 7652 0 0 SCHLUMBERGER LTD COM 806857108 8229 80921 SH DFND 1 40926 260 39735 SCHLUMBERGER LTD COM 806857108 443 4355 SH SOLE 4355 0 0 SCORPIO TANKERS INC SHS Y7542C106 665 80027 SH DFND 1 53947 3000 23080 SEAGATE TECHNOLOGY PLC SHS G7945M107 446 7795 SH SOLE 7795 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 29220 510218 SH DFND 1 503918 1290 5010 SEMPRA ENERGY COM 816851109 498 4728 SH DFND 1 4445 0 283 SHERWIN WILLIAMS CO COM 824348106 1265 5775 SH DFND 1 5700 0 75 SHERWIN WILLIAMS CO COM 824348106 517 2363 SH SOLE 2363 0 0 SIGMA ALDRICH CORP COM 826552101 3623 26640 SH DFND 1 21875 40 4725 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 361 52950 SH SOLE 52950 0 0 SIMON PPTY GROUP INC NEW COM 828806109 201 1223 SH SOLE 1223 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 9 10000 SH SOLE 10000 0 0 SOUTHERN CO COM 842587107 4104 94025 SH DFND 1 84767 460 8798 SPECTRA ENERGY CORP COM 847560109 4452 113410 SH DFND 1 100937 1825 10648 ST JUDE MED INC COM 790849103 750 12472 SH DFND 1 11150 0 1322 STAPLES INC COM 855030102 350 28902 SH DFND 1 20221 275 8406 STARBUCKS CORP COM 855244109 4245 56253 SH DFND 1 47300 0 8953 STATE STR CORP COM 857477103 6212 84393 SH DFND 1 44078 60 40255 STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 85 86000 SH SOLE 86000 0 0 STRYKER CORP COM 863667101 6717 83184 SH DFND 1 23739 0 59445 SYNGENTA AG SPONSORED ADR 87160A100 1074 16942 SH DFND 1 14772 970 1200 SYSCO CORP COM 871829107 1153 30373 SH DFND 1 20413 310 9650 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1158 57405 SH SOLE 57405 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 803 11097 SH DFND 1 9165 0 1932 TARGET CORP COM 87612E106 414 6609 SH DFND 1 4450 0 2159 TATA MTRS LTD SPONSORED ADR 876568502 258 5903 SH SOLE 5903 0 0 TECHNE CORP COM 878377100 834 8918 SH DFND 1 8214 230 474 TECO ENERGY INC COM 872375100 518 29795 SH DFND 1 27920 0 1875 TEXAS INSTRS INC COM 882508104 15073 316060 SH DFND 1 289657 1105 25298 THERMO FISHER SCIENTIFIC INC COM 883556102 279 2291 SH DFND 1 1867 0 424 THOMSON REUTERS CORP COM 884903105 205 5606 SH SOLE 5606 0 0 TIME WARNER INC COM NEW 887317303 757 10059 SH SOLE 10059 0 0 TIME WARNER INC COM NEW 887317303 32112 426960 SH DFND 1 415674 835 10451 TJX COS INC NEW COM 872540109 207 3495 SH SOLE 3495 0 0 TJX COS INC NEW COM 872540109 14188 239779 SH DFND 1 232489 1535 5755 TORONTO DOMINION BK ONT COM NEW 891160509 17675 357862 SH DFND 1 5602 440 351820 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 222 1886 SH DFND 1 105 0 1781 TRANSOCEAN LTD REG SHS H8817H100 456 14274 SH DFND 1 7322 0 6952 TWENTY FIRST CENTY FOX INC CL A 90130A101 298 8700 SH SOLE 8700 0 0 UGI CORP NEW COM 902681105 2495 73188 SH DFND 1 73188 0 0 UMPQUA HLDGS CORP COM 904214103 170 10305 SH SOLE 10305 0 0 UNION PAC CORP COM 907818108 365 3364 SH SOLE 3364 0 0 UNION PAC CORP COM 907818108 12003 110704 SH DFND 1 57508 800 52396 UNITED FINL BANCORP INC NEW COM 910304104 361 28438 SH DFND 1 28438 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 285 143178 SH SOLE 143178 0 0 UNITED PARCEL SERVICE INC CL B 911312106 427 4346 SH SOLE 4346 0 0 UNITED PARCEL SERVICE INC CL B 911312106 21410 217821 SH DFND 1 183061 120 34640 UNITED TECHNOLOGIES CORP COM 913017109 21717 205655 SH DFND 1 164615 1210 39830 UNITEDHEALTH GROUP INC COM 91324P102 19545 226611 SH DFND 1 204371 550 21690 UNITEDHEALTH GROUP INC COM 91324P102 801 9292 SH SOLE 9292 0 0 UNIVEST CORP PA COM 915271100 751 40035 SH DFND 1 40000 0 35 US BANCORP DEL COM NEW 902973304 5611 134130 SH DFND 1 109563 1770 22797 US BANCORP DEL COM NEW 902973304 368 8786 SH SOLE 8786 0 0 VECTREN CORP COM 92240G101 445 11159 SH DFND 1 11020 0 139 VERIZON COMMUNICATIONS INC COM 92343V104 32225 644623 SH DFND 1 521585 3965 119073 VERIZON COMMUNICATIONS INC COM 92343V104 993 19861 SH SOLE 19861 0 0 VISA INC COM CL A 92826C839 753 3529 SH SOLE 3529 0 0 VISA INC COM CL A 92826C839 16460 77145 SH DFND 1 64057 330 12758 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 6252 190094 SH DFND 1 143902 0 46192 VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 45 52000 SH SOLE 52000 0 0 VORNADO RLTY TR SH BEN INT 929042109 446 4460 SH SOLE 4460 0 0 WABTEC CORP COM 929740108 204 2520 SH SOLE 2520 0 0 WAL-MART STORES INC COM 931142103 1100 14382 SH SOLE 14382 0 0 WAL-MART STORES INC COM 931142103 16792 219586 SH DFND 1 197452 393 21741 WALGREEN CO COM 931422109 8643 145818 SH DFND 1 85566 0 60252 WALGREEN CO COM 931422109 203 3421 SH SOLE 3421 0 0 WASTE MGMT INC DEL COM 94106L109 1659 34914 SH DFND 1 21645 0 13269 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 9 10000 SH SOLE 10000 0 0 WELLPOINT INC COM 94973V107 314 2625 SH DFND 1 160 0 2465 WELLS FARGO & CO NEW COM 949746101 32424 625107 SH DFND 1 406155 3330 215622 WELLS FARGO & CO NEW COM 949746101 1135 21884 SH SOLE 21884 0 0 WESTAR ENERGY INC COM 95709T100 501 14698 SH DFND 1 11330 0 3368 WESTERN UN CO COM 959802109 736 45856 SH DFND 1 6163 0 39693 WEYERHAEUSER CO COM 962166104 417 13100 SH SOLE 13100 0 0 WGL HLDGS INC COM 92924F106 431 10222 SH DFND 1 7690 0 2532 WILLIAMS COS INC DEL COM 969457100 505 9122 SH DFND 1 3984 0 5138 WIPRO LTD SPON ADR 1 SH 97651M109 184 15151 SH SOLE 15151 0 0 WISCONSIN ENERGY CORP COM 976657106 322 7485 SH SOLE 7485 0 0 WISCONSIN ENERGY CORP COM 976657106 11675 271508 SH DFND 1 266722 690 4096 WOLVERINE WORLD WIDE INC COM 978097103 472 18815 SH DFND 1 18778 0 37 WOODWARD INC COM 980745103 203 4264 SH SOLE 4264 0 0 XEROX CORP COM 984121103 450 34050 SH DFND 1 14375 0 19675 YUM BRANDS INC COM 988498101 5867 81507 SH DFND 1 66829 455 14223 ZIMMER HLDGS INC COM 98956P102 9118 90683 SH DFND 1 36416 415 53852 ZOETIS INC CL A 98978V103 297 8045 SH SOLE 8045 0 0