0001181431-13-014733.txt : 20130305 0001181431-13-014733.hdr.sgml : 20130305 20130305215728 ACCESSION NUMBER: 0001181431-13-014733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHEW SARA CENTRAL INDEX KEY: 0001192748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 13668074 MAIL ADDRESS: STREET 1: ONE DIAMOND HILL RD CITY: MURRAY HILL STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 4 1 rrd372448.xml 3-01-13 RSUS, LRSUS, SHARES WITHHELD X0306 4 2013-03-01 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001192748 MATHEW SARA 103 JFK PARKWAY SHORT HILLS NJ 07078 1 1 0 0 Chairman & CEO Common Stock 2013-03-01 4 A 0 10027 0 A 131046.4601 D Common Stock 2013-03-01 4 F 0 5174 80.38 D 125872.4601 D Common Stock 396.638 I Held in 401(k) Common Stock 4038.9717 I Held in ESPP Leveraged Restricted Stock Units 2013-03-01 4 A 0 21336 0 A Common Stock 21336 21336 D Grant of restricted stock units which vests in three installments -- 20% one year from grant date, 30% two years from grant date and the remaining 50% three years from grant date. The reporting person made an irrevocable election in November 2012 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded, through the deduction of shares from the vested amount. Held in the issuer's 401(k) plan as of 2/28/13. Held in the issuer's employee stock purchase plan (ESPP) as of 2/28/13, and includes 199.1266 shares acquired under the ESPP since the date of the reporting person's last ownership report. Each performance share represents a contingent right for the reporting person to receive, on each of the first, second and third anniversaries of the date of grant, a distribution of common stock equal to 0% to 200% of the reported target performance shares based on the issuer's stock price performance during the designated performance periods, as follows: the first distribution is tied to the issuer's one-year stock price performance (1/1/2013 - 12/31/2013); the second distribution is tied to the issuer's two-year stock price performance (1/1/2013 - 12/31/2014); and the third distribution is tied to the issuer's three-year stock price performance (1/1/2013 - 12/31/2015). /s/ Christine Cappuccia for Sara Mathew 2013-03-05