0001181431-11-049887.txt : 20110919 0001181431-11-049887.hdr.sgml : 20110919 20110919202058 ACCESSION NUMBER: 0001181431-11-049887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110915 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHEW SARA CENTRAL INDEX KEY: 0001192748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 111098309 MAIL ADDRESS: STREET 1: ONE DIAMOND HILL RD CITY: MURRAY HILL STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 4 1 rrd322156.xml 9/15-16 DIV REINV AND EXERCISE/SELL TO COVER TRANS X0304 4 2011-09-15 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001192748 MATHEW SARA 103 JFK PARKWAY SHORT HILLS NJ 07078 1 1 0 0 Chairman & CEO Common Stock 2011-09-15 4 A 0 138.7193 65.345 A 93044.6196 D Common Stock 2011-09-15 4 M 0 25000 36.16 A 118044.6196 D Common Stock 2011-09-15 4 S 0 18986 65.2523 D 99058.6196 D Common Stock 2011-09-16 4 M 0 25000 36.16 A 124058.6196 D Common Stock 2011-09-16 4 S 0 18890 66.14 D 105168.6196 D Common Stock 387.972 I Held in 401(k) Common Stock 3540.1646 I Held in ESPP Non-Qualified Stock Option - right to buy 36.16 2011-09-15 4 M 0 25000 0 D 2004-12-19 2011-12-19 Common Stock 25000 25000 D Stock Option - right to buy 36.16 2011-09-16 4 M 0 25000 0 D 2004-12-19 2011-12-19 Common Stock 25000 0 D Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Represents the weighted average sales price. Actual prices ranged from $64.89 to $65.58. Upon request from the Securities and Exchange Commission ("SEC") or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price. Represents the weighted average sales price. Actual prices ranged from $65.62 to $66.56. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price. Held in the issuer's 401(k) plan as of 9/15/11, and includes 2.3 shares acquired under the 401(k) since the date of the reporting person's last ownership report. Held in the issuer's employee stock purchase plan (ESPP) as of 8/31/11. One-third of the option vested each year beginning on the date indicated. /s/ Christine Cappuccia for Sara Mathew 2011-09-19