0001209191-22-039471.txt : 20220627
0001209191-22-039471.hdr.sgml : 20220627
20220627164112
ACCESSION NUMBER: 0001209191-22-039471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220623
FILED AS OF DATE: 20220627
DATE AS OF CHANGE: 20220627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERCE DANIEL E
CENTRAL INDEX KEY: 0001115044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093]
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 221045147
MAIL ADDRESS:
STREET 1: 801 CHERRY STREET, SUITE 3900
STREET 2: C/O GM FINANCIAL COMPANY, INC.
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-23
0
0001209028
Arlington Asset Investment Corp.
AAIC
0001115044
BERCE DANIEL E
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320
MCLEAN
VA
22101
1
0
0
0
Class A Common Stock
2022-06-23
4
P
0
46959
3.194
A
61959
D
Class A Common Stock
2022-06-24
4
P
0
3041
3.301
A
65000
D
Deferred Stock Units
Class A Common Stock
46097
D
Restricted Stock Units
Class A Common Stock
71319
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080
to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company,
or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at
each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240
to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request,
full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Represents deferred stock units ("DSUs") previously granted pursuant the Company's 2021 Long-Term Incentive Plan. DSUs have the same material terms as restricted stock units ("RSUs"). No transaction occurred and is for informational purposes only.
Represents RSUs previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.
D. Scott Parish, Attorney-in-Fact
2022-06-27