0001209191-22-039471.txt : 20220627 0001209191-22-039471.hdr.sgml : 20220627 20220627164112 ACCESSION NUMBER: 0001209191-22-039471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220623 FILED AS OF DATE: 20220627 DATE AS OF CHANGE: 20220627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERCE DANIEL E CENTRAL INDEX KEY: 0001115044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 221045147 MAIL ADDRESS: STREET 1: 801 CHERRY STREET, SUITE 3900 STREET 2: C/O GM FINANCIAL COMPANY, INC. CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-23 0 0001209028 Arlington Asset Investment Corp. AAIC 0001115044 BERCE DANIEL E C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 0 0 0 Class A Common Stock 2022-06-23 4 P 0 46959 3.194 A 61959 D Class A Common Stock 2022-06-24 4 P 0 3041 3.301 A 65000 D Deferred Stock Units Class A Common Stock 46097 D Restricted Stock Units Class A Common Stock 71319 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080 to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240 to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Represents deferred stock units ("DSUs") previously granted pursuant the Company's 2021 Long-Term Incentive Plan. DSUs have the same material terms as restricted stock units ("RSUs"). No transaction occurred and is for informational purposes only. Represents RSUs previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only. D. Scott Parish, Attorney-in-Fact 2022-06-27