0000899243-20-015819.txt : 20200609
0000899243-20-015819.hdr.sgml : 20200609
20200609164217
ACCESSION NUMBER: 0000899243-20-015819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200608
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERCE DANIEL E
CENTRAL INDEX KEY: 0001115044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093]
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 20952441
MAIL ADDRESS:
STREET 1: 801 CHERRY STREET, SUITE 3900
STREET 2: C/O GM FINANCIAL COMPANY, INC.
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-08
0
0001209028
Arlington Asset Investment Corp.
AI
0001115044
BERCE DANIEL E
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320
MCLEAN
VA
22101
1
0
0
0
Class A Common Stock
15000
D
Restricted Stock Units
2020-06-08
4
A
0
22099
0.00
A
Class A Common Stock
22099
71319
D
Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purposes only.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").
Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date.
The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.
/s/ D. Scott Parish, Attorney-in-Fact
2020-06-09