-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+9+Gy9IUqEPZo9fNA29GZpFjYs3OcHZDvv1q8RnwQ9AM9hA7z3wzIURmV73TwXg 2YGHx6+d4CuLVX7I7XSRig== 0000950123-03-001091.txt : 20030210 0000950123-03-001091.hdr.sgml : 20030210 20030210121233 ACCESSION NUMBER: 0000950123-03-001091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030210 EFFECTIVENESS DATE: 20030210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL COUNSEL LLC/NY CENTRAL INDEX KEY: 0001114928 IRS NUMBER: 134074768 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05779 FILM NUMBER: 03546427 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123509333 MAIL ADDRESS: STREET 1: 350 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y83311e13fvhr.txt CAPITAL COUNSEL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended 12-31-2002 ------------------ Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Capital Counsel LLC - ------------------------------------------------------------------------- Address: 350 Park Avenue, 11th Floor - ----------------------------------------------------------------------- New York, NY 10022 - ----------------------------------------------------------------------- - ----------------------------------------------------------------------- Form 13F File Number: 28-05779 ------------- The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Terence S. Greene - ------------------------------------------------------------------------- Title: Member & Secretary - ------------------------------------------------------------------------- Phone: 212-350-4520 - ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Terence S. Greene New York, NY 02/10/2003 - ------------------------------- -------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 68 --- Form 13F Information Table Value Total: 342294 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 02 28 - 03 28 - CAPITAL COUNSEL LLC FORM 13F 12-31-02
Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- SOLECTRON CORP CONV PFD 7.25% 834182206 1367 116875 SH Sole 116875 3COM CORP COM 885535104 139 30044 SH Sole 30044 3M COMPANY COM 88579Y101 1596 12948 SH Sole 12948 ABBOTT LABORATORIES COM 002824100 1440 35988 SH Sole 35988 AMERICAN INTERNATL GROUP COM 026874107 19173 331433 SH Sole 331433 AMGEN INC COM 031162100 662 13700 SH Sole 13700 AUTOMATIC DATA PROCESSING COM 053015103 12293 313200 SH Sole 313200 BAKER HUGHES INC COM 057224107 1509 46866 SH Sole 46866 C H ROBINSON WORLDWIDE COM 12541W100 13951 447134 SH Sole 447134 CIRRUS LOGIC INC COM 172755100 40 14000 SH Sole 14000 CISCO SYS INC COM 17275R102 761 58124 SH Sole 58124 CITIGROUP COM 172967101 848 24109 SH Sole 24109 COCA COLA CO COM 191216100 5432 123910 SH Sole 123910 CONCORD EFS INC COM 206197105 10632 675500 SH Sole 675500 DANAHER CORP COM 235851102 1607 24459 SH Sole 24459 DELL COMPUTER CORP COM 247025109 612 22875 SH Sole 22875 DISNEY WALT CO COM 254687106 1803 110555 SH Sole 110555 DST SYS INC COM 233326107 9455 265968 SH Sole 265968 DU PONT E I DE NEMOURS & CO COM 263534109 882 20799 SH Sole 20799 E M C CORP COM 268648102 265 43174 SH Sole 43174 EMERSON ELECTRIC CO COM COM 291011104 645 12686 SH Sole 12686 EQUITY OIL CO COM 294749106 170 85000 SH Sole 85000 EXPRESS SCRIPTS INC COM 302182100 17996 374600 SH Sole 374600 EXXON MOBIL CORPORATION COM 30231g102 7862 225022 SH Sole 225022 FEDERAL NATL MTG ASSN COM 313586109 1919 29838 SH Sole 29838 FIRST DATA CORP COM 319963104 36796 1039130 SH Sole 1039130 GENERAL ELECTRIC CO COM 369604103 2933 120450 SH Sole 120450 GENERAL MTRS CORP COM 370442105 295 8000 SH Sole 8000 GILEAD SCIENCES INC COM 375558103 544 16000 SH Sole 16000 GRAINGER COM 384802104 583 11300 SH Sole 11300
HARTE-HANKS INC COM 416196103 30701 1644425 SH Sole 1644425 HOME DEPOT INC COM 437076102 627 26106 SH Sole 26106 HUBBELL INC CLASS A COM 443510102 258 7800 SH Sole 7800 HUBBELL INC CLASS B COM 443510201 1186 33744 SH Sole 33744 INTEL CORP COM 458140100 18653 1197992 SH Sole 1197992 INTL BUSINESS MACHINES CORP COM 459200101 734 9473 SH Sole 9473 JOHNSON & JOHNSON COM 478160104 2690 50088 SH Sole 50088 LEXAR MEDIA INC COM 52886P104 63 10000 SH Sole 10000 MACROMEDIA INC COM 556100105 126 11840 SH Sole 11840 MARSH & MCLENNAN COS COM 571748102 256 5540 SH Sole 5540 MARSHALL & ILSLEY CORP COM 571834100 452 16500 SH Sole 16500 MAXIM INTERGRATED PRODS INC CO COM 57772K101 1657 50166 SH Sole 50166 MERCK & CO INC COM 589331107 18389 324832 SH Sole 324832 METTLER - TOLEDO INTL COM 592688105 385 12000 SH Sole 12000 MICROSOFT CORP COM 594918104 1070 20692 SH Sole 20692 NEOMAGIC CORP. COM 640497103 11 10000 SH Sole 10000 PATTERSON DENTAL COM 703412106 9717 222150 SH Sole 222150 PEPSICO INC COM 713448108 13729 325184 SH Sole 325184 PFIZER INC COM 717081103 1441 47148 SH Sole 47148 PLANTRONICS INC NEW COM 727493108 1118 73925 SH Sole 73925 PROLOGIS TR SH BEN INT COM 743410102 176 7000 SH Sole 7000 SOLECTRON CORP COM 834182107 1438 405034 SH Sole 405034 STATE STREET CORP COM 857477103 49763 1275979 SH Sole 1275979 STRYKER CORP COM 863667101 2175 32400 SH Sole 32400 SUN MICROSYSTEMS INC COM 866810104 94 30200 SH Sole 30200 THOMAS & BETTS CORP COM 884315102 281 16600 SH Sole 16600 UNITED PARCEL SERVICE COM 911312106 347 5500 SH Sole 5500 US BANCORP COM 902973304 432 20381 SH Sole 20381 VARIAN MED SYS INC COM 92220P105 13121 264536 SH Sole 264536 WAL MART STORES INC COM 931142103 192 3800 SH Sole 3800 WALGREEN CO COM 931422109 3716 127289 SH Sole 127289 WASHINGTON POST CO CL B COM 939640108 1107 1500 SH Sole 1500 XILINX INC COM 983919101 3996 194000 SH Sole 194000 BP AMOCO PLC ADR ADR 055622104 3741 92039 SH Sole 92039 NOKIA CORP SPONSORED ADR ADR 654902204 201 13000 SH Sole 13000 REED ELSEVIER NV ADR ADR 758204101 271 11000 SH Sole 11000 SAP AKTIENGESELLSCHAFT ADR ADR 803054204 536 27480 SH Sole 27480 INTEL CORP PUT OPT @ 20.00 NQMD 112 25000 SH Sole 25000 REPORT SUMMARY 68 DATA 339175 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED RECORDS
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