-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/9M7NXj55yc6aWKBo+h+x8sVfjC2JBOQvTZ9ggFtQ6ySoPlhjWOpfZ4cXr9L9wV VPdsEJpZYwnKI12WDPNcYw== 0000950123-02-010533.txt : 20021112 0000950123-02-010533.hdr.sgml : 20021111 20021112101419 ACCESSION NUMBER: 0000950123-02-010533 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021112 EFFECTIVENESS DATE: 20021112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL COUNSEL LLC/NY CENTRAL INDEX KEY: 0001114928 IRS NUMBER: 134074768 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05779 FILM NUMBER: 02815661 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123509333 MAIL ADDRESS: STREET 1: 350 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y65376e13fvhr.txt CAPITAL COUNSEL LLC FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2002 ------------------ Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Capital Counsel LLC ------------------------------------------------------------------------- Address: 350 Park Avenue, 11th Floor ----------------------------------------------------------------------- New York, NY 10022 ----------------------------------------------------------------------- ----------------------------------------------------------------------- Form 13F File Number: 28-05779 ------------- The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Terence S. Greene ------------------------------------------------------------------------- Title: Member & Secretary ------------------------------------------------------------------------- Phone: 212-350-4520 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Terence S. Greene New York, NY 11/8/2002 - ------------------------------- -------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 72 --- Form 13F Information Table Value Total: 324660 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 02 28 - 03 28 - CAPITAL COUNSEL LLC FORM 13F September 30, 2002
Voting Authority ---------------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- -------- --- ---- ------- -------- -------- ------ ---- SOLECTRON CORP CONV PFD 7.25% 834182206 1506 170200 SH Sole 170200 3COM CORP COM 885535104 118 30044 SH Sole 30044 3M COMPANY COM 88579Y101 1424 12948 SH Sole 12948 ABBOTT LABORATORIES COM 002824100 1454 35988 SH Sole 35988 AMDOCS LTD COM g02602103 109 17000 SH Sole 17000 AMERICAN INTERNATL GROUP COM 026874107 19017 347654 SH Sole 347654 AMGEN INC COM 031162100 571 13700 SH Sole 13700 AUTOMATIC DATA PROCESSING INC COM 053015103 11296 324885 SH Sole 324885 BAKER HUGHES INC COM 057224107 1361 46866 SH Sole 46866 C H ROBINSON WORLDWIDE COM 12541W100 12462 461220 SH Sole 461220 CIRRUS LOGIC INC COM 172755100 36 14000 SH Sole 14000 CISCO SYS INC COM 17275R102 525 50124 SH Sole 50124 CITIGROUP COM 172967101 729 24584 SH Sole 24584 COCA COLA CO COM 191216100 5953 124128 SH Sole 124128 COLLECTORS UNIVERSE,Inc. COM 19421R101 8 10000 SH Sole 10000 CONCORD EFS INC COM 206197105 11088 698244 SH Sole 698244 DANAHER CORP COM 235851102 1390 24459 SH Sole 24459 DELL COMPUTER CORP COM 247025109 514 21875 SH Sole 21875 DISNEY WALT CO COM 254687106 1658 109505 SH Sole 109505 DST SYS INC COM 233326107 13217 448475 SH Sole 448475 DU PONT E I DE NEMOURS & CO COM 263534109 750 20799 SH Sole 20799 E M C CORP COM 268648102 103 22500 SH Sole 22500 EMERSON ELECTRIC CO COM COM 291011104 593 13486 SH Sole 13486 EQUITY OIL CO COM 294749106 198 85000 SH Sole 85000 EXPRESS SCRIPTS INC COM 302182100 20818 381850 SH Sole 381850 EXXON MOBIL CORPORATION COM 30231g102 7412 232347 SH Sole 232347 FEDERAL NATL MTG ASSN COM 313586109 2392 40171 SH Sole 40171 FIRST DATA CORP COM 319963104 29357 1050346 SH Sole 1050346 GENERAL ELECTRIC CO COM 369604103 4017 162975 SH Sole 162975
1 CAPITAL COUNSEL LLC FORM 13F September 30, 2002
Voting Authority ---------------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- -------- --- ---- ------- -------- -------- ------ ---- GENERAL MTRS CORP COM 370442105 311 8000 SH Sole 8000 GILEAD SCIENCES INC COM 375558103 536 16000 SH Sole 16000 GRAINGER COM 384802104 511 12000 SH Sole 12000 HARTE-HANKS INC COM 416196103 33759 1814024 SH Sole 1814024 HOME DEPOT INC COM 437076102 394 15111 SH Sole 15111 HUBBELL INC CLASS A COM 443510102 216 7800 SH Sole 7800 HUBBELL INC CLASS B COM 443510201 981 33744 SH Sole 33744 INTEL CORP COM 458140100 17864 1286076 SH Sole 1286076 INTL BUSINESS MACHINES CORP COM 459200101 582 9973 SH Sole 9973 JOHNSON & JOHNSON COM 478160104 2907 53755 SH Sole 53755 MACROMEDIA INC COM 556100105 92 11840 SH Sole 11840 MARSH & MCLENNAN COS COM 571748102 231 5540 SH Sole 5540 MARSHALL & ILSLEY CORP COM 571834100 460 16500 SH Sole 16500 MAXIM INTERGRATED PRODS INC CO COM 57772K101 1242 50166 SH Sole 50166 MERCK & CO INC COM 589331107 16079 351766 SH Sole 351766 METTLER - TOLEDO INTL COM 592688105 312 12000 SH Sole 12000 MICROSOFT CORP COM 594918104 752 17192 SH Sole 17192 NEOMAGIC CORP. COM 640497103 10 10000 SH Sole 10000 PALM COM 696642107 36 49009 SH Sole 49009 PATTERSON DENTAL COM 703412106 614 12000 SH Sole 12000 PEPSICO INC COM 713448108 12452 337004 SH Sole 337004 PFIZER INC COM 717081103 1360 46848 SH Sole 46848 PLANTRONICS INC NEW COM 727493108 1205 73925 SH Sole 73925 PROLOGIS TR SH BEN INT COM 743410102 214 8600 SH Sole 8600 SANMINA-SC COM 800907107 153 55160 SH Sole 55160 SOLECTRON CORP COM 834182107 1901 901134 SH Sole 901134 STATE STREET CORP COM 857477103 50942 1318384 SH Sole 1318384 STILWELL FINANCIAL COM 860831106 121 10000 SH Sole 10000 STRYKER CORP COM 863667101 1874 32530 SH Sole 32530
2 CAPITAL COUNSEL LLC FORM 13F September 30, 2002
Voting Authority ---------------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- -------- --- ---- ------- -------- -------- ------ ---- SUN MICROSYSTEMS INC COM 866810104 246 95000 SH Sole 95000 THOMAS & BETTS CORP COM 884315102 234 16600 SH Sole 16600 UNITED PARCEL SERVICE COM 911312106 344 5500 SH Sole 5500 US BANCORP COM 902973304 379 20381 SH Sole 20381 VARIAN MED SYS INC COM 92220P105 13281 308934 SH Sole 308934 WAL MART STORES INC COM 931142103 261 5300 SH Sole 5300 WALGREEN CO COM 931422109 3225 104829 SH Sole 104829 WASHINGTON POST CO CL B COM 939640108 973 1500 SH Sole 1500 XILINX INC COM 983919101 3073 194000 SH Sole 194000 EQUITY INV FD UNIT 2ND S & P 294700422 23 15178 SH Sole 15178 BP AMOCO PLC ADR ADR 055622104 3672 92039 SH Sole 92039 NOKIA CORP SPONSORED ADR ADR 654902204 172 13000 SH Sole 13000 REED ELSEVIER NV ADR ADR 758204101 271 11100 SH Sole 11100 SAP AKTIENGESELLSCHAFT ADR ADR 803054204 318 28280 SH Sole 28280 REPORT SUMMARY 72 DATA RECORDS 324660 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
3 -----END PRIVACY-ENHANCED MESSAGE-----