0001140361-18-008049.txt : 20180214 0001140361-18-008049.hdr.sgml : 20180214 20180214145441 ACCESSION NUMBER: 0001140361-18-008049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER LOUISE A CENTRAL INDEX KEY: 0001185946 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30707 FILM NUMBER: 18611283 MAIL ADDRESS: STREET 1: 195 N. 1ST STREET CITY: DIXON STATE: CA ZIP: 95620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NORTHERN COMMUNITY BANCORP CENTRAL INDEX KEY: 0001114927 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 680450397 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 195 N FIRST STREET CITY: DIXON STATE: CA ZIP: 95620 BUSINESS PHONE: 7076783041 MAIL ADDRESS: STREET 1: 195 N FIRST STREET CITY: DIXON STATE: CA ZIP: 95620 4 1 doc1.xml FORM 4 X0306 4 2018-02-13 0 0001114927 FIRST NORTHERN COMMUNITY BANCORP FNRN 0001185946 WALKER LOUISE A 195 NORTH FIRST STREET DIXON CA 95620 1 1 0 0 CEO/President Common Stock 2018-02-13 4 F 1 5360 13.55 D 79620 D Common Stock 2018-02-13 4 M 1 3449 12.38 A 79620 D Common Stock 2018-02-13 4 M 1 1147 12.38 A 79620 D Common Stock 2018-02-13 4 M 1 4111 3.77 A 79620 D Common Stock 2018-02-13 4 M 1 62 3.77 A 79620 D Employee Stock Option (Right to Purchase) 12.38 2018-02-13 4 M 0 3449 12.38 A 2012-02-15 2018-02-15 Common Stock 3449 0 D Employee Stock Option (Right to Purchase) 12.38 2018-02-13 4 M 0 1147 12.38 A 2009-02-15 2018-02-15 Common Stock 1147 0 D Employee Stock Option (Right to Purchase) 3.77 2018-02-13 4 M 0 4111 3.77 A 2013-03-17 2019-03-17 Common Stock 4111 0 D Employee Stock Option (Right to Purchase) 3.77 2018-02-13 4 M 0 62 3.77 A 2010-03-17 2019-03-17 Common Stock 62 0 D Swapped 3,151 aged shares at $13.55 for 3,449 Option shares at $12.38 to gain a total of 298 shares. Swapped 1,048 aged shares at $13.55 for 1,147 Option shares at $12.38 to gain a total of 99 shares. Swapped 1,144 aged shares at $13.55 for 4,111 Option shares at $3.77 to gain a total of 2,967 shares. Swapped 17 aged shares at $13.55 for 62 Option shares at $3.77 to gain a total of 45 shares. Stock Options Granted vest 0% upon their grant and 25% annually over 4 years. Devon Camara-Soucy, VP/Corporate Secretary 2018-02-14