0001683168-24-003116.txt : 20240508 0001683168-24-003116.hdr.sgml : 20240508 20240508180821 ACCESSION NUMBER: 0001683168-24-003116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240507 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRACE PHILIP G CENTRAL INDEX KEY: 0001336507 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 24927827 MAIL ADDRESS: STREET 1: LSI LOGIC CORP STREET 2: 1621 BARBER LANE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0508 4 2024-05-07 0 0001114925 LANTRONIX INC LTRX 0001336507 BRACE PHILIP G C/O LANTRONIX 48 DISCOVERY, SUITE 250 IRVINE CA 92618 1 0 0 0 0 Common Stock 2024-05-07 4 M 0 8484 0 A 12670 D Common Stock 47000 I By Brace Family Trust Common Stock 24 I By son Restricted Stock Units 2024-05-07 4 M 0 8484 0 D Common Stock 8484 8484 D Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date"). The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. RSUs convert into common stock on a one-for-one basis. The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. /s/ Jeremy Whitaker, Attorney-in-fact for Philip Brace 2024-05-08