0001683168-20-001902.txt : 20200608 0001683168-20-001902.hdr.sgml : 20200608 20200608163012 ACCESSION NUMBER: 0001683168-20-001902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Jeremy CENTRAL INDEX KEY: 0001337832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 20949472 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2020-06-05 0 0001114925 LANTRONIX INC LTRX 0001337832 Whitaker Jeremy C/O LANTRONIX, INC. 7535 IRVINE CENTER DRIVE, SUITE 100 IRVINE CA 92618 0 1 0 0 Chief Financial Officer Common Stock 2020-06-05 4 M 0 45000 1.56 A 230948 D Common Stock 2020-06-05 4 S 0 45000 3.6496 D 185948 D Stock Option (Right to buy) 1.56 2020-06-05 4 M 0 45000 0 D 2017-08-22 2020-08-23 Common Stock 45000 0 D Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). This transaction was executed in multiple trades at prices ranging from $3.60 to $3.74. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Jeremy Whitaker 2020-06-08