0001683168-20-000694.txt : 20200305 0001683168-20-000694.hdr.sgml : 20200305 20200305184804 ACCESSION NUMBER: 0001683168-20-000694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINTER HOSHI CENTRAL INDEX KEY: 0001198590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 20692099 MAIL ADDRESS: STREET 1: C/O LANTRONIX, INC. STREET 2: 7535 IRVINE CENTER DRIVE, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2020-03-04 0 0001114925 LANTRONIX INC LTRX 0001198590 PRINTER HOSHI C/O LANTRONIX, INC. 7535 IRVINE CENTER DRIVE, SUITE 100 IRVINE CA 92618 1 0 0 0 Common Stock 2020-03-04 4 M 0 25000 1.51 A 98640 D Common Stock 2020-03-04 4 M 0 25000 1.90 A 123640 D Common Stock 2020-03-04 4 M 0 25000 1.1 A 148640 D Common Stock 2020-03-04 4 S 0 52000 3.0584 D 96640 D Stock Option (Right to buy) 1.51 2020-03-04 4 M 0 25000 0 D 2014-11-19 2020-11-20 Common Stock 25000 0 D Stock Option (Right to buy) 1.90 2020-03-04 4 M 0 25000 0 D 2015-11-21 2021-11-22 Common Stock 25000 0 D Stock Option (Right to buy) 1.10 2020-03-04 4 M 0 25000 0 D 2016-11-19 2022-11-20 Common Stock 25000 0 D These shares were sold to cover the exercise price of options exercised and estimated tax liability related to such exercise. This transaction was executed in multiple trades at prices ranging from $3.00 to $3.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Jeremy Whitaker, Attorney-in-fact for Hoshi Printer 2020-03-05