0001683168-19-001617.txt : 20190517 0001683168-19-001617.hdr.sgml : 20190517 20190517163012 ACCESSION NUMBER: 0001683168-19-001617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOLINO PAUL F CENTRAL INDEX KEY: 0001244088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 19836143 MAIL ADDRESS: STREET 1: ONE ENTERPRISE CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2019-05-15 0 0001114925 LANTRONIX INC LTRX 0001244088 FOLINO PAUL F C/O LANTRONIX, INC. 7535 IRVINE CENTER DRIVE, SUITE 100 IRVINE CA 92618 1 0 0 0 Common Stock 2019-05-15 4 M 0 2115 1.95 A 68083 D Common Stock 2019-05-15 4 S 0 2115 3.45 D 65968 D Common Stock 2019-05-16 4 M 0 7780 1.95 A 73748 D Common Stock 2019-05-16 4 M 0 25000 1.59 A 98748 D Common Stock 2019-05-16 4 S 0 32780 3.40 D 65968 D Stock Option (Right to buy) 1.95 2019-05-15 4 M 0 2115 0 D 2013-06-07 2019-06-07 Common Stock 2115 7780 D Stock Option (Right to buy) 1.95 2019-05-16 4 M 0 7780 0 D 2013-06-07 2019-06-07 Common Stock 7780 0 D Stock Option (Right to buy) 1.59 2019-05-16 4 M 0 25000 0 D 2013-11-12 2019-11-12 Common Stock 25000 0 D Represents shares of common stock acquired via exercise of Stock Options granted on June 7, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Represents shares of common stock acquired via exercise of Stock Options granted on November 12, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). This transaction was executed in multiple trades at prices ranging from $3.43 to $3.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $3.36 to $3.44. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Jeremy Whitaker, Attorney-in-fact for Paul F. Folino 2019-05-17