-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/a4XaAWqz61HIpQQ1uMFRlGMBtpves25JNXIgMtRwOY/GKIVVIvDn3dO6THAN7y 8XaB8RJngwuLuciwrC5fTQ== 0000902664-05-000970.txt : 20050422 0000902664-05-000970.hdr.sgml : 20050422 20050422145207 ACCESSION NUMBER: 0000902664-05-000970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050420 FILED AS OF DATE: 20050422 DATE AS OF CHANGE: 20050422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMPIRE CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001170998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 05767210 BUSINESS ADDRESS: STREET 1: C/O EMPIRE G P LLC STREET 2: 1GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034541019 MAIL ADDRESS: STREET 1: C/O EMPIRE GP LLC STREET 2: 1GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 4 1 srz05-0455_ex.xml X0202 4 2005-04-20 0 0001114925 LANTRONIX INC LTRX 0001170998 EMPIRE CAPITAL PARTNERS LP C/O EMPIRE GP LLC 1 GORHAM ISLAND WESTPORT CT 06880 0 0 1 0 Common Stock 2005-04-20 4 P 0 36000 1.59 A 7003488 I See Footnote Common Stock 2005-04-21 4 P 0 42945 1.61 A 7046433 I See Footnote The shares of Common Stock this note relates to are held directly by Empire Capital Partners, L.P. ("Empire Capital"), with respect to the 3,136,583 shares, Empire Capital Partners, Ltd. a Cayman Islands exempted company ("Offshore") as to 2,582,795 shares, Empire Capital Partners II, Ltd., a Cayman Islands exempted company ("Offshore II") as to 433,062 shares, Charter Oak Partners, LP a Delaware Limited Partnership ("Charter Oak") as to 786,455 shares and Charter Oak Partners II ("Charter Oak II") as to 107,538 shares of Common Stock directly owned by it. Empire Capital GP, L.L.C. ("Empire GP"), serves as general partner of Empire Capital. The Empire Capital Management L.L.C. (the "Investment Manager") serves as the investment Manager and has investment discretion over the securities held by Offhsore, Offshore I, Charter Oak and Charter Oak II. Mr. Scott Fine and Peter Richards are managing members of Empire GP. Empire Capital, Empire GP, the Investment Manager and Mr. Fine each disclaims any beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have an indirect pecuniary interest pursuant to the Act. EMPIRE CAPITAL PARTNERS, LP, /s/ Scott A. Fine, Member of Empire GP, L.L.C., general partner of Empire Capital Partners, L.P. 2005-04-22 EX-99 2 srz05-0455jointfiler.txt JOINT FILER INFORMATION Joint Filer Information Name: Empire GP, L.L.C. Address: 1 Gorham Island, Westport, CT 06880 Designated Filer: Empire Capital Partners, L.P. Issuer: Lantronix, Inc. Date of Event Requiring Statement: 04/20/05 Signature: Empire GP, L.L.C. By: /S/ Scott A. Fine ----------------------------------------------------------- Name: Scott A. Fine Title: member Name: Scott A. Fine Address: 1 Gorham Island, Westport, CT 06880 Designated Filer: Empire Capital Partners, L.P. Issuer: Lantronix, Inc. Date of Event Requiring Statement: 04/20/05 Signature: Scott A. Fine By: /S/ Scott A. Fine ----------------------------------------------------------- Name: Scott A. Fine, individually -----END PRIVACY-ENHANCED MESSAGE-----