EX-1.01 2 exhibit1012016sd.htm EXHIBIT 1.01 2017-05-31 SD Exhibit


Exhibit 1.01
Integer Holdings Corporation
Conflict Minerals Report
For the Year Ended December 31, 2016
Overview
This Conflict Minerals Report (this “Report”) of Integer Holdings Corporation (“Integer,” “the Company,” “we,” or “our”) has been prepared by us on a consolidated basis for the reporting period from January 1, 2016 to December 31, 2016 (the “Reporting Period”) pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended.
Conflict minerals are defined as columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are limited to tantalum, tin and tungsten and gold (collectively referred to as “3TG”) for the purposes of this assessment. The “Covered Countries” for the purposes of the Rule are the Democratic Republic of the Congo (“DRC”), Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.
If a registrant knows or has reason to believe that any of the conflict minerals necessary to the functionality or production of their products may have originated in the Covered Countries, then the registrant must exercise due diligence on the conflict minerals’ source and chain of custody and submit a Conflict Minerals Report to the Securities and Exchange Commission (“SEC”) that includes a description of those due diligence measures.
Integer determined that during the Reporting Period it has manufactured or contracted to manufacture products containing 3TG and that the use of these minerals is necessary to the functionality or production of many of its products (the “Covered Products”). In order to conform to the Rule, the Company then performed a risk-based assessment to determine if the necessary conflict minerals in the products the Company manufactured or contracted to manufacture directly or indirectly financed or benefited armed groups in one or more of the Covered Countries. This risk-based assessment is discussed in further detail in the following sections.
Forward-Looking Statements
This Report contains forward-looking statements, which are based on our current expectations and involve numerous risks and uncertainties that may cause these forward-looking statements to be inaccurate. These statements include statements regarding our goals for future improvements to our due diligence process and to mitigate the risks associated with the sourcing of our conflict minerals. All forward-looking statements involve risk and uncertainty. Risks that may cause these forward-looking statements to be inaccurate include: failure to carry out these plans in a timely manner or at all; lack of cooperation or progress by our suppliers, and their respective suppliers and smelters; lack of progress by smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud and other irregularities) or that these plans may not be effective. In addition, you should also consider the important factors described in reports and documents that we file from time to time with the SEC, including the factors described under the sections titled “Risk Factors” in the Company’s most recently submitted Quarterly or Annual Reports. Except as required by law, we disclaim any obligation to update information contained in these forward-looking statements whether as a result of new information, future events, or otherwise.
Section 1: Company Overview
Integer, headquartered in Frisco, Texas, is among the world’s largest medical device outsource manufacturing companies, serving the cardiac, neuromodulation, orthopedics, vascular and advanced surgical markets. We also serve the non-medical power solutions market. We provide innovative, high quality medical technologies that enhance the lives of patients worldwide. In addition, we develop batteries for high-end niche applications in energy, military, and environmental markets.
Integer’s product lines and their respective products for the Reporting Period included:
Cardio & Vascular products that include introducers, steerable sheaths, guidewires, catheters, and stimulation therapy components, subassemblies and finished devices that deliver therapies for various markets such as coronary and neurovascular disease, peripheral vascular disease, interventional radiology, vascular access, atrial fibrillation, and interventional cardiology, plus products for medical imaging and pharmaceutical delivery.
Cardiac & Neuromodulation products that include batteries, capacitors, filtered and unfiltered feed-throughs, engineered components, implantable stimulation leads, and enclosures used in implantable medical devices.





Advanced Surgical, Orthopedics & Portable Medical products that include components, sub-assemblies, finished devices, implants, instruments and delivery systems for a range of surgical technologies to the advanced surgical market, including laparoscopy, orthopedics and general surgery, biopsy and drug delivery, joint preservation and reconstruction, arthroscopy, and engineered tubing solutions. Products also include life-saving and life-enhancing applications comprising of automated external defibrillators, portable oxygen concentrators, ventilators, and powered surgical tools.
Electrochem products that include primary (lithium) cells, and primary and secondary battery packs for applications in the energy, military and environmental markets.
Section 2: Reasonable Country of Origin Inquiry
In accordance with the Rule, after the Company’s initial determination that conflict minerals were necessary to the functionality of many products, the Company conducted a reasonable country of origin inquiry (“RCOI”) to determine whether the Company had reason to believe that any of the conflict minerals necessary to the functionality or production of its products may have originated in the Covered Countries. Integer’s RCOI consisted of surveying suppliers that directly supply 3TG, or component parts containing 3TG, to Integer (“Tier 1 Suppliers”). An assessment process was undertaken by the Company to identify the Tier 1 Suppliers that supplied 3TG, or component parts containing 3TG, to Integer during the Reporting Period, which included a review by engineering and supply chain teams of the bills of material for each of our Covered Products (the “Supplier Assessment”) produced at their respective locations. For certain distributors that are within the Company’s Tier 1 Supplier chain, the Company reached out to the manufacturers that supplied the 3TG contained within our Covered Products received from the distributor (“Tier 2 Suppliers”). After completion of the Supplier Assessment, our supplier survey list was established. Tier 1 and Tier 2 Suppliers of 3TG or component parts that contained or potentially contained 3TG were included in our supplier survey list.
As a first step to engaging with our supply chain, the Company sent a notification to Tier 1 and Tier 2 Suppliers during 2016 informing them about the Rule and asking them to complete the conflict minerals survey, based on the Conflict Minerals Reporting Template developed by the Conflict-Free Sourcing Initiative (“CFSI”). In 2016, Integer purchased and implemented electronic software from a third-party vendor to survey and collect all conflict minerals surveys from our suppliers. The third-party vendor reviewed all responses for completeness, corresponded with suppliers to ensure timely and accurate submissions and consolidated all information, including smelter lists.
The Company surveyed 400 Tier 1 and Tier 2 Suppliers identified during the Supplier Assessment. Every survey received was reviewed and based upon the response, and in accordance with the Rule, the Company undertook further due diligence efforts with regards to Covered Products to determine whether the 3TG in those products originated in the Covered Countries from sources that directly or indirectly finance or benefit armed groups in the Covered Countries. These due diligence efforts are described below.
Section 3: Due Diligence Design and Performance
(A) Due Diligence Design
The Company designed its due diligence measures to be in conformity with the internationally recognized due diligence framework as set forth in the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD, 2013) and related supplements for 3TG (“OECD Framework”).
(B) Due Diligence Measures Undertaken
The Company’s due diligence efforts for the Reporting Period included the following:
The Company has established a management system for addressing the issue of conflict minerals in its products. The management system includes a Conflict Minerals Policy, which is posted on our website at https://integer.net/wp-content/uploads/2015/12/POL-000067-EHSS-Conflict-Minerals.pdf. Our policy (i) supports transparency in the Company’s supply chain, (ii) encourages our suppliers to comply with the Dodd-Frank Act and make efforts to identify and eliminate the use of conflict minerals sourced from the DRC and surrounding areas unless verified as DRC Conflict Free by a third party audit, (iii) requires suppliers to conduct the necessary RCOI and due diligence for, and provide us with, proper verification of the country of origin and the source of the materials used in the products they supply to Integer, and (iv) expects our suppliers to utilize conflict-free smelter and refinery programs that are available. In addition, the policy expects Integer’s suppliers to conduct business operations in an ethical manner and comply with all applicable laws related to environmental responsibility, workplace health and safety, and human resources.





In addition to the Company’s Conflict Minerals Policy and related goals, our management system includes the establishment of a cross-functional conflict minerals steering committee comprised of representatives from the Company’s Supply Chain and Operational Excellence Group, Corporate Compliance Office, and Finance Department, which is overseen by our Chief Financial Officer. The Operational Excellence Group, with assistance from site engineering teams, is responsible for performing a review of the Covered Products, conducting the RCOI, and performing the due diligence review. The Corporate Compliance Office and Finance Department are responsible for reporting and general oversight. The conflict minerals steering committee also provides updates to the Company’s Audit Committee with regards to the measures undertaken by management.
The Company surveyed 400 of its Tier 1 and Tier 2 Suppliers and received 307 completed responses, representing a 77% response rate. We evaluated the survey responses for consistency of data provided, including whether those responses were complete and to identify any contradictions or inconsistencies found in those responses.
For those suppliers who provided smelter or refiner information for 3TG, the Company analyzed those smelters to determine if they were in fact smelters, if the smelter was part of the Company’s supply chain, and compared those smelters to the list of facilities that have received a “conflict free” designation from the Conflict Free Smelter Program (“CFSP”) developed by the EICC/GeSI or other independent third party audit programs. Based upon the information provided by the Company’s suppliers and its own due diligence efforts, the Company was unable to determine conclusively the countries of origin of the Conflict Minerals used in its products. The Company was unable to make such determination, in part, because not all supplier surveys were returned, the responses received were incomplete or not conclusive, and/or the smelter or refiner information provided by the suppliers reflected all smelters or refiners that the supplier conducted business with at some point during the year rather than smelters or refiners specific to 3TG or component parts containing 3TG sold to Integer. As a result, the Company was unable to conclusively identify those smelters or refiners that were directly related to the Company’s supply chain for the 2016 calendar year.
The smelter and refiner information provided at Annex I includes only those smelters and refiners provided by our suppliers that the Company was able to verify to the CFSP or the U.S. Department of Commerce Reporting Requirements under Section 1502(d)(3)(C) of the Dodd-Frank Act World-Wide Conflict Mineral Processing Facilities lists. The information listed does not include all the smelters or refiners provided by our suppliers as the list was modified to remove unknown or duplicate smelters and refiners. All of the the smelters and refiners listed at Annex I appear on the CFSI smelter list.
Integer invested in a third party electronic solution to survey, review and consolidate conflict minerals information, with the goal of improving accuracy and timeliness.
Due to the multiple layers within the Company’s supply chain, the Company is removed from direct interaction with the sources of ore from which conflict minerals are produced and the smelters and refiners that process those ores. We must therefore rely on our suppliers to provide information regarding the origin of the conflict minerals that are included in our Covered Products. Additionally, we believe that the smelters and refiners of the necessary conflict minerals are best suited to identify the sources of those minerals. As a result, our due diligence efforts relied on the CFSP and our Tier 1 and Tier 2 Suppliers.
Section 4: Independent Private Sector Audit
As permitted by applicable guidance of the SEC, our due diligence practices have not been subject to an independent private sector audit within the meaning of the Rule.
Section 5: Results of Assessment
Based on the Company’s due diligence efforts for the Reporting Period, the Company does not have sufficient information to determine the mines and the country of origin of all of the conflict minerals in its Covered Products or the facilities used to process the conflict minerals, including whether the conflict minerals were from recycled or scrap sources. A description of the Company’s efforts to determine the mine(s) or country of origin are included in the due diligence measures described above. The smelters and refiners included in our suppliers’ responses that we were able to reasonably identify as an operational smelter and refiner are included in Annex I. This list has been modified to remove unknown or duplicate smelters and refiners.





Section 6: Continuous Improvement Efforts to Mitigate Risk
The Company took the following steps, among others, to mature its conflict minerals program including its RCOI and due diligence measures, in accordance with OECD Guidance and to further mitigate the risk that the conflict minerals contained in its products finance or benefit armed groups in the Covered Countries:
Acquired and implemented a third-party designed IT system to assist with and improve our supplier survey and due diligence processes;
Expanded its due diligence efforts to include, and surveyed suppliers of, companies acquired during 2014 (Centro de Construcción de Cardioestimuladores del Uruguay) and 2015 (Lake Region Medical Holdings, Inc.);
Engaged with suppliers to increase the response rate and improve the quality of supplier responses;
Worked with suppliers who did not respond to the Company’s 2016 survey to stress the importance of this initiative and encourage their participation in the future;
Encouraged suppliers of 3TG or whose products contain 3TG to establish policies, due diligence frameworks, and management systems consistent with the OECD Framework. Integer continued to investigate changes to the terms of existing suppliers’ agreements and reviewed the conflict minerals policy statements for new suppliers.
The Company expects to take the following steps as part of its continuous improvement efforts:
Work to further mature the Company’s conflict minerals program and build transparency over its supply chain in accordance with the OECD Guidance;
Enhance the third-party designed IT system to increase response rates as well as further refine our smelter identification;
Revise Integer’s Conflict Minerals Policy to achieve a more robust process, including setting forth specific supplier responsibilities;
Engage Tier 1 Suppliers to ensure they receive training on our revised Conflict Minerals Policy;
Include terms and conditions in new or renewed contracts requiring suppliers to respond to our inquiries regarding conflict minerals in a timely manner;
Continue to evaluate annually the Company’s suppliers in order to determine those suppliers that are in-scope and should be surveyed as part of the Company’s conflict minerals program; and
Continue to drive our suppliers to obtain current, accurate, and complete information from their supply chain about their smelters and refiners of conflict minerals.








ANNEX I
Smelters and Refiners
Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Gold
 
CID002030
 
Western Australian Mint trading as The Perth Mint
 
Australia
Gold
 
CID002779
 
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
 
Austria
Gold
 
CID001980
 
Umicore S.A. Business Unit Precious Metals Refining
 
Belgium
Gold
 
CID000058
 
AngloGold Ashanti Córrego do Sítio Mineração
 
Brazil
Gold
 
CID001977
 
Umicore Brasil Ltda.
 
Brazil
Gold
 
CID000924
 
Asahi Refining Canada Ltd.
 
Canada
Gold
 
CID000185
 
CCR Refinery - Glencore Canada Corporation
 
Canada
Gold
 
CID001534
 
Royal Canadian Mint
 
Canada
Gold
 
CID000343
 
Daye Non-Ferrous Metals Mining Ltd.
 
China
Gold
 
CID000522
 
Gansu Seemine Material Hi-Tech Co., Ltd.
 
China
Gold
 
CID001909
 
Great Wall Precious Metals Co., Ltd. of CBPM
 
China
Gold
 
CID002312
 
Guangdong Jinding Gold Limited
 
China
Gold
 
CID000651
 
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
China
Gold
 
CID000671
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
China
Gold
 
CID000707
 
Heraeus Ltd. Hong Kong
 
China
Gold
 
CID000767
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Gold
 
CID000801
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
 
China
Gold
 
CID000855
 
Jiangxi Copper Co., Ltd.
 
China
Gold
 
CID001056
 
Lingbao Gold Co., Ltd.
 
China
Gold
 
CID001058
 
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
China
Gold
 
CID001093
 
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
China
Gold
 
CID001149
 
Metalor Technologies (Hong Kong) Ltd.
 
China
Gold
 
CID001147
 
Metalor Technologies (Suzhou) Ltd.
 
China
Gold
 
CID001362
 
Penglai Penggang Gold Industry Co., Ltd.
 
China
Gold
 
CID001619
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
China
Gold
 
CID001622
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
China
Gold
 
CID001736
 
Sichuan Tianze Precious Metals Co., Ltd.
 
China
Gold
 
CID001916
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
China
Gold
 
CID001947
 
Tongling Nonferrous Metals Group Co., Ltd.
 
China
Gold
 
CID000197
 
Yunnan Copper Industry Co., Ltd.
 
China
Gold
 
CID002224
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
China
Gold
 
CID002243
 
Zijin Mining Group Co., Ltd. Gold Refinery
 
China
Gold
 
CID002290
 
SAFINA A.S.
 
Czech Republic
Gold
 
CID002761
 
SAAMP
 
France
Gold
 
CID000035
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
Germany
Gold
 
CID000113
 
Aurubis AG
 
Germany
Gold
 
CID000176
 
C. Hafner GmbH + Co. KG
 
Germany
Gold
 
CID000362
 
DODUCO GmbH
 
Germany
Gold
 
CID000694
 
Heimerle + Meule GmbH
 
Germany
Gold
 
CID000711
 
Heraeus Precious Metals GmbH & Co. KG
 
Germany
Gold
 
CID002777
 
SAXONIA Edelmetalle GmbH
 
Germany
Gold
 
CID002778
 
WIELAND Edelmetalle GmbH
 
Germany
Gold
 
CID002863
 
Bangalore Refinery
 
India
Gold
 
CID002852
 
Gujarat Gold Centre
 
India





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Gold
 
CID002509
 
MMTC-PAMP India Pvt., Ltd.
 
India
Gold
 
CID002853
 
Sai Refinery
 
India
Gold
 
CID001397
 
PT Aneka Tambang (Persero) Tbk
 
Indonesia
Gold
 
CID000233
 
Chimet S.p.A.
 
Italy
Gold
 
CID002355
 
Faggi Enrico S.p.A.
 
Italy
Gold
 
CID002580
 
T.C.A S.p.A
 
Italy
Gold
 
CID000019
 
Aida Chemical Industries Co., Ltd.
 
Japan
Gold
 
CID000082
 
Asahi Pretec Corp.
 
Japan
Gold
 
CID000090
 
Asaka Riken Co., Ltd.
 
Japan
Gold
 
CID000264
 
Chugai Mining
 
Japan
Gold
 
CID000401
 
Dowa
 
Japan
Gold
 
CID000425
 
Eco-System Recycling Co., Ltd.
 
Japan
Gold
 
CID000807
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
Gold
 
CID000823
 
Japan Mint
 
Japan
Gold
 
CID000937
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Gold
 
CID000981
 
Kojima Chemicals Co., Ltd.
 
Japan
Gold
 
CID001119
 
Matsuda Sangyo Co., Ltd.
 
Japan
Gold
 
CID001188
 
Mitsubishi Materials Corporation
 
Japan
Gold
 
CID001193
 
Mitsui Mining and Smelting Co., Ltd.
 
Japan
Gold
 
CID001259
 
Nihon Material Co., Ltd.
 
Japan
Gold
 
CID001325
 
Ohura Precious Metal Industry Co., Ltd.
 
Japan
Gold
 
CID001798
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
Gold
 
CID001875
 
Tanaka Kikinzoku Kogyo K.K.
 
Japan
Gold
 
CID001938
 
Tokuriki Honten Co., Ltd.
 
Japan
Gold
 
CID002100
 
Yamamoto Precious Metal Co., Ltd.
 
Japan
Gold
 
CID002129
 
Yokohama Metal Co., Ltd.
 
Japan
Gold
 
CID000956
 
Kazakhmys Smelting LLC
 
Kazakhstan
Gold
 
CID000957
 
Kazzinc
 
Kazakhstan
Gold
 
CID002615
 
TOO Tau-Ken-Altyn
 
Kazakhstan
Gold
 
CID000328
 
Daejin Indus Co., Ltd.
 
Korea, Republic of
Gold
 
CID000359
 
DSC (Do Sung Corporation)
 
Korea, Republic of
Gold
 
CID000778
 
HwaSeong CJ Co., Ltd.
 
Korea, Republic of
Gold
 
CID002605
 
Korea Zinc Co., Ltd.
 
Korea, Republic of
Gold
 
CID001078
 
LS-NIKKO Copper Inc.
 
Korea, Republic of
Gold
 
CID001555
 
Samduck Precious Metals
 
Korea, Republic of
Gold
 
CID001562
 
Samwon Metals Corp.
 
Korea, Republic of
Gold
 
CID001955
 
Torecom
 
Korea, Republic of
Gold
 
CID000988
 
Korea Metal Co., Ltd.
 
Korea, Republic of
Gold
 
CID001029
 
Kyrgyzaltyn JSC
 
Kyrgyzstan
Gold
 
CID002821
 
Metahub Industries Sdn. Bhd.
 
Malaysia
Gold
 
CID002857
 
Modeltech Sdn Bhd
 
Malaysia
Gold
 
CID000180
 
Caridad
 
Mexico
Gold
 
CID001161
 
Metalúrgica Met-Mex Peñoles S.A. De C.V.
 
Mexico
Gold
 
CID002582
 
Remondis Argentia B.V.
 
Netherlands
Gold
 
CID001573
 
Schone Edelmetaal B.V.
 
Netherlands
Gold
 
CID002282
 
Morris and Watson
 
New Zealand
Gold
 
CID000128
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
Philippines





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Gold
 
CID002511
 
KGHM Polska Miedź Spółka Akcyjna
 
Poland
Gold
 
CID000927
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
Russian Federation
Gold
 
CID000929
 
JSC Uralelectromed
 
Russian Federation
Gold
 
CID001204
 
Moscow Special Alloys Processing Plant
 
Russian Federation
Gold
 
CID001326
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
Russian Federation
Gold
 
CID001328
 
OJSC Kolyma Refinery
 
Russian Federation
Gold
 
CID000493
 
OJSC Novosibirsk Refinery
 
Russian Federation
Gold
 
CID001386
 
Prioksky Plant of Non-Ferrous Metals
 
Russian Federation
Gold
 
CID001756
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
Russian Federation
Gold
 
CID001032
 
L'azurde Company For Jewelry
 
Saudi Arabia
Gold
 
CID001152
 
Metalor Technologies (Singapore) Pte., Ltd.
 
Singapore
Gold
 
CID002850
 
AU Traders and Refiners
 
South Africa
Gold
 
CID001512
 
Rand Refinery (Pty) Ltd.
 
South Africa
Gold
 
CID001585
 
SEMPSA Joyería Platería S.A.
 
Spain
Gold
 
CID000157
 
Boliden AB
 
Sweden
Gold
 
CID000077
 
Argor-Heraeus S.A.
 
Switzerland
Gold
 
CID000189
 
Cendres + Métaux S.A.
 
Switzerland
Gold
 
CID001153
 
Metalor Technologies S.A.
 
Switzerland
Gold
 
CID001352
 
PAMP S.A.
 
Switzerland
Gold
 
CID001498
 
PX Précinox S.A.
 
Switzerland
Gold
 
CID002003
 
Valcambi S.A.
 
Switzerland
Gold
 
CID002516
 
Singway Technology Co., Ltd.
 
Taiwan
Gold
 
CID001761
 
Solar Applied Materials Technology Corp.
 
Taiwan
Gold
 
CID002314
 
Umicore Precious Metals Thailand
 
Thailand
Gold
 
CID000103
 
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
Turkey
Gold
 
CID000814
 
Istanbul Gold Refinery
 
Turkey
Gold
 
CID001220
 
Nadir Metal Rafineri San. Ve Tic. A.Ş.
 
Turkey
Gold
 
CID002560
 
Al Etihad Gold Refinery DMCC
 
United Arab Emirates
Gold
 
CID002561
 
Emirates Gold DMCC
 
United Arab Emirates
Gold
 
CID002708
 
Abington Reldan Metals, LLC
 
United States
Gold
 
CID000015
 
Advanced Chemical Company
 
United States
Gold
 
CID000920
 
Asahi Refining USA Inc.
 
United States
Gold
 
CID002851
 
AURA-II
 
United States
Gold
 
CID001322
 
Elemetal Refining, LLC
 
United States
Gold
 
CID002459
 
Geib Refining Corporation
 
United States
Gold
 
CID000969
 
Kennecott Utah Copper LLC
 
United States
Gold
 
CID001113
 
Materion
 
United States
Gold
 
CID001157
 
Metalor USA Refining Corporation
 
United States
Gold
 
CID002510
 
Republic Metals Corporation
 
United States
Gold
 
CID001546
 
Sabin Metal Corp.
 
United States
Gold
 
CID001754
 
So Accurate Group, Inc.
 
United States
Gold
 
CID001993
 
United Precious Metal Refining, Inc.
 
United States
Gold
 
CID000041
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
Uzbekistan
Gold
 
CID001236
 
Navoi Mining and Metallurgical Combinat
 
Uzbekistan
Tantalum
 
CID002540
 
Plansee SE Liezen
 
Austria
Tantalum
 
CID002556
 
Plansee SE Reutte
 
Austria





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Tantalum
 
CID001076
 
LSM Brasil S.A.
 
Brazil
Tantalum
 
CID001175
 
Mineração Taboca S.A.
 
Brazil
Tantalum
 
CID002707
 
Resind Indústria e Comércio Ltda.
 
Brazil
Tantalum
 
CID000211
 
Changsha South Tantalum Niobium Co., Ltd.
 
China
Tantalum
 
CID000291
 
Conghua Tantalum and Niobium Smeltry
 
China
Tantalum
 
CID000410
 
Duoluoshan
 
China
Tantalum
 
CID000460
 
F&X Electro-Materials Ltd.
 
China
Tantalum
 
CID002505
 
FIR Metals & Resource Ltd.
 
China
Tantalum
 
CID000616
 
Guangdong Zhiyuan New Material Co., Ltd.
 
China
Tantalum
 
CID002492
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
China
Tantalum
 
CID002512
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
China
Tantalum
 
CID002842
 
Jiangxi Tuohong New Raw Material
 
China
Tantalum
 
CID000914
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
China
Tantalum
 
CID000917
 
Jiujiang Tanbre Co., Ltd.
 
China
Tantalum
 
CID002506
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
China
Tantalum
 
CID000973
 
King-Tan Tantalum Industry Ltd.
 
China
Tantalum
 
CID001277
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
China
Tantalum
 
CID001522
 
RFH Tantalum Smeltry Co., Ltd.
 
China
Tantalum
 
CID002508
 
XinXing HaoRong Electronic Material Co., Ltd.
 
China
Tantalum
 
CID002307
 
Yichun Jin Yang Rare Metal Co., Ltd.
 
China
Tantalum
 
CID002232
 
Zhuzhou Cemented Carbide Group Co., Ltd.
 
China
Tantalum
 
CID001200
 
Molycorp Silmet A.S.
 
Estonia
Tantalum
 
CID002545
 
H.C. Starck GmbH Goslar
 
Germany
Tantalum
 
CID002546
 
H.C. Starck GmbH Laufenburg
 
Germany
Tantalum
 
CID002547
 
H.C. Starck Hermsdorf GmbH
 
Germany
Tantalum
 
CID002550
 
H.C. Starck Smelting GmbH & Co. KG
 
Germany
Tantalum
 
CID001163
 
Metallurgical Products India Pvt., Ltd.
 
India
Tantalum
 
CID002558
 
Global Advanced Metals Aizu
 
Japan
Tantalum
 
CID002549
 
H.C. Starck Ltd.
 
Japan
Tantalum
 
CID001192
 
Mitsui Mining and Smelting Co., Ltd.
 
Japan
Tantalum
 
CID001869
 
Taki Chemical Co., Ltd.
 
Japan
Tantalum
 
CID001969
 
Ulba Metallurgical Plant JSC
 
Kazakhstan
Tantalum
 
CID002847
 
Power Resources Ltd.
 
Macedonia, Republic of
Tantalum
 
CID002539
 
KEMET Blue Metals
 
Mexico
Tantalum
 
CID001769
 
Solikamsk Magnesium Works OAO
 
Russian Federation
Tantalum
 
CID002544
 
H.C. Starck Co., Ltd.
 
Thailand
Tantalum
 
CID002504
 
D Block Metals, LLC
 
United States
Tantalum
 
CID002590
 
E.S.R. Electronics
 
United States
Tantalum
 
CID000456
 
Exotech Inc.
 
United States
Tantalum
 
CID002557
 
Global Advanced Metals Boyertown
 
United States
Tantalum
 
CID002548
 
H.C. Starck Inc.
 
United States
Tantalum
 
CID000731
 
Hi-Temp Specialty Metals, Inc.
 
United States
Tantalum
 
CID002568
 
KEMET Blue Powder
 
United States
Tantalum
 
CID001508
 
QuantumClean
 
United States
Tantalum
 
CID001891
 
Telex Metals
 
United States
Tantalum
 
CID002571
 
Tranzact, Inc.
 
United States
Tin
 
CID002773
 
Metallo-Chimique N.V.
 
Belgium





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Tin
 
CID000438
 
EM Vinto
 
Bolivia
Tin
 
CID001337
 
Operaciones Metalurgical S.A.
 
Bolivia
Tin
 
CID000295
 
Cooperativa Metalurgica de Rondônia Ltda.
 
Brazil
Tin
 
CID000448
 
Estanho de Rondônia S.A.
 
Brazil
Tin
 
CID002468
 
Magnu's Minerais Metais e Ligas Ltda.
 
Brazil
Tin
 
CID002500
 
Melt Metais e Ligas S.A.
 
Brazil
Tin
 
CID001173
 
Mineração Taboca S.A.
 
Brazil
Tin
 
CID002706
 
Resind Indústria e Comércio Ltda.
 
Brazil
Tin
 
CID001758
 
Soft Metais Ltda.
 
Brazil
Tin
 
CID002036
 
White Solder Metalurgia e Mineração Ltda.
 
Brazil
Tin
 
CID000228
 
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
 
China
Tin
 
CID001070
 
China Tin Group Co., Ltd.
 
China
Tin
 
CID000278
 
CNMC (Guangxi) PGMA Co., Ltd.
 
China
Tin
 
CID002848
 
Gejiu Fengming Metallurgy Chemical Plant
 
China
Tin
 
CID002859
 
Gejiu Jinye Mineral Company
 
China
Tin
 
CID000942
 
Gejiu Kai Meng Industry and Trade LLC
 
China
Tin
 
CID000538
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
China
Tin
 
CID001908
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
China
Tin
 
CID000555
 
Gejiu Zili Mining And Metallurgy Co., Ltd.
 
China
Tin
 
CID002849
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
China
Tin
 
CID002844
 
HuiChang Hill Tin Industry Co., Ltd.
 
China
Tin
 
CID000760
 
Huichang Jinshunda Tin Co., Ltd.
 
China
Tin
 
CID000244
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
China
Tin
 
CID001063
 
Linwu Xianggui Ore Smelting Co., Ltd.
 
China
Tin
 
CID001231
 
Nankang Nanshan Tin Manufactory Co., Ltd.
 
China
Tin
 
CID002158
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
China
Tin
 
CID000466
 
Feinhütte Halsbrücke GmbH
 
Germany
Tin
 
CID002570
 
CV Ayi Jaya
 
Indonesia
Tin
 
CID002592
 
CV Dua Sekawan
 
Indonesia
Tin
 
CID000306
 
CV Gita Pesona
 
Indonesia
Tin
 
CID000313
 
CV Serumpun Sebalai
 
Indonesia
Tin
 
CID002593
 
CV Tiga Sekawan
 
Indonesia
Tin
 
CID000315
 
CV United Smelting
 
Indonesia
Tin
 
CID002455
 
CV Venus Inti Perkasa
 
Indonesia
Tin
 
CID001393
 
PT Alam Lestari Kencana
 
Indonesia
Tin
 
CID000309
 
PT Aries Kencana Sejahtera
 
Indonesia
Tin
 
CID001399
 
PT Artha Cipta Langgeng
 
Indonesia
Tin
 
CID002503
 
PT ATD Makmur Mandiri Jaya
 
Indonesia
Tin
 
CID001402
 
PT Babel Inti Perkasa
 
Indonesia
Tin
 
CID001409
 
PT Bangka Kudai Tin
 
Indonesia
Tin
 
CID002776
 
PT Bangka Prima Tin
 
Indonesia
Tin
 
CID001416
 
PT Bangka Timah Utama Sejahtera
 
Indonesia
Tin
 
CID001419
 
PT Bangka Tin Industry
 
Indonesia
Tin
 
CID001421
 
PT Belitung Industri Sejahtera
 
Indonesia
Tin
 
CID001424
 
PT BilliTin Makmur Lestari
 
Indonesia
Tin
 
CID001428
 
PT Bukit Timah
 
Indonesia
Tin
 
CID002696
 
PT Cipta Persada Mulia
 
Indonesia





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Tin
 
CID001434
 
PT DS Jaya Abadi
 
Indonesia
Tin
 
CID001438
 
PT Eunindo Usaha Mandiri
 
Indonesia
Tin
 
CID001442
 
PT Fang Di MulTindo
 
Indonesia
Tin
 
CID002530
 
PT Inti Stania Prima
 
Indonesia
Tin
 
CID000307
 
PT Justindo
 
Indonesia
Tin
 
CID001448
 
PT Karimun Mining
 
Indonesia
Tin
 
CID002829
 
PT Kijang Jaya Mandiri
 
Indonesia
Tin
 
CID002870
 
PT Lautan Harmonis Sejahtera
 
Indonesia
Tin
 
CID002835
 
PT Menara Cipta Mulia
 
Indonesia
Tin
 
CID001453
 
PT Mitra Stania Prima
 
Indonesia
Tin
 
CID002757
 
PT O.M. Indonesia
 
Indonesia
Tin
 
CID001457
 
PT Panca Mega Persada
 
Indonesia
Tin
 
CID001486
 
PT Pelat Timah Nusantara Tbk
 
Indonesia
Tin
 
CID001458
 
PT Prima Timah Utama
 
Indonesia
Tin
 
CID001460
 
PT Refined Bangka Tin
 
Indonesia
Tin
 
CID001463
 
PT Sariwiguna Binasentosa
 
Indonesia
Tin
 
CID001466
 
PT Seirama Tin Investment
 
Indonesia
Tin
 
CID001468
 
PT Stanindo Inti Perkasa
 
Indonesia
Tin
 
CID002816
 
PT Sukses Inti Makmur
 
Indonesia
Tin
 
CID001471
 
PT Sumber Jaya Indah
 
Indonesia
Tin
 
CID001477
 
PT Timah (Persero) Tbk Kundur
 
Indonesia
Tin
 
CID001482
 
PT Timah (Persero) Tbk Mentok
 
Indonesia
Tin
 
CID001490
 
PT Tinindo Inter Nusa
 
Indonesia
Tin
 
CID002478
 
PT Tirus Putra Mandiri
 
Indonesia
Tin
 
CID001493
 
PT Tommy Utama
 
Indonesia
Tin
 
CID002479
 
PT Wahana Perkit Jaya
 
Indonesia
Tin
 
CID000402
 
Dowa
 
Japan
Tin
 
CID001191
 
Mitsubishi Materials Corporation
 
Japan
Tin
 
CID001105
 
Malaysia Smelting Corporation (MSC)
 
Malaysia
Tin
 
CID002858
 
Modeltech Sdn Bhd
 
Malaysia
Tin
 
CID001182
 
Minsur
 
Peru
Tin
 
CID002517
 
O.M. Manufacturing Philippines, Inc.
 
Philippines
Tin
 
CID000468
 
Fenix Metals
 
Poland
Tin
 
CID002774
 
Elmet S.L.U.
 
Spain
Tin
 
CID001539
 
Rui Da Hung
 
Taiwan
Tin
 
CID001314
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
Thailand
Tin
 
CID001898
 
Thaisarco
 
Thailand
Tin
 
CID000292
 
Alpha
 
United States
Tin
 
CID001142
 
Metallic Resources, Inc.
 
United States
Tin
 
CID002825
 
An Thai Minerals Co., Ltd.
 
Vietnam
Tin
 
CID002703
 
An Vinh Joint Stock Mineral Processing Company
 
Vietnam
Tin
 
CID002572
 
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
Vietnam
Tin
 
CID002573
 
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
Vietnam
Tin
 
CID002574
 
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
Vietnam
Tin
 
CID002015
 
VQB Mineral and Trading Group JSC
 
Vietnam
Tungsten
 
CID002044
 
Wolfram Bergbau und Hütten AG
 
Austria





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Tungsten
 
CID002833
 
ACL Metais Eireli
 
Brazil
Tungsten
 
CID002513
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
China
Tungsten
 
CID000258
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
China
Tungsten
 
CID002518
 
Dayu Jincheng Tungsten Industry Co., Ltd.
 
China
Tungsten
 
CID000345
 
Dayu Weiliang Tungsten Co., Ltd.
 
China
Tungsten
 
CID000499
 
Fujian Jinxin Tungsten Co., Ltd.
 
China
Tungsten
 
CID002531
 
Ganxian Shirui New Material Co., Ltd.
 
China
Tungsten
 
CID000875
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
China
Tungsten
 
CID002315
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
China
Tungsten
 
CID000868
 
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
 
China
Tungsten
 
CID002494
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
China
Tungsten
 
CID002536
 
Ganzhou Yatai Tungsten Co., Ltd.
 
China
Tungsten
 
CID000218
 
Guangdong Xianglu Tungsten Co., Ltd.
 
China
Tungsten
 
CID000766
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Tungsten
 
CID002579
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
China
Tungsten
 
CID002578
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
 
China
Tungsten
 
CID000769
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
China
Tungsten
 
CID002551
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
China
Tungsten
 
CID002647
 
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
 
China
Tungsten
 
CID002321
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
China
Tungsten
 
CID002313
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
China
Tungsten
 
CID002318
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
China
Tungsten
 
CID002317
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
China
Tungsten
 
CID002535
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
China
Tungsten
 
CID002316
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
China
Tungsten
 
CID002319
 
Malipo Haiyu Tungsten Co., Ltd.
 
China
Tungsten
 
CID002815
 
South-East Nonferrous Metal Company Limited of Hengyang City
 
China
Tungsten
 
CID002320
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
China
Tungsten
 
CID002082
 
Xiamen Tungsten Co., Ltd.
 
China
Tungsten
 
CID002830
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
China
Tungsten
 
CID002095
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
China
Tungsten
 
CID002541
 
H.C. Starck GmbH
 
Germany
Tungsten
 
CID002542
 
H.C. Starck Smelting GmbH & Co.KG
 
Germany
Tungsten
 
CID000004
 
A.L.M.T. TUNGSTEN Corp.
 
Japan
Tungsten
 
CID000825
 
Japan New Metals Co., Ltd.
 
Japan
Tungsten
 
CID002843
 
Woltech Korea Co., Ltd.
 
Korea, Republic of
Tungsten
 
CID002827
 
Philippine Chuangxin Industrial Co., Inc.
 
Philippines
Tungsten
 
CID002649
 
Hydrometallurg, JSC
 
Russian Federation
Tungsten
 
CID002845
 
Moliren Ltd
 
Russian Federation
Tungsten
 
CID002532
 
Pobedit, JSC
 
Russian Federation
Tungsten
 
CID002724
 
Unecha Refractory metals plant
 
Russian Federation
Tungsten
 
CID000568
 
Global Tungsten & Powders Corp.
 
United States
Tungsten
 
CID000966
 
Kennametal Fallon
 
United States
Tungsten
 
CID000105
 
Kennametal Huntsville
 
United States
Tungsten
 
CID002589
 
Niagara Refining LLC
 
United States
Tungsten
 
CID002502
 
Asia Tungsten Products Vietnam Ltd.
 
Vietnam
Tungsten
 
CID002543
 
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
 
Vietnam





Metal
 
CFSI Smelter Identification
 
Smelter or Refiner Name
 
Smelter or Refiner Country
Tungsten
 
CID002538
 
Sanher Tungsten Vietnam Co., Ltd.
 
Vietnam
Tungsten
 
CID001889
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
Vietnam
Tungsten
 
CID002011
 
Vietnam Youngsun Tungsten Industry Co., Ltd.
 
Vietnam