EX-99.(A)(5)(F) 2 tm2410988d9_ex99-a5f.htm EXHIBIT (A)(5)(F)

 

Exhibit (a)(5)(F) 

 

Notification of Major Holdings

 

 

x Notification of Major Holdings

 

or

 

¨ Correction of a notification of Major Holdings dated      

 

 

1. Details of issuer

Name:

MorphoSys AG

Legal Entity Identifier (LEI):

529900493806K77LRE72

   

Street, Street number:

Semmelweisstrasse 7

Postal code:

82152

City:

Planegg

 

2. Reason for notification (multiple reasons possible)

 

x Acquisition/disposal of shares with voting rights

 

¨ Acquisition/disposal of instruments

 

¨ Change of breakdown of voting rights

 

¨ Other reason:

 

 

3. Details of person subject to the notification obligation  
   

Natural person (first name, surname):

 

                 

 

Date of birth:

 

     

 

Legal entity:

 

Novartis AG

 

City of registered office, country:

 

Lichtstrasse 35, 4056 Basel, Switzerland

 

 

4. Name(s) of shareholder(s) holding directly 3% or more voting rights, if different from 3.

 

Novartis BidCo AG

 

5. Date on which threshold was crossed or reached: 12/04/2024

 

 

 

 

6. Total positions
  % of voting rights
attached to shares
(total of 7.a.)
% of voting rights
through instruments
(total of 7.b.1. + 7.b.2.)
Total of both in %
(7.a. + 7.b.)
Total number of
voting rights
pursuant to
Sec. 41 WpHG
New 5.36% 0.00% 5.36% 37,716,423

Previous notification

n/a n/a n/a  

 


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %

Direct

(Sec. 33 WpHG)

Indirect

(Sec. 34 WpHG)

Direct

(Sec. 33 WpHG)

Indirect

(Sec. 34 WpHG)

DE0006632003 0 2,023,370 0.00% 5.36%
           %      %
Total 2,023,370 5.36%

 

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

 

(please use annex in case of more than 3 instruments)

 

Type of instrument Expiration or
maturity date
Exercise or
conversion period
Voting rights
absolute
Voting rights
in %
      0 0.00%
         
         
    Total 0 0.00%

 

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

 

(please use annex in case of more than 3 instruments)

 

Type of instrument Expiration or
maturity date
Exercise or
conversion
period
Cash or physical
settlement
Voting rights
absolute
Voting rights
in %
        0 0.00%
           
           
      Total 0 0.00%

 

 

 

 

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

  

¨ Person subject to the notification (3.) obligation is not controlled nor does it control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

x Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (in case of more than four undertakings please always provide only to BaFin also an organizational chart):

 

Name

% of voting rights
(if at least 3% or
more)

% of voting rights through
instruments
(if at least 5% or more)

Total of both
(if at least 5%
or more)

Novartis AG      
Novartis Pharma AG      
Novartis BidCo AG 5.36%   5.36%

 

 

 

 

9. In case of proxy voting according to Sec. 34 (3) WpHG

 

(only in case of attribution of voting rights in accordance with Sec. 34 (1) sent. 1 no. 6 WpHG)

 

Date of general meeting:      

 

Total positions (6.) after general meeting:

 

% of voting rights attached to
shares
% of voting rights through
instruments
Total of both
     

 

 

10. Other useful information

 

 

     

 

Date,  Signature
    
15/04/2024  Timo Piller