6-K 1 m5202106k.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Date: May 20, 2021

 

Commission File Number: 1-15060

 

 

UBS AG

(Registrant’s name)

 

Bahnhofstrasse 45, Zurich, Switzerland, and

Aeschenvorstadt 1, Basel, Switzerland

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o

 

THIS REPORT ON FORM 6-K IS BEING FILED FOR THE PURPOSE OF ADDING EXHIBITS TO UBS AG’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-253432).  THE EXHIBITS TO THIS REPORT SHALL BE DEEMED TO BE A PART OF SUCH REGISTRATION STATEMENT FROM THE DATE ON WHICH THIS REPORT IS FILED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED.

 

 

  
 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

         
    UBS AG
     
    By:   /s/ Chris Cook
         
   

Name:

Title:

 

Chris Cook

Managing Director

         
    By:   /s/ Timothy Geller
         
   

Name:

Title:

 

Timothy Geller

Executive Director

         
 Date: May 20, 2021        

  

  
 

 

EXHIBIT INDEX

 

     
Exhibit   Description of Exhibit
     
5.5   Opinion of Mayer Brown LLP, as to the validity of the Notes under New York law.
     
23.7   Consent of Mayer Brown LLP (included in Exhibit 5.5 above).
     
23.8   Consent of Mayer Brown LLP, as to United States federal tax matters.