0001193125-12-230049.txt : 20120514 0001193125-12-230049.hdr.sgml : 20120514 20120514102755 ACCESSION NUMBER: 0001193125-12-230049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10396 FILM NUMBER: 12836912 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8001 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 677 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 d351198d13fhr.txt FORM 13F-HR ================================================================================ United States Securities and Exchange Commission Washington, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2012 Check here if amendment [ ]; Amendment Number: This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries Institutional Investment Manager Filing this Report: Name: UBS AG Bahnhofstrasse 45 Zurich, Switzerland 13F File Number: 028-10396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons signing this Report on behalf of Reporting Manager: Name: Anthony DeFilippis Title Executive Director Phone: (203-719-5241) Signature, Place, and Date of Signing: /s/ Anthony DeFilippis --------------------------- Stamford, Ct May 14, 2012 Name: Gordon Kiesling Title Executive Director Phone: (203-719-0268) Signature, Place, and Date of Signing: /s/ Gordon Kiesling --------------------------- Stamford, Ct May 14, 2012 Report Type (Check only one): [X] 13F Holdings Report [_] 13F Notice [_] 13F Combination Report ================================================================================ Report Summary Number of Other Included Managers: 03 Form 13F Information Table Entry Total: 14,188 Form 13F Information Table Value Total: $80,088,232.82 (thousands) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME 01 028-11496 UBS Financial Services Inc. 17 028-11603 UBS Swiss Financial Advisors AG 20 028-07344 UBS AG, New York Branch
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- 1 800 FLOWERS COM CL A 68243Q106 15.38 5,075 SH SHARED 01 5,075 1 800 FLOWERS COM CL A 68243Q106 3.00 990 SH SHARED 20 990 1 800 FLOWERS COM CL A 68243Q106 2.55 840 SH SHARED 840 1ST CENTURY BANCSHARES INC COM 31943X102 157.30 32,500 SH SHARED 01 32,500 1ST CONSTITUTION BANCORP COM 31986N102 26.71 3,294 SH SHARED 01 3,294 1ST CONSTITUTION BANCORP COM 31986N102 19.63 2,421 SH SHARED 2,421 1ST SOURCE CORP COM 336901103 198.33 8,105 SH SOLE 8,105 1ST UNITED BANCORP INC FLA COM 33740N105 104.06 17,200 SH SHARED 01 17,200 21ST CENTY HLDG CO COM 90136Q100 15.65 3,477 SH SHARED 01 3,477 21VIANET GROUP INC SPONSORED ADR 90138A103 114.64 10,100 SH SHARED 01 10,100 21VIANET GROUP INC SPONSORED ADR 90138A103 70.52 6,213 SH SHARED 6,213 21VIANET GROUP INC SPONSORED ADR 90138A103 3.41 300 SH C SHARED 300 3-D SYS CORP DEL COM NEW 88554D205 2,013.05 85,516 SH SHARED 85,516 3-D SYS CORP DEL COM NEW 88554D205 157.72 6,700 SH C SHARED 6,700 3-D SYS CORP DEL COM NEW 88554D205 98.87 4,200 SH P SHARED 4,200 3-D SYS CORP DEL COM NEW 88554D205 12.36 525 SH SHARED 01 525 3M CO COM 88579Y101 246,351.01 2,761,473 SH SHARED 01 2,761,473 3M CO COM 88579Y101 24,764.61 277,599 SH SHARED 277,599 3M CO COM 88579Y101 21,909.08 245,590 SH C SHARED 245,590 3M CO COM 88579Y101 20,787.89 233,022 SH SHARED 233,022 3M CO COM 88579Y101 6,012.75 67,400 SH P SHARED 67,400 3M CO COM 88579Y101 196.26 2,200 SH C SHARED 01 2,200 3M CO COM 88579Y101 102.59 1,150 SH SHARED 20 1,150 3SBIO INC SPONSORED ADR 88575Y105 2,632.62 177,880 SH SHARED 01 177,880 3SBIO INC SPONSORED ADR 88575Y105 3.91 264 SH SHARED 264 51JOB INC SP ADR REP COM 316827104 130.95 2,303 SH SOLE 2,303 7 DAYS GROUP HLDGS LTD ADR 81783J101 968.33 77,281 SH SHARED 17 77,281 7 DAYS GROUP HLDGS LTD ADR 81783J101 20.44 1,631 SH SHARED 1,631 7 DAYS GROUP HLDGS LTD ADR 81783J101 4.02 321 SH SHARED 01 321 7 DAYS GROUP HLDGS LTD ADR 81783J101 1.25 100 SH C SHARED 100 8X8 INC NEW COM 282914100 4.20 1,000 SH P SHARED 1,000 8X8 INC NEW COM 282914100 2.10 500 SH C SHARED 500 8X8 INC NEW COM 282914100 1.68 400 SH SHARED 01 400 A H BELO CORP COM CL A 001282102 2,662.39 544,457 SH SHARED 544,457 A H BELO CORP COM CL A 001282102 1.96 400 SH SHARED 01 400 A123 SYS INC COM 03739T108 493.10 440,269 SH SHARED 440,269 A123 SYS INC COM 03739T108 255.36 228,000 SH P SHARED 228,000 A123 SYS INC COM 03739T108 5.49 4,900 SH C SHARED 4,900 A123 SYS INC COM 03739T108 0.56 496 SH SHARED 01 496 AAON INC COM PAR $0.004 000360206 251.22 12,443 SH SHARED 12,443 AAON INC COM PAR $0.004 000360206 32.85 1,627 SH SHARED 01 1,627 AAR CORP COM 000361105 695.14 38,090 SH SHARED 01 38,090 AAR CORP COM 000361105 466.94 25,586 SH SHARED 25,586 AAR CORP COM 000361105 3.65 200 SH C SHARED 200 AARONS INC COM PAR $0.50 002535300 1,857.68 71,725 SH SHARED 01 71,725 AARONS INC COM PAR $0.50 002535300 892.15 34,446 SH SHARED 34,446 AARONS INC COM PAR $0.50 002535300 156.67 6,049 SH SHARED 20 6,049 AASTROM BIOSCIENCES INC COM NEW 00253U305 104.99 51,977 SH SHARED 51,977 AASTROM BIOSCIENCES INC COM NEW 00253U305 0.51 250 SH SHARED 01 250 ABAXIS INC COM 002567105 964.61 33,114 SH SHARED 01 33,114 ABB LTD SPONSORED ADR 000375204 20,562.03 1,007,449 SH SHARED 01 1,007,449 ABBOTT LABS COM 002824100 217,930.81 3,555,732 SH SHARED 01 3,555,732 ABBOTT LABS COM 002824100 36,966.39 603,139 SH SHARED 603,139 ABBOTT LABS COM 002824100 8,626.69 140,752 SH SHARED 20 140,752 ABBOTT LABS COM 002824100 8,139.31 132,800 SH P SHARED 132,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ABBOTT LABS COM 002824100 7,475.48 121,969 SH C SHARED 121,969 ABBOTT LABS COM 002824100 6,653.15 108,552 SH SHARED 108,552 ABBOTT LABS COM 002824100 18.39 300 SH P SHARED 01 300 ABERCROMBIE & FITCH CO CL A 002896207 58,004.01 1,169,200 SH P SHARED 1,169,200 ABERCROMBIE & FITCH CO CL A 002896207 53,360.52 1,075,600 SH C SHARED 1,075,600 ABERCROMBIE & FITCH CO CL A 002896207 18,546.40 373,844 SH SHARED 373,844 ABERCROMBIE & FITCH CO CL A 002896207 1,475.00 29,732 SH SHARED 01 29,732 ABERCROMBIE & FITCH CO CL A 002896207 411.76 8,300 SH SHARED 8,300 ABERDEEN ASIA PACIFIC INCOM COM 003009107 24,719.17 3,390,832 SH SHARED 01 3,390,832 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 112.64 10,478 SH SHARED 01 10,478 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 9.08 845 SH SHARED 845 ABERDEEN CHILE FD INC COM 00301W105 67.15 3,492 SH SHARED 01 3,492 ABERDEEN GLOBAL INCOME FD IN COM 003013109 1,077.09 77,045 SH SHARED 01 77,045 ABERDEEN INDONESIA FD INC COM 00305P106 39.40 3,093 SH SHARED 01 3,093 ABERDEEN ISRAEL FUND INC COM 00301L109 57.36 4,100 SH SHARED 01 4,100 ABERDEEN ISRAEL FUND INC COM 00301L109 12.03 860 SH SHARED 860 ABERDEEN LATIN AMER EQTY FD COM 00306K106 10.08 284 SH SHARED 01 284 ABIOMED INC COM 003654100 173.53 7,820 SH SHARED 01 7,820 ABIOMED INC COM 003654100 130.92 5,900 SH C SHARED 5,900 ABIOMED INC COM 003654100 2.22 100 SH P SHARED 100 ABITIBIBOWATER INC COM NEW 003687209 2,121.57 148,569 SH SHARED 148,569 ABITIBIBOWATER INC COM NEW 003687209 728.29 51,001 SH SHARED 01 51,001 ABM INDS INC COM 000957100 38.88 1,600 SH SHARED 01 1,600 ABOVENET INC COM 00374N107 248.57 3,002 SH SHARED 01 3,002 ABOVENET INC COM 00374N107 91.08 1,100 SH C SHARED 1,100 ABOVENET INC COM 00374N107 90.91 1,098 SH SHARED 1,098 ABRAXAS PETE CORP COM 003830106 138.84 44,500 SH P SOLE 44,500 ABRAXAS PETE CORP COM 003830106 49.61 15,900 SH C SOLE 15,900 ACACIA RESH CORP ACACIA TCH COM 003881307 2,209.01 52,923 SH SHARED 01 52,923 ACACIA RESH CORP ACACIA TCH COM 003881307 338.09 8,100 SH C SHARED 8,100 ACACIA RESH CORP ACACIA TCH COM 003881307 54.26 1,300 SH P SHARED 1,300 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1,459.34 89,530 SH SHARED 01 89,530 ACADIA HEALTHCARE COMPANY IN COM 00404A109 776.60 47,644 SH SHARED 47,644 ACADIA PHARMACEUTICALS INC COM 004225108 233.47 108,589 SH SOLE 108,589 ACADIA PHARMACEUTICALS INC COM 004225108 129.43 60,200 SH P SOLE 60,200 ACADIA PHARMACEUTICALS INC COM 004225108 74.18 34,500 SH C SOLE 34,500 ACADIA RLTY TR COM SH BEN INT 004239109 414.83 18,404 SH SHARED 18,404 ACADIA RLTY TR COM SH BEN INT 004239109 129.97 5,766 SH SHARED 01 5,766 ACCELRYS INC COM 00430U103 95.71 11,994 SH SHARED 01 11,994 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 27,566.53 427,388 SH SHARED 01 427,388 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6,204.45 96,193 SH SHARED 96,193 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5,715.73 88,616 SH SHARED 88,616 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3,185.01 49,380 SH SHARED 20 49,380 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,431.65 37,700 SH C SHARED 37,700 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,225.50 19,000 SH P SHARED 19,000 ACCESS NATL CORP COM 004337101 84.35 8,041 SH SOLE 8,041 ACCO BRANDS CORP COM 00081T108 17.76 1,431 SH SHARED 01 1,431 ACCRETIVE HEALTH INC COM 00438V103 3,468.55 173,688 SH SHARED 01 173,688 ACCRETIVE HEALTH INC COM 00438V103 43.93 2,200 SH C SHARED 2,200 ACCRETIVE HEALTH INC COM 00438V103 7.99 400 SH P SHARED 400 ACCURAY INC COM 004397105 73.35 10,389 SH SHARED 01 10,389 ACCURIDE CORP NEW COM NEW 00439T206 3,172.71 365,099 SH SHARED 01 365,099 ACCURIDE CORP NEW COM NEW 00439T206 0.87 100 SH C SHARED 100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ACE LTD SHS H0023R105 24,183.74 330,379 SH SHARED 01 330,379 ACE LTD SHS H0023R105 4,150.44 56,700 SH P SHARED 56,700 ACE LTD SHS H0023R105 3,740.96 51,106 SH SHARED 51,106 ACE LTD SHS H0023R105 1,720.05 23,498 SH SHARED 23,498 ACE LTD SHS H0023R105 966.24 13,200 SH C SHARED 13,200 ACE LTD SHS H0023R105 7.32 100 SH SHARED 20 100 ACELRX PHARMACEUTICALS INC COM 00444T100 10.61 3,040 SH SOLE 3,040 ACETO CORP COM 004446100 12.44 1,311 SH SHARED 01 1,311 ACHILLION PHARMACEUTICALS IN COM 00448Q201 459.98 48,015 SH SHARED 01 48,015 ACHILLION PHARMACEUTICALS IN COM 00448Q201 304.64 31,800 SH P SHARED 31,800 ACHILLION PHARMACEUTICALS IN COM 00448Q201 87.46 9,129 SH SHARED 9,129 ACHILLION PHARMACEUTICALS IN COM 00448Q201 22.99 2,400 SH C SHARED 2,400 ACI WORLDWIDE INC COM 004498101 166.40 4,132 SH SHARED 01 4,132 ACME PACKET INC COM 004764106 2,226.51 80,905 SH SHARED 01 80,905 ACME PACKET INC COM 004764106 492.61 17,900 SH C SHARED 17,900 ACME PACKET INC COM 004764106 112.83 4,100 SH P SHARED 4,100 ACME PACKET INC COM 004764106 77.91 2,831 SH SHARED 2,831 ACME PACKET INC COM 004764106 4.95 180 SH SHARED 20 180 ACORDA THERAPEUTICS INC COM 00484M106 421.88 15,890 SH SHARED 20 15,890 ACORDA THERAPEUTICS INC COM 00484M106 29.68 1,118 SH SHARED 01 1,118 ACORDA THERAPEUTICS INC COM 00484M106 7.27 274 SH SHARED 274 ACORDA THERAPEUTICS INC COM 00484M106 2.66 100 SH C SHARED 100 ACORN ENERGY INC COM 004848107 477.02 43,884 SH SHARED 43,884 ACORN ENERGY INC COM 004848107 17.77 1,635 SH SHARED 01 1,635 ACORN INTL INC SPON ADR 004854105 2.14 499 SH SHARED 01 499 ACTIVE NETWORK INC COM 00506D100 5,330.16 316,706 SH SHARED 01 316,706 ACTIVE NETWORK INC COM 00506D100 90.65 5,386 SH SHARED 5,386 ACTIVE POWER INC COM 00504W100 250.41 321,036 SH SOLE 321,036 ACTIVISION BLIZZARD INC COM 00507V109 3,361.80 262,231 SH SHARED 01 262,231 ACTIVISION BLIZZARD INC COM 00507V109 2,402.44 187,398 SH SHARED 187,398 ACTIVISION BLIZZARD INC COM 00507V109 394.86 30,800 SH SHARED 30,800 ACTIVISION BLIZZARD INC COM 00507V109 220.50 17,200 SH C SHARED 17,200 ACTIVISION BLIZZARD INC COM 00507V109 220.50 17,200 SH P SHARED 17,200 ACTIVISION BLIZZARD INC COM 00507V109 83.65 6,525 SH SHARED 20 6,525 ACTUANT CORP CL A NEW 00508X203 441.14 15,217 SH SHARED 01 15,217 ACTUANT CORP CL A NEW 00508X203 63.78 2,200 SH C SHARED 2,200 ACTUATE CORP COM 00508B102 181.27 28,864 SH SHARED 28,864 ACTUATE CORP COM 00508B102 114.92 18,300 SH SHARED 01 18,300 ACUITY BRANDS INC COM 00508Y102 1,380.56 21,973 SH SHARED 01 21,973 ACUITY BRANDS INC COM 00508Y102 227.13 3,615 SH SHARED 20 3,615 ACUITY BRANDS INC COM 00508Y102 215.19 3,425 SH SHARED 3,425 ACUITY BRANDS INC COM 00508Y102 31.42 500 SH C SHARED 500 ACURA PHARMACEUTICALS INC COM NEW 00509L703 12.41 3,588 SH SOLE 3,588 ACURA PHARMACEUTICALS INC COM NEW 00509L703 7.96 2,300 SH C SOLE 2,300 ACURA PHARMACEUTICALS INC COM NEW 00509L703 0.69 200 SH P SOLE 200 ACXIOM CORP COM 005125109 11.23 765 SH SHARED 01 765 ADA ES INC COM 005208103 2,492.92 102,547 SH SHARED 102,547 ADA ES INC COM 005208103 121.55 5,000 SH SHARED 01 5,000 ADAMS EXPRESS CO COM 006212104 2,228.43 202,954 SH SHARED 01 202,954 ADAMS EXPRESS CO COM 006212104 46.38 4,224 SH SHARED 4,224 ADAMS GOLF INC COM NEW 006228209 23.32 2,175 SH SHARED 01 2,175 ADAMS GOLF INC COM NEW 006228209 10.34 965 SH SHARED 965 ADAMS RES & ENERGY INC COM NEW 006351308 556.82 9,738 SH SOLE 9,738
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ADDUS HOMECARE CORP COM 006739106 8.91 1,800 SH SHARED 01 1,800 ADDVANTAGE TECHNOLOGIES GP I COM NEW 006743306 10.34 4,331 SH SOLE 4,331 ADECOAGRO S A COM L00849106 569.69 52,700 SH SHARED 01 52,700 ADECOAGRO S A COM L00849106 124.97 11,561 SH SHARED 11,561 ADECOAGRO S A COM L00849106 5.41 500 SH P SHARED 500 ADECOAGRO S A COM L00849106 4.32 400 SH C SHARED 400 ADEPT TECHNOLOGY INC COM NEW 006854202 3.16 632 SH SOLE 632 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 7.90 100 SH SHARED 01 100 ADOBE SYS INC COM 00724F101 26,617.53 775,795 SH SHARED 01 775,795 ADOBE SYS INC COM 00724F101 4,347.08 126,700 SH C SHARED 126,700 ADOBE SYS INC COM 00724F101 1,370.34 39,940 SH SHARED 39,940 ADOBE SYS INC COM 00724F101 1,198.28 34,925 SH SHARED 20 34,925 ADOBE SYS INC COM 00724F101 449.46 13,100 SH P SHARED 13,100 ADOBE SYS INC COM 00724F101 209.91 6,118 SH SHARED 6,118 ADTRAN INC COM 00738A106 1,338.05 42,900 SH P SHARED 42,900 ADTRAN INC COM 00738A106 1,275.67 40,900 SH C SHARED 40,900 ADTRAN INC COM 00738A106 479.92 15,387 SH SHARED 01 15,387 ADTRAN INC COM 00738A106 410.24 13,153 SH SHARED 13,153 ADVANCE AMER CASH ADVANCE CT COM 00739W107 5,446.41 519,200 SH P SHARED 519,200 ADVANCE AMER CASH ADVANCE CT COM 00739W107 1,374.28 131,009 SH SHARED 131,009 ADVANCE AMER CASH ADVANCE CT COM 00739W107 895.73 85,389 SH SHARED 01 85,389 ADVANCE AMER CASH ADVANCE CT COM 00739W107 68.19 6,500 SH C SHARED 6,500 ADVANCE AUTO PARTS INC COM 00751Y106 2,931.67 33,100 SH SHARED 01 33,100 ADVANCE AUTO PARTS INC COM 00751Y106 1,541.12 17,400 SH C SHARED 17,400 ADVANCE AUTO PARTS INC COM 00751Y106 1,379.48 15,575 SH SHARED 15,575 ADVANCE AUTO PARTS INC COM 00751Y106 684.73 7,731 SH SHARED 20 7,731 ADVANCE AUTO PARTS INC COM 00751Y106 500.42 5,650 SH SHARED 5,650 ADVANCE AUTO PARTS INC COM 00751Y106 177.14 2,000 SH P SHARED 2,000 ADVANCED ENERGY INDS COM 007973100 316.99 24,161 SH SHARED 01 24,161 ADVANCED ENERGY INDS COM 007973100 70.85 5,400 SH C SHARED 5,400 ADVANCED MICRO DEVICES INC COM 007903107 5,198.56 648,200 SH P SHARED 648,200 ADVANCED MICRO DEVICES INC COM 007903107 1,784.84 222,549 SH SHARED 01 222,549 ADVANCED MICRO DEVICES INC COM 007903107 1,553.88 193,750 SH C SHARED 193,750 ADVANCED MICRO DEVICES INC COM 007903107 391.45 48,809 SH SHARED 48,809 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 336.96 324,000 PRN SHARED 01 324,000 ADVANCED MICRO DEVICES INC COM 007903107 91.37 11,393 SH SHARED 11,393 ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 25.34 25,000 PRN SHARED 01 25,000 ADVANCED PHOTONIX INC CL A 00754E107 3.18 4,761 SH SHARED 4,761 ADVANCED PHOTONIX INC CL A 00754E107 0.07 100 SH SHARED 01 100 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 786.19 153,253 SH SHARED 153,253 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 693.97 135,276 SH SHARED 20 135,276 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 59.06 11,512 SH SHARED 01 11,512 ADVANTAGE OIL & GAS LTD COM 00765F101 3,296.79 984,115 SH SHARED 01 984,115 ADVANTAGE OIL & GAS LTD COM 00765F101 2,133.03 636,725 SH SHARED 636,725 ADVANTAGE OIL & GAS LTD COM 00765F101 10.72 3,200 SH P SHARED 3,200 ADVANTEST CORP SPON ADR NEW 00762U200 7.32 458 SH SOLE 458 ADVENT CLAY CONV SEC INC FD COM 007639107 1,227.12 178,360 SH SHARED 01 178,360 ADVENT CLAYMORE CV SECS & IN COM 00764C109 771.90 47,327 SH SHARED 01 47,327 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 203.96 20,376 SH SHARED 01 20,376 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 68.04 6,797 SH SHARED 6,797
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ADVENT SOFTWARE INC COM 007974108 26.57 1,038 SH SHARED 01 1,038 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 4.49 6,500 SH C SHARED 6,500 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 0.87 1,257 SH SHARED 1,257 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 0.55 800 SH SHARED 01 800 ADVISORSHARES TR CAMBRIA GL TAC 00768Y800 529.38 21,785 SH SOLE 21,785 ADVISORSHARES TR ACTIV BEAR ETF 00768Y883 82.85 4,020 SH SHARED 01 4,020 ADVISORSHARES TR PERITUS HG YLD 00768Y503 56.62 1,138 SH SOLE 1,138 ADVISORSHARES TR ACCUVEST GL LONG 00768Y404 31.85 1,500 SH SOLE 1,500 ADVISORSHARES TR DENT TACTL ETF 00768Y107 29.21 1,598 SH SOLE 1,598 ADVISORSHARES TR MADRONA DOMESTIC 00768Y859 13.02 480 SH SOLE 480 ADVISORSHARES TR BNY GRWTH ADR 00768Y206 1.49 48 SH SOLE 48 ADVISORY BRD CO COM 00762W107 739.71 8,347 SH SHARED 01 8,347 ADVOCAT INC COM 007586100 0.63 121 SH SOLE 121 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 2,547.99 113,902 SH SHARED 01 113,902 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 2,476.22 110,694 SH SHARED 110,694 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 8.95 400 SH C SHARED 400 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4.47 200 SH P SHARED 200 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 14.51 2,100 SH C SOLE 2,100 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 1.38 200 SH P SOLE 200 AEGERION PHARMACEUTICALS INC COM 00767E102 132.55 9,584 SH SOLE 9,584 AEGION CORP COM 00770F104 5,302.61 297,398 SH SHARED 297,398 AEGION CORP COM 00770F104 313.81 17,600 SH SHARED 17,600 AEGION CORP COM 00770F104 18.38 1,031 SH SHARED 01 1,031 AEGON N V NY REGISTRY SH 007924103 4,921.42 885,147 SH SHARED 01 885,147 AEGON N V NY REGISTRY SH 007924103 3.79 682 SH SHARED 682 AEP INDS INC COM 001031103 29.07 835 SH SOLE 835 AERCAP HOLDINGS NV SHS N00985106 140.03 12,604 SH SHARED 01 12,604 AERCAP HOLDINGS NV SHS N00985106 4.44 400 SH C SHARED 400 AERCAP HOLDINGS NV SHS N00985106 3.57 321 SH SHARED 321 AERCAP HOLDINGS NV SHS N00985106 3.33 300 SH SHARED 20 300 AEROFLEX HLDG CORP COM 007767106 7.80 700 SH SOLE 700 AEROPOSTALE COM 007865108 499.42 23,100 SH C SHARED 23,100 AEROPOSTALE COM 007865108 172.27 7,968 SH SHARED 01 7,968 AEROPOSTALE COM 007865108 134.04 6,200 SH P SHARED 6,200 AEROSONIC CORP DEL COM PAR $0.40 008015307 3.20 1,302 SH SOLE 1,302 AEROVIRONMENT INC COM 008073108 1,051.84 39,233 SH SHARED 01 39,233 AEROVIRONMENT INC COM 008073108 262.74 9,800 SH P SHARED 9,800 AEROVIRONMENT INC COM 008073108 155.50 5,800 SH C SHARED 5,800 AEROVIRONMENT INC COM 008073108 17.45 651 SH SHARED 651 AES CORP COM 00130H105 6,726.21 514,630 SH SHARED 514,630 AES CORP COM 00130H105 1,561.92 119,504 SH SHARED 01 119,504 AES CORP COM 00130H105 626.05 47,900 SH SHARED 47,900 AES CORP COM 00130H105 190.82 14,600 SH C SHARED 14,600 AES CORP COM 00130H105 58.82 4,500 SH SHARED 17 4,500 AES CORP COM 00130H105 57.51 4,400 SH P SHARED 4,400 AES CORP COM 00130H105 2.68 205 SH SHARED 20 205 AES TR III PFD CV 6.75% 00808N202 194.98 3,905 SH SHARED 01 3,905
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AES TR III PFD CV 6.75% 00808N202 51.13 1,024 SH SHARED 1,024 AETERNA ZENTARIS INC COM 007975204 0.48 222 SH SHARED 01 222 AETNA INC NEW COM 00817Y108 18,672.41 372,257 SH SHARED 01 372,257 AETNA INC NEW COM 00817Y108 13,228.35 263,723 SH SHARED 263,723 AETNA INC NEW COM 00817Y108 5,552.71 110,700 SH C SHARED 110,700 AETNA INC NEW COM 00817Y108 3,676.73 73,300 SH SHARED 73,300 AETNA INC NEW COM 00817Y108 2,643.43 52,700 SH P SHARED 52,700 AETNA INC NEW COM 00817Y108 804.82 16,045 SH SHARED 20 16,045 AETRIUM INC COM 00817R103 1.13 1,415 SH SOLE 1,415 AFC ENTERPRISES INC COM 00104Q107 54.36 3,205 SH SHARED 01 3,205 AFC ENTERPRISES INC COM 00104Q107 10.09 595 SH SHARED 20 595 AFC ENTERPRISES INC COM 00104Q107 8.94 527 SH SHARED 527 AFFILIATED MANAGERS GROUP COM 008252108 19,623.77 175,510 SH SHARED 175,510 AFFILIATED MANAGERS GROUP COM 008252108 7,732.33 69,156 SH SHARED 01 69,156 AFFILIATED MANAGERS GROUP COM 008252108 386.86 3,460 SH SHARED 20 3,460 AFFIRMATIVE INS HLDGS INC COM 008272106 2.00 3,765 SH SOLE 3,765 AFFYMAX INC COM 00826A109 1,097.82 93,511 SH SHARED 93,511 AFFYMAX INC COM 00826A109 665.66 56,700 SH P SHARED 56,700 AFFYMAX INC COM 00826A109 362.77 30,900 SH C SHARED 30,900 AFFYMAX INC COM 00826A109 1.55 132 SH SHARED 01 132 AFFYMETRIX INC COM 00826T108 325.05 76,125 SH SHARED 01 76,125 AFFYMETRIX INC COM 00826T108 61.37 14,372 SH SHARED 14,372 AFFYMETRIX INC COM 00826T108 6.41 1,500 SH P SHARED 1,500 AFFYMETRIX INC COM 00826T108 5.98 1,400 SH C SHARED 1,400 AFLAC INC COM 001055102 91,767.62 1,995,382 SH SHARED 01 1,995,382 AFLAC INC COM 001055102 8,696.71 189,100 SH C SHARED 189,100 AFLAC INC COM 001055102 2,294.90 49,900 SH P SHARED 49,900 AFLAC INC COM 001055102 1,407.29 30,600 SH SHARED 30,600 AFLAC INC COM 001055102 498.30 10,835 SH SHARED 10,835 AFLAC INC COM 001055102 163.13 3,547 SH SHARED 20 3,547 AFLAC INC COM 001055102 137.97 3,000 SH C SHARED 01 3,000 AGCO CORP COM 001084102 3,763.11 79,710 SH SHARED 01 79,710 AGCO CORP COM 001084102 2,159.86 45,750 SH SHARED 45,750 AGCO CORP COM 001084102 925.32 19,600 SH P SHARED 19,600 AGCO CORP COM 001084102 494.76 10,480 SH SHARED 10,480 AGCO CORP COM 001084102 184.12 3,900 SH C SHARED 3,900 AGCO CORP COM 001084102 10.86 230 SH SHARED 20 230 AGENUS INC COM NEW 00847G705 430.90 65,337 SH SHARED 65,337 AGENUS INC COM NEW 00847G705 8.59 1,302 SH SHARED 01 1,302 AGIC CONV & INCOME FD COM 001190107 2,346.91 247,043 SH SHARED 01 247,043 AGIC CONV & INCOME FD COM 001190107 60.19 6,336 SH SHARED 6,336 AGIC CONV & INCOME FD II COM 001191105 936.42 106,897 SH SHARED 01 106,897 AGIC CONV & INCOME FD II COM 001191105 32.47 3,707 SH SHARED 3,707 AGIC EQUITY & CONV INCOME FD COM 00119P102 216.10 12,161 SH SHARED 01 12,161 AGIC EQUITY & CONV INCOME FD COM 00119P102 3.02 170 SH SHARED 170 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 188.32 13,238 SH SHARED 13,238 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 112.73 7,924 SH SHARED 01 7,924 AGIC INTL & PREM STRATEGY FD COM 00119Q100 198.15 18,063 SH SHARED 01 18,063 AGIC INTL & PREM STRATEGY FD COM 00119Q100 10.81 985 SH SHARED 985 AGILENT TECHNOLOGIES INC COM 00846U101 9,861.86 221,565 SH SHARED 221,565 AGILENT TECHNOLOGIES INC COM 00846U101 8,882.46 199,561 SH SHARED 01 199,561 AGILENT TECHNOLOGIES INC COM 00846U101 6,601.81 148,322 SH SHARED 20 148,322 AGILENT TECHNOLOGIES INC COM 00846U101 4,873.85 109,500 SH C SHARED 109,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- AGILENT TECHNOLOGIES INC COM 00846U101 2,002.95 45,000 SH P SHARED 45,000 AGILENT TECHNOLOGIES INC COM 00846U101 1,593.46 35,800 SH SHARED 35,800 AGILYSYS INC COM 00847J105 82.70 9,199 SH SOLE 9,199 AGL RES INC COM 001204106 4,170.97 106,348 SH SHARED 01 106,348 AGL RES INC COM 001204106 31.38 800 SH C SHARED 800 AGL RES INC COM 001204106 8.82 225 SH SHARED 20 225 AGL RES INC COM 001204106 8.28 211 SH SHARED 211 AGNICO EAGLE MINES LTD COM 008474108 11,015.67 330,008 SH SHARED 01 330,008 AGNICO EAGLE MINES LTD COM 008474108 7,657.37 229,400 SH C SHARED 229,400 AGNICO EAGLE MINES LTD COM 008474108 6,951.65 208,258 SH SHARED 208,258 AGNICO EAGLE MINES LTD COM 008474108 4,813.40 144,200 SH P SHARED 144,200 AGNICO EAGLE MINES LTD COM 008474108 410.87 12,309 SH SHARED 12,309 AGREE REALTY CORP COM 008492100 264.19 11,700 SH SHARED 01 11,700 AGREE REALTY CORP COM 008492100 115.14 5,099 SH SHARED 5,099 AGRIA CORP SPONSORED ADR 00850H103 5.29 4,810 SH SOLE 4,810 AGRIUM INC COM 008916108 12,338.56 142,857 SH SHARED 01 142,857 AGRIUM INC COM 008916108 4,272.55 49,468 SH SHARED 49,468 AGRIUM INC COM 008916108 3,705.27 42,900 SH C SHARED 42,900 AGRIUM INC COM 008916108 1,779.22 20,600 SH P SHARED 20,600 AGRIUM INC COM 008916108 1,158.48 13,413 SH SHARED 13,413 AIR LEASE CORP CL A 00912X302 399.10 16,581 SH SHARED 01 16,581 AIR LEASE CORP CL A 00912X302 42.12 1,750 SH SHARED 1,750 AIR LEASE CORP CL A 00912X302 36.11 1,500 SH P SHARED 1,500 AIR METHODS CORP COM PAR $.06 009128307 19.20 220 SH SHARED 01 220 AIR PRODS & CHEMS INC COM 009158106 102,103.82 1,112,242 SH SHARED 01 1,112,242 AIR PRODS & CHEMS INC COM 009158106 10,076.43 109,765 SH SHARED 109,765 AIR PRODS & CHEMS INC COM 009158106 1,268.95 13,823 SH SHARED 13,823 AIR PRODS & CHEMS INC COM 009158106 1,074.06 11,700 SH C SHARED 11,700 AIR PRODS & CHEMS INC COM 009158106 9.18 100 SH P SHARED 100 AIR T INC COM 009207101 46.41 4,860 SH SHARED 01 4,860 AIR T INC COM 009207101 16.61 1,739 SH SHARED 1,739 AIR TRANSPORT SERVICES GRP I COM 00922R105 15.14 2,615 SH SHARED 01 2,615 AIRCASTLE LTD COM G0129K104 282.01 23,040 SH SHARED 01 23,040 AIRCASTLE LTD COM G0129K104 4.90 400 SH C SHARED 400 AIRGAS INC COM 009363102 5,856.27 65,823 SH SHARED 01 65,823 AIRGAS INC COM 009363102 721.10 8,105 SH SHARED 20 8,105 AIRGAS INC COM 009363102 455.62 5,121 SH SHARED 5,121 AIRGAS INC COM 009363102 427.06 4,800 SH SHARED 4,800 AIRGAS INC COM 009363102 133.46 1,500 SH C SHARED 1,500 AIRMEDIA GROUP INC SPONSORED ADR 009411109 1.54 500 SH SHARED 01 500 AIXTRON SE SPONSORED ADR 009606104 150.70 8,696 SH SHARED 01 8,696 AK STL HLDG CORP COM 001547108 5,300.32 701,100 SH P SHARED 701,100 AK STL HLDG CORP COM 001547108 3,453.23 456,776 SH SHARED 456,776 AK STL HLDG CORP COM 001547108 1,786.53 236,314 SH C SHARED 236,314 AK STL HLDG CORP COM 001547108 108.40 14,338 SH SHARED 01 14,338 AKAMAI TECHNOLOGIES INC COM 00971T101 7,324.22 199,570 SH SHARED 01 199,570 AKAMAI TECHNOLOGIES INC COM 00971T101 4,051.68 110,400 SH C SHARED 110,400 AKAMAI TECHNOLOGIES INC COM 00971T101 1,027.60 28,000 SH P SHARED 28,000 AKAMAI TECHNOLOGIES INC COM 00971T101 403.70 11,000 SH SHARED 11,000 AKAMAI TECHNOLOGIES INC COM 00971T101 273.60 7,455 SH SHARED 20 7,455 AKAMAI TECHNOLOGIES INC COM 00971T101 126.47 3,446 SH SHARED 3,446 AKORN INC COM 009728106 635.30 54,299 SH SHARED 01 54,299 AKORN INC COM 009728106 3.51 300 SH C SHARED 300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ALASKA AIR GROUP INC COM 011659109 1,491.76 41,646 SH SHARED 01 41,646 ALASKA AIR GROUP INC COM 011659109 134.72 3,761 SH SHARED 3,761 ALASKA AIR GROUP INC COM 011659109 28.66 800 SH C SHARED 800 ALASKA AIR GROUP INC COM 011659109 7.16 200 SH P SHARED 200 ALASKA COMMUNICATIONS SYS GR COM 01167P101 130.11 42,244 SH SHARED 42,244 ALASKA COMMUNICATIONS SYS GR COM 01167P101 54.21 17,600 SH SHARED 01 17,600 ALASKA COMMUNICATIONS SYS GR COM 01167P101 49.28 16,000 SH C SHARED 16,000 ALASKA COMMUNICATIONS SYS GR COM 01167P101 39.42 12,800 SH P SHARED 12,800 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 15.28 16,000 PRN SHARED 01 16,000 ALBEMARLE CORP COM 012653101 17,042.22 266,618 SH SHARED 266,618 ALBEMARLE CORP COM 012653101 2,337.68 36,572 SH SHARED 01 36,572 ALBEMARLE CORP COM 012653101 38.35 600 SH C SHARED 600 ALBEMARLE CORP COM 012653101 9.27 145 SH SHARED 20 145 ALCATEL-LUCENT SPONSORED ADR 013904305 1,532.92 675,297 SH SHARED 01 675,297 ALCATEL-LUCENT SPONSORED ADR 013904305 1,158.81 510,490 SH SHARED 510,490 ALCOA INC COM 013817101 23,810.94 2,376,341 SH SHARED 01 2,376,341 ALCOA INC COM 013817101 15,345.63 1,531,500 SH P SHARED 1,531,500 ALCOA INC COM 013817101 8,044.06 802,800 SH C SHARED 802,800 ALCOA INC COM 013817101 4,581.63 457,249 SH SHARED 457,249 ALCOA INC NOTE 5.250% 3/1 013817AT8 2,499.38 1,500,000 PRN SHARED 1,500,000 ALCOA INC COM 013817101 909.46 90,764 SH SHARED 90,764 ALCOA INC COM 013817101 10.02 1,000 SH C SHARED 01 1,000 ALCOA INC NOTE 5.250% 3/1 013817AT8 6.67 4,000 PRN SHARED 01 4,000 ALERE INC COM 01449J105 1,117.44 42,962 SH SHARED 42,962 ALERE INC COM 01449J105 626.16 24,074 SH SHARED 01 24,074 ALERE INC PERP PFD CONV SE 01449J204 93.77 389 SH SHARED 389 ALERE INC COM 01449J105 70.23 2,700 SH P SHARED 2,700 ALERE INC COM 01449J105 26.01 1,000 SH C SHARED 1,000 ALERE INC PERP PFD CONV SE 01449J204 13.50 56 SH SHARED 01 56 ALEXANDER & BALDWIN INC COM 014482103 7,920.99 163,488 SH SHARED 163,488 ALEXANDER & BALDWIN INC COM 014482103 507.95 10,484 SH SHARED 01 10,484 ALEXANDER & BALDWIN INC COM 014482103 4.85 100 SH P SHARED 100 ALEXANDERS INC COM 014752109 356.07 904 SH SHARED 904 ALEXANDERS INC COM 014752109 0.39 1 SH SHARED 1 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 4,473.95 61,178 SH SHARED 61,178 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,975.24 27,010 SH SHARED 27,010 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,418.50 19,397 SH SHARED 01 19,397 ALEXCO RESOURCE CORP COM 01535P106 278.50 39,900 SH P SOLE 39,900 ALEXCO RESOURCE CORP COM 01535P106 91.44 13,100 SH C SOLE 13,100 ALEXCO RESOURCE CORP COM 01535P106 78.70 11,275 SH SOLE 11,275 ALEXION PHARMACEUTICALS INC COM 015351109 15,172.02 163,386 SH SHARED 01 163,386 ALEXION PHARMACEUTICALS INC COM 015351109 4,933.84 53,132 SH SHARED 53,132 ALEXION PHARMACEUTICALS INC COM 015351109 1,083.12 11,664 SH SHARED 11,664 ALEXION PHARMACEUTICALS INC COM 015351109 454.09 4,890 SH SHARED 20 4,890 ALEXION PHARMACEUTICALS INC COM 015351109 445.73 4,800 SH C SHARED 4,800 ALEXION PHARMACEUTICALS INC COM 015351109 334.30 3,600 SH P SHARED 3,600 ALEXZA PHARMACEUTICALS INC COM 015384100 1.24 2,000 SH P SOLE 2,000 ALEXZA PHARMACEUTICALS INC COM 015384100 0.43 700 SH C SOLE 700 ALICO INC COM 016230104 7.86 340 SH SHARED 01 340 ALIGN TECHNOLOGY INC COM 016255101 195.52 7,097 SH SHARED 01 7,097 ALIMERA SCIENCES INC COM 016259103 21.75 6,396 SH SOLE 6,396 ALKERMES PLC SHS G01767105 791.34 42,660 SH SHARED 01 42,660 ALKERMES PLC SHS G01767105 9.28 500 SH C SHARED 500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ALLEGHANY CORP DEL COM 017175100 1,392.09 4,230 SH SHARED 4,230 ALLEGHANY CORP DEL COM 017175100 1,134.74 3,448 SH SHARED 01 3,448 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1,616.38 39,261 SH SHARED 01 39,261 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1,325.67 32,200 SH C SHARED 32,200 ALLEGHENY TECHNOLOGIES INC COM 01741R102 704.01 17,100 SH P SHARED 17,100 ALLEGHENY TECHNOLOGIES INC COM 01741R102 349.95 8,500 SH SHARED 8,500 ALLEGHENY TECHNOLOGIES INC COM 01741R102 266.29 6,468 SH SHARED 6,468 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 157.03 126,000 PRN SHARED 01 126,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 4.94 120 SH SHARED 20 120 ALLEGIANT TRAVEL CO COM 01748X102 47.52 872 SH SHARED 01 872 ALLEGIANT TRAVEL CO COM 01748X102 10.90 200 SH C SHARED 200 ALLERGAN INC COM 018490102 38,871.50 407,330 SH SHARED 01 407,330 ALLERGAN INC COM 018490102 7,849.31 82,252 SH SHARED 20 82,252 ALLERGAN INC COM 018490102 2,052.32 21,506 SH SHARED 21,506 ALLERGAN INC COM 018490102 2,032.66 21,300 SH SHARED 21,300 ALLERGAN INC COM 018490102 1,345.56 14,100 SH C SHARED 14,100 ALLERGAN INC COM 018490102 496.24 5,200 SH P SHARED 5,200 ALLETE INC COM NEW 018522300 9,306.91 224,317 SH SHARED 224,317 ALLETE INC COM NEW 018522300 243.80 5,876 SH SHARED 01 5,876 ALLETE INC COM NEW 018522300 11.82 285 SH SHARED 20 285 ALLIANCE CALIF MUN INCOME FD COM 018546101 2.94 200 SH SHARED 01 200 ALLIANCE DATA SYSTEMS CORP COM 018581108 11,789.35 93,596 SH SHARED 93,596 ALLIANCE DATA SYSTEMS CORP COM 018581108 1,831.96 14,544 SH SHARED 01 14,544 ALLIANCE DATA SYSTEMS CORP COM 018581108 755.76 6,000 SH C SHARED 6,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 428.26 3,400 SH SHARED 3,400 ALLIANCE DATA SYSTEMS CORP COM 018581108 151.15 1,200 SH P SHARED 1,200 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 50.18 31,000 PRN SHARED 01 31,000 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 5.76 601 SH SHARED 01 601 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 593.98 13,639 SH SHARED 13,639 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 296.14 6,800 SH SHARED 01 6,800 ALLIANCE NEW YORK MUN INC FD COM 018714105 62.60 4,227 SH SHARED 01 4,227 ALLIANCE ONE INTL INC COM 018772103 266.60 70,715 SH SHARED 01 70,715 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 965.87 16,071 SH SHARED 01 16,071 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 558.93 9,300 SH C SHARED 9,300 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 53.73 894 SH SHARED 894 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 6,931.29 461,471 SH SHARED 01 461,471 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 370.39 23,728 SH SHARED 01 23,728 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 167.03 10,700 SH C SHARED 10,700 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 48.39 3,100 SH P SHARED 3,100 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 10,214.65 1,247,210 SH SHARED 01 1,247,210 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 236.15 15,945 SH SHARED 01 15,945 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 4.18 282 SH SHARED 282 ALLIANT ENERGY CORP COM 018802108 2,183.76 50,410 SH SHARED 01 50,410 ALLIANT ENERGY CORP COM 018802108 1,143.08 26,387 SH SHARED 26,387 ALLIANT ENERGY CORP COM 018802108 376.88 8,700 SH SHARED 8,700 ALLIANT TECHSYSTEMS INC COM 018804104 1,939.29 38,693 SH SHARED 01 38,693 ALLIANT TECHSYSTEMS INC COM 018804104 1,730.19 34,521 SH SHARED 34,521 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 10.20 10,000 PRN SHARED 01 10,000 ALLIED NEVADA GOLD CORP COM 019344100 1,097.37 33,734 SH SHARED 33,734 ALLIED NEVADA GOLD CORP COM 019344100 623.08 19,154 SH SHARED 01 19,154 ALLIED NEVADA GOLD CORP COM 019344100 312.29 9,600 SH P SHARED 9,600 ALLIED NEVADA GOLD CORP COM 019344100 3.25 100 SH C SHARED 100 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 353.44 5,147 SH SHARED 5,147
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ALLIED WRLD ASSUR COM HLDG A SHS H01531104 204.50 2,978 SH SHARED 01 2,978 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 4.46 65 SH SHARED 20 65 ALLISON TRANSMISSION HLDGS I COM 01973R101 117.99 4,941 SH SOLE 4,941 ALLOS THERAPEUTICS INC COM 019777101 34.19 23,098 SH SOLE 23,098 ALLOS THERAPEUTICS INC COM 019777101 5.33 3,600 SH C SOLE 3,600 ALLOS THERAPEUTICS INC COM 019777101 1.48 1,000 SH P SOLE 1,000 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1,790.32 77,003 SH SHARED 01 77,003 ALLOT COMMUNICATIONS LTD SHS M0854Q105 20.93 900 SH C SHARED 900 ALLOT COMMUNICATIONS LTD SHS M0854Q105 18.60 800 SH P SHARED 800 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2,256.27 135,920 SH SHARED 01 135,920 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,414.09 85,186 SH SHARED 85,186 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 74.70 4,500 SH P SHARED 4,500 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 13.28 800 SH C SHARED 800 ALLSTATE CORP COM 020002101 12,359.02 375,426 SH SHARED 01 375,426 ALLSTATE CORP COM 020002101 10,731.92 326,000 SH C SHARED 326,000 ALLSTATE CORP COM 020002101 3,933.41 119,484 SH SHARED 119,484 ALLSTATE CORP COM 020002101 2,518.38 76,500 SH P SHARED 76,500 ALLSTATE CORP COM 020002101 1,178.37 35,795 SH SHARED 35,795 ALMADEN MINERALS LTD COM 020283107 115.26 44,500 SH SHARED 01 44,500 ALMADEN MINERALS LTD COM 020283107 25.81 9,965 SH SHARED 9,965 ALMADEN MINERALS LTD COM 020283107 6.48 2,500 SH C SHARED 2,500 ALMADEN MINERALS LTD COM 020283107 6.48 2,500 SH P SHARED 2,500 ALMOST FAMILY INC COM 020409108 18.21 700 SH C SHARED 700 ALMOST FAMILY INC COM 020409108 10.40 400 SH SHARED 01 400 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 531.55 48,017 SH SHARED 01 48,017 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 469.37 42,400 SH C SHARED 42,400 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 32.10 2,900 SH SHARED 20 2,900 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 3.89 1,000 SH SHARED 01 1,000 ALON USA ENERGY INC COM 020520102 1.81 200 SH P SOLE 200 ALON USA ENERGY INC COM 020520102 0.91 100 SH C SOLE 100 ALPHA NATURAL RESOURCES INC COM 02076X102 13,060.83 858,700 SH C SHARED 858,700 ALPHA NATURAL RESOURCES INC COM 02076X102 6,557.03 431,100 SH P SHARED 431,100 ALPHA NATURAL RESOURCES INC COM 02076X102 5,924.68 389,525 SH SHARED 01 389,525 ALPHA NATURAL RESOURCES INC COM 02076X102 5,448.54 358,221 SH SHARED 358,221 ALPHA NATURAL RESOURCES INC COM 02076X102 608.63 40,015 SH SHARED 40,015 ALPHA NATURAL RESOURCES INC COM 02076X102 2.66 175 SH SHARED 20 175 ALPHA PRO TECH LTD COM 020772109 1.01 661 SH SOLE 661 ALPHATEC HOLDINGS INC COM 02081G102 0.71 300 SH P SOLE 300 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 57.73 9,527 SH SHARED 01 9,527 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 23.12 3,815 SH SHARED 3,815 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 4,175.81 642,432 SH SHARED 01 642,432 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 11,368.42 2,398,400 SH SHARED 2,398,400 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 304.59 64,259 SH SHARED 01 64,259 ALPS ETF TR ALERIAN MLP 00162Q866 27,617.04 1,659,678 SH SHARED 01 1,659,678 ALPS ETF TR EQUAL SEC ETF 00162Q205 7,663.96 195,614 SH SHARED 01 195,614 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 1,020.36 22,264 SH SHARED 01 22,264 ALPS ETF TR C&S GLOBL ETF 00162Q106 805.27 22,032 SH SHARED 01 22,032 ALPS ETF TR EQUAL SEC ETF 00162Q205 650.88 16,613 SH SHARED 16,613 ALPS ETF TR ALERIAN MLP 00162Q866 410.11 24,646 SH SHARED 24,646 ALPS ETF TR JEFF CRB WILDC 00162Q809 206.11 5,074 SH SHARED 01 5,074 ALPS ETF TR ALERIAN MLP 00162Q866 24.96 1,500 SH P SHARED 1,500 ALPS ETF TR JEFF CRB WILDC 00162Q809 15.23 375 SH SHARED 375 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 14.94 326 SH SHARED 326
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 0.94 1,557 SH SOLE 1,557 ALTERA CORP COM 021441100 6,243.22 156,786 SH SHARED 156,786 ALTERA CORP COM 021441100 4,181.10 105,000 SH P SHARED 105,000 ALTERA CORP COM 021441100 3,404.73 85,503 SH SHARED 01 85,503 ALTERA CORP COM 021441100 939.75 23,600 SH SHARED 23,600 ALTERA CORP COM 021441100 314.58 7,900 SH C SHARED 7,900 ALTERA CORP COM 021441100 125.43 3,150 SH SHARED 20 3,150 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 155.90 6,784 SH SHARED 6,784 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 97.27 4,233 SH SHARED 01 4,233 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 1,386.65 22,867 SH SHARED 22,867 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 36.38 600 SH C SHARED 600 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 15.58 257 SH SHARED 01 257 ALTRA HOLDINGS INC COM 02208R106 27.17 1,415 SH SHARED 01 1,415 ALTRA HOLDINGS INC COM 02208R106 4.80 250 SH SHARED 20 250 ALTRA HOLDINGS INC COM 02208R106 4.78 249 SH SHARED 249 ALTRIA GROUP INC COM 02209S103 109,661.94 3,552,379 SH SHARED 01 3,552,379 ALTRIA GROUP INC COM 02209S103 28,765.31 931,821 SH SHARED 931,821 ALTRIA GROUP INC COM 02209S103 8,365.77 271,000 SH P SHARED 271,000 ALTRIA GROUP INC COM 02209S103 4,914.53 159,201 SH SHARED 159,201 ALTRIA GROUP INC COM 02209S103 3,079.44 99,755 SH SHARED 20 99,755 ALTRIA GROUP INC COM 02209S103 1,876.90 60,800 SH C SHARED 60,800 ALTRIA GROUP INC COM 02209S103 21.61 700 SH P SHARED 01 700 ALUMINA LTD SPONSORED ADR 022205108 830.81 161,637 SH SHARED 01 161,637 ALUMINA LTD SPONSORED ADR 022205108 218.85 42,577 SH SHARED 42,577 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 4.15 350 SH SHARED 01 350 ALVARION LTD SHS M0861T100 100.35 107,440 SH SHARED 20 107,440 ALVARION LTD SHS M0861T100 38.30 41,008 SH SHARED 41,008 ALVARION LTD SHS M0861T100 1.77 1,900 SH C SHARED 1,900 ALVARION LTD SHS M0861T100 0.93 1,000 SH SHARED 01 1,000 AMAG PHARMACEUTICALS INC COM 00163U106 79.65 5,000 SH C SHARED 5,000 AMAG PHARMACEUTICALS INC COM 00163U106 1.74 109 SH SHARED 01 109 AMARIN CORP PLC SPONS ADR NEW 023111206 3,108.05 274,563 SH SHARED 01 274,563 AMARIN CORP PLC SPONS ADR NEW 023111206 38.44 3,396 SH SHARED 3,396 AMAZON COM INC COM 023135106 95,260.70 470,400 SH P SHARED 470,400 AMAZON COM INC COM 023135106 61,651.33 304,436 SH SHARED 01 304,436 AMAZON COM INC COM 023135106 42,962.50 212,150 SH C SHARED 212,150 AMAZON COM INC COM 023135106 19,963.84 98,582 SH SHARED 98,582 AMAZON COM INC COM 023135106 9,852.11 48,650 SH SHARED 20 48,650 AMAZON COM INC COM 023135106 5,065.59 25,014 SH SHARED 25,014 AMBIENT CORP COM NEW 02318N201 0.29 58 SH SOLE 58 AMBOW ED HLDG LTD ADR REPSTG CL A 02322P101 70.39 9,564 SH SOLE 9,564 AMC NETWORKS INC CL A 00164V103 393.64 8,820 SH SHARED 01 8,820 AMCOL INTL CORP COM 02341W103 51.78 1,756 SH SHARED 1,756 AMCOL INTL CORP COM 02341W103 10.56 358 SH SHARED 01 358 AMDOCS LTD ORD G02602103 1,095.70 34,696 SH SHARED 34,696 AMDOCS LTD ORD G02602103 697.73 22,094 SH SHARED 01 22,094 AMDOCS LTD ORD G02602103 37.90 1,200 SH C SHARED 1,200 AMDOCS LTD NOTE 0.500% 3/1 02342TAD1 9.53 11,000 PRN SHARED 01 11,000 AMEDISYS INC COM 023436108 187.75 12,984 SH SHARED 01 12,984 AMEDISYS INC COM 023436108 93.99 6,500 SH C SHARED 6,500 AMEDISYS INC COM 023436108 33.26 2,300 SH P SHARED 2,300 AMERCO COM 023586100 31.34 297 SH SHARED 01 297 AMEREN CORP COM 023608102 5,581.41 171,314 SH SHARED 01 171,314
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AMEREN CORP COM 023608102 1,027.35 31,533 SH SHARED 31,533 AMEREN CORP COM 023608102 626.77 19,238 SH SHARED 19,238 AMEREN CORP COM 023608102 319.28 9,800 SH P SHARED 9,800 AMEREN CORP COM 023608102 42.35 1,300 SH C SHARED 1,300 AMERESCO INC CL A 02361E108 1,794.22 132,415 SH SHARED 132,415 AMERESCO INC CL A 02361E108 66.40 4,900 SH P SHARED 4,900 AMERESCO INC CL A 02361E108 54.20 4,000 SH SHARED 01 4,000 AMERESCO INC CL A 02361E108 28.46 2,100 SH C SHARED 2,100 AMERIANA BANCORP COM 023613102 6.18 1,304 SH SOLE 1,304 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 3.69 679 SH SHARED 01 679 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 23,693.46 954,227 SH SHARED 01 954,227 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,403.39 56,520 SH SHARED 56,520 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 720.12 28,967 SH SHARED 01 28,967 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 145.80 5,872 SH SHARED 5,872 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 113.47 4,570 SH SHARED 17 4,570 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 80.27 3,229 SH SHARED 3,229 AMERICAN APPAREL INC COM 023850100 0.19 232 SH SOLE 232 AMERICAN ASSETS TR INC COM 024013104 553.22 24,264 SH SHARED 01 24,264 AMERICAN ASSETS TR INC COM 024013104 387.60 17,000 SH SHARED 17,000 AMERICAN ASSETS TR INC COM 024013104 115.44 5,063 SH SHARED 5,063 AMERICAN AXLE & MFG HLDGS IN COM 024061103 484.57 41,381 SH SHARED 01 41,381 AMERICAN AXLE & MFG HLDGS IN COM 024061103 147.55 12,600 SH C SHARED 12,600 AMERICAN AXLE & MFG HLDGS IN COM 024061103 108.90 9,300 SH P SHARED 9,300 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,924.97 43,045 SH SHARED 01 43,045 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,451.03 32,447 SH SHARED 32,447 AMERICAN CAMPUS CMNTYS INC COM 024835100 8.94 200 SH C SHARED 200 AMERICAN CAP LTD COM 02503Y103 25,777.24 2,969,728 SH SHARED 2,969,728 AMERICAN CAP LTD COM 02503Y103 752.40 86,682 SH SHARED 01 86,682 AMERICAN CAP LTD COM 02503Y103 205.72 23,700 SH C SHARED 23,700 AMERICAN CAP LTD COM 02503Y103 154.50 17,800 SH P SHARED 17,800 AMERICAN CAP MTG INVT CORP COM 02504A104 2,063.43 94,783 SH SHARED 94,783 AMERICAN CAP MTG INVT CORP COM 02504A104 243.82 11,200 SH P SHARED 11,200 AMERICAN CAP MTG INVT CORP COM 02504A104 166.13 7,631 SH SHARED 01 7,631 AMERICAN CAP MTG INVT CORP COM 02504A104 21.77 1,000 SH C SHARED 1,000 AMERICAN CAPITAL AGENCY CORP COM 02503X105 28,979.60 981,029 SH SHARED 981,029 AMERICAN CAPITAL AGENCY CORP COM 02503X105 24,668.15 835,076 SH SHARED 01 835,076 AMERICAN CAPITAL AGENCY CORP COM 02503X105 3,468.00 117,400 SH C SHARED 117,400 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,066.39 36,100 SH P SHARED 36,100 AMERICAN CAPITAL AGENCY CORP COM 02503X105 519.28 17,579 SH SHARED 20 17,579 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2,200.32 128,000 SH C SHARED 128,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,045.15 60,800 SH P SHARED 60,800 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 122.10 7,103 SH SHARED 7,103 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 20.87 1,214 SH SHARED 01 1,214 AMERICAN ELEC PWR INC COM 025537101 53,583.26 1,388,887 SH SHARED 01 1,388,887 AMERICAN ELEC PWR INC COM 025537101 4,328.14 112,186 SH SHARED 112,186 AMERICAN ELEC PWR INC COM 025537101 2,445.97 63,400 SH C SHARED 63,400 AMERICAN ELEC PWR INC COM 025537101 1,221.52 31,662 SH SHARED 31,662 AMERICAN ELEC PWR INC COM 025537101 505.40 13,100 SH P SHARED 13,100 AMERICAN EQTY INVT LIFE HLD COM 025676206 1,014.36 79,433 SH SHARED 01 79,433 AMERICAN EQTY INVT LIFE HLD COM 025676206 127.05 9,949 SH SHARED 9,949 AMERICAN EQTY INVT LIFE HLD NOTE 5.250%12/0 025676AE7 10.39 10,000 PRN SHARED 01 10,000 AMERICAN EQTY INVT LIFE HLD COM 025676206 7.34 575 SH SHARED 20 575 AMERICAN EXPRESS CO COM 025816109 47,572.72 822,204 SH SHARED 01 822,204
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AMERICAN EXPRESS CO COM 025816109 25,024.45 432,500 SH P SHARED 432,500 AMERICAN EXPRESS CO COM 025816109 5,899.23 101,957 SH SHARED 101,957 AMERICAN EXPRESS CO COM 025816109 5,294.19 91,500 SH C SHARED 91,500 AMERICAN EXPRESS CO COM 025816109 4,234.89 73,192 SH SHARED 73,192 AMERICAN EXPRESS CO COM 025816109 649.19 11,220 SH SHARED 20 11,220 AMERICAN FINL GROUP INC OHIO COM 025932104 1,305.12 33,829 SH SHARED 01 33,829 AMERICAN FINL GROUP INC OHIO COM 025932104 450.31 11,672 SH SHARED 11,672 AMERICAN GREETINGS CORP CL A 026375105 186.78 12,176 SH SHARED 12,176 AMERICAN GREETINGS CORP CL A 026375105 29.15 1,900 SH C SHARED 1,900 AMERICAN GREETINGS CORP CL A 026375105 12.27 800 SH P SHARED 800 AMERICAN GREETINGS CORP CL A 026375105 6.90 450 SH SHARED 01 450 AMERICAN INCOME FD INC COM 02672T109 8.00 1,001 SH SHARED 01 1,001 AMERICAN INCOME FD INC COM 02672T109 3.75 469 SH SHARED 469 AMERICAN INDEPENDENCE CORP COM NEW 026760405 0.91 207 SH SOLE 207 AMERICAN INTL GROUP INC COM NEW 026874784 21,158.63 686,300 SH P SHARED 686,300 AMERICAN INTL GROUP INC COM NEW 026874784 14,369.86 466,100 SH C SHARED 466,100 AMERICAN INTL GROUP INC COM NEW 026874784 4,605.57 149,386 SH SHARED 01 149,386 AMERICAN INTL GROUP INC COM NEW 026874784 1,207.86 39,178 SH SHARED 39,178 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 40.29 3,787 SH SHARED 01 3,787 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 23.22 2,182 SH SHARED 2,182 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1.61 151 SH SHARED 151 AMERICAN LEARNING CORP NEW Y COM 027135102 2.31 1,893 SH SOLE 1,893 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 20.10 918 SH SOLE 918 AMERICAN MUN INCOME PORTFOLI COM 027649102 72.38 4,869 SH SHARED 01 4,869 AMERICAN NATL BANKSHARES INC COM 027745108 138.51 6,503 SH SHARED 6,503 AMERICAN NATL BANKSHARES INC COM 027745108 8.37 393 SH SHARED 01 393 AMERICAN NATL INS CO COM 028591105 69.04 952 SH SOLE 952 AMERICAN ORIENTAL BIOENGR IN COM NEW 028731404 1.92 1,500 SH SHARED 01 1,500 AMERICAN PAC CORP COM 028740108 0.42 56 SH SOLE 56 AMERICAN PUBLIC EDUCATION IN COM 02913V103 22.80 600 SH C SHARED 600 AMERICAN PUBLIC EDUCATION IN COM 02913V103 7.03 185 SH SHARED 01 185 AMERICAN RAILCAR INDS INC COM 02916P103 18.13 771 SH SHARED 01 771 AMERICAN RAILCAR INDS INC COM 02916P103 3.36 143 SH SHARED 143 AMERICAN REPROGRAPHICS CO COM 029263100 26.04 4,832 SH SHARED 4,832 AMERICAN REPROGRAPHICS CO COM 029263100 0.74 137 SH SHARED 01 137 AMERICAN RLTY CAP TR INC COM 02917L101 3,567.19 347,341 SH SHARED 347,341 AMERICAN RLTY CAP TR INC COM 02917L101 87.38 8,508 SH SHARED 01 8,508 AMERICAN RLTY INVS INC COM 029174109 1.80 1,059 SH SHARED 01 1,059 AMERICAN SCIENCE & ENGR INC COM 029429107 1,622.54 24,199 SH SHARED 01 24,199 AMERICAN SCIENCE & ENGR INC COM 029429107 233.33 3,480 SH SHARED 3,480 AMERICAN SCIENCE & ENGR INC COM 029429107 6.71 100 SH P SHARED 100 AMERICAN SELECT PORTFOLIO IN COM 029570108 341.52 32,807 SH SHARED 01 32,807 AMERICAN SPECTRUM REALTY INC COM NEW 02970Q203 13.24 2,424 SH SOLE 2,424 AMERICAN STRATEGIC INCM PTFL COM 030098107 71.77 6,150 SH SHARED 01 6,150 AMERICAN STRATEGIC INCOME II COM 03009T101 269.23 38,461 SH SHARED 01 38,461 AMERICAN STRATEGIC INCOME II COM 03009T101 63.77 9,110 SH SHARED 9,110 AMERICAN STS WTR CO COM 029899101 3,555.38 98,378 SH SHARED 98,378 AMERICAN STS WTR CO COM 029899101 953.81 26,392 SH SHARED 01 26,392 AMERICAN SUPERCONDUCTOR CORP COM 030111108 758.19 184,026 SH SHARED 01 184,026 AMERICAN SUPERCONDUCTOR CORP COM 030111108 100.81 24,468 SH SHARED 24,468
VOTING VOTING VOTING TITLE OF VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------- --------- ---------- ----------- --- ---- ------ ----- --------- ----------- --------- AMERICAN SUPERCONDUCTOR CORP COM 030111108 34.20 8,300 SH P SHARED 8,300 AMERICAN SUPERCONDUCTOR CORP COM 030111108 26.78 6,500 SH C SHARED 6,500 AMERICAN TOWER CORP NEW COM 03027X100 62,881.36 997,800 SH SHARED 01 997,800 AMERICAN TOWER CORP NEW COM 03027X100 16,806.11 266,679 SH SHARED 266,679 AMERICAN TOWER CORP NEW COM 03027X100 2,104.87 33,400 SH C SHARED 33,400 AMERICAN TOWER CORP NEW COM 03027X100 1,764.56 28,000 SH SHARED 28,000 AMERICAN TOWER CORP NEW COM 03027X100 768.84 12,200 SH P SHARED 12,200 AMERICAN TOWER CORP NEW COM 03027X100 112.81 1,790 SH SHARED 20 1,790 AMERICAN VANGUARD CORP COM 030371108 19.52 900 SH SHARED 01 900 AMERICAN WTR WKS CO INC NEW COM 030420103 10,454.36 307,210 SH SHARED 307,210 AMERICAN WTR WKS CO INC NEW COM 030420103 8,176.01 240,259 SH SHARED 01 240,259 AMERICAN WTR WKS CO INC NEW COM 030420103 1,089.71 32,022 SH SHARED 32,022 AMERICAN WTR WKS CO INC NEW COM 030420103 30.63 900 SH C SHARED 900 AMERICAS CAR MART INC COM 03062T105 17.59 400 SH P SOLE 400 AMERIGAS PARTNERS L P UNIT L P INT 030975106 8,069.40 199,146 SH SHARED 01 199,146 AMERIGAS PARTNERS L P UNIT L P INT 030975106 146.36 3,612 SH SHARED 3,612 AMERIGAS PARTNERS L P UNIT L P INT 030975106 24.31 600 SH P SHARED 600 AMERIGON INC COM 03070L300 632.31 39,080 SH SHARED 01 39,080 AMERIGON INC COM 03070L300 108.45 6,703 SH SHARED 6,703 AMERIGROUP CORP COM 03073T102 3,942.94 58,605 SH SHARED 58,605 AMERIGROUP CORP COM 03073T102 880.56 13,088 SH SHARED 01 13,088 AMERIGROUP CORP COM 03073T102 309.49 4,600 SH P SHARED 4,600 AMERIGROUP CORP COM 03073T102 208.57 3,100 SH C SHARED 3,100 AMERIGROUP CORP COM 03073T102 13.46 200 SH SHARED 20 200 AMERIPRISE FINL INC COM 03076C106 25,304.71 442,932 SH SHARED 01 442,932 AMERIPRISE FINL INC COM 03076C106 1,322.45 23,148 SH SHARED 23,148 AMERIPRISE FINL INC COM 03076C106 950.64 16,640 SH SHARED 16,640 AMERIPRISE FINL INC COM 03076C106 57.13 1,000 SH P SHARED 1,000 AMERIPRISE FINL INC COM 03076C106 22.85 400 SH C SHARED 400 AMERIS BANCORP COM 03076K108 30.16 2,295 SH SHARED 01 2,295 AMERIS BANCORP COM 03076K108 2.63 200 SH SHARED 200 AMERISERV FINL INC COM 03074A102 10.76 3,935 SH SHARED 3,935 AMERISERV FINL INC COM 03074A102 2.74 1,000 SH SHARED 01 1,000 AMERISOURCEBERGEN CORP COM 03073E105 19,073.21 480,918 SH SHARED 01 480,918 AMERISOURCEBERGEN CORP COM 03073E105 698.02 17,600 SH SHARED 17,600 AMERISOURCEBERGEN CORP COM 03073E105 416.43 10,500 SH P SHARED 10,500 AMERISOURCEBERGEN CORP COM 03073E105 91.22 2,300 SH C SHARED 2,300 AMERISTAR CASINOS INC COM 03070Q101 291.69 15,657 SH SHARED 15,657 AMERISTAR CASINOS INC COM 03070Q101 1.17 63 SH SHARED 01 63 AMERN STRATEGIC INCOME PTFL COM 030099105 281.49 33,914 SH SHARED 01 33,914 AMERN STRATEGIC INCOME PTFL COM 030099105 2.82 340 SH SHARED 340 AMETEK INC NEW COM 031100100 2,157.63 44,478 SH SHARED 01 44,478 AMETEK INC NEW COM 031100100 1,466.60 30,233 SH SHARED 30,233 AMETEK INC NEW COM 031100100 460.85 9,500 SH SHARED 9,500 AMETEK INC NEW COM 031100100 257.25 5,303 SH SHARED 20 5,303 AMETEK INC NEW COM 031100100 24.26 500 SH C SHARED 500 AMGEN INC NOTE 0.375% 2/0 031162AQ3 103,805.22 101,521,000 PRN SHARED 101,521,000 AMGEN INC COM 031162100 41,507.65 610,676 SH SHARED 610,676 AMGEN INC COM 031162100 40,147.50 590,665 SH SHARED 01 590,665 AMGEN INC COM 031162100 14,280.50 210,100 SH SHARED 210,100 AMGEN INC COM 031162100 9,923.62 146,000 SH P SHARED 146,000
VOTING VOTING VOTING TITLE OF VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AMGEN INC COM 031162100 6,506.97 95,733 SH C SHARED 95,733 AMGEN INC NOTE 0.375% 2/0 031162AQ3 98.16 96,000 PRN SHARED 01 96,000 AMICUS THERAPEUTICS INC COM 03152W109 52.74 9,988 SH SOLE 9,988 AMKOR TECHNOLOGY INC COM 031652100 9.89 1,609 SH SHARED 01 1,609 AMKOR TECHNOLOGY INC COM 031652100 3.07 500 SH C SHARED 500 AMN HEALTHCARE SERVICES INC COM 001744101 40.67 6,711 SH SHARED 01 6,711 AMPAL AMERN ISRAEL CORP CL A 032015109 0.02 100 SH SHARED 01 100 AMPCO-PITTSBURGH CORP COM 032037103 59.97 2,979 SH SHARED 2,979 AMPCO-PITTSBURGH CORP COM 032037103 17.92 890 SH SHARED 01 890 AMPHENOL CORP NEW CL A 032095101 6,962.73 116,492 SH SHARED 01 116,492 AMPHENOL CORP NEW CL A 032095101 687.36 11,500 SH SHARED 11,500 AMPHENOL CORP NEW CL A 032095101 452.88 7,577 SH SHARED 7,577 AMPHENOL CORP NEW CL A 032095101 346.67 5,800 SH C SHARED 5,800 AMPHENOL CORP NEW CL A 032095101 35.86 600 SH P SHARED 600 AMPIO PHARMACEUTICALS INC COM 03209T109 1.28 376 SH SOLE 376 AMREP CORP NEW COM 032159105 15.64 1,789 SH SOLE 1,789 AMSURG CORP COM 03232P405 51.40 1,837 SH SHARED 01 1,837 AMSURG CORP COM 03232P405 8.95 320 SH SHARED 20 320 AMSURG CORP COM 03232P405 8.14 291 SH SHARED 291 AMTECH SYS INC COM PAR $0.01N 032332504 25.10 3,013 SH SHARED 01 3,013 AMTECH SYS INC COM PAR $0.01N 032332504 19.16 2,300 SH C SHARED 2,300 AMTECH SYS INC COM PAR $0.01N 032332504 5.83 700 SH P SHARED 700 AMTRUST FINANCIAL SERVICES I COM 032359309 210.66 7,837 SH SHARED 01 7,837 AMTRUST FINANCIAL SERVICES I COM 032359309 91.39 3,400 SH P SHARED 3,400 AMYLIN PHARMACEUTICALS INC COM 032346108 1,802.31 72,208 SH SHARED 01 72,208 AMYLIN PHARMACEUTICALS INC COM 032346108 1,085.76 43,500 SH P SHARED 43,500 AMYLIN PHARMACEUTICALS INC COM 032346108 878.59 35,200 SH C SHARED 35,200 AMYLIN PHARMACEUTICALS INC COM 032346108 667.80 26,755 SH SHARED 20 26,755 AMYLIN PHARMACEUTICALS INC COM 032346108 560.95 22,474 SH SHARED 22,474 AMYRIS INC COM 03236M101 6.22 1,200 SH SHARED 01 1,200 AMYRIS INC COM 03236M101 5.18 1,000 SH P SHARED 1,000 AMYRIS INC COM 03236M101 1.55 300 SH C SHARED 300 ANACOR PHARMACEUTICALS INC COM 032420101 750.68 127,450 SH SHARED 01 127,450 ANADARKO PETE CORP COM 032511107 81,344.18 1,038,348 SH SHARED 1,038,348 ANADARKO PETE CORP COM 032511107 62,904.36 802,966 SH SHARED 01 802,966 ANADARKO PETE CORP COM 032511107 31,343.83 400,100 SH P SHARED 400,100 ANADARKO PETE CORP COM 032511107 30,771.95 392,800 SH C SHARED 392,800 ANADARKO PETE CORP COM 032511107 3,051.34 38,950 SH SHARED 38,950 ANADIGICS INC COM 032515108 69.81 29,457 SH SHARED 29,457 ANADIGICS INC COM 032515108 5.93 2,500 SH SHARED 01 2,500 ANALOG DEVICES INC COM 032654105 31,838.31 788,077 SH SHARED 01 788,077 ANALOG DEVICES INC COM 032654105 3,173.18 78,544 SH SHARED 78,544 ANALOG DEVICES INC COM 032654105 929.20 23,000 SH P SHARED 23,000 ANALOG DEVICES INC COM 032654105 897.89 22,225 SH SHARED 22,225 ANALOG DEVICES INC COM 032654105 743.36 18,400 SH C SHARED 18,400 ANALOGIC CORP COM PAR $0.05 032657207 0.27 4 SH SHARED 01 4 ANALYSTS INTL CORP COM NEW 032681207 19.04 3,488 SH SOLE 3,488 ANAREN INC COM 032744104 1.78 97 SH SHARED 01 97 ANCESTRY COM INC COM 032803108 2,248.99 98,900 SH C SHARED 98,900 ANCESTRY COM INC COM 032803108 624.83 27,477 SH SHARED 01 27,477 ANCESTRY COM INC COM 032803108 36.38 1,600 SH P SHARED 1,600 ANDATEE CHINA MARINE FUEL SV COM 67086W105 9.09 2,970 SH SOLE 2,970 ANDERSONS INC COM 034164103 1,035.59 21,269 SH SHARED 01 21,269
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ANDERSONS INC COM 034164103 9.74 200 SH C SHARED 200 ANGEION CORP COM 03462H404 10.73 1,869 SH SHARED 1,869 ANGEION CORP COM 03462H404 0.05 8 SH SHARED 01 8 ANGIES LIST INC COM 034754101 824.19 43,631 SH SHARED 43,631 ANGIES LIST INC COM 034754101 26.45 1,400 SH C SHARED 1,400 ANGIES LIST INC COM 034754101 0.94 50 SH SHARED 01 50 ANGIODYNAMICS INC COM 03475V101 171.28 13,982 SH SHARED 13,982 ANGIODYNAMICS INC COM 03475V101 1.02 83 SH SHARED 01 83 ANGLOGOLD ASHANTI HLDGS FIN MAND BD CV 13 03512Q206 1,350.99 31,360 SH SOLE 31,360 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 4,840.58 131,110 SH SHARED 01 131,110 ANHEUSER BUSCH INBEV SA/ NV SPONSORED ADR 03524A108 31,747.81 436,576 SH SHARED 01 436,576 ANHEUSER BUSCH INBEV SA/ NV SPONSORED ADR 03524A108 1,786.66 24,569 SH SHARED 24,569 ANHEUSER BUSCH INBEV SA/ NV SPONSORED ADR 03524A108 60.36 830 SH SHARED 830 ANIKA THERAPEUTICS INC COM 035255108 413.79 32,998 SH SHARED 32,998 ANIKA THERAPEUTICS INC COM 035255108 6.40 510 SH SHARED 01 510 ANIXTER INTL INC COM 035290105 1,776.99 24,500 SH P SHARED 24,500 ANIXTER INTL INC COM 035290105 852.74 11,757 SH SHARED 01 11,757 ANIXTER INTL INC COM 035290105 90.66 1,250 SH SHARED 20 1,250 ANIXTER INTL INC NOTE 1.000% 2/1 035290AJ4 47.60 38,000 PRN SHARED 01 38,000 ANN INC COM 035623107 3,699.69 129,179 SH SHARED 01 129,179 ANN INC COM 035623107 178.71 6,240 SH C SHARED 6,240 ANN INC COM 035623107 91.65 3,200 SH P SHARED 3,200 ANNALY CAP MGMT INC COM 035710409 51,328.45 3,244,529 SH SHARED 01 3,244,529 ANNALY CAP MGMT INC COM 035710409 4,171.73 263,700 SH C SHARED 263,700 ANNALY CAP MGMT INC COM 035710409 2,273.33 143,700 SH P SHARED 143,700 ANNALY CAP MGMT INC COM 035710409 1,071.01 67,700 SH SHARED 67,700 ANNALY CAP MGMT INC COM 035710409 863.08 54,556 SH SHARED 54,556 ANNALY CAP MGMT INC COM 035710409 264.83 16,740 SH SHARED 20 16,740 ANOORAQ RES CORP COM 03633E108 1.39 3,316 SH SOLE 3,316 ANSYS INC COM 03662Q105 19,559.84 300,828 SH SHARED 300,828 ANSYS INC COM 03662Q105 6,918.32 106,403 SH SHARED 01 106,403 ANSYS INC COM 03662Q105 695.06 10,690 SH SHARED 20 10,690 ANSYS INC COM 03662Q105 65.02 1,000 SH P SHARED 1,000 ANTHERA PHARMACEUTICALS INC COM 03674U102 18.81 8,510 SH SOLE 8,510 ANWORTH MORTGAGE ASSET CP COM 037347101 766.88 116,547 SH SHARED 116,547 ANWORTH MORTGAGE ASSET CP COM 037347101 668.22 101,553 SH SHARED 01 101,553 ANWORTH MORTGAGE ASSET CP COM 037347101 68.43 10,400 SH C SHARED 10,400 AOL INC COM 00184X105 263.68 13,900 SH P SHARED 13,900 AOL INC COM 00184X105 227.64 12,000 SH C SHARED 12,000 AOL INC COM 00184X105 44.85 2,364 SH SHARED 01 2,364 AOL INC COM 00184X105 0.11 6 SH SHARED 6 AON CORP COM 037389103 15,434.08 314,596 SH SHARED 01 314,596 AON CORP COM 037389103 1,025.35 20,900 SH SHARED 20,900 AON CORP COM 037389103 537.26 10,951 SH SHARED 10,951 AON CORP COM 037389103 402.29 8,200 SH P SHARED 8,200 AON CORP COM 037389103 312.02 6,360 SH SHARED 20 6,360 AON CORP COM 037389103 78.50 1,600 SH C SHARED 1,600 AOXING PHARMACEUTICAL CO INC COM 03740A106 2.65 6,877 SH SOLE 6,877 APACHE CORP COM 037411105 78,795.18 784,500 SH SHARED 01 784,500 APACHE CORP COM 037411105 15,455.00 153,873 SH SHARED 153,873 APACHE CORP COM 037411105 14,041.51 139,800 SH P SHARED 139,800 APACHE CORP COM 037411105 12,544.96 124,900 SH C SHARED 124,900 APACHE CORP COM 037411105 11,950.25 118,979 SH SHARED 118,979
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ------------ ----------- --- ---- ------ ----- --------- --------- --------- APACHE CORP PFD CONV SER D 037411808 246.00 4,426 SH SHARED 01 4,426 APACHE CORP COM 037411105 148.15 1,475 SH SHARED 20 1,475 APARTMENT INVT & MGMT CO CL A 03748R101 959.71 36,339 SH SHARED 01 36,339 APARTMENT INVT & MGMT CO CL A 03748R101 717.64 27,173 SH SHARED 27,173 APARTMENT INVT & MGMT CO CL A 03748R101 217.99 8,254 SH SHARED 8,254 APCO OIL & GAS INTERNATIONAL SHS G0471F109 34.09 500 SH SHARED 01 500 API TECHNOLOGIES CORP COM NEW 00187E203 101.25 29,011 SH SHARED 29,011 API TECHNOLOGIES CORP COM NEW 00187E203 0.14 41 SH SHARED 01 41 APOGEE ENTERPRISES INC COM 037598109 501.62 38,735 SH SHARED 01 38,735 APOLLO COML REAL EST FIN INC COM 03762U105 1,577.43 100,794 SH SHARED 01 100,794 APOLLO COML REAL EST FIN INC COM 03762U105 92.80 5,930 SH SHARED 5,930 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 558.01 39,076 SH SHARED 01 39,076 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 385.56 27,000 SH SHARED 27,000 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 22.85 1,600 SH C SHARED 1,600 APOLLO GROUP INC CL A 037604105 12,195.25 315,612 SH SHARED 315,612 APOLLO GROUP INC CL A 037604105 1,497.38 38,752 SH SHARED 01 38,752 APOLLO GROUP INC CL A 037604105 483.00 12,500 SH P SHARED 12,500 APOLLO GROUP INC CL A 037604105 316.85 8,200 SH C SHARED 8,200 APOLLO GROUP INC CL A 037604105 274.34 7,100 SH SHARED 7,100 APOLLO GROUP INC CL A 037604105 68.78 1,780 SH SHARED 20 1,780 APOLLO INVT CORP COM 03761U106 10,894.49 1,519,455 SH SHARED 1,519,455 APOLLO INVT CORP COM 03761U106 2,465.41 343,851 SH SHARED 01 343,851 APOLLO INVT CORP COM 03761U106 255.97 35,700 SH C SHARED 35,700 APOLLO INVT CORP COM 03761U106 81.74 11,400 SH P SHARED 11,400 APOLLO RESIDENTIAL MTG INC COM 03763V102 36.76 2,000 SH SHARED 01 2,000 APOLLO SR FLOATING RATE FD I COM 037636107 225.07 12,567 SH SHARED 01 12,567 APPLE INC COM 037833100 2,891,467.77 4,822,730 SH C SHARED 4,822,730 APPLE INC COM 037833100 2,557,284.60 4,265,340 SH P SHARED 4,265,340 APPLE INC COM 037833100 812,109.66 1,354,532 SH SHARED 01 1,354,532 APPLE INC COM 037833100 328,815.40 548,437 SH SHARED 548,437 APPLE INC COM 037833100 49,062.38 81,832 SH SHARED 81,832 APPLE INC COM 037833100 38,975.55 65,008 SH SHARED 20 65,008 APPLE INC COM 037833100 1,858.61 3,100 SH P SHARED 01 3,100 APPLE INC COM 037833100 23.98 40 SH SHARED 17 40 APPLIANCE RECYCLING CTRS AME COM NEW 03814F205 7.94 1,712 SH SOLE 1,712 APPLIED INDL TECHNOLOGIES IN COM 03820C105 64.78 1,575 SH SHARED 01 1,575 APPLIED MATLS INC COM 038222105 22,302.68 1,792,100 SH C SHARED 1,792,100 APPLIED MATLS INC COM 038222105 20,208.99 1,623,864 SH SHARED 01 1,623,864 APPLIED MATLS INC COM 038222105 5,486.76 440,881 SH SHARED 440,881 APPLIED MATLS INC COM 038222105 1,795.81 144,300 SH P SHARED 144,300 APPLIED MATLS INC COM 038222105 1,371.44 110,200 SH SHARED 110,200 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 4.86 700 SH C SHARED 700 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 0.52 75 SH SHARED 01 75 APPROACH RESOURCES INC COM 03834A103 134.31 3,635 SH SHARED 01 3,635 APPROACH RESOURCES INC COM 03834A103 55.43 1,500 SH C SHARED 1,500 APRICUS BIOSCIENCES INC COM 03832V109 290.86 103,143 SH SHARED 103,143 APRICUS BIOSCIENCES INC COM 03832V109 11.00 3,900 SH C SHARED 3,900 APRICUS BIOSCIENCES INC COM 03832V109 3.67 1,300 SH P SHARED 1,300 APRICUS BIOSCIENCES INC COM 03832V109 3.63 1,288 SH SHARED 01 1,288 APRICUS BIOSCIENCES INC COM 03832V109 1.50 533 SH SHARED 533 APTARGROUP INC COM 038336103 3,729.56 68,095 SH SHARED 01 68,095 APTARGROUP INC COM 038336103 635.61 11,605 SH SHARED 20 11,605 APTARGROUP INC COM 038336103 148.54 2,712 SH SHARED 2,712
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AQUA AMERICA INC COM 03836W103 5,037.36 225,992 SH SHARED 225,992 AQUA AMERICA INC COM 03836W103 3,120.85 140,011 SH SHARED 01 140,011 AQUA AMERICA INC COM 03836W103 17.83 800 SH C SHARED 800 AQUA AMERICA INC COM 03836W103 2.23 100 SH P SHARED 100 ARABIAN AMERN DEV CO COM 038465100 289.40 31,185 SH SOLE 31,185 ARBITRON INC COM 03875Q108 2.96 80 SH SHARED 01 80 ARBOR RLTY TR INC COM 038923108 197.89 35,400 SH SHARED 01 35,400 ARBOR RLTY TR INC COM 038923108 127.98 22,894 SH SHARED 22,894 ARC WIRELESS SOLUTIONS INC COM NEW 03878K207 5.53 1,784 SH SOLE 1,784 ARCA BIOPHARMA INC COM 00211Y100 0.47 515 SH SOLE 515 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 5,495.00 287,245 SH SHARED 287,245 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 5,362.90 280,340 SH SHARED 01 280,340 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,725.53 90,200 SH P SHARED 90,200 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 679.12 35,500 SH C SHARED 35,500 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 8.59 8,000 PRN SHARED 01 8,000 ARCH CAP GROUP LTD ORD G0450A105 1,442.16 38,726 SH SHARED 38,726 ARCH CAP GROUP LTD ORD G0450A105 659.59 17,712 SH SHARED 01 17,712 ARCH CAP GROUP LTD ORD G0450A105 391.28 10,507 SH SHARED 10,507 ARCH COAL INC COM 039380100 7,959.68 743,201 SH SHARED 01 743,201 ARCH COAL INC COM 039380100 1,139.81 106,425 SH SHARED 106,425 ARCH COAL INC COM 039380100 968.18 90,400 SH P SHARED 90,400 ARCH COAL INC COM 039380100 871.79 81,400 SH C SHARED 81,400 ARCH COAL INC COM 039380100 1.77 165 SH SHARED 20 165 ARCH COAL INC COM 039380100 1.16 108 SH SHARED 108 ARCHER DANIELS MIDLAND CO COM 039483102 31,151.76 983,947 SH SHARED 01 983,947 ARCHER DANIELS MIDLAND CO COM 039483102 17,165.58 542,185 SH SHARED 542,185 ARCHER DANIELS MIDLAND CO COM 039483102 7,975.15 251,900 SH C SHARED 251,900 ARCHER DANIELS MIDLAND CO COM 039483102 1,696.98 53,600 SH SHARED 53,600 ARCHER DANIELS MIDLAND CO COM 039483102 997.29 31,500 SH P SHARED 31,500 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 51.13 50,000 PRN SHARED 01 50,000 ARCHIPELAGO LEARNING INC COM 03956P102 30.65 2,756 SH SOLE 2,756 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 3,727.19 206,036 SH SHARED 01 206,036 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 737.96 40,794 SH SHARED 40,794 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 280.40 15,500 SH C SHARED 15,500 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 52.46 2,900 SH P SHARED 2,900 ARCTIC CAT INC COM 039670104 0.47 11 SH SHARED 01 11 ARDEA BIOSCIENCES INC COM 03969P107 1,108.24 50,930 SH SHARED 01 50,930 ARDEN GROUP INC CL A 039762109 4.45 49 SH SOLE 49 ARENA PHARMACEUTICALS INC COM 040047102 842.24 273,900 SH C SHARED 273,900 ARENA PHARMACEUTICALS INC COM 040047102 528.90 172,000 SH P SHARED 172,000 ARENA PHARMACEUTICALS INC COM 040047102 116.76 37,971 SH SHARED 37,971 ARENA PHARMACEUTICALS INC COM 040047102 22.91 7,450 SH SHARED 01 7,450 ARES CAP CORP COM 04010L103 19,946.64 1,219,978 SH SHARED 01 1,219,978 ARES CAP CORP COM 04010L103 15,155.37 926,934 SH SHARED 926,934 ARES CAP CORP COM 04010L103 815.87 49,900 SH C SHARED 49,900 ARES CAP CORP COM 04010L103 4.91 300 SH P SHARED 300 ARGAN INC COM 04010E109 6.10 380 SH SOLE 380 ARGO GROUP INTL HLDGS LTD COM G0464B107 20.91 700 SH SHARED 01 700 ARIAD PHARMACEUTICALS INC COM 04033A100 3,272.54 204,790 SH SHARED 01 204,790 ARIAD PHARMACEUTICALS INC COM 04033A100 1,508.51 94,400 SH P SHARED 94,400 ARIAD PHARMACEUTICALS INC COM 04033A100 353.16 22,100 SH C SHARED 22,100 ARIAD PHARMACEUTICALS INC COM 04033A100 15.98 1,000 SH C SHARED 01 1,000 ARIBA INC COM NEW 04033V203 1,679.17 51,335 SH SHARED 01 51,335
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ARIBA INC COM NEW 04033V203 364.23 11,135 SH SHARED 11,135 ARIBA INC COM NEW 04033V203 11.97 366 SH SHARED 366 ARKANSAS BEST CORP DEL COM 040790107 120.67 6,415 SH SHARED 6,415 ARKANSAS BEST CORP DEL COM 040790107 9.41 500 SH SHARED 01 500 ARLINGTON ASSET INVT CORP CL A NEW 041356205 3.15 142 SH SHARED 01 142 ARM HLDGS PLC SPONSORED ADR 042068106 8,476.36 299,624 SH SHARED 01 299,624 ARM HLDGS PLC SPONSORED ADR 042068106 36.75 1,299 SH SHARED 1,299 ARMOUR RESIDENTIAL REIT INC COM 042315101 4,970.69 736,399 SH SHARED 01 736,399 ARMOUR RESIDENTIAL REIT INC COM 042315101 1,740.35 257,830 SH SHARED 257,830 ARMOUR RESIDENTIAL REIT INC COM 042315101 138.38 20,500 SH C SHARED 20,500 ARMOUR RESIDENTIAL REIT INC COM 042315101 58.05 8,600 SH P SHARED 8,600 ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 0.67 39,199 SH SOLE 39,199 ARMSTRONG WORLD INDS INC NEW COM 04247X102 484.09 9,926 SH SHARED 9,926 ARMSTRONG WORLD INDS INC NEW COM 04247X102 343.44 7,042 SH SHARED 01 7,042 ARMSTRONG WORLD INDS INC NEW COM 04247X102 9.75 200 SH C SHARED 200 AROTECH CORP COM NEW 042682203 2.15 1,732 SH SOLE 1,732 ARQULE INC COM 04269E107 85.52 12,200 SH C SHARED 12,200 ARQULE INC COM 04269E107 70.10 10,000 SH SHARED 01 10,000 ARRAY BIOPHARMA INC COM 04269X105 83.68 24,576 SH SHARED 24,576 ARRAY BIOPHARMA INC COM 04269X105 17.30 5,082 SH SHARED 01 5,082 ARRAY BIOPHARMA INC COM 04269X105 0.34 100 SH C SHARED 100 ARRHYTHMIA RESH TECHNOLOGY I COM PAR $0.01 042698308 2.85 793 SH SOLE 793 ARRIS GROUP INC COM 04269Q100 46.04 4,074 SH SHARED 01 4,074 ARROW ELECTRS INC COM 042735100 1,715.23 40,868 SH SHARED 01 40,868 ARROW ELECTRS INC COM 042735100 649.28 15,470 SH SHARED 15,470 ARROW ELECTRS INC COM 042735100 356.75 8,500 SH SHARED 8,500 ARROW ELECTRS INC COM 042735100 12.59 300 SH C SHARED 300 ARROW ELECTRS INC COM 042735100 4.20 100 SH P SHARED 100 ARROW FINL CORP COM 042744102 71.27 2,921 SH SHARED 01 2,921 ARTESIAN RESOURCES CORP CL A 043113208 976.67 51,978 SH SHARED 01 51,978 ARTHROCARE CORP COM 043136100 470.55 17,525 SH SHARED 17,525 ARTHROCARE CORP COM 043136100 16.11 600 SH SHARED 01 600 ARTIO GLOBAL INVS INC COM CL A 04315B107 1.91 400 SH SHARED 01 400 ARTS WAY MFG INC COM 043168103 4.49 665 SH SOLE 665 ARUBA NETWORKS INC COM 043176106 8,969.93 402,600 SH P SHARED 402,600 ARUBA NETWORKS INC COM 043176106 638.03 28,637 SH SHARED 01 28,637 ARUBA NETWORKS INC COM 043176106 178.24 8,000 SH C SHARED 8,000 ARUBA NETWORKS INC COM 043176106 27.83 1,249 SH SHARED 1,249 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 1.83 2,000 PRN SHARED 01 2,000 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1,263.75 49,032 SH SHARED 01 49,032 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 474.24 18,400 SH C SHARED 18,400 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 10.31 400 SH P SHARED 400 ASB BANCORP INC N C COM 00213T109 6.01 459 SH SOLE 459 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1,308.45 48,461 SH SHARED 01 48,461 ASBURY AUTOMOTIVE GROUP INC COM 043436104 8.10 300 SH C SHARED 300 ASCENA RETAIL GROUP INC COM 04351G101 1,888.03 42,600 SH P SHARED 42,600 ASCENA RETAIL GROUP INC COM 04351G101 390.99 8,822 SH SHARED 01 8,822 ASCENA RETAIL GROUP INC COM 04351G101 106.37 2,400 SH C SHARED 2,400 ASCENT CAP GROUP INC COM SER A 043632108 90.94 1,923 SH SHARED 01 1,923 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 13.32 21,142 SH SHARED 21,142 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 0.08 127 SH SHARED 01 127 ASHFORD HOSPITALITY TR INC COM SHS 044103109 17,948.88 1,992,106 SH SHARED 1,992,106 ASHFORD HOSPITALITY TR INC COM SHS 044103109 271.37 30,119 SH SHARED 30,119
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- ASHFORD HOSPITALITY TR INC COM SHS 044103109 20.36 2,260 SH SHARED 01 2,260 ASHFORD HOSPITALITY TR INC CV PFD SER E 044103505 16.81 662 SH SOLE 662 ASHFORD HOSPITALITY TR INC COM SHS 044103109 7.21 800 SH P SHARED 800 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1.80 200 SH C SHARED 200 ASHLAND INC NEW COM 044209104 27,607.85 452,143 SH SHARED 452,143 ASHLAND INC NEW COM 044209104 824.31 13,500 SH P SHARED 13,500 ASHLAND INC NEW COM 044209104 158.76 2,600 SH C SHARED 2,600 ASHLAND INC NEW COM 044209104 139.83 2,290 SH SHARED 01 2,290 ASIA ENTN & RESOURCES LTD SHS G0539K108 7.78 1,194 SH SOLE 1,194 ASIA PAC FD INC COM 044901106 131.24 12,405 SH SHARED 01 12,405 ASIA PAC FD INC COM 044901106 4.28 405 SH SHARED 405 ASIA PACIFIC WIRE & CABLE CO ORD G0535E106 0.91 264 SH SOLE 264 ASIA TIGERS FD INC COM 04516T105 26.67 1,967 SH SHARED 01 1,967 ASIA TIGERS FD INC COM 04516T105 6.89 508 SH SHARED 508 ASIAINFO-LINKAGE INC COM 04518A104 428.40 34,000 SH C SOLE 34,000 ASIAINFO-LINKAGE INC COM 04518A104 160.02 12,700 SH P SOLE 12,700 ASM INTL N V NY REGISTER SH N07045102 68.60 1,786 SH SOLE 1,786 ASML HOLDING N V NY REG SHS N07059186 3,853.41 76,853 SH SHARED 01 76,853 ASML HOLDING N V NY REG SHS N07059186 566.58 11,300 SH C SHARED 11,300 ASML HOLDING N V NY REG SHS N07059186 511.43 10,200 SH P SHARED 10,200 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3,918.67 140,253 SH SHARED 01 140,253 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 177.87 6,366 SH SHARED 6,366 ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ G05384113 11.09 207 SH SHARED 01 207 ASPEN TECHNOLOGY INC COM 045327103 402.59 19,610 SH SHARED 19,610 ASPEN TECHNOLOGY INC COM 045327103 98.09 4,778 SH SHARED 01 4,778 ASPEN TECHNOLOGY INC COM 045327103 15.19 740 SH SHARED 20 740 ASPENBIO PHARMA INC COM NEW 045346202 0.10 140 SH SHARED 01 140 ASSET ACCEP CAP CORP COM 04543P100 247.28 52,169 SH SOLE 52,169 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 1,793.05 107,950 SH SHARED 01 107,950 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 70.38 4,237 SH SHARED 4,237 ASSOCIATED BANC CORP COM 045487105 238.62 17,093 SH SHARED 17,093 ASSOCIATED BANC CORP COM 045487105 194.41 13,926 SH SHARED 01 13,926 ASSOCIATED BANC CORP COM 045487105 4.19 300 SH C SHARED 300 ASSOCIATED ESTATES RLTY CORP COM 045604105 343.22 21,005 SH SHARED 01 21,005 ASSOCIATED ESTATES RLTY CORP COM 045604105 305.30 18,684 SH SHARED 18,684 ASSOCIATED ESTATES RLTY CORP COM 045604105 111.32 6,813 SH SHARED 6,813 ASSURANT INC COM 04621X108 1,886.90 46,590 SH SHARED 01 46,590 ASSURANT INC COM 04621X108 317.64 7,843 SH SHARED 7,843 ASSURANT INC COM 04621X108 176.13 4,349 SH SHARED 4,349 ASSURED GUARANTY LTD COM G0585R106 10,721.48 649,000 SH P SHARED 649,000 ASSURED GUARANTY LTD COM G0585R106 4,389.36 265,700 SH C SHARED 265,700 ASSURED GUARANTY LTD COM G0585R106 2,027.93 122,756 SH SHARED 01 122,756 ASSURED GUARANTY LTD COM G0585R106 113.10 6,846 SH SHARED 6,846 ASSURED GUARANTY LTD COM G0585R106 4.96 300 SH SHARED 20 300 ASTA FDG INC COM 046220109 108.35 13,262 SH SOLE 13,262 ASTEA INTL INC COM NEW 04622E208 2.12 632 SH SOLE 632 ASTEC INDS INC COM 046224101 6.09 167 SH SHARED 01 167 ASTEX PHARMACEUTICALS INC COM 04624B103 47.24 25,400 SH C SHARED 25,400 ASTEX PHARMACEUTICALS INC COM 04624B103 20.29 10,910 SH SHARED 01 10,910 ASTEX PHARMACEUTICALS INC COM 04624B103 0.37 200 SH P SHARED 200 ASTORIA FINL CORP COM 046265104 102.70 10,416 SH SHARED 01 10,416 ASTORIA FINL CORP COM 046265104 16.76 1,700 SH C SHARED 1,700 ASTRAZENECA PLC SPONSORED ADR 046353108 114,849.29 2,581,463 SH SHARED 01 2,581,463
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- ASTRAZENECA PLC SPONSORED ADR 046353108 2,870.36 64,517 SH SHARED 64,517 ASTRAZENECA PLC SPONSORED ADR 046353108 2,552.17 57,365 SH SHARED 20 57,365 ASTRO-MED INC NEW COM 04638F108 4.18 498 SH SOLE 498 ASURE SOFTWARE INC COM 04649U102 11.39 1,443 SH SOLE 1,443 AT&T INC COM 00206R102 362,394.64 11,604,055 SH SHARED 01 11,604,055 AT&T INC COM 00206R102 82,614.31 2,645,351 SH SHARED 2,645,351 AT&T INC COM 00206R102 33,550.39 1,074,300 SH P SHARED 1,074,300 AT&T INC COM 00206R102 22,373.17 716,400 SH C SHARED 716,400 AT&T INC COM 00206R102 12,933.00 414,121 SH SHARED 414,121 AT&T INC COM 00206R102 3,469.65 111,100 SH P SHARED 01 111,100 AT&T INC COM 00206R102 3,446.64 110,363 SH SHARED 20 110,363 ATA INC SPONS ADR 00211V106 14.14 2,034 SH SOLE 2,034 ATC VENTURE GROUP INC COM 00213J101 1.13 3,635 SH SOLE 3,635 ATHENAHEALTH INC COM 04685W103 194.57 2,625 SH SHARED 01 2,625 ATHENAHEALTH INC COM 04685W103 38.47 519 SH SHARED 519 ATHENAHEALTH INC COM 04685W103 29.65 400 SH C SHARED 400 ATHENS BANCSHARES CORP COM 047042106 11.95 798 SH SOLE 798 ATHERSYS INC COM 04744L106 2.02 1,300 SH SHARED 01 1,300 ATLANTIC AMERN CORP COM 048209100 2.15 747 SH SOLE 747 ATLANTIC COAST FINL CORP COM 048426100 0.99 416 SH SOLE 416 ATLANTIC PWR CORP COM NEW 04878Q863 1,569.12 113,376 SH SHARED 01 113,376 ATLANTIC PWR CORP COM NEW 04878Q863 1,233.50 89,126 SH SHARED 89,126 ATLANTIC PWR CORP COM NEW 04878Q863 6.92 500 SH P SHARED 500 ATLANTIC TELE NETWORK INC COM NEW 049079205 18.18 500 SH C SOLE 500 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 258.30 5,249 SH SHARED 01 5,249 ATLAS ENERGY LP COM UNITS LP 04930A104 41,767.67 1,265,687 SH SHARED 1,265,687 ATLAS ENERGY LP COM UNITS LP 04930A104 1,896.38 57,466 SH SHARED 01 57,466 ATLAS ENERGY LP COM UNITS LP 04930A104 198.00 6,000 SH C SHARED 6,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 6,117.24 172,901 SH SHARED 01 172,901 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1,893.71 53,525 SH SHARED 53,525 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 403.33 11,400 SH C SHARED 11,400 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 49.53 1,400 SH P SHARED 1,400 ATLAS RESOURCE PARTNERS COM UNT LTD LP PR 04941A101 3,079.52 110,496 SH SHARED 110,496 ATLAS RESOURCE PARTNERS COM UNT LTD LP PR 04941A101 163.12 5,853 SH SHARED 01 5,853 ATMEL CORP COM 049513104 6,370.86 645,804 SH SHARED 645,804 ATMEL CORP COM 049513104 2,964.68 300,525 SH SHARED 20 300,525 ATMEL CORP COM 049513104 2,009.50 203,700 SH C SHARED 203,700 ATMEL CORP COM 049513104 1,877.72 190,342 SH SHARED 01 190,342 ATMEL CORP COM 049513104 14.80 1,500 SH P SHARED 1,500 ATMI INC COM 00207R101 9.32 400 SH P SHARED 400 ATMI INC COM 00207R101 0.16 7 SH SHARED 01 7 ATMOS ENERGY CORP COM 049560105 1,765.35 56,114 SH SHARED 01 56,114 ATMOS ENERGY CORP COM 049560105 189.64 6,028 SH SHARED 6,028 ATP OIL & GAS CORP COM 00208J108 321.20 43,700 SH C SHARED 43,700 ATP OIL & GAS CORP COM 00208J108 204.33 27,800 SH P SHARED 27,800 ATP OIL & GAS CORP COM 00208J108 65.60 8,925 SH SHARED 01 8,925 ATRICURE INC COM 04963C209 92.79 9,326 SH SHARED 9,326 ATRICURE INC COM 04963C209 39.80 4,000 SH SHARED 01 4,000 ATRION CORP COM 049904105 5.26 25 SH SHARED 01 25 ATS CORP COM 00211E104 47.17 14,694 SH SOLE 14,694 ATWOOD OCEANICS INC COM 050095108 450.92 10,045 SH SHARED 01 10,045 ATWOOD OCEANICS INC COM 050095108 190.74 4,249 SH SHARED 4,249 ATWOOD OCEANICS INC COM 050095108 8.98 200 SH P SHARED 200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ATWOOD OCEANICS INC COM 050095108 4.49 100 SH C SHARED 100 AU OPTRONICS CORP SPONSORED ADR 002255107 186.11 40,814 SH SHARED 01 40,814 AU OPTRONICS CORP SPONSORED ADR 002255107 182.53 40,028 SH SHARED 40,028 AUBURN NATL BANCORP COM 050473107 11.00 500 SH SHARED 01 500 AUBURN NATL BANCORP COM 050473107 5.12 233 SH SHARED 233 AUDIOCODES LTD ORD M15342104 20.85 7,664 SH SHARED 7,664 AUDIOCODES LTD ORD M15342104 0.14 50 SH SHARED 01 50 AUGUSTA RES CORP COM NEW 050912203 34.89 12,781 SH SHARED 12,781 AUGUSTA RES CORP COM NEW 050912203 8.69 3,184 SH SHARED 01 3,184 AURICO GOLD INC COM 05155C105 84.54 9,531 SH SHARED 9,531 AURICO GOLD INC COM 05155C105 79.31 8,941 SH SHARED 01 8,941 AURICO GOLD INC COM 05155C105 54.11 6,100 SH P SHARED 6,100 AURICO GOLD INC COM 05155C105 26.61 3,000 SH C SHARED 3,000 AURIZON MINES LTD COM 05155P106 452.13 93,416 SH SHARED 01 93,416 AURIZON MINES LTD COM 05155P106 34.36 7,100 SH C SHARED 7,100 AURIZON MINES LTD COM 05155P106 34.03 7,032 SH SHARED 7,032 AUSTRALIA ACQUISITION CORP *W EXP 99/99/999 G06368115 0.23 750 SH SOLE 750 AUTHENTEC INC COM 052660107 282.79 89,491 SH SOLE 89,491 AUTHENTEC INC COM 052660107 7.58 2,400 SH C SOLE 2,400 AUTHENTIDATE HLDG CORP COM 052666104 0.73 1,000 SH SHARED 01 1,000 AUTOBYTEL INC COM 05275N106 0.03 35 SH SHARED 01 35 AUTODESK INC COM 052769106 6,536.58 154,456 SH SHARED 01 154,456 AUTODESK INC COM 052769106 2,873.53 67,900 SH C SHARED 67,900 AUTODESK INC COM 052769106 1,065.70 25,182 SH SHARED 25,182 AUTODESK INC COM 052769106 709.88 16,774 SH SHARED 16,774 AUTODESK INC COM 052769106 308.94 7,300 SH P SHARED 7,300 AUTODESK INC COM 052769106 143.89 3,400 SH SHARED 20 3,400 AUTOLIV INC COM 052800109 997.77 14,881 SH SHARED 01 14,881 AUTOLIV INC COM 052800109 779.12 11,620 SH SHARED 11,620 AUTOLIV INC COM 052800109 381.51 5,690 SH SHARED 5,690 AUTOLIV INC COM 052800109 120.69 1,800 SH C SHARED 1,800 AUTOLIV INC UNIT 99/99/9999 052800208 77.84 848 SH SHARED 848 AUTOLIV INC UNIT 99/99/9999 052800208 12.48 136 SH SHARED 01 136 AUTOLIV INC COM 052800109 6.71 100 SH P SHARED 100 AUTOMATIC DATA PROCESSING IN COM 053015103 25,866.45 468,680 SH SHARED 01 468,680 AUTOMATIC DATA PROCESSING IN COM 053015103 1,893.02 34,300 SH C SHARED 34,300 AUTOMATIC DATA PROCESSING IN COM 053015103 1,744.78 31,614 SH SHARED 31,614 AUTOMATIC DATA PROCESSING IN COM 053015103 1,317.05 23,864 SH SHARED 23,864 AUTOMATIC DATA PROCESSING IN COM 053015103 711.95 12,900 SH P SHARED 12,900 AUTOMATIC DATA PROCESSING IN COM 053015103 104.03 1,885 SH SHARED 20 1,885 AUTONATION INC COM 05329W102 552.39 16,100 SH P SHARED 16,100 AUTONATION INC COM 05329W102 391.13 11,400 SH C SHARED 11,400 AUTONATION INC COM 05329W102 249.33 7,267 SH SHARED 01 7,267 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 13.63 1,086 SH SOLE 1,086 AUTOZONE INC COM 053332102 16,061.76 43,200 SH C SHARED 43,200 AUTOZONE INC COM 053332102 10,989.29 29,557 SH SHARED 01 29,557 AUTOZONE INC COM 053332102 4,610.32 12,400 SH P SHARED 12,400 AUTOZONE INC COM 053332102 520.52 1,400 SH SHARED 1,400 AUXILIUM PHARMACEUTICALS INC COM 05334D107 670.90 36,128 SH SHARED 01 36,128 AUXILIUM PHARMACEUTICALS INC COM 05334D107 605.92 32,629 SH SHARED 32,629 AUXILIUM PHARMACEUTICALS INC COM 05334D107 11.14 600 SH C SHARED 600 AUXILIUM PHARMACEUTICALS INC COM 05334D107 5.57 300 SH P SHARED 300 AVAGO TECHNOLOGIES LTD SHS Y0486S104 5,529.84 141,900 SH C SHARED 141,900
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,234.02 31,666 SH SHARED 01 31,666 AVAGO TECHNOLOGIES LTD SHS Y0486S104 635.21 16,300 SH SHARED 16,300 AVAGO TECHNOLOGIES LTD SHS Y0486S104 265.00 6,800 SH P SHARED 6,800 AVAGO TECHNOLOGIES LTD SHS Y0486S104 15.74 404 SH SHARED 404 AVALON RARE METALS INC COM 053470100 1,343.24 449,244 SH SHARED 449,244 AVALON RARE METALS INC COM 053470100 90.45 30,250 SH SHARED 01 30,250 AVALON RARE METALS INC COM 053470100 6.58 2,200 SH P SHARED 2,200 AVALON RARE METALS INC COM 053470100 5.98 2,000 SH SHARED 2,000 AVALON RARE METALS INC COM 053470100 0.30 100 SH C SHARED 100 AVALONBAY CMNTYS INC COM 053484101 13,385.85 94,700 SH P SHARED 94,700 AVALONBAY CMNTYS INC COM 053484101 6,816.46 48,224 SH SHARED 48,224 AVALONBAY CMNTYS INC COM 053484101 6,284.70 44,462 SH SHARED 01 44,462 AVALONBAY CMNTYS INC COM 053484101 2,405.92 17,021 SH SHARED 17,021 AVALONBAY CMNTYS INC COM 053484101 113.08 800 SH C SHARED 800 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 96.44 28,200 SH C SHARED 28,200 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 40.74 11,911 SH SHARED 01 11,911 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 32.36 9,462 SH SHARED 9,462 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 11.63 3,400 SH P SHARED 3,400 AVENUE INCOME CR STRATEGIES COM 05358E106 330.27 19,920 SH SHARED 01 19,920 AVENUE INCOME CR STRATEGIES COM 05358E106 101.50 6,122 SH SHARED 6,122 AVENUE INCOME CR STRATEGIES RIGHT 03/23/2012 05358E114 5.64 14,106 SH SHARED 01 14,106 AVENUE INCOME CR STRATEGIES RIGHT 03/23/2012 05358E114 0.40 1,000 SH SHARED 1,000 AVEO PHARMACEUTICALS INC COM 053588109 419.74 33,823 SH SHARED 33,823 AVEO PHARMACEUTICALS INC COM 053588109 34.75 2,800 SH C SHARED 2,800 AVEO PHARMACEUTICALS INC COM 053588109 12.41 1,000 SH P SHARED 1,000 AVEO PHARMACEUTICALS INC COM 053588109 7.32 590 SH SHARED 01 590 AVERY DENNISON CORP COM 053611109 1,522.26 50,523 SH SHARED 01 50,523 AVERY DENNISON CORP COM 053611109 301.30 10,000 SH P SHARED 10,000 AVERY DENNISON CORP COM 053611109 231.07 7,669 SH SHARED 7,669 AVERY DENNISON CORP COM 053611109 213.92 7,100 SH SHARED 7,100 AVERY DENNISON CORP COM 053611109 12.05 400 SH C SHARED 400 AVG TECHNOLOGIES N V SHS N07831105 0.73 49 SH SOLE 49 AVI BIOPHARMA INC COM 002346104 20.79 13,500 SH SHARED 01 13,500 AVI BIOPHARMA INC COM 002346104 2.64 1,717 SH SHARED 1,717 AVIAT NETWORKS INC COM 05366Y102 16.88 5,985 SH SHARED 01 5,985 AVID TECHNOLOGY INC COM 05367P100 11.88 1,080 SH SHARED 01 1,080 AVID TECHNOLOGY INC COM 05367P100 2.20 200 SH SHARED 20 200 AVID TECHNOLOGY INC COM 05367P100 1.87 170 SH SHARED 170 AVINO SILVER & GOLD MINES LT COM 053906103 2.51 1,200 SH SOLE 1,200 AVIS BUDGET GROUP COM 053774105 700.31 49,492 SH SHARED 01 49,492 AVIS BUDGET GROUP COM 053774105 73.58 5,200 SH P SHARED 5,200 AVIS BUDGET GROUP COM 053774105 60.85 4,300 SH C SHARED 4,300 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 52.76 45,000 PRN SHARED 01 45,000 AVISTA CORP COM 05379B107 894.30 34,961 SH SHARED 01 34,961 AVIVA PLC ADR 05382A104 222.68 20,968 SH SHARED 20,968 AVIVA PLC ADR 05382A104 190.55 17,943 SH SHARED 01 17,943 AVNET INC COM 053807103 19,334.30 531,308 SH SHARED 531,308 AVNET INC COM 053807103 4,180.30 114,875 SH SHARED 01 114,875 AVNET INC COM 053807103 334.79 9,200 SH SHARED 9,200 AVNET INC COM 053807103 43.67 1,200 SH P SHARED 1,200 AVNET INC COM 053807103 25.47 700 SH C SHARED 700 AVON PRODS INC COM 054303102 10,182.60 525,961 SH SHARED 01 525,961 AVON PRODS INC COM 054303102 621.46 32,100 SH SHARED 32,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- AVON PRODS INC COM 054303102 561.44 29,000 SH C SHARED 29,000 AVON PRODS INC COM 054303102 204.36 10,556 SH SHARED 10,556 AVON PRODS INC COM 054303102 195.54 10,100 SH P SHARED 10,100 AVON PRODS INC COM 054303102 9.49 490 SH SHARED 20 490 AVX CORP NEW COM 002444107 685.54 51,700 SH SHARED 01 51,700 AVX CORP NEW COM 002444107 126.47 9,538 SH SHARED 9,538 AWARE INC MASS COM 05453N100 1.94 498 SH SOLE 498 AXCELIS TECHNOLOGIES INC COM 054540109 159.12 92,509 SH SHARED 01 92,509 AXIS CAPITAL HOLDINGS SHS G0692U109 2,938.03 88,575 SH SHARED 01 88,575 AXIS CAPITAL HOLDINGS SHS G0692U109 2,591.47 78,127 SH SHARED 78,127 AXIS CAPITAL HOLDINGS SHS G0692U109 275.31 8,300 SH SHARED 8,300 AXT INC COM 00246W103 4.45 700 SH C SOLE 700 AZZ INC COM 002474104 107.26 2,077 SH SHARED 2,077 AZZ INC COM 002474104 30.98 600 SH C SHARED 600 AZZ INC COM 002474104 15.49 300 SH P SHARED 300 AZZ INC COM 002474104 10.33 200 SH SHARED 01 200 B & G FOODS INC NEW COM 05508R106 4,474.29 198,769 SH SHARED 01 198,769 B & G FOODS INC NEW COM 05508R106 175.58 7,800 SH P SHARED 7,800 B & G FOODS INC NEW COM 05508R106 114.80 5,100 SH C SHARED 5,100 B COMMUNICATIONS LTD SHS M15629104 1.29 140 SH SOLE 140 BABCOCK & WILCOX CO NEW COM 05615F102 2,440.15 94,763 SH SHARED 01 94,763 BABCOCK & WILCOX CO NEW COM 05615F102 259.02 10,059 SH SHARED 10,059 BABSON CAP CORPORATE INVS COM 05617K109 1,682.28 101,281 SH SHARED 01 101,281 BABSON CAP PARTN INVS TR SH BEN INT 05616B100 199.61 13,340 SH SHARED 01 13,340 BADGER METER INC COM 056525108 1,130.41 33,257 SH SHARED 33,257 BADGER METER INC COM 056525108 887.27 26,104 SH SHARED 01 26,104 BADGER METER INC COM 056525108 401.08 11,800 SH SHARED 11,800 BAIDU INC SPON ADR REP A 056752108 24,132.08 165,549 SH SHARED 01 165,549 BAIDU INC SPON ADR REP A 056752108 6,851.77 47,004 SH SHARED 20 47,004 BAIDU INC SPON ADR REP A 056752108 3,748.91 25,718 SH SHARED 25,718 BAIDU INC SPON ADR REP A 056752108 862.23 5,915 SH SHARED 5,915 BAKER HUGHES INC COM 057224107 35,387.76 843,771 SH SHARED 843,771 BAKER HUGHES INC COM 057224107 20,617.70 491,600 SH P SHARED 491,600 BAKER HUGHES INC COM 057224107 19,526.97 465,593 SH SHARED 01 465,593 BAKER HUGHES INC COM 057224107 6,525.86 155,600 SH C SHARED 155,600 BAKER HUGHES INC COM 057224107 1,385.91 33,045 SH SHARED 33,045 BAKER HUGHES INC COM 057224107 560.32 13,360 SH SHARED 20 13,360 BAKER MICHAEL CORP COM 057149106 2.98 125 SH SHARED 01 125 BALCHEM CORP COM 057665200 545.74 18,041 SH SHARED 18,041 BALCHEM CORP COM 057665200 244.60 8,086 SH SHARED 01 8,086 BALCHEM CORP COM 057665200 3.03 100 SH P SHARED 100 BALDWIN & LYONS INC CL B 057755209 8.95 400 SH SHARED 01 400 BALL CORP COM 058498106 3,631.16 84,682 SH SHARED 01 84,682 BALL CORP COM 058498106 433.09 10,100 SH SHARED 10,100 BALL CORP COM 058498106 34.30 800 SH C SHARED 800 BALL CORP COM 058498106 4.29 100 SH P SHARED 100 BALLANTYNE STRONG INC COM 058516105 21.28 4,000 SH SHARED 01 4,000 BALLANTYNE STRONG INC COM 058516105 17.83 3,351 SH SHARED 3,351 BALLARD PWR SYS INC NEW COM 058586108 37.32 26,100 SH C SHARED 26,100 BALLARD PWR SYS INC NEW COM 058586108 8.91 6,231 SH SHARED 01 6,231 BALLARD PWR SYS INC NEW COM 058586108 0.36 250 SH SHARED 250 BALLY TECHNOLOGIES INC COM 05874B107 1,812.54 38,771 SH SHARED 01 38,771 BALLY TECHNOLOGIES INC COM 05874B107 213.93 4,576 SH SHARED 4,576
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- BALLY TECHNOLOGIES INC COM 05874B107 8.18 175 SH SHARED 20 175 BALTIC TRADING LIMITED COM Y0553W103 5.40 1,300 SH SHARED 01 1,300 BALTIC TRADING LIMITED COM Y0553W103 2.08 500 SH P SHARED 500 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 2,944.52 368,526 SH SHARED 01 368,526 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 825.32 103,294 SH SHARED 103,294 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,808.93 160,510 SH SHARED 01 160,510 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,763.86 157,935 SH SHARED 157,935 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,208.20 126,183 SH SHARED 126,183 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,003.63 57,350 SH SHARED 20 57,350 BANCO DE CHILE SPONSORED ADR 059520106 759.25 7,998 SH SHARED 7,998 BANCO DE CHILE SPONSORED ADR 059520106 151.89 1,600 SH SHARED 1,600 BANCO MACRO SA SPON ADR B 05961W105 255.93 13,051 SH SHARED 13,051 BANCO MACRO SA SPON ADR B 05961W105 151.88 7,745 SH SHARED 20 7,745 BANCO MACRO SA SPON ADR B 05961W105 28.34 1,445 SH SHARED 01 1,445 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2,928.72 319,381 SH SHARED 01 319,381 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1,423.83 155,270 SH SHARED 155,270 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 353.96 38,600 SH SHARED 38,600 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 241.05 2,800 SH SHARED 2,800 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 38.74 450 SH SHARED 01 450 BANCO SANTANDER SA ADR 05964H105 1,100.25 143,449 SH SHARED 143,449 BANCO SANTANDER SA ADR 05964H105 597.58 77,911 SH SHARED 01 77,911 BANCOLOMBIA S A SPON ADR PREF 05968L102 1,165.50 18,025 SH SHARED 20 18,025 BANCOLOMBIA S A SPON ADR PREF 05968L102 452.62 7,000 SH SHARED 7,000 BANCOLOMBIA S A SPON ADR PREF 05968L102 287.67 4,449 SH SHARED 4,449 BANCOLOMBIA S A SPON ADR PREF 05968L102 3.69 57 SH SHARED 01 57 BANCORP INC DEL COM 05969A105 402.37 40,077 SH SOLE 40,077 BANCORP NEW JERSEY INC NEW COM 059915108 1.27 134 SH SOLE 134 BANCORPSOUTH INC COM 059692103 153.73 11,413 SH SHARED 01 11,413 BANCORPSOUTH INC COM 059692103 107.76 8,000 SH C SHARED 8,000 BANCORPSOUTH INC COM 059692103 2.69 200 SH P SHARED 200 BANCROFT FUND LTD COM 059695106 4,300.96 257,697 SH SHARED 01 257,697 BANCTRUST FINANCIAL GP COM 05978R107 238.10 164,210 SH SHARED 01 164,210 BANCTRUST FINANCIAL GP COM 05978R107 5.48 3,777 SH SHARED 3,777 BANK COMM HLDGS COM 06424J103 6.56 1,484 SH SOLE 1,484 BANK HAWAII CORP COM 062540109 4,705.28 97,317 SH SHARED 01 97,317 BANK HAWAII CORP COM 062540109 217.33 4,495 SH SHARED 4,495 BANK HAWAII CORP COM 062540109 120.88 2,500 SH C SHARED 2,500 BANK MONTREAL QUE COM 063671101 6,721.23 113,114 SH SHARED 01 113,114 BANK MONTREAL QUE COM 063671101 2,643.12 44,482 SH SHARED 44,482 BANK MONTREAL QUE COM 063671101 944.78 15,900 SH C SHARED 15,900 BANK MONTREAL QUE COM 063671101 713.57 12,009 SH SHARED 12,009 BANK MONTREAL QUE COM 063671101 570.43 9,600 SH P SHARED 9,600 BANK NOVA SCOTIA HALIFAX COM 064149107 89,389.80 1,595,107 SH SHARED 01 1,595,107 BANK NOVA SCOTIA HALIFAX COM 064149107 4,333.74 77,333 SH SHARED 77,333 BANK NOVA SCOTIA HALIFAX COM 064149107 4,201.66 74,976 SH SHARED 74,976 BANK NOVA SCOTIA HALIFAX COM 064149107 375.47 6,700 SH C SHARED 6,700 BANK NOVA SCOTIA HALIFAX COM 064149107 175.41 3,130 SH SHARED 20 3,130 BANK NOVA SCOTIA HALIFAX COM 064149107 145.70 2,600 SH P SHARED 2,600 BANK OF AMERICA CORPORATION COM 060505104 427,852.48 44,707,678 SH SHARED 44,707,678 BANK OF AMERICA CORPORATION COM 060505104 147,692.85 15,432,900 SH P SHARED 15,432,900 BANK OF AMERICA CORPORATION COM 060505104 60,060.18 6,275,881 SH SHARED 01 6,275,881 BANK OF AMERICA CORPORATION COM 060505104 57,498.40 6,008,192 SH C SHARED 6,008,192 BANK OF AMERICA CORPORATION COM 060505104 10,630.04 1,110,767 SH SHARED 1,110,767
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 1,380.25 1,410 SH SHARED 1,410 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 1,055.25 1,078 SH SHARED 01 1,078 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 446.26 95,969 SH SHARED 01 95,969 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 330.65 314,900 SH SHARED 01 314,900 BANK OF AMERICA CORPORATION COM 060505104 143.55 15,000 SH P SHARED 01 15,000 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 102.16 97,296 SH SHARED 97,296 BANK OF AMERICA CORPORATION COM 060505104 71.78 7,500 SH C SHARED 01 7,500 BANK OF AMERICA CORPORATION COM 060505104 66.61 6,960 SH SHARED 20 6,960 BANK OF MARIN BANCORP COM 063425102 3.80 100 SH SHARED 01 100 BANK OF NEW YORK MELLON CORP COM 064058100 18,225.85 755,319 SH SHARED 01 755,319 BANK OF NEW YORK MELLON CORP COM 064058100 11,558.80 479,022 SH SHARED 479,022 BANK OF NEW YORK MELLON CORP COM 064058100 8,648.19 358,400 SH C SHARED 358,400 BANK OF NEW YORK MELLON CORP COM 064058100 2,678.26 110,993 SH SHARED 20 110,993 BANK OF NEW YORK MELLON CORP COM 064058100 2,084.83 86,400 SH P SHARED 86,400 BANK OF NEW YORK MELLON CORP COM 064058100 2,051.22 85,007 SH SHARED 85,007 BANK OF THE OZARKS INC COM 063904106 906.54 29,000 SH C SHARED 29,000 BANK OF THE OZARKS INC COM 063904106 102.35 3,274 SH SHARED 01 3,274 BANK OF THE ST JAMES FINL GP COM 470299108 4.30 796 SH SOLE 796 BANK SOUTH CAROLINA CORP COM 065066102 39.03 3,500 SH SHARED 01 3,500 BANK VA CHESTERFIELD COM 06544P104 1.41 1,414 SH SOLE 1,414 BANKATLANTIC BANCORP CL A PAR $0.01 065908808 4.13 1,007 SH SHARED 1,007 BANKATLANTIC BANCORP CL A PAR $0.01 065908808 0.13 31 SH SHARED 01 31 BANKFINANCIAL CORP COM 06643P104 42.77 6,460 SH SOLE 6,460 BANKRATE INC DEL COM 06647F102 1,137.73 45,969 SH SHARED 01 45,969 BANKRATE INC DEL COM 06647F102 89.10 3,600 SH C SHARED 3,600 BANKRATE INC DEL COM 06647F102 12.38 500 SH P SHARED 500 BANKUNITED INC COM 06652K103 181.00 7,240 SH SHARED 01 7,240 BANKUNITED INC COM 06652K103 24.50 980 SH SHARED 980 BANKUNITED INC COM 06652K103 8.25 330 SH SHARED 20 330 BANNER CORP COM NEW 06652V208 1,259.37 57,166 SH SHARED 57,166 BANNER CORP COM NEW 06652V208 488.65 22,181 SH SHARED 01 22,181 BANRO CORP COM 066800103 36.19 7,833 SH SHARED 7,833 BANRO CORP COM 066800103 13.86 3,000 SH SHARED 01 3,000 BANRO CORP COM 066800103 4.62 1,000 SH P SHARED 1,000 BANRO CORP COM 066800103 1.39 300 SH C SHARED 300 BAR HBR BANKSHARES COM 066849100 190.10 5,719 SH SOLE 5,719 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 10,979.55 431,586 SH SHARED 01 431,586 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 5,134.76 207,465 SH SHARED 01 207,465 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 4,215.03 167,263 SH SHARED 01 167,263 BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 3,313.26 63,194 SH SHARED 01 63,194 BARCLAYS BANK PLC CARRY ETN 38 06739H412 2,542.37 55,173 SH SHARED 01 55,173 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 2,425.26 51,155 SH SHARED 01 51,155 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 1,344.21 24,395 SH SHARED 01 24,395 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1,305.07 51,300 SH SHARED 51,300 BARCLAYS BANK PLC CARRY ETN 38 06739H412 723.78 15,707 SH SHARED 15,707 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 640.23 22,776 SH SHARED 01 22,776 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 498.39 5,558 SH SHARED 01 5,558 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 498.26 11,133 SH SHARED 01 11,133 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 330.27 5,832 SH SHARED 01 5,832 BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 200.99 2,198 SH SHARED 01 2,198 BARCLAYS BANK PLC ETN DJUBSLEAD 38 06739H263 118.33 2,393 SH SOLE 2,393 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 105.12 27,662 SH SHARED 01 27,662 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 96.92 2,575 SH SHARED 01 2,575
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 82.89 3,349 SH SHARED 3,349 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 44.00 1,680 SH SHARED 01 1,680 BARCLAYS BANK PLC ETN DJUBSCOCO 38 06739H313 36.50 1,213 SH SHARED 01 1,213 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 36.48 542 SH SHARED 01 542 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 16.45 628 SH SHARED 628 BARCLAYS BANK PLC IPATH AS GLF CUR 06739H420 4.92 98 SH SOLE 98 BARCLAYS BANK PLC IPATH GEMS INDEX 06739H453 4.92 114 SH SOLE 114 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 72,588.70 541,828 SH SHARED 01 541,828 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 23,109.12 1,377,100 SH P SHARED 1,377,100 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 21,392.89 1,274,828 SH SHARED 01 1,274,828 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 14,675.09 346,765 SH SHARED 01 346,765 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 9,545.03 568,800 SH C SHARED 568,800 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 8,187.84 487,923 SH SHARED 487,923 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 5,502.02 119,014 SH SHARED 01 119,014 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 5,453.28 210,714 SH SHARED 01 210,714 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 5,162.62 144,936 SH SHARED 01 144,936 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 4,680.49 95,384 SH SHARED 01 95,384 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 3,685.32 153,940 SH SHARED 01 153,940 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2,174.10 38,500 SH SHARED 01 38,500 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 523.12 12,361 SH SHARED 12,361 BARCLAYS BK PLC IPTH JPY/USD ETN 06739G851 277.96 3,904 SH SHARED 01 3,904 BARCLAYS BK PLC IPATH INVS&P STF 06740L592 230.94 6,348 SH SOLE 6,348 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 203.41 4,400 SH SHARED 4,400 BARCLAYS BK PLC IP GBP/USD ETN 06739F176 123.74 2,933 SH SOLE 2,933 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 89.32 3,731 SH SHARED 3,731 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 84.64 2,000 SH C SHARED 2,000 BARCLAYS BK PLC US TRES FLATT 06740L485 83.34 1,460 SH SOLE 1,460 BARCLAYS BK PLC S&P 500 3X LNG 06740P601 80.67 993 SH SOLE 993 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 80.19 1,420 SH SHARED 17 1,420 BARCLAYS BK PLC LNGC S&P500 14 06740H666 71.32 434 SH SOLE 434 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 59.52 2,300 SH C SHARED 2,300 BARCLAYS BK PLC IPATH LN ENHAN 06741K486 55.97 1,774 SH SOLE 1,774 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 54.35 2,100 SH P SHARED 2,100 BARCLAYS BK PLC SHTB S&P500 14 06740H658 53.02 815 SH SOLE 815 BARCLAYS BK PLC IPTH SUGAR ETN 06740P163 49.22 910 SH SOLE 910 BARCLAYS BK PLC IPATH GEMS ASIA8 06738G878 46.06 958 SH SHARED 958 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 44.52 687 SH SOLE 687 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 42.16 802 SH SHARED 802 BARCLAYS BK PLC IPTH LEAD ETN 06740P197 41.62 1,106 SH SOLE 1,106 BARCLAYS BK PLC SHTC S&P500 14 06740H641 37.00 1,740 SH SOLE 1,740 BARCLAYS BK PLC EMR MKT 3X SHT 06740P866 35.12 431 SH SOLE 431 BARCLAYS BK PLC RUSS1000 3X LG 06740P205 34.63 491 SH SOLE 491 BARCLAYS BK PLC 2 YR TREAS BULL 06740L469 31.31 550 SH SOLE 550 BARCLAYS BK PLC S&P 500 3X SHT 06740P700 31.29 1,900 SH SOLE 1,900 BARCLAYS BK PLC IPT GRAINS ETN 06740P270 30.75 700 SH SOLE 700 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 29.60 563 SH SHARED 01 563 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 26.71 473 SH SHARED 473 BARCLAYS BK PLC LNGB S&P500 14 06740H674 26.29 269 SH SOLE 269 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 23.75 936 SH SHARED 01 936 BARCLAYS BK PLC S&P 500 VIX MI 06741K106 23.50 829 SH SOLE 829 BARCLAYS BK PLC IPATH GEMS ASIA8 06738G878 21.88 455 SH SHARED 01 455 BARCLAYS BK PLC IPTH NAT GAS 06740P239 19.95 751 SH SOLE 751 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 18.49 400 SH P SHARED 400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BARCLAYS BK PLC 2 YR TREAS BEAR 06740L519 18.20 437 SH SOLE 437 BARCLAYS BK PLC IPATH DYNM VIX 06741L609 13.60 235 SH SOLE 235 BARCLAYS BK PLC IP EUR/USD ETN 06739F184 10.32 199 SH SOLE 199 BARCLAYS BK PLC IPTH S&P GSCI 06740P122 8.99 200 SH SOLE 200 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 7.35 200 SH SHARED 01 200 BARCLAYS BK PLC IPT COTTON ETN 06740P155 6.42 175 SH SOLE 175 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 6.38 179 SH SHARED 179 BARCLAYS BK PLC EAFE 3X LNG 06740P809 5.50 80 SH SOLE 80 BARCLAYS BK PLC EAFE 3X SHORT 06740P882 4.96 80 SH SOLE 80 BARCLAYS BK PLC IPT COFFEE ETN 06740P148 2.88 100 SH SOLE 100 BARCLAYS BK PLC IPTH ENRGY ETN 06740P312 0.76 17 SH SOLE 17 BARCLAYS BK PLC IPTH AGRIC ETN 06740P262 0.44 10 SH SOLE 10 BARCLAYS PLC ADR 06738E204 8,277.43 546,365 SH SHARED 01 546,365 BARCLAYS PLC ADR 06738E204 1,000.61 66,047 SH SHARED 66,047 BARD C R INC COM 067383109 6,107.02 61,862 SH SHARED 01 61,862 BARD C R INC COM 067383109 1,242.39 12,585 SH SHARED 12,585 BARD C R INC COM 067383109 592.32 6,000 SH SHARED 6,000 BARD C R INC COM 067383109 39.49 400 SH C SHARED 400 BARNES & NOBLE INC COM 067774109 280.90 21,200 SH P SHARED 21,200 BARNES & NOBLE INC COM 067774109 111.30 8,400 SH C SHARED 8,400 BARNES & NOBLE INC COM 067774109 0.25 19 SH SHARED 01 19 BARNES GROUP INC COM 067806109 1,015.20 38,586 SH SHARED 01 38,586 BARNES GROUP INC COM 067806109 7.37 280 SH SHARED 20 280 BARNES GROUP INC COM 067806109 6.60 251 SH SHARED 251 BARNWELL INDS INC COM 068221100 264.83 80,250 SH SHARED 01 80,250 BARNWELL INDS INC COM 068221100 0.83 250 SH SHARED 250 BARRETT BILL CORP COM 06846N104 455.93 17,529 SH SHARED 01 17,529 BARRETT BILL CORP COM 06846N104 2.60 100 SH C SHARED 100 BARRICK GOLD CORP COM 067901108 117,727.80 2,707,631 SH SHARED 2,707,631 BARRICK GOLD CORP COM 067901108 64,851.38 1,491,522 SH C SHARED 1,491,522 BARRICK GOLD CORP COM 067901108 49,158.49 1,130,600 SH P SHARED 1,130,600 BARRICK GOLD CORP COM 067901108 48,536.98 1,116,306 SH SHARED 01 1,116,306 BARRICK GOLD CORP COM 067901108 7,887.36 181,402 SH SHARED 181,402 BARRICK GOLD CORP COM 067901108 100.00 2,300 SH SHARED 17 2,300 BARRY R G CORP OHIO COM 068798107 18.45 1,512 SH SHARED 01 1,512 BASIC ENERGY SVCS INC NEW COM 06985P100 295.35 17,023 SH SHARED 01 17,023 BASIC ENERGY SVCS INC NEW COM 06985P100 142.27 8,200 SH C SHARED 8,200 BASIC ENERGY SVCS INC NEW COM 06985P100 141.18 8,137 SH SHARED 8,137 BASIC ENERGY SVCS INC NEW COM 06985P100 19.09 1,100 SH P SHARED 1,100 BAXTER INTL INC COM 071813109 38,406.44 642,463 SH SHARED 01 642,463 BAXTER INTL INC COM 071813109 19,745.93 330,310 SH SHARED 330,310 BAXTER INTL INC COM 071813109 5,586.86 93,457 SH SHARED 93,457 BAXTER INTL INC COM 071813109 3,102.58 51,900 SH C SHARED 51,900 BAXTER INTL INC COM 071813109 872.79 14,600 SH P SHARED 14,600 BAXTER INTL INC COM 071813109 776.54 12,990 SH SHARED 20 12,990 BAYTEX ENERGY CORP COM 07317Q105 19,743.83 380,714 SH SHARED 01 380,714 BAYTEX ENERGY CORP COM 07317Q105 1,484.44 28,624 SH SHARED 28,624 BAYTEX ENERGY CORP COM 07317Q105 390.45 7,529 SH SHARED 7,529 BAYTEX ENERGY CORP COM 07317Q105 93.35 1,800 SH C SHARED 1,800 BAYTEX ENERGY CORP COM 07317Q105 41.49 800 SH P SHARED 800 BAZAARVOICE INC COM 073271108 319.91 16,100 SH SHARED 01 16,100 BB&T CORP COM 054937107 6,491.42 206,799 SH SHARED 01 206,799 BB&T CORP COM 054937107 1,837.85 58,549 SH SHARED 58,549
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BB&T CORP COM 054937107 1,713.89 54,600 SH P SHARED 54,600 BB&T CORP COM 054937107 1,673.09 53,300 SH C SHARED 53,300 BB&T CORP COM 054937107 1,478.47 47,100 SH SHARED 47,100 BBCN BANCORP INC COM 073295107 9.22 828 SH SHARED 01 828 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 20.44 3,389 SH SHARED 3,389 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 3.02 500 SH SHARED 01 500 BCB BANCORP INC COM 055298103 25.60 2,561 SH SHARED 2,561 BCB BANCORP INC COM 055298103 4.24 424 SH SHARED 01 424 BCE INC COM NEW 05534B760 28,571.23 713,211 SH SHARED 01 713,211 BCE INC COM NEW 05534B760 2,621.13 65,430 SH SHARED 20 65,430 BCE INC COM NEW 05534B760 1,327.19 33,130 SH SHARED 33,130 BCE INC COM NEW 05534B760 660.95 16,499 SH SHARED 16,499 BCE INC COM NEW 05534B760 280.42 7,000 SH C SHARED 7,000 BCE INC COM NEW 05534B760 48.07 1,200 SH P SHARED 1,200 BCE INC COM NEW 05534B760 5.93 148 SH SHARED 17 148 BE AEROSPACE INC COM 073302101 5,088.19 109,494 SH SHARED 01 109,494 BE AEROSPACE INC COM 073302101 646.44 13,911 SH SHARED 13,911 BE AEROSPACE INC COM 073302101 529.76 11,400 SH C SHARED 11,400 BE AEROSPACE INC COM 073302101 37.18 800 SH P SHARED 800 BEACON FED BANCORP INC COM 073582108 23.52 1,655 SH SHARED 1,655 BEACON FED BANCORP INC COM 073582108 1.42 100 SH SHARED 01 100 BEACON ROOFING SUPPLY INC COM 073685109 1,213.94 47,125 SH SHARED 01 47,125 BEACON ROOFING SUPPLY INC COM 073685109 653.51 25,369 SH SHARED 25,369 BEACON ROOFING SUPPLY INC COM 073685109 5.15 200 SH C SHARED 200 BEAM INC COM 073730103 114,589.28 1,956,450 SH SHARED 1,956,450 BEAM INC COM 073730103 2,478.74 42,321 SH SHARED 01 42,321 BEAM INC COM 073730103 509.56 8,700 SH SHARED 8,700 BEAM INC PFD CV $2.67 073730202 412.79 882 SH SOLE 882 BEAM INC COM 073730103 240.14 4,100 SH C SHARED 4,100 BEAZER HOMES USA INC COM 07556Q105 428.43 131,824 SH SHARED 01 131,824 BEAZER HOMES USA INC COM 07556Q105 231.75 71,307 SH SHARED 71,307 BEAZER HOMES USA INC COM 07556Q105 118.63 36,500 SH C SHARED 36,500 BEAZER HOMES USA INC NT SUB7.5%2013 07556Q402 26.34 1,404 SH SOLE 1,404 BEAZER HOMES USA INC COM 07556Q105 14.95 4,600 SH P SHARED 4,600 BEBE STORES INC COM 075571109 114.45 12,400 SH C SHARED 12,400 BEBE STORES INC COM 075571109 34.18 3,703 SH SHARED 3,703 BEBE STORES INC COM 075571109 2.77 300 SH SHARED 01 300 BECTON DICKINSON & CO COM 075887109 25,941.00 334,076 SH SHARED 01 334,076 BECTON DICKINSON & CO COM 075887109 4,030.19 51,902 SH SHARED 51,902 BECTON DICKINSON & CO COM 075887109 1,249.31 16,089 SH SHARED 16,089 BECTON DICKINSON & CO COM 075887109 287.31 3,700 SH C SHARED 3,700 BECTON DICKINSON & CO COM 075887109 186.36 2,400 SH SHARED 20 2,400 BECTON DICKINSON & CO COM 075887109 23.30 300 SH P SHARED 300 BED BATH & BEYOND INC COM 075896100 19,293.50 293,348 SH SHARED 01 293,348 BED BATH & BEYOND INC COM 075896100 2,032.29 30,900 SH P SHARED 30,900 BED BATH & BEYOND INC COM 075896100 1,650.83 25,100 SH C SHARED 25,100 BED BATH & BEYOND INC COM 075896100 1,131.24 17,200 SH SHARED 17,200 BED BATH & BEYOND INC COM 075896100 989.90 15,051 SH SHARED 15,051 BEL FUSE INC CL B 077347300 21.61 1,223 SH SOLE 1,223 BELDEN INC COM 077454106 1,851.37 48,836 SH SHARED 01 48,836 BELDEN INC COM 077454106 90.87 2,397 SH SHARED 2,397 BELDEN INC COM 077454106 6.26 165 SH SHARED 20 165 BELO CORP COM SER A 080555105 187.83 26,196 SH SHARED 26,196
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BELO CORP COM SER A 080555105 10.09 1,407 SH SHARED 01 1,407 BEMIS INC COM 081437105 3,634.14 112,547 SH SHARED 01 112,547 BEMIS INC COM 081437105 248.63 7,700 SH C SHARED 7,700 BEMIS INC COM 081437105 241.27 7,472 SH SHARED 7,472 BEMIS INC COM 081437105 19.37 600 SH P SHARED 600 BENCHMARK ELECTRS INC COM 08160H101 8.25 500 SH SHARED 01 500 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 26.96 3,085 SH SHARED 01 3,085 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 7.12 815 SH SHARED 815 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 4.37 500 SH SHARED 20 500 BERKLEY W R CORP COM 084423102 726.41 20,111 SH SHARED 01 20,111 BERKLEY W R CORP COM 084423102 339.53 9,400 SH P SHARED 9,400 BERKLEY W R CORP COM 084423102 242.00 6,700 SH SHARED 6,700 BERKLEY W R CORP COM 084423102 14.45 400 SH C SHARED 400 BERKSHIRE BANCORP INC DEL COM NEW 084597202 21.32 3,085 SH SOLE 3,085 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 102,841.48 1,267,301 SH SHARED 01 1,267,301 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 47,699.97 587,800 SH C SHARED 587,800 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16,795.62 206,970 SH SHARED 206,970 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11,839.79 145,900 SH P SHARED 145,900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11,490.11 141,591 SH SHARED 141,591 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 4 SH SHARED 4 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 163 SH SHARED 01 163 BERKSHIRE HILLS BANCORP INC COM 084680107 2,486.77 108,498 SH SHARED 01 108,498 BERKSHIRE HILLS BANCORP INC COM 084680107 5.04 220 SH SHARED 20 220 BERKSHIRE HILLS BANCORP INC COM 084680107 4.58 200 SH SHARED 200 BERRY PETE CO CL A 085789105 4,059.83 86,141 SH SHARED 01 86,141 BERRY PETE CO CL A 085789105 155.53 3,300 SH P SHARED 3,300 BERRY PETE CO CL A 085789105 113.11 2,400 SH C SHARED 2,400 BEST BUY INC COM 086516101 13,405.25 566,100 SH P SHARED 566,100 BEST BUY INC COM 086516101 8,837.38 373,200 SH C SHARED 373,200 BEST BUY INC COM 086516101 5,872.43 247,991 SH SHARED 01 247,991 BEST BUY INC COM 086516101 525.77 22,203 SH SHARED 22,203 BGC PARTNERS INC CL A 05541T101 1,439.72 194,425 SH SHARED 01 194,425 BGC PARTNERS INC CL A 05541T101 597.58 80,700 SH C SHARED 80,700 BHP BILLITON LTD SPONSORED ADR 088606108 85,306.02 1,178,260 SH SHARED 01 1,178,260 BHP BILLITON LTD SPONSORED ADR 088606108 3,506.55 48,433 SH SHARED 48,433 BHP BILLITON LTD SPONSORED ADR 088606108 217.20 3,000 SH SHARED 3,000 BHP BILLITON LTD SPONSORED ADR 088606108 19.19 265 SH SHARED 20 265 BHP BILLITON PLC SPONSORED ADR 05545E209 1,958.70 31,911 SH SHARED 01 31,911 BHP BILLITON PLC SPONSORED ADR 05545E209 419.35 6,832 SH SHARED 6,832 BIDZ COM INC COM 08883T200 3.78 7,120 SH SOLE 7,120 BIG LOTS INC COM 089302103 2,389.29 55,539 SH SHARED 55,539 BIG LOTS INC COM 089302103 1,868.53 43,434 SH SHARED 01 43,434 BIG LOTS INC COM 089302103 339.86 7,900 SH P SHARED 7,900 BIG LOTS INC COM 089302103 296.84 6,900 SH C SHARED 6,900 BIGLARI HLDGS INC COM 08986R101 66.47 165 SH SHARED 01 165 BIGLARI HLDGS INC COM 08986R101 35.85 89 SH SHARED 89 BIO RAD LABS INC CL A 090572207 2,211.50 21,328 SH SHARED 01 21,328 BIO RAD LABS INC CL A 090572207 551.63 5,320 SH SHARED 20 5,320 BIO RAD LABS INC CL A 090572207 265.24 2,558 SH SHARED 2,558 BIO RAD LABS INC CL B 090572108 98.77 955 SH SOLE 955 BIO RAD LABS INC CL A 090572207 62.21 600 SH C SHARED 600 BIOANALYTICAL SYS INC COM 09058M103 6.58 5,103 SH SHARED 01 5,103 BIOCRYST PHARMACEUTICALS COM 09058V103 528.16 109,350 SH SHARED 01 109,350
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BIOCRYST PHARMACEUTICALS COM 09058V103 83.08 17,200 SH C SHARED 17,200 BIOCRYST PHARMACEUTICALS COM 09058V103 14.31 2,963 SH SHARED 2,963 BIOCRYST PHARMACEUTICALS COM 09058V103 3.86 800 SH P SHARED 800 BIODEL INC COM 09064M105 20.12 34,094 SH SHARED 34,094 BIODEL INC COM 09064M105 15.01 25,433 SH SHARED 01 25,433 BIODEL INC COM 09064M105 0.89 1,500 SH C SHARED 1,500 BIODELIVERY SCIENCES INTL IN COM 09060J106 16.94 6,999 SH SHARED 01 6,999 BIODELIVERY SCIENCES INTL IN COM 09060J106 3.17 1,309 SH SHARED 1,309 BIODELIVERY SCIENCES INTL IN COM 09060J106 0.24 100 SH C SHARED 100 BIOGEN IDEC INC COM 09062X103 26,644.59 211,465 SH SHARED 01 211,465 BIOGEN IDEC INC COM 09062X103 4,100.67 32,545 SH SHARED 20 32,545 BIOGEN IDEC INC COM 09062X103 2,056.19 16,319 SH SHARED 16,319 BIOGEN IDEC INC COM 09062X103 1,575.00 12,500 SH P SHARED 12,500 BIOGEN IDEC INC COM 09062X103 945.00 7,500 SH C SHARED 7,500 BIOLASE TECHNOLOGY INC COM 090911108 4.88 1,800 SH C SOLE 1,800 BIOLASE TECHNOLOGY INC COM 090911108 0.27 100 SH P SOLE 100 BIOLINERX LTD SPONSORED ADR 09071M106 0.45 158 SH SOLE 158 BIOMARIN PHARMACEUTICAL INC COM 09061G101 979.28 28,592 SH SHARED 01 28,592 BIOMARIN PHARMACEUTICAL INC COM 09061G101 399.25 11,657 SH SHARED 11,657 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 163.99 92,000 PRN SHARED 01 92,000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3.43 100 SH C SHARED 100 BIOMED REALTY TRUST INC COM 09063H107 1,280.69 67,476 SH SHARED 67,476 BIOMED REALTY TRUST INC COM 09063H107 934.61 49,242 SH SHARED 01 49,242 BIOMED REALTY TRUST INC COM 09063H107 3.80 200 SH P SHARED 200 BIOMED REALTY TRUST INC COM 09063H107 3.55 187 SH SHARED 187 BIOMED REALTY TRUST INC COM 09063H107 3.51 185 SH SHARED 20 185 BIOMIMETIC THERAPEUTICS INC COM 09064X101 0.99 400 SH C SOLE 400 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 170.68 7,260 SH SHARED 01 7,260 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 18.81 800 SH C SHARED 800 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 11.76 500 SH P SHARED 500 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 588.02 864,730 SH SHARED 864,730 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 231.40 340,300 SH P SHARED 340,300 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 27.34 40,200 SH C SHARED 40,200 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 0.15 218 SH SHARED 01 218 BIOSCRIP INC COM 09069N108 67.91 10,001 SH SHARED 10,001 BIOSCRIP INC COM 09069N108 12.93 1,904 SH SHARED 01 1,904 BIOTIME INC COM 09066L105 22.05 5,000 SH C SHARED 5,000 BIOTIME INC COM 09066L105 20.29 4,600 SH P SHARED 4,600 BIOTIME INC COM 09066L105 5.16 1,170 SH SHARED 01 1,170 BITAUTO HLDGS LTD SPONSORED ADS 091727107 1,909.73 360,326 SH SOLE 360,326 BJS RESTAURANTS INC COM 09180C106 466.69 9,269 SH SHARED 01 9,269 BJS RESTAURANTS INC COM 09180C106 412.87 8,200 SH C SHARED 8,200 BLACK BOX CORP DEL COM 091826107 237.27 9,301 SH SHARED 9,301 BLACK BOX CORP DEL COM 091826107 1.86 73 SH SHARED 01 73 BLACK DIAMOND INC COM 09202G101 4.21 455 SH SHARED 01 455 BLACK HILLS CORP COM 092113109 1,029.84 30,714 SH SHARED 01 30,714 BLACKBAUD INC COM 09227Q100 3,691.72 111,096 SH SHARED 01 111,096 BLACKBAUD INC COM 09227Q100 645.66 19,430 SH SHARED 20 19,430 BLACKROCK BUILD AMER BD TR SHS 09248X100 11,206.96 522,469 SH SHARED 01 522,469 BLACKROCK CA MUNI 2018 TERM COM 09249C105 623.77 37,919 SH SHARED 01 37,919 BLACKROCK CA MUNI 2018 TERM COM 09249C105 24.64 1,498 SH SHARED 1,498 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,209.20 80,506 SH SHARED 01 80,506 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 24.59 1,637 SH SHARED 1,637
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BLACKROCK CORE BD TR SHS BEN INT 09249E101 4,540.59 329,745 SH SHARED 01 329,745 BLACKROCK CORPOR HI YLD FD V COM 09255P107 683.98 55,071 SH SHARED 01 55,071 BLACKROCK CORPOR HI YLD FD V COM 09255N102 445.36 35,487 SH SHARED 01 35,487 BLACKROCK CORPOR HI YLD FD V COM 09255N102 165.70 13,203 SH SHARED 13,203 BLACKROCK CORPOR HI YLD III COM 09255M104 46.00 6,060 SH SHARED 01 6,060 BLACKROCK CORPOR HI YLD III COM 09255M104 23.60 3,109 SH SHARED 3,109 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 24.81 3,375 SH SHARED 01 3,375 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 791.05 70,441 SH SHARED 01 70,441 BLACKROCK CREDIT ALL INC TR COM 092508100 2,720.23 208,128 SH SHARED 01 208,128 BLACKROCK CREDIT ALL INC TR COM 09255H105 1,179.85 112,260 SH SHARED 01 112,260 BLACKROCK CREDIT ALL INC TR COM 09255H105 91.02 8,660 SH SHARED 8,660 BLACKROCK CREDIT ALL INC TR COM 09255J101 41.49 4,199 SH SHARED 01 4,199 BLACKROCK CREDIT ALL INC TR COM 092508100 24.65 1,886 SH SHARED 1,886 BLACKROCK DEBT STRAT FD INC COM 09255R103 651.19 157,293 SH SHARED 01 157,293 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 645.46 48,169 SH SHARED 01 48,169 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 0.88 66 SH SHARED 66 BLACKROCK DIVERS OME STRATE COM 09255W102 64.56 6,280 SH SHARED 01 6,280 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 693.31 69,679 SH SHARED 01 69,679 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 3.05 307 SH SHARED 307 BLACKROCK ENERGY & RES TR COM 09250U101 6,381.09 243,553 SH SHARED 01 243,553 BLACKROCK ENH CAP & INC FD I COM 09256A109 964.68 71,511 SH SHARED 01 71,511 BLACKROCK ENH CAP & INC FD I COM 09256A109 3.83 284 SH SHARED 284 BLACKROCK ENHANCED EQT DIV T COM 09251A104 4,331.78 577,570 SH SHARED 01 577,570 BLACKROCK ENHANCED GOVT FD I COM 09255K108 270.08 17,652 SH SHARED 01 17,652 BLACKROCK ENHANCED GOVT FD I COM 09255K108 24.04 1,571 SH SHARED 1,571 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 151.30 10,846 SH SHARED 01 10,846 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 94.38 6,115 SH SHARED 01 6,115 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 0.06 4 SH SHARED 4 BLACKROCK FLOAT RATE OME STR COM 09255X100 1,431.05 96,562 SH SHARED 01 96,562 BLACKROCK FLOAT RATE OME STR COM 09255X100 5.57 376 SH SHARED 376 BLACKROCK FLOATING RATE INCO COM 091941104 1,642.86 115,127 SH SHARED 01 115,127 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 4,691.68 305,647 SH SHARED 01 305,647 BLACKROCK HEALTH SCIENCES TR COM 09250W107 215.91 7,860 SH SHARED 01 7,860 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 758.94 332,867 SH SHARED 01 332,867 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 22.54 9,884 SH SHARED 9,884 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 11.07 1,529 SH SOLE 1,529 BLACKROCK INC COM 09247X101 20,377.92 99,453 SH SHARED 01 99,453 BLACKROCK INC COM 09247X101 1,639.20 8,000 SH C SHARED 8,000 BLACKROCK INC COM 09247X101 1,369.14 6,682 SH SHARED 6,682 BLACKROCK INC COM 09247X101 881.07 4,300 SH P SHARED 4,300 BLACKROCK INC COM 09247X101 179.29 875 SH SHARED 875 BLACKROCK INC COM 09247X101 63.52 310 SH SHARED 20 310 BLACKROCK INCOME OPP TRUST I COM 092475102 3,151.95 300,759 SH SHARED 01 300,759 BLACKROCK INCOME OPP TRUST I COM 092475102 29.65 2,829 SH SHARED 2,829 BLACKROCK INCOME TR INC COM 09247F100 2,284.83 307,928 SH SHARED 01 307,928 BLACKROCK INCOME TR INC COM 09247F100 18.89 2,546 SH SHARED 2,546 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 958.05 122,044 SH SHARED 01 122,044 BLACKROCK INVT QLTY MUN TR COM 09247B109 21.07 1,569 SH SOLE 1,569 BLACKROCK INVT QUALITY MUN T COM 09247D105 180.48 11,644 SH SHARED 01 11,644 BLACKROCK KELSO CAPITAL CORP COM 092533108 6,827.52 695,267 SH SHARED 695,267 BLACKROCK KELSO CAPITAL CORP COM 092533108 1,448.10 147,464 SH SHARED 01 147,464 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 70.19 5,665 SH SHARED 5,665 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 55.28 4,462 SH SHARED 01 4,462
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- BLACKROCK LTD DURATION INC T COM SHS 09249W101 6,279.41 353,969 SH SHARED 01 353,969 BLACKROCK LTD DURATION INC T COM SHS 09249W101 0.67 38 SH SHARED 38 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 549.62 34,611 SH SHARED 01 34,611 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 17.01 1,071 SH SHARED 1,071 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 273.01 18,841 SH SHARED 01 18,841 BLACKROCK MUNI 2018 TERM TR COM 09248C106 537.20 32,206 SH SHARED 01 32,206 BLACKROCK MUNI INCOME INV QL COM 09250G102 522.13 34,283 SH SHARED 01 34,283 BLACKROCK MUNI INCOME TR II COM 09249N101 945.79 61,019 SH SHARED 01 61,019 BLACKROCK MUNI INCOME TR II COM 09249N101 19.51 1,259 SH SHARED 1,259 BLACKROCK MUNI INTER DR FD I COM 09253X102 426.40 26,902 SH SHARED 01 26,902 BLACKROCK MUNI N Y INTER DUR COM 09255F109 329.96 21,997 SH SHARED 01 21,997 BLACKROCK MUNI N Y INTER DUR COM 09255F109 50.84 3,389 SH SHARED 3,389 BLACKROCK MUNIASSETS FD INC COM 09254J102 141.72 10,893 SH SHARED 01 10,893 BLACKROCK MUNIC BD INVST TR COM 09249K107 63.22 4,116 SH SHARED 4,116 BLACKROCK MUNIC BD INVST TR COM 09249K107 33.42 2,176 SH SHARED 01 2,176 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 54.98 3,768 SH SOLE 3,768 BLACKROCK MUNICIPAL BOND TR COM 09249H104 50.08 3,076 SH SHARED 01 3,076 BLACKROCK MUNICIPAL BOND TR COM 09249H104 19.86 1,220 SH SHARED 1,220 BLACKROCK MUNICIPL INC QLTY COM 092479104 77.34 5,163 SH SHARED 01 5,163 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 135.96 11,926 SH SHARED 01 11,926 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 635.31 40,414 SH SHARED 01 40,414 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 7.66 487 SH SHARED 487 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 540.43 34,889 SH SHARED 01 34,889 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 83.38 5,383 SH SHARED 5,383 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 224.90 14,845 SH SHARED 01 14,845 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 3.92 259 SH SHARED 259 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 1,492.49 99,566 SH SHARED 01 99,566 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 299.70 21,453 SH SHARED 01 21,453 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 79.11 5,663 SH SHARED 5,663 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 1,033.56 70,840 SH SHARED 01 70,840 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 445.76 25,099 SH SHARED 01 25,099 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 211.85 15,025 SH SHARED 01 15,025 BLACKROCK MUNIVEST FD II INC COM 09253T101 781.92 48,207 SH SHARED 01 48,207 BLACKROCK MUNIVEST FD INC COM 09253R105 727.17 69,786 SH SHARED 01 69,786 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 457.79 31,377 SH SHARED 01 31,377 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 25.87 1,773 SH SHARED 1,773 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 2,990.16 201,222 SH SHARED 01 201,222 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 237.53 15,474 SH SHARED 01 15,474 BLACKROCK MUNIYIELD FD INC COM 09253W104 2,244.35 146,594 SH SHARED 01 146,594 BLACKROCK MUNIYIELD FD INC COM 09253W104 3.06 200 SH SHARED 200 BLACKROCK MUNIYIELD INVST FD COM 09254R104 46.42 3,018 SH SHARED 01 3,018 BLACKROCK MUNIYIELD INVST FD COM 09254R104 14.35 933 SH SHARED 933 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 169.02 10,718 SH SHARED 01 10,718 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 92.38 5,999 SH SHARED 01 5,999 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 21.28 1,382 SH SHARED 1,382 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 127.70 9,141 SH SHARED 01 9,141 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 130.34 8,409 SH SOLE 8,409 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 5,382.35 378,772 SH SHARED 01 378,772 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 11.68 822 SH SHARED 822 BLACKROCK MUNIYIELD QUALITY COM 09254F100 2,786.18 179,986 SH SHARED 01 179,986 BLACKROCK MUNIYIELD QUALITY COM 09254G108 330.21 24,352 SH SHARED 01 24,352 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 14.21 1,000 SH SHARED 01 1,000 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 100.40 7,270 SH SHARED 01 7,270
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BLACKROCK MUNIYLD MICH QLTY COM 09254V105 45.86 3,109 SH SHARED 01 3,109 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 12.92 876 SH SHARED 876 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 10.83 784 SH SHARED 784 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 72.75 4,634 SH SHARED 01 4,634 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 169.77 10,834 SH SHARED 01 10,834 BLACKROCK NJ INVT QUALITY MU COM 09247C107 39.62 2,767 SH SHARED 2,767 BLACKROCK NJ INVT QUALITY MU COM 09247C107 2.86 200 SH SHARED 01 200 BLACKROCK NY INVT QUALITY MU COM 09247E103 11.92 805 SH SHARED 805 BLACKROCK NY INVT QUALITY MU COM 09247E103 10.37 700 SH SHARED 01 700 BLACKROCK NY MUN INCOME TR I COM 09249R102 43.37 2,775 SH SHARED 2,775 BLACKROCK NY MUN INCOME TR I COM 09249R102 26.12 1,671 SH SHARED 01 1,671 BLACKROCK NY MUNI 2018 TERM COM 09248K108 133.65 8,100 SH SHARED 01 8,100 BLACKROCK NY MUNI 2018 TERM COM 09248K108 4.29 260 SH SHARED 260 BLACKROCK NY MUNI INC QLTY T COM 09249U105 76.00 5,000 SH SHARED 01 5,000 BLACKROCK NY MUNI INC QLTY T COM 09249U105 27.22 1,791 SH SHARED 1,791 BLACKROCK NY MUNICIPAL BOND COM 09249P106 78.75 5,000 SH SHARED 01 5,000 BLACKROCK NY MUNICIPAL BOND COM 09249P106 29.93 1,900 SH SHARED 1,900 BLACKROCK PA STRATEGIC MUN T COM 09248R103 73.74 4,916 SH SHARED 01 4,916 BLACKROCK PA STRATEGIC MUN T COM 09248R103 22.50 1,500 SH SHARED 1,500 BLACKROCK REAL ASSET EQUITY COM 09254B109 2,520.64 209,182 SH SHARED 01 209,182 BLACKROCK RES & COMM STRAT T SHS 09257A108 8,936.99 590,680 SH SHARED 01 590,680 BLACKROCK RES & COMM STRAT T SHS 09257A108 44.06 2,912 SH SHARED 2,912 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 3.23 249 SH SOLE 249 BLACKROCK SR HIGH INCOME FD COM 09255T109 412.83 100,446 SH SHARED 01 100,446 BLACKROCK SR HIGH INCOME FD COM 09255T109 12.74 3,100 SH SHARED 3,100 BLACKROCK STRATEGIC MUN TR COM 09248T109 26.25 1,850 SH SHARED 01 1,850 BLACKROCK STRATEGIC MUN TR COM 09248T109 23.24 1,638 SH SHARED 1,638 BLACKROCK STRTGC BOND TR COM 09249G106 274.15 19,479 SH SHARED 01 19,479 BLACKROCK STRTGC BOND TR COM 09249G106 29.61 2,104 SH SHARED 2,104 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 77.49 4,200 SH SHARED 01 4,200 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 18.82 1,020 SH SHARED 1,020 BLACKROCK VA MUNICIPAL BOND COM 092481100 271.20 14,518 SH SHARED 01 14,518 BLACKROCK VA MUNICIPAL BOND COM 092481100 29.89 1,600 SH SHARED 1,600 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 116,838.85 7,329,915 SH SHARED 7,329,915 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 9,880.68 619,867 SH SHARED 01 619,867 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3,143.37 197,200 SH P SHARED 197,200 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,512.71 94,900 SH C SHARED 94,900 BLACKSTONE GSO FLTING RTE FU COM 09256U105 643.67 32,264 SH SHARED 01 32,264 BLACKSTONE GSO FLTING RTE FU COM 09256U105 12.17 610 SH SHARED 610 BLACKSTONE GSO LNG SHRT CR COM SHS BN I INT 09257D102 20,679.47 1,131,881 SH SHARED 01 1,131,881 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 2,639.21 62,511 SH SHARED 01 62,511 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 1,067.55 52,408 SH SHARED 01 52,408 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 196.07 7,646 SH SHARED 01 7,646 BLOCK H & R INC COM 093671105 2,333.80 141,700 SH P SHARED 141,700 BLOCK H & R INC COM 093671105 1,207.93 73,341 SH SHARED 01 73,341 BLOCK H & R INC COM 093671105 357.40 21,700 SH C SHARED 21,700 BLOCK H & R INC COM 093671105 276.70 16,800 SH SHARED 16,800 BLONDER TONGUE LABS INC COM 093698108 5.79 4,746 SH SOLE 4,746 BLOUNT INTL INC NEW COM 095180105 578.95 34,709 SH SHARED 01 34,709 BLUE NILE INC COM 09578R103 26.38 800 SH C SHARED 800 BLUE NILE INC COM 09578R103 6.60 200 SH P SHARED 200 BLUE NILE INC COM 09578R103 1.22 37 SH SHARED 01 37 BLUE WOLF MONGOLIA UNIT HOLDINGS 99/99/9999 G11962126 3.05 300 SH SOLE 300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BLUEFLY INC COM NEW 096227301 0.34 190 SH SHARED 01 190 BLUEGREEN CORP COM 096231105 154.71 35,896 SH SOLE 35,896 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 81.00 12,000 SH SHARED 01 12,000 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 4.94 732 SH SHARED 732 BLUELINX HLDGS INC COM 09624H109 76.16 28,850 SH SOLE 28,850 BLUEPHOENIX SOLUTIONS LTD SHS NEW M20157117 5.50 3,462 SH SOLE 3,462 BLYTH INC COM NEW 09643P207 258.31 3,452 SH SHARED 3,452 BLYTH INC COM NEW 09643P207 14.97 200 SH SHARED 01 200 BMC SOFTWARE INC COM 055921100 4,353.30 108,399 SH SHARED 108,399 BMC SOFTWARE INC COM 055921100 3,406.53 84,824 SH SHARED 01 84,824 BMC SOFTWARE INC COM 055921100 1,337.33 33,300 SH P SHARED 33,300 BMC SOFTWARE INC COM 055921100 706.82 17,600 SH C SHARED 17,600 BMC SOFTWARE INC COM 055921100 389.55 9,700 SH SHARED 9,700 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 10,857.09 410,321 SH SHARED 01 410,321 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 9,015.35 340,716 SH SHARED 340,716 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 84.67 3,200 SH P SHARED 3,200 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 63.50 2,400 SH C SHARED 2,400 BOB EVANS FARMS INC COM 096761101 553.31 14,669 SH SHARED 14,669 BOB EVANS FARMS INC COM 096761101 245.82 6,517 SH SHARED 01 6,517 BODY CENT CORP COM 09689U102 63.12 2,175 SH SHARED 01 2,175 BOEING CO COM 097023105 130,629.34 1,756,479 SH SHARED 01 1,756,479 BOEING CO COM 097023105 27,948.17 375,799 SH SHARED 375,799 BOEING CO COM 097023105 26,631.90 358,100 SH P SHARED 358,100 BOEING CO COM 097023105 22,720.04 305,500 SH C SHARED 305,500 BOEING CO COM 097023105 6,331.19 85,131 SH SHARED 20 85,131 BOEING CO COM 097023105 4,089.46 54,988 SH SHARED 54,988 BOEING CO COM 097023105 148.74 2,000 SH C SHARED 01 2,000 BOEING CO COM 097023105 98.17 1,320 SH SHARED 17 1,320 BOFI HLDG INC COM 05566U108 60.10 3,519 SH SOLE 3,519 BOINGO WIRELESS INC COM 09739C102 3.53 292 SH SHARED 01 292 BOISE INC COM 09746Y105 57.47 7,000 SH C SHARED 7,000 BOISE INC COM 09746Y105 20.77 2,530 SH SHARED 01 2,530 BOISE INC COM 09746Y105 3.28 400 SH P SHARED 400 BOK FINL CORP COM NEW 05561Q201 564.71 10,034 SH SHARED 10,034 BOK FINL CORP COM NEW 05561Q201 1.86 33 SH SHARED 01 33 BOLT TECHNOLOGY CORP COM 097698104 113.83 7,344 SH SHARED 7,344 BOLT TECHNOLOGY CORP COM 097698104 12.71 820 SH SHARED 01 820 BONANZA CREEK ENERGY INC COM 097793103 10.93 500 SH SHARED 01 500 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 16.12 13,431 SH SHARED 01 13,431 BON-TON STORES INC COM 09776J101 32.38 3,500 SH C SHARED 3,500 BON-TON STORES INC COM 09776J101 0.93 100 SH SHARED 01 100 BOOKS-A-MILLION INC COM 098570104 1.27 398 SH SOLE 398 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 8.52 500 SH C SOLE 500 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 0.75 44 SH SOLE 44 BORGWARNER INC COM 099724106 20,710.87 245,564 SH SHARED 01 245,564 BORGWARNER INC COM 099724106 792.80 9,400 SH P SHARED 9,400 BORGWARNER INC COM 099724106 548.21 6,500 SH SHARED 6,500 BORGWARNER INC COM 099724106 278.32 3,300 SH C SHARED 3,300 BORGWARNER INC COM 099724106 265.76 3,151 SH SHARED 3,151 BORGWARNER INC COM 099724106 188.92 2,240 SH SHARED 20 2,240 BORGWARNER INC NOTE 3.500% 4/1 099724AF3 7.71 3,000 PRN SHARED 01 3,000 BOS BETTER ONLINE SOLUTIONS SHS M20115164 1.23 1,225 SH SOLE 1,225 BOSTON BEER INC CL A 100557107 726.17 6,800 SH P SHARED 6,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BOSTON BEER INC CL A 100557107 223.83 2,096 SH SHARED 01 2,096 BOSTON BEER INC CL A 100557107 61.30 574 SH SHARED 574 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 488.59 430,000 PRN SHARED 430,000 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 76.13 67,000 PRN SHARED 01 67,000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 1.90 192 SH SHARED 01 192 BOSTON PROPERTIES INC COM 101121101 7,780.39 74,106 SH SHARED 74,106 BOSTON PROPERTIES INC COM 101121101 7,037.27 67,028 SH SHARED 67,028 BOSTON PROPERTIES INC COM 101121101 6,068.84 57,804 SH SHARED 01 57,804 BOSTON PROPERTIES INC COM 101121101 2,309.78 22,000 SH P SHARED 22,000 BOSTON PROPERTIES INC COM 101121101 1,532.85 14,600 SH C SHARED 14,600 BOSTON PROPERTIES INC COM 101121101 6.82 65 SH SHARED 20 65 BOSTON SCIENTIFIC CORP COM 101137107 5,629.69 941,419 SH SHARED 01 941,419 BOSTON SCIENTIFIC CORP COM 101137107 1,121.33 187,513 SH SHARED 187,513 BOSTON SCIENTIFIC CORP COM 101137107 725.97 121,400 SH C SHARED 121,400 BOSTON SCIENTIFIC CORP COM 101137107 501.12 83,799 SH SHARED 83,799 BOSTON SCIENTIFIC CORP COM 101137107 341.46 57,100 SH P SHARED 57,100 BOTTOMLINE TECH DEL INC COM 101388106 971.89 34,785 SH SHARED 01 34,785 BOULDER GROWTH & INCOME FD I COM 101507101 1.57 250 SH SHARED 01 250 BOULDER TOTAL RETURN FD INC COM 101541100 42.57 2,497 SH SOLE 2,497 BOVIE MEDICAL CORP COM 10211F100 9.26 3,431 SH SHARED 3,431 BOVIE MEDICAL CORP COM 10211F100 8.10 3,000 SH SHARED 01 3,000 BOWL AMER INC CL A 102565108 8.78 650 SH SHARED 01 650 BOWL AMER INC CL A 102565108 1.71 127 SH SHARED 127 BOX SHIPS INCORPORATED SHS Y09675102 107.89 12,487 SH SHARED 01 12,487 BOX SHIPS INCORPORATED SHS Y09675102 15.09 1,746 SH SHARED 1,746 BOYD GAMING CORP COM 103304101 46.26 5,900 SH C SHARED 5,900 BOYD GAMING CORP COM 103304101 7.06 900 SH P SHARED 900 BOYD GAMING CORP COM 103304101 3.38 431 SH SHARED 01 431 BP PLC SPONSORED ADR 055622104 49,376.03 1,097,245 SH SHARED 01 1,097,245 BP PLC SPONSORED ADR 055622104 18,180.77 404,017 SH SHARED 404,017 BP PLC SPONSORED ADR 055622104 450.00 10,000 SH SHARED 10,000 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 11,250.87 89,935 SH SHARED 01 89,935 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 175.14 1,400 SH P SHARED 1,400 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 75.06 600 SH C SHARED 600 BPZ RESOURCES INC COM 055639108 58.03 14,400 SH SHARED 01 14,400 BPZ RESOURCES INC COM 055639108 36.27 9,000 SH P SHARED 9,000 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 9.14 10,000 PRN SHARED 01 10,000 BRADY CORP CL A 104674106 806.58 24,933 SH SHARED 24,933 BRADY CORP CL A 104674106 27.72 857 SH SHARED 01 857 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1,163.18 101,322 SH SHARED 01 101,322 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 710.20 61,864 SH SHARED 61,864 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 561.20 48,885 SH SHARED 48,885 BRASKEM S A SP ADR PFD A 105532105 843.94 52,978 SH SHARED 52,978 BRASKEM S A SP ADR PFD A 105532105 74.87 4,700 SH SHARED 4,700 BRASKEM S A SP ADR PFD A 105532105 9.56 600 SH SHARED 01 600 BRAVO BRIO RESTAURANT GROUP COM 10567B109 210.78 10,560 SH SHARED 01 10,560 BRE PROPERTIES INC CL A 05564E106 1,667.85 32,994 SH SHARED 32,994 BRE PROPERTIES INC CL A 05564E106 1,377.49 27,250 SH SHARED 27,250 BRE PROPERTIES INC CL A 05564E106 487.91 9,652 SH SHARED 01 9,652 BRE PROPERTIES INC CL A 05564E106 25.28 500 SH C SHARED 500 BREEZE EASTERN CORP COM 106764103 362.56 43,162 SH SHARED 01 43,162 BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 1,521.76 79,590 SH SHARED 01 79,590 BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 399.61 20,900 SH C SHARED 20,900
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 151.05 7,900 SH P SHARED 7,900 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 3,376.85 168,758 SH SHARED 168,758 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,193.56 59,648 SH SHARED 01 59,648 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 668.33 33,400 SH SHARED 33,400 BRIDGE BANCORP INC COM 108035106 4.19 200 SH SHARED 01 200 BRIDGEPOINT ED INC COM 10807M105 650.93 26,300 SH P SHARED 26,300 BRIDGEPOINT ED INC COM 10807M105 337.07 13,619 SH SHARED 01 13,619 BRIDGEPOINT ED INC COM 10807M105 74.25 3,000 SH C SHARED 3,000 BRIDGFORD FOODS CORP COM 108763103 4.58 523 SH SOLE 523 BRIGGS & STRATTON CORP COM 109043109 1,244.68 69,419 SH SHARED 01 69,419 BRIGGS & STRATTON CORP COM 109043109 5.38 300 SH C SHARED 300 BRIGHTPOINT INC COM NEW 109473405 281.93 35,022 SH SHARED 01 35,022 BRIGHTPOINT INC COM NEW 109473405 225.90 28,062 SH SHARED 28,062 BRIGHTPOINT INC COM NEW 109473405 12.08 1,500 SH C SHARED 1,500 BRINKER INTL INC COM 109641100 657.95 23,882 SH SHARED 01 23,882 BRINKER INTL INC COM 109641100 424.10 15,394 SH SHARED 15,394 BRINKER INTL INC COM 109641100 16.53 600 SH C SHARED 600 BRINKS CO COM 109696104 839.63 35,175 SH SHARED 01 35,175 BRINKS CO COM 109696104 98.20 4,114 SH SHARED 4,114 BRISTOL MYERS SQUIBB CO COM 110122108 136,460.23 4,043,266 SH SHARED 01 4,043,266 BRISTOL MYERS SQUIBB CO COM 110122108 30,688.07 909,276 SH SHARED 909,276 BRISTOL MYERS SQUIBB CO COM 110122108 6,891.75 204,200 SH P SHARED 204,200 BRISTOL MYERS SQUIBB CO COM 110122108 6,240.38 184,900 SH C SHARED 184,900 BRISTOL MYERS SQUIBB CO COM 110122108 3,874.40 114,797 SH SHARED 114,797 BRISTOL MYERS SQUIBB CO COM 110122108 2,951.47 87,451 SH SHARED 20 87,451 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 62.67 117 SH SOLE 117 BRISTOW GROUP INC COM 110394103 709.60 14,867 SH SHARED 01 14,867 BRISTOW GROUP INC COM 110394103 28.64 600 SH C SHARED 600 BRISTOW GROUP INC COM 110394103 4.77 100 SH P SHARED 100 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 84,755.25 837,337 SH SHARED 01 837,337 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 469.96 4,643 SH SHARED 4,643 BRITTON & KOONTZ CAP CORP COM 111091104 6.94 771 SH SHARED 01 771 BROADCOM CORP CL A 111320107 53,536.31 1,362,247 SH SHARED 01 1,362,247 BROADCOM CORP CL A 111320107 8,646.00 220,000 SH C SHARED 220,000 BROADCOM CORP CL A 111320107 7,422.16 188,859 SH SHARED 188,859 BROADCOM CORP CL A 111320107 7,419.84 188,800 SH P SHARED 188,800 BROADCOM CORP CL A 111320107 3,314.17 84,330 SH SHARED 20 84,330 BROADCOM CORP CL A 111320107 1,369.61 34,850 SH SHARED 34,850 BROADCOM CORP CL A 111320107 7.86 200 SH C SHARED 01 200 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 5,107.61 213,618 SH SHARED 01 213,618 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 129.07 5,398 SH SHARED 5,398 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 16.74 700 SH C SHARED 700 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7.17 300 SH P SHARED 300 BROADSOFT INC COM 11133B409 1,579.00 41,281 SH SHARED 01 41,281 BROADSOFT INC COM 11133B409 57.38 1,500 SH C SHARED 1,500 BROADSOFT INC COM 11133B409 3.83 100 SH P SHARED 100 BROADVISION INC COM PAR $.001 111412706 335.03 11,772 SH SHARED 11,772 BROADVISION INC COM PAR $.001 111412706 2.87 101 SH SHARED 01 101 BROADVISION INC COM PAR $.001 111412706 0.06 2 SH SHARED 2 BROADWAY FINL CORP DEL COM 111444105 3.77 2,769 SH SOLE 2,769 BROADWIND ENERGY INC COM 11161T108 60.21 128,113 SH SHARED 01 128,113 BROADWIND ENERGY INC COM 11161T108 7.48 15,924 SH SHARED 15,924 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,346.02 234,091 SH SHARED 01 234,091
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BROCADE COMMUNICATIONS SYS I COM NEW 111621306 501.98 87,300 SH C SHARED 87,300 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 477.45 83,035 SH SHARED 83,035 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 276.00 48,000 SH P SHARED 48,000 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 6.18 1,075 SH SHARED 20 1,075 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 0.01 2 SH SHARED 2 BROOKDALE SR LIVING INC COM 112463104 383.76 20,500 SH SHARED 20,500 BROOKDALE SR LIVING INC COM 112463104 233.33 12,464 SH SHARED 01 12,464 BROOKDALE SR LIVING INC COM 112463104 216.12 11,545 SH SHARED 11,545 BROOKDALE SR LIVING INC COM 112463104 13.10 700 SH C SHARED 700 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4,277.64 135,497 SH SHARED 01 135,497 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3,161.36 100,138 SH SHARED 100,138 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,183.09 37,475 SH SHARED 37,475 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1,707.45 88,286 SH SHARED 01 88,286 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 3,627.52 114,795 SH SHARED 01 114,795 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1,795.99 56,835 SH SHARED 56,835 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 18.96 600 SH C SHARED 600 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 12.64 400 SH P SHARED 400 BROOKFIELD OFFICE PPTYS INC COM 112900105 3,339.67 191,385 SH SHARED 191,385 BROOKFIELD OFFICE PPTYS INC COM 112900105 735.52 42,150 SH SHARED 01 42,150 BROOKFIELD OFFICE PPTYS INC COM 112900105 356.36 20,422 SH SHARED 20,422 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 148.12 14,000 SH SHARED 01 14,000 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 13.40 1,267 SH SHARED 1,267 BROOKLINE BANCORP INC DEL COM 11373M107 15.52 1,656 SH SHARED 01 1,656 BROOKS AUTOMATION INC COM 114340102 663.07 53,777 SH SHARED 01 53,777 BROOKS AUTOMATION INC COM 114340102 1.23 100 SH C SHARED 100 BROWN & BROWN INC COM 115236101 2,256.27 94,881 SH SHARED 01 94,881 BROWN & BROWN INC COM 115236101 1,122.99 47,224 SH SHARED 47,224 BROWN FORMAN CORP CL B 115637209 1,963.83 23,550 SH SHARED 01 23,550 BROWN FORMAN CORP CL B 115637209 1,782.04 21,370 SH SHARED 21,370 BROWN FORMAN CORP CL B 115637209 502.42 6,025 SH SHARED 6,025 BROWN FORMAN CORP CL A 115637100 330.27 4,044 SH SHARED 01 4,044 BROWN FORMAN CORP CL A 115637100 102.01 1,249 SH SHARED 1,249 BROWN SHOE INC NEW COM 115736100 43.38 4,700 SH SHARED 01 4,700 BRT RLTY TR SH BEN INT NEW 055645303 12.76 1,826 SH SOLE 1,826 BRUKER CORP COM 116794108 3,527.78 230,423 SH SHARED 01 230,423 BRUKER CORP COM 116794108 231.96 15,151 SH SHARED 15,151 BRUKER CORP COM 116794108 36.36 2,375 SH SHARED 20 2,375 BRUKER CORP COM 116794108 4.59 300 SH C SHARED 300 BRUNSWICK CORP COM 117043109 159.65 6,200 SH P SHARED 6,200 BRUNSWICK CORP COM 117043109 61.80 2,400 SH C SHARED 2,400 BRUNSWICK CORP COM 117043109 9.76 379 SH SHARED 01 379 BSB BANCORP INC MD COM 05573H108 157.03 14,008 SH SHARED 01 14,008 BSD MED CORP DEL COM 055662100 4.12 2,000 SH SHARED 01 2,000 BSD MED CORP DEL COM 055662100 0.69 337 SH SHARED 337 BSD MED CORP DEL COM 055662100 0.21 100 SH C SHARED 100 BSQUARE CORP COM NEW 11776U300 12.89 3,847 SH SOLE 3,847 BT GROUP PLC ADR 05577E101 413.20 11,427 SH SHARED 01 11,427 BTU INTL INC COM 056032105 3.97 1,286 SH SHARED 1,286 BTU INTL INC COM 056032105 0.31 99 SH SHARED 01 99 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 69,045.36 1,128,561 SH SHARED 01 1,128,561 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 20,573.79 336,283 SH SHARED 336,283 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 146.83 2,400 SH C SHARED 2,400 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 48.94 800 SH P SHARED 800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- BUCKEYE TECHNOLOGIES INC COM 118255108 1,565.00 46,070 SH SHARED 01 46,070 BUCKEYE TECHNOLOGIES INC COM 118255108 210.61 6,200 SH C SHARED 6,200 BUCKLE INC COM 118440106 1,948.28 40,674 SH SHARED 01 40,674 BUFFALO WILD WINGS INC COM 119848109 1,908.12 21,040 SH SHARED 01 21,040 BUFFALO WILD WINGS INC COM 119848109 1,786.59 19,700 SH C SHARED 19,700 BUFFALO WILD WINGS INC COM 119848109 435.31 4,800 SH P SHARED 4,800 BUILDERS FIRSTSOURCE INC COM 12008R107 631.86 149,376 SH SOLE 149,376 BUNGE LIMITED COM G16962105 9,824.63 143,551 SH SHARED 01 143,551 BUNGE LIMITED COM G16962105 8,166.12 119,318 SH SHARED 119,318 BUNGE LIMITED COM G16962105 741.62 10,836 SH SHARED 10,836 BUNGE LIMITED COM G16962105 547.52 8,000 SH C SHARED 8,000 BUNGE LIMITED COM G16962105 88.97 1,300 SH P SHARED 1,300 BURCON NUTRASCIENCE CORP COM 120831102 2.14 350 SH SOLE 350 C & F FINL CORP COM 12466Q104 6.40 215 SH SOLE 215 C D I CORP COM 125071100 87.16 4,861 SH SHARED 4,861 C D I CORP COM 125071100 27.58 1,538 SH SHARED 01 1,538 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 10,828.05 165,339 SH SHARED 01 165,339 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 805.53 12,300 SH SHARED 12,300 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 615.61 9,400 SH C SHARED 9,400 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 292.81 4,471 SH SHARED 4,471 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 150.63 2,300 SH P SHARED 2,300 C&J ENERGY SVCS INC COM 12467B304 2,793.79 157,043 SH SHARED 157,043 C&J ENERGY SVCS INC COM 12467B304 1,551.88 87,233 SH SHARED 01 87,233 C&J ENERGY SVCS INC COM 12467B304 87.17 4,900 SH P SHARED 4,900 C&J ENERGY SVCS INC COM 12467B304 71.16 4,000 SH C SHARED 4,000 CA INC COM 12673P105 8,387.33 304,330 SH SHARED 01 304,330 CA INC COM 12673P105 7,560.12 274,315 SH SHARED 274,315 CA INC COM 12673P105 5,672.40 205,820 SH SHARED 205,820 CA INC COM 12673P105 1,405.56 51,000 SH C SHARED 51,000 CA INC COM 12673P105 151.58 5,500 SH P SHARED 5,500 CABELAS INC COM 126804301 967.67 25,365 SH SHARED 01 25,365 CABELAS INC COM 126804301 72.49 1,900 SH C SHARED 1,900 CABELAS INC COM 126804301 15.26 400 SH P SHARED 400 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3,718.91 253,332 SH SHARED 01 253,332 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,088.96 142,300 SH P SHARED 142,300 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 463.89 31,600 SH C SHARED 31,600 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 223.14 15,200 SH SHARED 15,200 CABOT CORP COM 127055101 919.54 21,545 SH SHARED 01 21,545 CABOT MICROELECTRONICS CORP COM 12709P103 1,683.08 43,289 SH SHARED 01 43,289 CABOT OIL & GAS CORP COM 127097103 3,404.29 109,217 SH SHARED 109,217 CABOT OIL & GAS CORP COM 127097103 2,456.20 78,800 SH SHARED 20 78,800 CABOT OIL & GAS CORP COM 127097103 2,144.15 68,789 SH SHARED 01 68,789 CABOT OIL & GAS CORP COM 127097103 415.12 13,318 SH SHARED 13,318 CABOT OIL & GAS CORP COM 127097103 364.69 11,700 SH C SHARED 11,700 CABOT OIL & GAS CORP COM 127097103 149.62 4,800 SH P SHARED 4,800 CACHE INC COM NEW 127150308 47.34 6,763 SH SHARED 01 6,763 CACHE INC COM NEW 127150308 15.47 2,210 SH SHARED 2,210 CACI INTL INC CL A 127190304 390.68 6,272 SH SHARED 01 6,272 CACI INTL INC CL A 127190304 387.13 6,215 SH SHARED 6,215 CACI INTL INC NOTE 2.125% 5/0 127190AD8 12.40 10,000 PRN SHARED 01 10,000 CADENCE DESIGN SYSTEM INC COM 127387108 3,514.46 296,829 SH SHARED 01 296,829 CADENCE DESIGN SYSTEM INC COM 127387108 380.61 32,146 SH SHARED 32,146 CADENCE DESIGN SYSTEM INC NOTE 2.625% 6/0 127387AJ7 209.32 126,000 PRN SOLE 126,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CADENCE DESIGN SYSTEM INC COM 127387108 179.97 15,200 SH C SHARED 15,200 CADENCE DESIGN SYSTEM INC COM 127387108 3.55 300 SH P SHARED 300 CADENCE PHARMACEUTICALS INC COM 12738T100 260.00 70,270 SH SHARED 70,270 CADENCE PHARMACEUTICALS INC COM 12738T100 40.70 11,000 SH P SHARED 11,000 CADENCE PHARMACEUTICALS INC COM 12738T100 8.38 2,264 SH SHARED 01 2,264 CADIZ INC COM NEW 127537207 2,012.54 218,754 SH SOLE 218,754 CAE INC COM 124765108 339.92 33,228 SH SHARED 33,228 CAE INC COM 124765108 125.83 12,300 SH SHARED 12,300 CAESARS ENTMT CORP COM 127686103 33.90 2,300 SH C SHARED 2,300 CAESARS ENTMT CORP COM 127686103 17.69 1,200 SH P SHARED 1,200 CAESARS ENTMT CORP COM 127686103 4.42 300 SH SHARED 01 300 CAL DIVE INTL INC DEL COM 12802T101 145.11 43,974 SH SHARED 43,974 CAL DIVE INTL INC DEL COM 12802T101 34.28 10,388 SH SHARED 01 10,388 CAL DIVE INTL INC DEL COM 12802T101 2.97 900 SH C SHARED 900 CAL MAINE FOODS INC COM NEW 128030202 4,403.42 115,092 SH SHARED 01 115,092 CAL MAINE FOODS INC COM NEW 128030202 373.84 9,771 SH SHARED 9,771 CAL MAINE FOODS INC COM NEW 128030202 42.09 1,100 SH C SHARED 1,100 CALAMOS ASSET MGMT INC CL A 12811R104 209.83 16,005 SH SHARED 01 16,005 CALAMOS ASSET MGMT INC CL A 12811R104 116.15 8,860 SH SHARED 8,860 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2,840.04 222,574 SH SHARED 01 222,574 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 7,762.06 607,360 SH SHARED 01 607,360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 101.06 7,908 SH SHARED 7,908 CALAMOS GBL DYN INCOME FUND COM 12811L107 630.64 71,664 SH SHARED 01 71,664 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 141.38 9,307 SH SHARED 01 9,307 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 20.13 1,325 SH SHARED 1,325 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 13,860.76 1,386,076 SH SHARED 01 1,386,076 CALAMP CORP COM 128126109 118.59 24,451 SH SHARED 24,451 CALAMP CORP COM 128126109 4.85 1,000 SH SHARED 01 1,000 CALAVO GROWERS INC COM 128246105 125.87 4,700 SH SHARED 01 4,700 CALGON CARBON CORP COM 129603106 1,844.79 118,180 SH SHARED 118,180 CALGON CARBON CORP COM 129603106 1,808.75 115,871 SH SHARED 01 115,871 CALGON CARBON CORP COM 129603106 32.78 2,100 SH P SHARED 2,100 CALGON CARBON CORP COM 129603106 17.17 1,100 SH C SHARED 1,100 CALIFORNIA FIRST NTNL BANCOR COM 130222102 2.70 176 SH SOLE 176 CALIFORNIA WTR SVC GROUP COM 130788102 1,505.29 82,663 SH SHARED 01 82,663 CALIFORNIA WTR SVC GROUP COM 130788102 436.04 23,945 SH SHARED 23,945 CALIFORNIA WTR SVC GROUP COM 130788102 41.88 2,300 SH P SHARED 2,300 CALIX INC COM 13100M509 43.09 5,052 SH SHARED 01 5,052 CALIX INC COM 13100M509 11.09 1,300 SH C SHARED 1,300 CALLAWAY GOLF CO COM 131193104 176.41 26,096 SH SHARED 01 26,096 CALLAWAY GOLF CO COM 131193104 1.30 193 SH SHARED 193 CALLON PETE CO DEL COM 13123X102 70.45 11,200 SH C SHARED 11,200 CALLON PETE CO DEL COM 13123X102 0.79 126 SH SHARED 01 126 CALPINE CORP COM NEW 131347304 7,554.31 438,949 SH SHARED 01 438,949 CALPINE CORP COM NEW 131347304 351.08 20,400 SH SHARED 20,400 CALPINE CORP COM NEW 131347304 185.87 10,800 SH C SHARED 10,800 CALPINE CORP COM NEW 131347304 142.86 8,301 SH SHARED 8,301 CALPINE CORP COM NEW 131347304 32.70 1,900 SH P SHARED 1,900 CALUMET SPECIALTY PRODS UT LTD PTNR PARTNER 131476103 730.41 27,646 SH SHARED 01 27,646 CALUMET SPECIALTY PRODS UT LTD PTNR PARTNER 131476103 132.10 5,000 SH C SHARED 5,000 CALUMET SPECIALTY PRODS UT LTD PTNR PARTNER 131476103 31.25 1,183 SH SHARED 1,183 CALUMET SPECIALTY PRODS UT LTD PTNR PARTNER 131476103 21.14 800 SH P SHARED 800 CAMAC ENERGY INC COM 131745101 37.51 37,507 SH SHARED 01 37,507
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CAMAC ENERGY INC COM 131745101 7.68 7,680 SH SHARED 7,680 CAMAC ENERGY INC COM 131745101 2.60 2,600 SH P SHARED 2,600 CAMBREX CORP COM 132011107 0.70 100 SH SHARED 01 100 CAMCO FINL CORP COM 132618109 2.78 992 SH SHARED 992 CAMCO FINL CORP COM 132618109 2.20 787 SH SHARED 01 787 CAMDEN NATL CORP COM 133034108 185.38 5,274 SH SHARED 01 5,274 CAMDEN PPTY TR SH BEN INT 133131102 3,689.17 56,109 SH SHARED 01 56,109 CAMDEN PPTY TR SH BEN INT 133131102 2,257.20 34,330 SH SHARED 34,330 CAMDEN PPTY TR SH BEN INT 133131102 1,747.96 26,585 SH SHARED 26,585 CAMDEN PPTY TR SH BEN INT 133131102 7.56 115 SH SHARED 20 115 CAMECO CORP COM 13321L108 7,592.67 353,312 SH SHARED 01 353,312 CAMECO CORP COM 13321L108 7,337.40 341,433 SH SHARED 341,433 CAMECO CORP COM 13321L108 2,791.55 129,900 SH P SHARED 129,900 CAMECO CORP COM 13321L108 1,270.49 59,120 SH SHARED 59,120 CAMECO CORP COM 13321L108 928.37 43,200 SH C SHARED 43,200 CAMECO CORP COM 13321L108 157.63 7,335 SH SHARED 20 7,335 CAMERON INTERNATIONAL CORP COM 13342B105 11,233.08 212,627 SH SHARED 01 212,627 CAMERON INTERNATIONAL CORP COM 13342B105 855.85 16,200 SH SHARED 16,200 CAMERON INTERNATIONAL CORP COM 13342B105 496.60 9,400 SH P SHARED 9,400 CAMERON INTERNATIONAL CORP COM 13342B105 274.72 5,200 SH C SHARED 5,200 CAMERON INTERNATIONAL CORP COM 13342B105 8.45 160 SH SHARED 20 160 CAMPBELL SOUP CO COM 134429109 4,191.00 123,811 SH SHARED 01 123,811 CAMPBELL SOUP CO COM 134429109 1,989.16 58,764 SH SHARED 58,764 CAMPBELL SOUP CO COM 134429109 409.59 12,100 SH SHARED 12,100 CAMPBELL SOUP CO COM 134429109 236.95 7,000 SH C SHARED 7,000 CAMPBELL SOUP CO COM 134429109 77.86 2,300 SH P SHARED 2,300 CAMPUS CREST CMNTYS INC COM 13466Y105 139.92 12,000 SH SHARED 12,000 CAMPUS CREST CMNTYS INC COM 13466Y105 15.80 1,355 SH SHARED 01 1,355 CAMPUS CREST CMNTYS INC COM 13466Y105 2.92 250 SH SHARED 20 250 CAMPUS CREST CMNTYS INC COM 13466Y105 2.80 240 SH SHARED 240 CAMTEK LTD ORD M20791105 6.78 2,710 SH SOLE 2,710 CANADIAN NAT RES LTD COM 136385101 11,812.58 356,015 SH SHARED 01 356,015 CANADIAN NAT RES LTD COM 136385101 5,983.98 180,349 SH SHARED 180,349 CANADIAN NAT RES LTD COM 136385101 2,455.32 74,000 SH SHARED 74,000 CANADIAN NAT RES LTD COM 136385101 142.67 4,300 SH P SHARED 4,300 CANADIAN NAT RES LTD COM 136385101 109.49 3,300 SH C SHARED 3,300 CANADIAN NATL RY CO COM 136375102 12,545.33 157,942 SH SHARED 01 157,942 CANADIAN NATL RY CO COM 136375102 2,800.70 35,260 SH SHARED 35,260 CANADIAN NATL RY CO COM 136375102 1,705.92 21,477 SH SHARED 21,477 CANADIAN NATL RY CO COM 136375102 23.83 300 SH C SHARED 300 CANADIAN NATL RY CO COM 136375102 3.18 40 SH SHARED 20 40 CANADIAN PAC RY LTD COM 13645T100 9,081.80 119,576 SH SHARED 01 119,576 CANADIAN PAC RY LTD COM 13645T100 1,538.52 20,257 SH SHARED 20,257 CANADIAN PAC RY LTD COM 13645T100 934.19 12,300 SH SHARED 12,300 CANADIAN SOLAR INC COM 136635109 11.45 3,600 SH C SHARED 3,600 CANADIAN SOLAR INC COM 136635109 2.16 678 SH SHARED 01 678 CANADIAN SOLAR INC COM 136635109 0.64 200 SH P SHARED 200 CANON INC ADR 138006309 7,550.77 158,430 SH SHARED 01 158,430 CANON INC ADR 138006309 490.28 10,287 SH SHARED 20 10,287 CANON INC ADR 138006309 50.33 1,056 SH SHARED 1,056 CANTEL MEDICAL CORP COM 138098108 2,245.98 89,517 SH SHARED 01 89,517 CANTERBURY PARK HOLDING CORP COM 13811E101 11.31 1,114 SH SHARED 1,114 CANTERBURY PARK HOLDING CORP COM 13811E101 5.08 500 SH SHARED 01 500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CAPELLA EDUCATION COMPANY COM 139594105 107.85 3,000 SH P SHARED 3,000 CAPELLA EDUCATION COMPANY COM 139594105 104.33 2,902 SH SHARED 2,902 CAPELLA EDUCATION COMPANY COM 139594105 0.93 26 SH SHARED 01 26 CAPITAL BK CORP COM 139793103 4.74 2,115 SH SOLE 2,115 CAPITAL CITY BK GROUP INC COM 139674105 11.92 1,600 SH SHARED 01 1,600 CAPITAL ONE FINL CORP COM 14040H105 17,544.39 314,754 SH SHARED 01 314,754 CAPITAL ONE FINL CORP COM 14040H105 10,749.90 192,858 SH SHARED 192,858 CAPITAL ONE FINL CORP COM 14040H105 9,102.34 163,300 SH P SHARED 163,300 CAPITAL ONE FINL CORP COM 14040H105 2,396.82 43,000 SH C SHARED 43,000 CAPITAL ONE FINL CORP COM 14040H105 1,907.09 34,214 SH SHARED 34,214 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 32.08 1,406 SH SOLE 1,406 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 18,596.64 2,293,051 SH SHARED 01 2,293,051 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 43.02 5,304 SH SHARED 5,304 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 34.87 4,300 SH C SHARED 4,300 CAPITAL SOUTHWEST CORP COM 140501107 1,892.23 20,013 SH SOLE 20,013 CAPITAL SR LIVING CORP COM 140475104 1,654.92 179,104 SH SHARED 01 179,104 CAPITAL TRUST INC MD CL A NEW 14052H506 0.12 33 SH SHARED 01 33 CAPITALSOURCE INC COM 14055X102 148.28 22,467 SH SHARED 22,467 CAPITALSOURCE INC COM 14055X102 70.62 10,700 SH C SHARED 10,700 CAPITALSOURCE INC COM 14055X102 50.89 7,710 SH SHARED 01 7,710 CAPITOL FED FINL INC COM 14057J101 173.13 14,573 SH SHARED 01 14,573 CAPITOL FED FINL INC COM 14057J101 164.78 13,870 SH SHARED 13,870 CAPLEASE INC COM 140288101 150.61 37,373 SH SHARED 37,373 CAPLEASE INC COM 140288101 118.89 29,500 SH SHARED 29,500 CAPSTEAD MTG CORP COM NO PAR 14067E506 874.11 66,675 SH SHARED 01 66,675 CAPSTEAD MTG CORP COM NO PAR 14067E506 707.36 53,956 SH SHARED 53,956 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 122.02 8,369 SH SHARED 01 8,369 CAPSTEAD MTG CORP COM NO PAR 14067E506 32.78 2,500 SH P SHARED 2,500 CAPSTEAD MTG CORP PFD A CV $1.60 14067E209 27.73 1,213 SH SOLE 1,213 CAPSTONE TURBINE CORP COM 14067D102 1,226.36 1,202,318 SH SHARED 1,202,318 CAPSTONE TURBINE CORP COM 14067D102 398.20 390,390 SH SHARED 01 390,390 CARBO CERAMICS INC COM 140781105 4,047.28 38,381 SH SHARED 01 38,381 CARBO CERAMICS INC COM 140781105 1,391.94 13,200 SH P SHARED 13,200 CARBO CERAMICS INC COM 140781105 653.79 6,200 SH C SHARED 6,200 CARBO CERAMICS INC COM 140781105 157.33 1,492 SH SHARED 1,492 CARBONITE INC COM 141337105 186.69 16,956 SH SHARED 16,956 CARBONITE INC COM 141337105 3.30 300 SH SHARED 01 300 CARDICA INC COM 14141R101 15.45 7,220 SH SHARED 01 7,220 CARDINAL FINL CORP COM 14149F109 80.03 7,082 SH SHARED 7,082 CARDINAL FINL CORP COM 14149F109 41.79 3,698 SH SHARED 01 3,698 CARDINAL FINL CORP COM 14149F109 4.07 360 SH SHARED 20 360 CARDINAL HEALTH INC COM 14149Y108 19,249.99 446,532 SH SHARED 01 446,532 CARDINAL HEALTH INC COM 14149Y108 3,055.21 70,870 SH SHARED 70,870 CARDINAL HEALTH INC COM 14149Y108 1,588.69 36,852 SH C SHARED 36,852 CARDINAL HEALTH INC COM 14149Y108 1,029.51 23,881 SH SHARED 23,881 CARDINAL HEALTH INC COM 14149Y108 90.53 2,100 SH P SHARED 2,100 CARDIOME PHARMA CORP COM NEW 14159U202 54.13 76,776 SH SHARED 76,776 CARDIOME PHARMA CORP COM NEW 14159U202 2.43 3,450 SH SHARED 01 3,450 CARDIONET INC COM 14159L103 55.29 17,952 SH SHARED 01 17,952 CARDIONET INC COM 14159L103 0.31 100 SH C SHARED 100 CARDIOVASCULAR SYS INC DEL COM 141619106 174.78 18,895 SH SHARED 18,895 CARDIOVASCULAR SYS INC DEL COM 141619106 87.07 9,413 SH SHARED 01 9,413 CARDIUM THERAPEUTICS INC COM 141916106 14.00 50,000 SH SHARED 50,000
VALUE VOTING VOTING VOTING {X SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- CARDIUM THERAPEUTICS INC COM 141916106 9.16 32,699 SH SHARED 32,699 CARDIUM THERAPEUTICS INC COM 141916106 2.24 8,000 SH SHARED 01 8,000 CARDTRONICS INC COM 14161H108 1,183.01 45,067 SH SHARED 01 45,067 CARDTRONICS INC COM 14161H108 266.31 10,145 SH SHARED 20 10,145 CARDTRONICS INC COM 14161H108 2.63 100 SH C SHARED 100 CAREER EDUCATION CORP COM 141665109 33.05 4,100 SH C SHARED 4,100 CAREER EDUCATION CORP COM 141665109 20.15 2,500 SH SHARED 01 2,500 CAREER EDUCATION CORP COM 141665109 0.81 100 SH P SHARED 100 CAREFUSION CORP COM 14170T101 1,971.43 76,029 SH SHARED 01 76,029 CAREFUSION CORP COM 14170T101 334.24 12,890 SH SHARED 12,890 CAREFUSION CORP COM 14170T101 70.01 2,700 SH C SHARED 2,700 CAREFUSION CORP COM 14170T101 59.64 2,300 SH P SHARED 2,300 CAREFUSION CORP COM 14170T101 7.00 270 SH SHARED 20 270 CARIBOU COFFEE INC COM 142042209 1,229.68 65,970 SH SHARED 01 65,970 CARIBOU COFFEE INC COM 142042209 999.38 53,615 SH SHARED 53,615 CARIBOU COFFEE INC COM 142042209 11.18 600 SH C SHARED 600 CARIBOU COFFEE INC COM 142042209 7.46 400 SH P SHARED 400 CARLISLE COS INC COM 142339100 1,839.55 36,850 SH SHARED 01 36,850 CARLISLE COS INC COM 142339100 241.11 4,830 SH SHARED 20 4,830 CARLISLE COS INC COM 142339100 59.45 1,191 SH SHARED 1,191 CARMAX INC COM 143130102 4,533.33 130,832 SH SHARED 01 130,832 CARMAX INC COM 143130102 1,358.28 39,200 SH C SHARED 39,200 CARMAX INC COM 143130102 1,042.97 30,100 SH P SHARED 30,100 CARMAX INC COM 143130102 457.38 13,200 SH SHARED 13,200 CARMAX INC COM 143130102 152.81 4,410 SH SHARED 20 4,410 CARMAX INC COM 143130102 35.62 1,028 SH SHARED 1,028 CARMIKE CINEMAS INC COM 143436400 538.79 38,623 SH SHARED 38,623 CARMIKE CINEMAS INC COM 143436400 0.84 60 SH SHARED 01 60 CARNIVAL CORP PAIRED CTF 143658300 8,997.93 280,484 SH SHARED 01 280,484 CARNIVAL CORP PAIRED CTF 143658300 2,823.04 88,000 SH P SHARED 88,000 CARNIVAL CORP PAIRED CTF 143658300 997.27 31,087 SH SHARED 31,087 CARNIVAL CORP PAIRED CTF 143658300 866.16 27,000 SH C SHARED 27,000 CARNIVAL CORP PAIRED CTF 143658300 487.49 15,196 SH SHARED 15,196 CARNIVAL PLC ADR 14365C103 215.82 6,738 SH SHARED 6,738 CARNIVAL PLC ADR 14365C103 3.24 101 SH SHARED 01 101 CAROLINA BK HLDGS INC GREENS COM 143785103 6.51 1,589 SH SOLE 1,589 CAROLINA TR BK LINCOLNTON NC COM 144200102 0.29 127 SH SOLE 127 CARPENTER TECHNOLOGY CORP COM 144285103 442.49 8,472 SH SHARED 01 8,472 CARPENTER TECHNOLOGY CORP COM 144285103 353.07 6,760 SH SHARED 6,760 CARPENTER TECHNOLOGY CORP COM 144285103 20.89 400 SH C SHARED 400 CARRIAGE SVCS INC COM 143905107 210.35 27,861 SH SOLE 27,861 CARRIZO OIL & CO INC COM 144577103 810.19 28,669 SH SHARED 01 28,669 CARRIZO OIL & CO INC COM 144577103 194.99 6,900 SH C SHARED 6,900 CARRIZO OIL & CO INC COM 144577103 14.13 500 SH P SHARED 500 CARROLLTON BANCORP COM 145282109 4.32 1,043 SH SOLE 1,043 CARROLS RESTAURANT GROUP INC COM 14574X104 385.66 25,289 SH SOLE 25,289 CARTER INC COM 146229109 130.60 2,624 SH SHARED 01 2,624 CARTER INC COM 146229109 34.29 689 SH SHARED 689 CARTER INC COM 146229109 5.97 120 SH SHARED 20 120 CASCADE BANCORP COM NEW 147154207 0.57 100 SH SHARED 01 100 CASCADE CORP COM 147195101 136.88 2,731 SH SHARED 2,731 CASCADE CORP COM 147195101 80.19 1,600 SH SHARED 01 1,600 CASCADE MICROTECH INC COM 147322101 3.95 800 SH SHARED 01 800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CASELLA WASTE SYS INC CL A 147448104 102.33 16,425 SH SHARED 16,425 CASELLA WASTE SYS INC CL A 147448104 25.17 4,040 SH SHARED 01 4,040 CASEYS GEN STORES INC COM 147528103 759.36 13,692 SH SHARED 01 13,692 CASEYS GEN STORES INC COM 147528103 55.46 1,000 SH P SHARED 1,000 CASEYS GEN STORES INC COM 147528103 16.64 300 SH C SHARED 300 CASH AMER INTL INC COM 14754D100 3,675.85 76,692 SH SHARED 01 76,692 CASH AMER INTL INC COM 14754D100 973.65 20,314 SH SHARED 20,314 CASH AMER INTL INC COM 14754D100 14.38 300 SH C SHARED 300 CASS INFORMATION SYS INC COM 14808P109 4,600.84 115,165 SH SHARED 01 115,165 CASUAL MALE RETAIL GRP INC COM NEW 148711302 0.34 100 SH C SOLE 100 CATALYST HEALTH SOLUTIONS IN COM 14888B103 2,410.08 37,817 SH SHARED 01 37,817 CATALYST HEALTH SOLUTIONS IN COM 14888B103 648.90 10,182 SH SHARED 10,182 CATALYST HEALTH SOLUTIONS IN COM 14888B103 57.36 900 SH C SHARED 900 CATALYST PHARM PARTNERS INC COM 14888U101 1.95 1,757 SH SHARED 1,757 CATALYST PHARM PARTNERS INC COM 14888U101 1.67 1,500 SH SHARED 01 1,500 CATERPILLAR INC DEL COM 149123101 79,529.75 746,618 SH SHARED 01 746,618 CATERPILLAR INC DEL COM 149123101 43,715.81 410,400 SH P SHARED 410,400 CATERPILLAR INC DEL COM 149123101 29,110.85 273,290 SH C SHARED 273,290 CATERPILLAR INC DEL COM 149123101 10,365.35 97,309 SH SHARED 97,309 CATERPILLAR INC DEL COM 149123101 5,171.97 48,554 SH SHARED 48,554 CATERPILLAR INC DEL COM 149123101 26.10 245 SH SHARED 20 245 CATHAY GENERAL BANCORP COM 149150104 145.95 8,246 SH SHARED 01 8,246 CATO CORP NEW CL A 149205106 58.49 2,116 SH SHARED 01 2,116 CAVCO INDS INC DEL COM 149568107 329.55 7,075 SH SOLE 7,075 CAVIUM INC COM 14964U108 3,484.22 112,612 SH SHARED 01 112,612 CAVIUM INC COM 14964U108 479.57 15,500 SH P SHARED 15,500 CAVIUM INC COM 14964U108 389.69 12,595 SH SHARED 12,595 CAVIUM INC COM 14964U108 275.37 8,900 SH C SHARED 8,900 CAZADOR ACQUISITION CORPORAT SHS G19867103 29.52 3,000 SH SOLE 3,000 CAZADOR ACQUISITION CORPORAT UNIT 99/99/9999 G19867111 17.14 1,700 SH SOLE 1,700 CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 0.36 1,300 SH SOLE 1,300 CBEYOND INC COM 149847105 14.60 1,825 SH SHARED 01 1,825 CBEYOND INC COM 149847105 10.08 1,260 SH SHARED 1,260 CBEYOND INC COM 149847105 2.44 305 SH SHARED 20 305 CBL & ASSOC PPTYS INC COM 124830100 1,231.75 65,103 SH SHARED 65,103 CBL & ASSOC PPTYS INC COM 124830100 779.03 41,175 SH SHARED 01 41,175 CBL & ASSOC PPTYS INC COM 124830100 317.86 16,800 SH C SHARED 16,800 CBL & ASSOC PPTYS INC COM 124830100 5.68 300 SH P SHARED 300 CBOE HLDGS INC COM 12503M108 1,750.67 61,600 SH C SHARED 61,600 CBOE HLDGS INC COM 12503M108 657.13 23,122 SH SHARED 01 23,122 CBOE HLDGS INC COM 12503M108 235.86 8,299 SH SHARED 8,299 CBOE HLDGS INC COM 12503M108 17.05 600 SH P SHARED 600 CBRE CLARION GLOBAL REAL EST COM 12504G100 14,898.87 1,853,093 SH SHARED 01 1,853,093 CBRE CLARION GLOBAL REAL EST COM 12504G100 9.66 1,201 SH SHARED 1,201 CBRE GROUP INC CL A 12504L109 3,383.40 169,509 SH SHARED 01 169,509 CBRE GROUP INC CL A 12504L109 1,335.68 66,918 SH SHARED 66,918 CBRE GROUP INC CL A 12504L109 345.77 17,323 SH SHARED 17,323 CBRE GROUP INC CL A 12504L109 191.62 9,600 SH C SHARED 9,600 CBRE GROUP INC CL A 12504L109 153.69 7,700 SH P SHARED 7,700 CBRE GROUP INC CL A 12504L109 90.62 4,540 SH SHARED 20 4,540 CBS CORP NEW CL B 124857202 32,292.93 952,313 SH SHARED 952,313 CBS CORP NEW CL B 124857202 13,360.68 394,004 SH SHARED 01 394,004 CBS CORP NEW CL B 124857202 1,461.52 43,100 SH C SHARED 43,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CBS CORP NEW CL B 124857202 1,393.70 41,100 SH SHARED 41,100 CBS CORP NEW CL B 124857202 708.72 20,900 SH P SHARED 20,900 CBS CORP NEW CL A 124857103 170.72 4,983 SH SHARED 01 4,983 CBS CORP NEW CL A 124857103 43.30 1,264 SH SHARED 1,264 CBS CORP NEW CL B 124857202 12.38 365 SH SHARED 20 365 CD INTL ENTERPRISES INC COM 12508A109 5.30 7,010 SH SHARED 7,010 CD INTL ENTERPRISES INC COM 12508A109 0.38 500 SH SHARED 01 500 CDN IMPERIAL BK OF COMMERCE COM 136069101 7,497.40 98,018 SH SHARED 01 98,018 CDN IMPERIAL BK OF COMMERCE COM 136069101 2,164.67 28,300 SH SHARED 28,300 CDN IMPERIAL BK OF COMMERCE COM 136069101 1,701.21 22,241 SH SHARED 22,241 CDN IMPERIAL BK OF COMMERCE COM 136069101 68.84 900 SH C SHARED 900 CE FRANKLIN LTD COM 125151100 1.94 200 SH SHARED 01 200 CEC ENTMT INC COM 125137109 255.48 6,739 SH SHARED 6,739 CEC ENTMT INC COM 125137109 2.69 71 SH SHARED 01 71 CECO ENVIRONMENTAL CORP COM 125141101 55.91 7,214 SH SHARED 7,214 CECO ENVIRONMENTAL CORP COM 125141101 11.34 1,463 SH SHARED 01 1,463 CEDAR FAIR L P DEPOSITRY UNIT 150185106 18,645.01 630,112 SH SHARED 630,112 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1,925.39 65,069 SH SHARED 01 65,069 CEDAR FAIR L P DEPOSITRY UNIT 150185106 47.34 1,600 SH C SHARED 1,600 CEDAR FAIR L P DEPOSITRY UNIT 150185106 17.75 600 SH P SHARED 600 CEDAR REALTY TRUST INC COM NEW 150602209 151.85 29,659 SH SHARED 29,659 CEDAR REALTY TRUST INC COM NEW 150602209 29.43 5,748 SH SHARED 5,748 CEDAR REALTY TRUST INC COM NEW 150602209 10.24 2,000 SH SHARED 01 2,000 CELANESE CORP DEL COM SER A 150870103 20,232.66 438,126 SH SHARED 438,126 CELANESE CORP DEL COM SER A 150870103 9,048.28 195,935 SH SHARED 01 195,935 CELANESE CORP DEL COM SER A 150870103 797.07 17,260 SH SHARED 20 17,260 CELANESE CORP DEL COM SER A 150870103 540.31 11,700 SH SHARED 11,700 CELANESE CORP DEL COM SER A 150870103 277.08 6,000 SH C SHARED 6,000 CELANESE CORP DEL COM SER A 150870103 50.80 1,100 SH P SHARED 1,100 CELESTICA INC SUB VTG SHS 15101Q108 364.62 38,100 SH P SHARED 38,100 CELESTICA INC SUB VTG SHS 15101Q108 36.37 3,800 SH SHARED 3,800 CELESTICA INC SUB VTG SHS 15101Q108 18.18 1,900 SH SHARED 1,900 CELESTICA INC SUB VTG SHS 15101Q108 11.68 1,220 SH SHARED 01 1,220 CELESTICA INC SUB VTG SHS 15101Q108 3.83 400 SH C SHARED 400 CELGENE CORP COM 151020104 103,466.87 1,334,712 SH SHARED 01 1,334,712 CELGENE CORP COM 151020104 9,705.50 125,200 SH C SHARED 125,200 CELGENE CORP COM 151020104 3,781.74 48,784 SH SHARED 48,784 CELGENE CORP COM 151020104 2,273.82 29,332 SH SHARED 29,332 CELGENE CORP COM 151020104 1,682.18 21,700 SH P SHARED 21,700 CELGENE CORP RIGHT 12/31/2030 151020112 685.13 351,347 SH SHARED 351,347 CELGENE CORP RIGHT 12/31/2030 151020112 0.26 132 SH SHARED 01 132 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 0.00 3 SH SHARED 01 3 CELLCOM ISRAEL LTD SHS M2196U109 2,553.29 206,077 SH SHARED 01 206,077 CELLCOM ISRAEL LTD SHS M2196U109 590.74 47,679 SH SHARED 47,679 CELLCOM ISRAEL LTD SHS M2196U109 34.22 2,762 SH SHARED 2,762 CELLCOM ISRAEL LTD SHS M2196U109 21.06 1,700 SH C SHARED 1,700 CELLCOM ISRAEL LTD SHS M2196U109 8.67 700 SH P SHARED 700 CELLDEX THERAPEUTICS INC NEW COM 15117B103 583.66 114,667 SH SHARED 01 114,667 CELLDEX THERAPEUTICS INC NEW COM 15117B103 171.02 33,600 SH C SHARED 33,600 CELLDEX THERAPEUTICS INC NEW COM 15117B103 24.94 4,900 SH P SHARED 4,900 CELLDEX THERAPEUTICS INC NEW COM 15117B103 12.73 2,500 SH SHARED 2,500 CEL-SCI CORP COM NEW 150837409 9.53 19,848 SH SHARED 01 19,848 CELSION CORPORATION COM NEW 15117N305 129.78 68,303 SH SHARED 68,303
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CELSION CORPORATION COM NEW 15117N305 6.33 3,333 SH SHARED 01 3,333 CELSION CORPORATION COM NEW 15117N305 4.37 2,300 SH P SHARED 2,300 CEMEX SAB DE CV SPON ADR NEW 151290889 1,330.75 171,488 SH SHARED 01 171,488 CEMEX SAB DE CV SPON ADR NEW 151290889 948.78 122,266 SH SHARED 122,266 CEMEX SAB DE CV SPON ADR NEW 151290889 268.33 34,579 SH SHARED 34,579 CENOVUS ENERGY INC COM 15135U109 5,502.05 153,090 SH SHARED 01 153,090 CENOVUS ENERGY INC COM 15135U109 4,627.28 128,750 SH SHARED 128,750 CENOVUS ENERGY INC COM 15135U109 1,798.01 50,028 SH SHARED 50,028 CENOVUS ENERGY INC COM 15135U109 28.75 800 SH C SHARED 800 CENOVUS ENERGY INC COM 15135U109 21.56 600 SH P SHARED 600 CENTENE CORP DEL COM 15135B101 805.51 16,449 SH SHARED 01 16,449 CENTENE CORP DEL COM 15135B101 4.90 100 SH P SHARED 100 CENTER BANCORP INC COM 151408101 15.05 1,500 SH SHARED 01 1,500 CENTERPOINT ENERGY INC COM 15189T107 5,376.99 272,667 SH SHARED 01 272,667 CENTERPOINT ENERGY INC COM 15189T107 766.18 38,853 SH SHARED 38,853 CENTERPOINT ENERGY INC COM 15189T107 567.01 28,753 SH SHARED 28,753 CENTERPOINT ENERGY INC COM 15189T107 341.16 17,300 SH C SHARED 17,300 CENTERPOINT ENERGY INC COM 15189T107 63.10 3,200 SH P SHARED 3,200 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 2,374.48 253,684 SH SHARED 01 253,684 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 2,288.17 244,463 SH SHARED 244,463 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 232.50 18,079 SH SHARED 18,079 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 183.18 14,244 SH SHARED 14,244 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 141.34 15,100 SH SHARED 15,100 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 32.07 2,494 SH SHARED 01 2,494 CENTRAL BANCORP INC MASS COM 152418109 14.45 794 SH SOLE 794 CENTRAL EUROPE & RUSSIA FD I COM 153436100 208.16 5,944 SH SHARED 01 5,944 CENTRAL EUROPE & RUSSIA FD I COM 153436100 54.81 1,565 SH SHARED 1,565 CENTRAL EUROPEAN DIST CORP NOTE 3.000% 3/1 153435AA0 883.75 1,000,000 PRN SHARED 1,000,000 CENTRAL EUROPEAN DIST CORP NOTE 3.000% 3/1 153435AA0 81.31 92,000 PRN SHARED 01 92,000 CENTRAL EUROPEAN DIST CORP COM 153435102 24.02 4,700 SH P SHARED 4,700 CENTRAL EUROPEAN DIST CORP COM 153435102 11.75 2,300 SH C SHARED 2,300 CENTRAL EUROPEAN DIST CORP COM 153435102 5.17 1,011 SH SHARED 01 1,011 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 720.65 101,500 SH P SOLE 101,500 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 358.73 50,526 SH SOLE 50,526 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 3.55 500 SH C SOLE 500 CENTRAL FD CDA LTD CL A 153501101 26,564.70 1,210,237 SH SHARED 01 1,210,237 CENTRAL FD CDA LTD CL A 153501101 26.34 1,200 SH SHARED 1,200 CENTRAL GARDEN & PET CO COM 153527106 2.82 300 SH SHARED 01 300 CENTRAL GARDEN & PET CO COM 153527106 2.12 225 SH SHARED 225 CENTRAL GOLDTRUST TR UNIT 153546106 385.62 6,049 SH SHARED 01 6,049 CENTRAL PAC FINL CORP COM NEW 154760409 38.25 2,954 SH SOLE 2,954 CENTRAL SECS CORP COM 155123102 31.26 1,413 SH SHARED 1,413 CENTRAL SECS CORP COM 155123102 15.86 717 SH SHARED 01 717 CENTRAL VA BANKSHARES INC COM 155792104 1.00 910 SH SOLE 910 CENTRAL VALLEY CMNTY BANCORP COM 155685100 6.34 874 SH SOLE 874 CENTRAL VT PUB SVC CORP COM 155771108 19.15 544 SH SHARED 01 544 CENTURY ALUM CO COM 156431108 258.41 29,100 SH SHARED 01 29,100 CENTURY ALUM CO COM 156431108 31.08 3,500 SH C SHARED 3,500 CENTURY ALUM CO COM 156431108 4.95 557 SH SHARED 557 CENTURY BANCORP INC MASS CL A NON VTG 156432106 2.46 90 SH SHARED 01 90 CENTURY CASINOS INC COM 156492100 1.16 405 SH SOLE 405 CENTURYLINK INC COM 156700106 94,812.97 2,453,117 SH SHARED 01 2,453,117 CENTURYLINK INC COM 156700106 2,964.46 76,700 SH C SHARED 76,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CENTURYLINK INC COM 156700106 2,713.81 70,215 SH SHARED 20 70,215 CENTURYLINK INC COM 156700106 1,681.82 43,514 SH SHARED 43,514 CENTURYLINK INC COM 156700106 1,136.31 29,400 SH P SHARED 29,400 CENTURYLINK INC COM 156700106 879.06 22,744 SH SHARED 22,744 CENVEO INC COM 15670S105 30.42 9,000 SH P SHARED 9,000 CENVEO INC COM 15670S105 2.37 700 SH SHARED 01 700 CEPHEID COM 15670R107 3,045.14 72,798 SH SHARED 01 72,798 CEPHEID COM 15670R107 20.92 500 SH P SHARED 500 CEPHEID COM 15670R107 8.37 200 SH C SHARED 200 CERADYNE INC COM 156710105 200.63 6,162 SH SHARED 6,162 CERADYNE INC COM 156710105 12.50 384 SH SHARED 01 384 CERADYNE INC COM 156710105 3.26 100 SH C SHARED 100 CERAGON NETWORKS LTD ORD M22013102 481.90 50,780 SH SHARED 01 50,780 CERAGON NETWORKS LTD ORD M22013102 356.06 37,520 SH SHARED 20 37,520 CERAGON NETWORKS LTD ORD M22013102 109.09 11,495 SH SHARED 11,495 CEREPLAST INC COM NEW 156732307 13.22 21,317 SH SOLE 21,317 CEREPLAST INC COM NEW 156732307 0.06 100 SH C SOLE 100 CERNER CORP COM 156782104 13,801.03 181,211 SH SHARED 01 181,211 CERNER CORP COM 156782104 847.36 11,126 SH SHARED 11,126 CERNER CORP COM 156782104 594.05 7,800 SH SHARED 7,800 CERNER CORP COM 156782104 388.42 5,100 SH P SHARED 5,100 CERNER CORP COM 156782104 266.56 3,500 SH C SHARED 3,500 CERUS CORP COM 157085101 2,824.05 702,500 SH SHARED 01 702,500 CERUS CORP COM 157085101 194.97 48,500 SH C SHARED 48,500 CEVA INC COM 157210105 2,282.85 100,522 SH SHARED 01 100,522 CEVA INC COM 157210105 592.89 26,107 SH SHARED 26,107 CF INDS HLDGS INC COM 125269100 19,251.31 105,400 SH C SHARED 105,400 CF INDS HLDGS INC COM 125269100 10,319.36 56,498 SH SHARED 01 56,498 CF INDS HLDGS INC COM 125269100 9,388.21 51,400 SH P SHARED 51,400 CF INDS HLDGS INC COM 125269100 806.95 4,418 SH SHARED 4,418 CF INDS HLDGS INC COM 125269100 28.49 156 SH SHARED 156 CF INDS HLDGS INC COM 125269100 6.39 35 SH SHARED 20 35 CGG VERITAS SPONSORED ADR 204386106 222.84 7,488 SH SHARED 7,488 CGG VERITAS SPONSORED ADR 204386106 11.93 401 SH SHARED 01 401 CH ENERGY GROUP INC COM 12541M102 438.35 6,569 SH SHARED 01 6,569 CHANGYOU COM LTD ADS REP CL A 15911M107 12.41 457 SH SHARED 457 CHANGYOU COM LTD ADS REP CL A 15911M107 5.46 201 SH SHARED 01 201 CHARLES & COLVARD LTD COM 159765106 14.71 3,185 SH SOLE 3,185 CHARLES RIV LABS INTL INC COM 159864107 533.19 14,774 SH SHARED 14,774 CHARLES RIV LABS INTL INC COM 159864107 112.89 3,128 SH SHARED 01 3,128 CHARLES RIV LABS INTL INC COM 159864107 64.96 1,800 SH C SHARED 1,800 CHARLES RIV LABS INTL INC COM 159864107 4.15 115 SH SHARED 20 115 CHARMING SHOPPES INC COM 161133103 9.52 1,613 SH SHARED 01 1,613 CHART INDS INC COM PAR $0.01 16115Q308 1,920.00 26,183 SH SHARED 01 26,183 CHART INDS INC COM PAR $0.01 16115Q308 197.99 2,700 SH P SHARED 2,700 CHART INDS INC COM PAR $0.01 16115Q308 161.33 2,200 SH C SHARED 2,200 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 98.56 77,000 PRN SHARED 01 77,000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 17,404.91 274,309 SH SHARED 274,309 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1,083.09 17,070 SH SHARED 01 17,070 CHARTER FINL CORP WEST PT GA COM 16122M100 3.92 438 SH SOLE 438 CHECK POINT SOFTWARE TECH LT ORD M22465104 9,742.62 152,610 SH SHARED 01 152,610 CHECK POINT SOFTWARE TECH LT ORD M22465104 2,795.75 43,793 SH SHARED 43,793 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,334.26 20,900 SH P SHARED 20,900
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CHECK POINT SOFTWARE TECH LT ORD M22465104 114.91 1,800 SH C SHARED 1,800 CHECKPOINT SYS INC COM 162825103 174.66 15,484 SH SHARED 15,484 CHECKPOINT SYS INC COM 162825103 3.02 268 SH SHARED 01 268 CHEESECAKE FACTORY INC COM 163072101 1,278.08 43,487 SH SHARED 43,487 CHEESECAKE FACTORY INC COM 163072101 490.90 16,703 SH SHARED 01 16,703 CHEESECAKE FACTORY INC COM 163072101 285.08 9,700 SH C SHARED 9,700 CHEESECAKE FACTORY INC COM 163072101 91.11 3,100 SH P SHARED 3,100 CHEFS WHSE INC COM 163086101 459.03 19,837 SH SOLE 19,837 CHELSEA THERAPEUTICS INTL LT COM 163428105 164.61 64,300 SH P SHARED 64,300 CHELSEA THERAPEUTICS INTL LT COM 163428105 121.34 47,400 SH C SHARED 47,400 CHELSEA THERAPEUTICS INTL LT COM 163428105 38.75 15,137 SH SHARED 15,137 CHELSEA THERAPEUTICS INTL LT COM 163428105 5.12 2,000 SH SHARED 01 2,000 CHEMED CORP NEW COM 16359R103 78.22 1,248 SH SHARED 01 1,248 CHEMED CORP NEW COM 16359R103 12.54 200 SH C SHARED 200 CHEMED CORP NEW COM 16359R103 8.15 130 SH SHARED 20 130 CHEMED CORP NEW COM 16359R103 6.52 104 SH SHARED 104 CHEMTURA CORP COM NEW 163893209 183.79 10,824 SH SHARED 01 10,824 CHEMTURA CORP COM NEW 163893209 84.24 4,961 SH SHARED 4,961 CHEMTURA CORP COM NEW 163893209 1.70 100 SH C SHARED 100 CHENIERE ENERGY INC COM NEW 16411R208 6,373.99 425,500 SH P SHARED 425,500 CHENIERE ENERGY INC COM NEW 16411R208 4,160.72 277,752 SH SHARED 277,752 CHENIERE ENERGY INC COM NEW 16411R208 2,682.83 179,094 SH SHARED 01 179,094 CHENIERE ENERGY INC COM NEW 16411R208 2,438.74 162,800 SH C SHARED 162,800 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1,233.08 57,891 SH SHARED 01 57,891 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 84.48 3,966 SH SHARED 3,966 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 61.77 2,900 SH C SHARED 2,900 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 17.04 800 SH P SHARED 800 CHEROKEE INC DEL NEW COM 16444H102 21.96 1,928 SH SHARED 01 1,928 CHESAPEAKE ENERGY CORP COM 165167107 22,881.12 987,532 SH SHARED 987,532 CHESAPEAKE ENERGY CORP COM 165167107 16,360.55 706,109 SH SHARED 01 706,109 CHESAPEAKE ENERGY CORP COM 165167107 15,215.74 656,700 SH P SHARED 656,700 CHESAPEAKE ENERGY CORP COM 165167107 14,332.96 618,600 SH C SHARED 618,600 CHESAPEAKE ENERGY CORP COM 165167107 1,004.12 43,337 SH SHARED 43,337 CHESAPEAKE ENERGY CORP PFD CONV 165167842 193.20 2,100 SH SHARED 01 2,100 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 85.14 99,000 PRN SHARED 01 99,000 CHESAPEAKE ENERGY CORP COM 165167107 71.02 3,065 SH SHARED 20 3,065 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 5.23 7,000 PRN SHARED 01 7,000 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 190.58 7,285 SH SHARED 01 7,285 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 130.81 5,000 SH P SHARED 5,000 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 83.72 3,200 SH C SHARED 3,200 CHESAPEAKE LODGING TR SH BEN INT 165240102 2,054.15 114,310 SH SHARED 01 114,310 CHESAPEAKE LODGING TR SH BEN INT 165240102 242.60 13,500 SH SHARED 13,500 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 17,747.74 597,165 SH SHARED 597,165 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 12,014.04 404,241 SH SHARED 01 404,241 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 199.12 6,700 SH C SHARED 6,700 CHESAPEAKE UTILS CORP COM 165303108 518.24 12,603 SH SHARED 01 12,603 CHESAPEAKE UTILS CORP COM 165303108 196.96 4,790 SH SHARED 4,790 CHEVRON CORP NEW COM 166764100 283,951.80 2,648,557 SH SHARED 01 2,648,557 CHEVRON CORP NEW COM 166764100 116,586.26 1,087,457 SH SHARED 1,087,457 CHEVRON CORP NEW COM 166764100 47,461.87 442,700 SH P SHARED 442,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CHEVRON CORP NEW COM 166764100 42,733.91 398,600 SH C SHARED 398,600 CHEVRON CORP NEW COM 166764100 30,100.07 280,758 SH SHARED 280,758 CHEVRON CORP NEW COM 166764100 842.99 7,863 SH SHARED 20 7,863 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 8,185.63 189,526 SH SHARED 01 189,526 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 483.30 11,190 SH SHARED 11,190 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 181.40 4,200 SH C SHARED 4,200 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 129.57 3,000 SH P SHARED 3,000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 34.55 800 SH SHARED 800 CHICOPEE BANCORP INC COM 168565109 24.87 1,715 SH SOLE 1,715 CHICOS FAS INC COM 168615102 4,129.62 273,485 SH SHARED 01 273,485 CHICOS FAS INC COM 168615102 318.61 21,100 SH P SHARED 21,100 CHICOS FAS INC COM 168615102 211.40 14,000 SH C SHARED 14,000 CHICOS FAS INC COM 168615102 104.88 6,946 SH SHARED 6,946 CHILDRENS PL RETAIL STORES I COM 168905107 705.50 13,654 SH SHARED 01 13,654 CHILDRENS PL RETAIL STORES I COM 168905107 413.36 8,000 SH C SHARED 8,000 CHILDRENS PL RETAIL STORES I COM 168905107 98.17 1,900 SH P SHARED 1,900 CHIMERA INVT CORP COM 16934Q109 840.18 296,882 SH SHARED 01 296,882 CHIMERA INVT CORP COM 16934Q109 598.34 211,428 SH SHARED 211,428 CHIMERA INVT CORP COM 16934Q109 380.35 134,400 SH C SHARED 134,400 CHIMERA INVT CORP COM 16934Q109 39.34 13,900 SH P SHARED 13,900 CHINA ADVANCED CONSTR MATLS COM 169365103 27.67 11,483 SH SOLE 11,483 CHINA ARMCO METALS INC COM 16936C108 5.07 10,140 SH SOLE 10,140 CHINA AUTOMOTIVE SYS INC COM 16936R105 526.92 77,035 SH SHARED 01 77,035 CHINA AUTOMOTIVE SYS INC COM 16936R105 103.28 15,100 SH SHARED 15,100 CHINA AUTOMOTIVE SYS INC COM 16936R105 7.52 1,100 SH C SHARED 1,100 CHINA AUTOMOTIVE SYS INC COM 16936R105 6.84 1,000 SH P SHARED 1,000 CHINA BIOLOGIC PRODS INC COM 16938C106 7.62 821 SH SOLE 821 CHINA CERAMICS CO LTD SHS G2113X100 33.78 8,466 SH SOLE 8,466 CHINA CERAMICS CO LTD UNIT 11/16/2012 G2113X209 2.42 600 SH SOLE 600 CHINA CERAMICS CO LTD *W EXP 11/16/201 G2113X118 1.16 8,886 SH SOLE 8,886 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 198.95 57,334 SH SHARED 01 57,334 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 14.30 4,122 SH SHARED 4,122 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 25.53 1,547 SH SOLE 1,547 CHINA FD INC COM 169373107 101.63 4,362 SH SHARED 01 4,362 CHINA FD INC COM 169373107 47.18 2,025 SH SHARED 2,025 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 1.24 529 SH SOLE 529 CHINA GENGSHENG MINERALS INC COM 16942P101 0.04 40 SH SOLE 40 CHINA GERUI ADV MAT GR LTD SHS G21101103 1.80 500 SH C SOLE 500 CHINA GERUI ADV MAT GR LTD SHS G21101103 0.36 100 SH P SOLE 100 CHINA GREEN AGRICULTURE INC COM 16943W105 61.17 14,225 SH SHARED 01 14,225 CHINA GREEN AGRICULTURE INC COM 16943W105 3.87 900 SH P SHARED 900 CHINA GREEN AGRICULTURE INC COM 16943W105 1.72 400 SH C SHARED 400 CHINA GROWTH EQUITY INV LTD UNIT 05/14/2016 G2114K115 118.58 12,100 SH SOLE 12,100 CHINA HOUSING & LAND DEV INC COM 16939V103 1.68 1,235 SH SOLE 1,235 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 3.22 1,612 SH SOLE 1,612 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 1.15 34,990 SH SOLE 34,990 CHINA KANGHUI HLDGS SPONSORED ADR 16890V100 22.85 1,202 SH SOLE 1,202 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 2,407.34 61,933 SH SHARED 61,933 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 855.57 22,011 SH SHARED 01 22,011 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 11.67 998 SH SHARED 998 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 0.25 21 SH SHARED 01 21 CHINA MARINE FOOD GROUP LTD COM 16943R106 1.78 1,709 SH SOLE 1,709 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 193.31 81,913 SH SHARED 01 81,913
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 28.77 12,189 SH SHARED 12,189 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 12,247.86 222,365 SH SHARED 01 222,365 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 9,899.42 179,728 SH SHARED 179,728 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 382.81 6,950 SH SHARED 20 6,950 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 118.42 2,150 SH SHARED 2,150 CHINA NATURAL RESOURCES INC COM G2110U109 8.67 1,204 SH SOLE 1,204 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 11.65 5,000 SH SHARED 01 5,000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 10.34 4,439 SH SHARED 4,439 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 0.23 100 SH C SHARED 100 CHINA NEW BORUN CORP ADR 16890T105 74.60 24,702 SH SHARED 24,702 CHINA NEW BORUN CORP ADR 16890T105 15.10 5,000 SH SHARED 01 5,000 CHINA NEW BORUN CORP ADR 16890T105 0.60 200 SH C SHARED 200 CHINA NORTH EAST PETE HLDG L COM 16941G102 18.40 4,816 SH SOLE 4,816 CHINA NUOKANG BIO-PHARM INC SPONSORED ADS 16949B113 9.93 3,114 SH SOLE 3,114 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 28,087.81 258,350 SH SHARED 258,350 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,078.51 19,118 SH SHARED 01 19,118 CHINA PRECISION STEEL INC COM 16941J106 3.87 8,414 SH SOLE 8,414 CHINA REAL ESTATE INFO CORP ADR 16948Q103 181.13 35,102 SH SHARED 01 35,102 CHINA REAL ESTATE INFO CORP ADR 16948Q103 18.21 3,530 SH SHARED 3,530 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 35.23 23,332 SH SOLE 23,332 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 0.76 500 SH P SOLE 500 CHINA SHENGDA PACKAGING GROU COM 16950V107 0.47 511 SH SOLE 511 CHINA SHENGHUO PHARM HLDGS I COM 16941X105 0.98 1,723 SH SOLE 1,723 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 129.94 5,499 SH SOLE 5,499 CHINA SUNERGY CO LTD SPONSORED ADR NE 16942X302 0.37 220 SH SHARED 220 CHINA SUNERGY CO LTD SPONSORED ADR NE 16942X302 0.11 64 SH SHARED 01 64 CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 7.10 4,767 SH SOLE 4,767 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 359.98 6,557 SH SHARED 6,557 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 154.38 2,812 SH SHARED 01 2,812 CHINA TRANSINFO TECHNLGY COR COM 169453107 19.46 4,013 SH SOLE 4,013 CHINA TRANSINFO TECHNLGY COR COM 169453107 0.49 100 SH C SOLE 100 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 31,935.22 1,902,038 SH SHARED 1,902,038 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 744.00 44,312 SH SHARED 01 44,312 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 17.03 7,500 SH SHARED 01 7,500 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 12.71 5,600 SH P SHARED 5,600 CHINA XD PLASTICS CO LTD COM 16948F107 10.86 1,993 SH SOLE 1,993 CHINA XD PLASTICS CO LTD COM 16948F107 2.18 400 SH P SOLE 400 CHINA YUCHAI INTL LTD COM G21082105 840.21 52,943 SH SHARED 01 52,943 CHINACACHE INTL HLDG LTD SPON ADR 16950M107 843.34 149,000 SH SHARED 01 149,000 CHINACAST EDU CORP COM 16946T109 30.53 7,200 SH P SOLE 7,200 CHINACAST EDU CORP COM 16946T109 1.70 400 SH C SOLE 400 CHINAEDU CORP SPONS ADR 16945L107 21.59 2,937 SH SOLE 2,937 CHINDEX INTERNATIONAL INC COM 169467107 27.98 2,945 SH SHARED 01 2,945 CHIPMOS TECH BERMUDA LTD SHS G2110R114 102.02 5,800 SH C SOLE 5,800 CHIPMOS TECH BERMUDA LTD SHS G2110R114 43.98 2,500 SH P SOLE 2,500 CHIPOTLE MEXICAN GRILL INC COM 169656105 30,723.00 73,500 SH P SHARED 73,500 CHIPOTLE MEXICAN GRILL INC COM 169656105 15,836.35 37,886 SH SHARED 01 37,886 CHIPOTLE MEXICAN GRILL INC COM 169656105 7,273.20 17,400 SH C SHARED 17,400 CHIPOTLE MEXICAN GRILL INC COM 169656105 3,644.96 8,720 SH SHARED 20 8,720 CHIPOTLE MEXICAN GRILL INC COM 169656105 1,046.67 2,504 SH SHARED 2,504 CHIQUITA BRANDS INTL INC COM 170032809 161.31 18,351 SH SHARED 18,351 CHIQUITA BRANDS INTL INC COM 170032809 93.17 10,600 SH C SHARED 10,600 CHIQUITA BRANDS INTL INC COM 170032809 17.35 1,974 SH SHARED 01 1,974
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CHIQUITA BRANDS INTL INC COM 170032809 7.91 900 SH P SHARED 900 CHOICE HOTELS INTL INC COM 169905106 285.58 7,648 SH SHARED 01 7,648 CHOICE HOTELS INTL INC COM 169905106 26.14 700 SH C SHARED 700 CHROMCRAFT REVINGTON INC COM 171117104 2.65 2,122 SH SOLE 2,122 CHUBB CORP COM 171232101 22,055.35 319,134 SH SHARED 01 319,134 CHUBB CORP COM 171232101 1,300.37 18,816 SH SHARED 18,816 CHUBB CORP COM 171232101 1,057.38 15,300 SH C SHARED 15,300 CHUBB CORP COM 171232101 552.88 8,000 SH P SHARED 8,000 CHUBB CORP COM 171232101 13.48 195 SH SHARED 20 195 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 6,928.63 225,248 SH SHARED 225,248 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 1,287.21 41,847 SH SHARED 01 41,847 CHURCH & DWIGHT INC COM 171340102 11,216.21 228,018 SH SHARED 01 228,018 CHURCH & DWIGHT INC COM 171340102 553.88 11,260 SH SHARED 11,260 CHURCH & DWIGHT INC COM 171340102 223.57 4,545 SH SHARED 20 4,545 CHURCHILL DOWNS INC COM 171484108 127.40 2,279 SH SHARED 01 2,279 CHYRON CORP COM PAR $.01 171605306 0.79 481 SH SOLE 481 CIBER INC COM 17163B102 5.51 1,300 SH SHARED 01 1,300 CIENA CORP COM NEW 171779309 6,934.18 428,300 SH P SHARED 428,300 CIENA CORP COM NEW 171779309 792.11 48,926 SH SHARED 48,926 CIENA CORP COM NEW 171779309 628.33 38,810 SH SHARED 01 38,810 CIENA CORP COM NEW 171779309 607.13 37,500 SH C SHARED 37,500 CIGNA CORPORATION COM 125509109 12,149.24 246,685 SH SHARED 01 246,685 CIGNA CORPORATION COM 125509109 7,072.15 143,597 SH SHARED 143,597 CIGNA CORPORATION COM 125509109 4,531.00 92,000 SH P SHARED 92,000 CIGNA CORPORATION COM 125509109 4,526.08 91,900 SH C SHARED 91,900 CIGNA CORPORATION COM 125509109 989.93 20,100 SH SHARED 20,100 CIMAREX ENERGY CO COM 171798101 2,139.05 28,343 SH SHARED 01 28,343 CIMAREX ENERGY CO COM 171798101 490.56 6,500 SH SHARED 6,500 CIMAREX ENERGY CO COM 171798101 324.52 4,300 SH C SHARED 4,300 CIMAREX ENERGY CO COM 171798101 249.05 3,300 SH P SHARED 3,300 CIMAREX ENERGY CO COM 171798101 93.21 1,235 SH SHARED 20 1,235 CINCINNATI BELL INC NEW COM 171871106 508.41 126,469 SH SHARED 01 126,469 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 120.50 2,900 SH SHARED 01 2,900 CINCINNATI FINL CORP COM 172062101 5,874.36 170,222 SH SHARED 01 170,222 CINCINNATI FINL CORP COM 172062101 813.64 23,577 SH SHARED 23,577 CINCINNATI FINL CORP COM 172062101 338.20 9,800 SH SHARED 9,800 CINCINNATI FINL CORP COM 172062101 193.26 5,600 SH C SHARED 5,600 CINCINNATI FINL CORP COM 172062101 3.45 100 SH P SHARED 100 CINEMARK HOLDINGS INC COM 17243V102 4,344.30 197,918 SH SHARED 01 197,918 CINTAS CORP COM 172908105 1,964.92 50,228 SH SHARED 01 50,228 CINTAS CORP COM 172908105 995.92 25,458 SH SHARED 25,458 CINTAS CORP COM 172908105 359.90 9,200 SH SHARED 9,200 CINTAS CORP COM 172908105 176.04 4,500 SH P SHARED 4,500 CINTAS CORP COM 172908105 39.12 1,000 SH C SHARED 1,000 CIRCOR INTL INC COM 17273K109 2.13 64 SH SHARED 01 64 CIRRUS LOGIC INC COM 172755100 1,558.00 65,462 SH SHARED 01 65,462 CIRRUS LOGIC INC COM 172755100 734.80 30,874 SH SHARED 30,874 CIRRUS LOGIC INC COM 172755100 390.32 16,400 SH C SHARED 16,400 CIRRUS LOGIC INC COM 172755100 259.42 10,900 SH P SHARED 10,900 CISCO SYS INC COM 17275R102 145,918.97 6,899,242 SH SHARED 6,899,242 CISCO SYS INC COM 17275R102 120,787.52 5,710,994 SH SHARED 01 5,710,994 CISCO SYS INC COM 17275R102 115,641.86 5,467,700 SH P SHARED 5,467,700 CISCO SYS INC COM 17275R102 46,093.72 2,179,372 SH C SHARED 2,179,372
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CISCO SYS INC COM 17275R102 29,425.97 1,391,299 SH SHARED 1,391,299 CIT GROUP INC COM NEW 125581801 4,209.08 102,063 SH SHARED 01 102,063 CIT GROUP INC COM NEW 125581801 1,645.48 39,900 SH P SHARED 39,900 CIT GROUP INC COM NEW 125581801 791.81 19,200 SH C SHARED 19,200 CIT GROUP INC COM NEW 125581801 685.29 16,617 SH SHARED 16,617 CIT GROUP INC COM NEW 125581801 594.52 14,416 SH SHARED 14,416 CIT GROUP INC COM NEW 125581801 7.84 190 SH SHARED 20 190 CITI TRENDS INC COM 17306X102 297.16 25,930 SH SHARED 01 25,930 CITI TRENDS INC COM 17306X102 2.29 200 SH P SHARED 200 CITIGROUP INC COM NEW 172967424 151,875.74 4,155,287 SH C SHARED 4,155,287 CITIGROUP INC COM NEW 172967424 90,545.32 2,477,300 SH P SHARED 2,477,300 CITIGROUP INC COM NEW 172967424 49,966.77 1,367,080 SH SHARED 01 1,367,080 CITIGROUP INC COM NEW 172967424 40,609.50 1,111,067 SH SHARED 1,111,067 CITIGROUP INC UNIT 99/99/9999 172967416 18,126.03 175,080 SH SHARED 175,080 CITIGROUP INC COM NEW 172967424 10,083.09 275,871 SH SHARED 275,871 CITIGROUP INC COM NEW 172967424 7,026.19 192,235 SH SHARED 20 192,235 CITIGROUP INC UNIT 99/99/9999 172967416 2,128.47 20,559 SH SHARED 01 20,559 CITIGROUP INC DEP SH 1/1000 172967598 65.00 1,300 SH SHARED 01 1,300 CITIGROUP INC *W EXP 01/04/201 172967226 41.80 97,203 SH SHARED 97,203 CITIGROUP INC *W EXP 01/04/201 172967226 31.20 72,555 SH SHARED 01 72,555 CITIZENS CMNTY BANCORP INC M COM 174903104 8.50 1,402 SH SOLE 1,402 CITIZENS FIRST CORP COM 17462Q107 2.68 367 SH SOLE 367 CITIZENS INC CL A 174740100 6.27 635 SH SHARED 01 635 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 758.72 48,605 SH SHARED 48,605 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 32.78 2,100 SH C SHARED 2,100 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 7.81 500 SH P SHARED 500 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 6.04 387 SH SHARED 01 387 CITIZENS SOUTH BKG CP DEL COM 176682102 5.43 1,193 SH SOLE 1,193 CITRIX SYS INC COM 177376100 11,930.72 151,194 SH SHARED 01 151,194 CITRIX SYS INC COM 177376100 2,856.54 36,200 SH C SHARED 36,200 CITRIX SYS INC COM 177376100 1,756.14 22,255 SH SHARED 22,255 CITRIX SYS INC COM 177376100 1,002.16 12,700 SH SHARED 12,700 CITRIX SYS INC COM 177376100 583.93 7,400 SH P SHARED 7,400 CITY NATL CORP COM 178566105 3,843.48 73,251 SH SHARED 01 73,251 CITY NATL CORP COM 178566105 197.81 3,770 SH SHARED 20 3,770 CKX LANDS INC COM 12562N104 8.90 690 SH SOLE 690 CLARCOR INC COM 179895107 3,990.97 81,299 SH SHARED 01 81,299 CLARCOR INC COM 179895107 97.44 1,985 SH SHARED 20 1,985 CLAYMORE EXCHANGE TRD GUG MULTI FD TR ASSET 18383M506 11,663.99 533,821 SH SHARED 01 533,821 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2017 18383M548 7,160.49 325,181 SH SHARED 01 325,181 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2013 18383M589 5,233.34 250,040 SH SHARED 01 250,040 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2016 18383M555 4,371.71 201,554 SH SHARED 01 201,554 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2015 18383M563 4,160.92 193,531 SH SHARED 01 193,531 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2014 18383M571 4,024.84 190,390 SH SHARED 01 190,390 CLAYMORE EXCHANGE TRD GUGG S&P GBL FD TR WTR 18383Q507 3,196.55 151,452 SH SHARED 01 151,452 CLAYMORE EXCHANGE TRD GUGG FRNTR FD TR MKT 18383Q838 3,148.55 146,308 SH SHARED 01 146,308 CLAYMORE EXCHANGE TRD GUGG CRP BD FD TR 2012 18383M597 2,868.20 140,049 SH SHARED 01 140,049 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 1,906.57 48,292 SH SHARED 01 48,292 CLAYMORE EXCHANGE TRD GUGG TIMBER FD TR ETF 18383Q879 1,608.84 85,395 SH SHARED 01 85,395 CLAYMORE EXCHANGE TRD GUGG CHN SML FD TR CAP 18383Q853 1,448.25 67,142 SH SHARED 67,142 CLAYMORE EXCHANGE TRD GUG INTL MLT FD TR ASS 18383Q804 908.34 51,406 SH SHARED 01 51,406 CLAYMORE EXCHANGE TRD GUG MULTI FD TR ASSET 18383M506 682.53 31,237 SH SHARED 31,237 CLAYMORE EXCHANGE TRD GUGGENHEIM FD TR SOLAR 18383Q739 610.23 24,527 SH SHARED 01 24,527
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 540.45 19,281 SH SHARED 01 19,281 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 18383M449 441.49 17,132 SH SHARED 01 17,132 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 381.34 10,911 SH SHARED 01 10,911 CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV OPP 18383M860 204.41 14,695 SH SHARED 01 14,695 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 133.98 7,791 SH SHARED 01 7,791 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 116.58 6,882 SH SHARED 01 6,882 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 92.03 2,331 SH SHARED 2,331 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 82.46 3,185 SH SHARED 01 3,185 CLAYMORE EXCHANGE TRD GUGGENHEIM FD TR SOLAR 18383Q739 64.69 2,600 SH P SHARED 2,600 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 61.04 2,355 SH SHARED 01 2,355 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 59.98 3,150 SH SHARED 01 3,150 CLAYMORE EXCHANGE TRD FD TR GUG OCN TOMO PAT 18383M704 57.43 2,092 SH SOLE 2,092 CLAYMORE EXCHANGE TRD FD TR GUGG SEC ROT ETF 18383M407 53.51 2,002 SH SOLE 2,002 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 49.46 2,876 SH SHARED 2,876 CLAYMORE EXCHANGE TRD GUG OCN TOMO FD TR GWT 18383M779 44.46 1,381 SH SOLE 1,381 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 37.62 1,416 SH SHARED 01 1,416 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 35.69 2,020 SH SHARED 17 2,020 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 28.29 1,670 SH SHARED 1,670 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 24.63 1,167 SH SHARED 1,167 CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT 18383M472 24.41 695 SH SOLE 695 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 24.19 692 SH SHARED 692 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 17.62 817 SH SHARED 01 817 CLAYMORE EXCHANGE TRD FD TR WILSHIRE MCRO CP 18383M308 14.39 789 SH SOLE 789 CLAYMORE EXCHANGE TRD FD TR GUGG AIRLINE ETF 18383Q812 14.19 486 SH SHARED 486 CLAYMORE EXCHANGE TRD FD TR WLSHRE5000 ETF 18383M498 13.56 434 SH SHARED 01 434 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 11.84 300 SH C SHARED 300 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2012 18383M456 11.60 455 SH SOLE 455 CLAYMORE EXCHANGE TRD FD TR GUGG EW EURO-PC 18383Q101 11.55 664 SH SOLE 664 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 10.76 609 SH SHARED 609 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 8.74 400 SH SHARED 400 CLAYMORE EXCHANGE TRD FD TR GUG INTL SML CAP 18383M811 7.95 435 SH SOLE 435 CLAYMORE EXCHANGE TRD FD TR GUGG AIRLINE ETF 18383Q812 6.48 222 SH SHARED 01 222 CLAYMORE EXCHANGE TRD FD TR GUGG ENH CRE BN 18383M662 2.06 40 SH SOLE 40 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 15.00 635 SH SHARED 01 635 CLEAN DIESEL TECHNOLOGIES IN COM PAR $.01 18449C401 81.44 20,208 SH SOLE 20,208 CLEAN ENERGY FUELS CORP COM 184499101 3,845.36 180,703 SH SHARED 01 180,703 CLEAN ENERGY FUELS CORP COM 184499101 702.24 33,000 SH P SHARED 33,000 CLEAN ENERGY FUELS CORP COM 184499101 339.93 15,974 SH SHARED 15,974 CLEAN ENERGY FUELS CORP COM 184499101 27.66 1,300 SH C SHARED 1,300 CLEAN HARBORS INC COM 184496107 7,691.98 114,243 SH SHARED 01 114,243 CLEAN HARBORS INC COM 184496107 243.53 3,617 SH SHARED 3,617 CLEAN HARBORS INC COM 184496107 107.73 1,600 SH C SHARED 1,600 CLEAN HARBORS INC COM 184496107 6.73 100 SH P SHARED 100 CLEANTECH SOLUTIONS INTL INC COM NEW 18451N204 2.92 1,555 SH SOLE 1,555 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 826.25 103,540 SH SOLE 103,540 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 2,976.97 126,143 SH SHARED 01 126,143 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 463.68 22,819 SH SHARED 01 22,819 CLEARFIELD INC COM 18482P103 8.64 1,591 SH SHARED 1,591 CLEARFIELD INC COM 18482P103 2.72 500 SH SHARED 01 500 CLEARWATER PAPER CORP COM 18538R103 163.03 4,909 SH SHARED 4,909 CLEARWATER PAPER CORP COM 18538R103 155.85 4,693 SH SHARED 01 4,693 CLEARWIRE CORP NEW CL A 18538Q105 8,027.81 3,520,969 SH SHARED 3,520,969 CLEARWIRE CORP NEW CL A 18538Q105 358.58 157,271 SH SHARED 01 157,271
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CLEARWIRE CORP NEW CL A 18538Q105 40.58 17,800 SH C SHARED 17,800 CLEARWIRE CORP NEW CL A 18538Q105 32.60 14,300 SH P SHARED 14,300 CLECO CORP NEW COM 12561W105 536.07 13,520 SH SHARED 20 13,520 CLECO CORP NEW COM 12561W105 330.17 8,327 SH SHARED 01 8,327 CLEVELAND BIOLABS INC COM 185860103 27.80 11,300 SH P SOLE 11,300 CLEVELAND BIOLABS INC COM 185860103 24.35 9,900 SH C SOLE 9,900 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 571.87 45,100 SH SHARED 01 45,100 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 270.92 21,366 SH SHARED 21,366 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 7.61 600 SH C SHARED 600 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 2.54 200 SH P SHARED 200 CLIFFS NATURAL RESOURCES INC COM 18683K101 15,963.11 230,481 SH SHARED 01 230,481 CLIFFS NATURAL RESOURCES INC COM 18683K101 9,675.62 139,700 SH P SHARED 139,700 CLIFFS NATURAL RESOURCES INC COM 18683K101 8,338.90 120,400 SH C SHARED 120,400 CLIFFS NATURAL RESOURCES INC COM 18683K101 644.12 9,300 SH SHARED 9,300 CLIFFS NATURAL RESOURCES INC COM 18683K101 25.21 364 SH SHARED 364 CLIFFS NATURAL RESOURCES INC COM 18683K101 7.96 115 SH SHARED 20 115 CLIFTON SVGS BANCORP INC COM 18712Q103 15.56 1,492 SH SHARED 01 1,492 CLOROX CO DEL COM 189054109 48,628.94 707,330 SH SHARED 01 707,330 CLOROX CO DEL COM 189054109 13,954.94 202,981 SH SHARED 202,981 CLOROX CO DEL COM 189054109 6,001.88 87,300 SH C SHARED 87,300 CLOROX CO DEL COM 189054109 632.50 9,200 SH SHARED 9,200 CLOROX CO DEL COM 189054109 481.25 7,000 SH P SHARED 7,000 CLOUD PEAK ENERGY INC COM 18911Q102 3,496.70 219,504 SH SHARED 219,504 CLOUD PEAK ENERGY INC COM 18911Q102 897.61 56,347 SH SHARED 01 56,347 CLOUD PEAK ENERGY INC COM 18911Q102 46.20 2,900 SH C SHARED 2,900 CLOUD PEAK ENERGY INC COM 18911Q102 25.49 1,600 SH P SHARED 1,600 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 26.21 1,880 SH SHARED 01 1,880 CLOUGH GLOBAL EQUITY FD COM 18914C100 626.32 47,847 SH SHARED 01 47,847 CLOUGH GLOBAL EQUITY FD COM 18914C100 34.70 2,651 SH SHARED 2,651 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 650.75 55,242 SH SHARED 01 55,242 CLOVIS ONCOLOGY INC COM 189464100 226.63 8,905 SH SOLE 8,905 CME GROUP INC COM 12572Q105 20,836.68 72,017 SH SHARED 01 72,017 CME GROUP INC COM 12572Q105 15,074.09 52,100 SH C SHARED 52,100 CME GROUP INC COM 12572Q105 10,954.32 37,861 SH SHARED 37,861 CME GROUP INC COM 12572Q105 3,558.76 12,300 SH P SHARED 12,300 CME GROUP INC COM 12572Q105 1,347.99 4,659 SH SHARED 4,659 CME GROUP INC COM 12572Q105 746.47 2,580 SH SHARED 20 2,580 CMS BANCORP INC COM 12600U102 3.77 519 SH SOLE 519 CMS ENERGY CORP COM 125896100 25,761.93 1,170,997 SH SHARED 1,170,997 CMS ENERGY CORP COM 125896100 1,980.40 90,018 SH SHARED 01 90,018 CMS ENERGY CORP COM 125896100 63.80 2,900 SH C SHARED 2,900 CNA FINL CORP COM 126117100 128.85 4,393 SH SHARED 4,393 CNA FINL CORP COM 126117100 0.53 18 SH SHARED 01 18 CNH GLOBAL N V SHS NEW N20935206 2,466.60 62,131 SH SHARED 01 62,131 CNH GLOBAL N V SHS NEW N20935206 1,993.73 50,220 SH SHARED 50,220 CNH GLOBAL N V SHS NEW N20935206 31.76 800 SH SHARED 800 CNH GLOBAL N V SHS NEW N20935206 15.88 400 SH C SHARED 400 CNH GLOBAL N V SHS NEW N20935206 7.94 200 SH P SHARED 200 CNINSURE INC SPONSORED ADR 18976M103 989.68 158,348 SH SOLE 158,348 CNINSURE INC SPONSORED ADR 18976M103 43.13 6,900 SH C SOLE 6,900 CNINSURE INC SPONSORED ADR 18976M103 23.13 3,700 SH P SOLE 3,700 CNO FINL GROUP INC COM 12621E103 1,088.83 139,952 SH SHARED 01 139,952 CNO FINL GROUP INC COM 12621E103 5.45 700 SH C SHARED 700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CNO FINL GROUP INC COM 12621E103 3.11 400 SH P SHARED 400 CNOOC LTD SPONSORED ADR 126132109 5,791.62 28,350 SH SHARED 01 28,350 CNOOC LTD SPONSORED ADR 126132109 76.00 372 SH SHARED 372 CNOOC LTD SPONSORED ADR 126132109 40.86 200 SH SHARED 200 COACH INC COM 189754104 28,160.75 364,399 SH SHARED 01 364,399 COACH INC COM 189754104 5,278.22 68,300 SH C SHARED 68,300 COACH INC COM 189754104 3,933.55 50,900 SH P SHARED 50,900 COACH INC COM 189754104 1,619.17 20,952 SH SHARED 20,952 COACH INC COM 189754104 1,545.60 20,000 SH SHARED 20,000 COACH INC COM 189754104 915.38 11,845 SH SHARED 20 11,845 COBALT INTL ENERGY INC COM 19075F106 5,693.69 189,600 SH C SHARED 189,600 COBALT INTL ENERGY INC COM 19075F106 2,175.58 72,447 SH SHARED 72,447 COBALT INTL ENERGY INC COM 19075F106 372.37 12,400 SH SHARED 12,400 COBALT INTL ENERGY INC COM 19075F106 354.35 11,800 SH P SHARED 11,800 COBALT INTL ENERGY INC COM 19075F106 337.45 11,237 SH SHARED 01 11,237 COBIZ FINANCIAL INC COM 190897108 4.67 660 SH SHARED 01 660 COBRA ELECTRS CORP COM 191042100 26.00 6,500 SH SHARED 01 6,500 COBRA ELECTRS CORP COM 191042100 4.07 1,018 SH SHARED 1,018 COCA COLA BOTTLING CO CONS COM 191098102 112.68 1,796 SH SHARED 01 1,796 COCA COLA CO COM 191216100 330,252.45 4,462,268 SH SHARED 01 4,462,268 COCA COLA CO COM 191216100 85,707.87 1,158,058 SH SHARED 1,158,058 COCA COLA CO COM 191216100 50,378.61 680,700 SH P SHARED 680,700 COCA COLA CO COM 191216100 34,251.83 462,800 SH C SHARED 462,800 COCA COLA CO COM 191216100 13,189.17 178,208 SH SHARED 178,208 COCA COLA CO COM 191216100 3,105.52 42,012 SH SHARED 17 42,012 COCA COLA CO COM 191216100 877.83 11,861 SH SHARED 20 11,861 COCA COLA CO COM 191216100 14.80 200 SH P SHARED 01 200 COCA COLA ENTERPRISES INC NE COM 19122T109 5,851.59 204,601 SH SHARED 01 204,601 COCA COLA ENTERPRISES INC NE COM 19122T109 3,126.92 109,333 SH SHARED 109,333 COCA COLA ENTERPRISES INC NE COM 19122T109 609.18 21,300 SH SHARED 21,300 COCA COLA ENTERPRISES INC NE COM 19122T109 211.64 7,400 SH P SHARED 7,400 COCA COLA ENTERPRISES INC NE COM 19122T109 48.62 1,700 SH C SHARED 1,700 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 148.70 1,404 SH SHARED 1,404 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 48.08 454 SH SHARED 01 454 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 310.55 15,950 SH SHARED 01 15,950 CODEXIS INC COM 192005106 21.47 5,881 SH SOLE 5,881 CODORUS VY BANCORP INC COM 192025104 12.53 1,119 SH SOLE 1,119 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1,151.11 48,488 SH SHARED 01 48,488 COEUR D ALENE MINES CORP IDA COM NEW 192108504 909.24 38,300 SH C SHARED 38,300 COEUR D ALENE MINES CORP IDA COM NEW 192108504 189.92 8,000 SH P SHARED 8,000 COFFEE HLDGS INC COM 192176105 232.08 20,484 SH SHARED 01 20,484 COFFEE HLDGS INC COM 192176105 12.27 1,083 SH SHARED 1,083 COGDELL SPENCER INC COM 19238U107 4.24 1,000 SH SHARED 01 1,000 COGENT COMM GROUP INC COM NEW 19239V302 152.64 8,000 SH C SHARED 8,000 COGENT COMM GROUP INC COM NEW 19239V302 114.48 6,000 SH SHARED 6,000 COGENT COMM GROUP INC COM NEW 19239V302 5.72 300 SH SHARED 01 300 COGNEX CORP COM 192422103 1,122.33 26,495 SH SHARED 01 26,495 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 39,572.38 514,261 SH SHARED 01 514,261 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,452.67 44,869 SH SHARED 44,869 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,523.61 19,800 SH SHARED 19,800 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,431.27 18,600 SH C SHARED 18,600 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,054.22 13,700 SH P SHARED 13,700 COGO GROUP INC ORD SHS G22538105 3.30 1,200 SH P SOLE 1,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- COGO GROUP INC ORD SHS G22538105 0.95 345 SH SOLE 345 COHEN & STEERS CLOSED END OP COM 19248P106 4,489.58 351,848 SH SHARED 01 351,848 COHEN & STEERS CLOSED END OP COM 19248P106 1.20 94 SH SHARED 94 COHEN & STEERS DIV MJRS FDIN COM 19248G106 1,612.72 116,023 SH SHARED 01 116,023 COHEN & STEERS GLOBAL INC BL COM 19248M103 224.73 21,003 SH SHARED 01 21,003 COHEN & STEERS GLOBAL INC BL COM 19248M103 0.63 59 SH SHARED 59 COHEN & STEERS INC COM 19247A100 3,737.40 117,160 SH SHARED 01 117,160 COHEN & STEERS INC COM 19247A100 280.50 8,793 SH SHARED 8,793 COHEN & STEERS INC COM 19247A100 6.54 205 SH SHARED 20 205 COHEN & STEERS INFRASTRUCTUR COM 19248A109 19,458.23 1,105,581 SH SHARED 01 1,105,581 COHEN & STEERS INFRASTRUCTUR COM 19248A109 0.95 54 SH SHARED 54 COHEN & STEERS QUALITY RLTY COM 19247L106 3,241.70 330,112 SH SHARED 01 330,112 COHEN & STEERS REIT & PFD IN COM 19247X100 1,080.89 66,288 SH SHARED 01 66,288 COHEN & STEERS SLT PFD INCM COM 19248Y107 25.15 1,014 SH SHARED 01 1,014 COHEN & STEERS TOTAL RETURN COM 19247R103 99.51 7,190 SH SHARED 01 7,190 COHERENT INC COM 192479103 3,114.65 53,397 SH SHARED 01 53,397 COHU INC COM 192576106 11.01 968 SH SHARED 01 968 COINSTAR INC COM 19259P300 4,117.40 64,790 SH SHARED 01 64,790 COINSTAR INC NOTE 4.000% 9/0 19259PAF9 3,878.38 2,300,000 PRN SHARED 2,300,000 COINSTAR INC COM 19259P300 1,576.04 24,800 SH C SHARED 24,800 COINSTAR INC COM 19259P300 972.32 15,300 SH P SHARED 15,300 COINSTAR INC NOTE 4.000% 9/0 19259PAF9 57.33 34,000 PRN SHARED 01 34,000 COLDWATER CREEK INC COM 193068103 2.32 2,000 SH SHARED 01 2,000 COLDWATER CREEK INC COM 193068103 1.97 1,700 SH C SHARED 1,700 COLE KENNETH PRODTNS INC CL A 193294105 89.93 5,586 SH SOLE 5,586 COLEMAN CABLE INC COM 193459302 135.10 13,899 SH SHARED 01 13,899 COLFAX CORP COM 194014106 10,901.49 309,350 SH SHARED 01 309,350 COLFAX CORP COM 194014106 468.13 13,284 SH SHARED 13,284 COLFAX CORP COM 194014106 31.72 900 SH C SHARED 900 COLFAX CORP COM 194014106 10.57 300 SH P SHARED 300 COLGATE PALMOLIVE CO COM 194162103 180,405.27 1,845,012 SH SHARED 01 1,845,012 COLGATE PALMOLIVE CO COM 194162103 15,755.49 161,132 SH SHARED 161,132 COLGATE PALMOLIVE CO COM 194162103 13,738.09 140,500 SH P SHARED 140,500 COLGATE PALMOLIVE CO COM 194162103 8,144.59 83,295 SH SHARED 20 83,295 COLGATE PALMOLIVE CO COM 194162103 4,096.59 41,896 SH SHARED 41,896 COLGATE PALMOLIVE CO COM 194162103 3,432.08 35,100 SH C SHARED 35,100 COLLECTIVE BRANDS INC COM 19421W100 8,381.06 426,300 SH P SHARED 426,300 COLLECTIVE BRANDS INC COM 19421W100 3,578.12 182,000 SH C SHARED 182,000 COLLECTIVE BRANDS INC COM 19421W100 2.28 116 SH SHARED 01 116 COLLECTORS UNIVERSE INC COM NEW 19421R200 226.57 13,142 SH SHARED 13,142 COLLECTORS UNIVERSE INC COM NEW 19421R200 3.45 200 SH SHARED 01 200 COLONIAL FINL SVCS INC COM 19566B101 14.44 1,155 SH SHARED 1,155 COLONIAL FINL SVCS INC COM 19566B101 0.31 25 SH SHARED 01 25 COLONIAL PPTYS TR COM SH BEN INT 195872106 1,212.77 55,811 SH SHARED 01 55,811 COLONIAL PPTYS TR COM SH BEN INT 195872106 824.00 37,920 SH SHARED 37,920 COLONIAL PPTYS TR COM SH BEN INT 195872106 15.21 700 SH C SHARED 700 COLONY FINL INC COM 19624R106 483.95 29,545 SH SHARED 01 29,545 COLONY FINL INC COM 19624R106 291.51 17,797 SH SHARED 17,797 COLUMBIA BKG SYS INC COM 197236102 44.83 1,968 SH SHARED 01 1,968 COLUMBIA ETF TR GRWTH EQTY ST 19761R307 213.83 7,090 SH SOLE 7,090 COLUMBIA ETF TR INTERMED MUN 19761R703 59.69 985 SH SOLE 985 COLUMBIA ETF TR LARGE-CAP GRW 19761R406 41.07 1,300 SH SOLE 1,300 COLUMBIA ETF TR CORE BD STRAT 19761R802 15.53 298 SH SOLE 298
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- COLUMBIA LABS INC COM 197779101 24.71 34,800 SH C SHARED 34,800 COLUMBIA LABS INC COM 197779101 19.17 27,000 SH SHARED 01 27,000 COLUMBIA SELIGM PREM TECH GR COM 19842X109 11,380.29 602,132 SH SHARED 01 602,132 COLUMBIA SPORTSWEAR CO COM 198516106 1,142.41 24,076 SH SHARED 01 24,076 COLUMBIA SPORTSWEAR CO COM 198516106 94.90 2,000 SH C SHARED 2,000 COLUMBIA SPORTSWEAR CO COM 198516106 75.21 1,585 SH SHARED 20 1,585 COLUMBIA SPORTSWEAR CO COM 198516106 5.84 123 SH SHARED 123 COLUMBUS MCKINNON CORP N Y COM 199333105 175.28 10,760 SH SHARED 10,760 COLUMBUS MCKINNON CORP N Y COM 199333105 4.89 300 SH SHARED 01 300 COMBIMATRIX CORPORATION COM 20009T105 1.57 953 SH SOLE 953 COMBIMATRIX CORPORATION *W EXP 05/01/201 20009T113 0.01 100 SH SOLE 100 COMCAST CORP NEW CL A 20030N101 70,475.87 2,348,413 SH SHARED 01 2,348,413 COMCAST CORP NEW CL A 20030N101 29,660.29 988,347 SH SHARED 988,347 COMCAST CORP NEW CL A 20030N101 21,136.04 704,300 SH C SHARED 704,300 COMCAST CORP NEW CL A SPL 20030N200 13,950.41 472,735 SH SHARED 01 472,735 COMCAST CORP NEW CL A 20030N101 12,747.05 424,760 SH SHARED 424,760 COMCAST CORP NEW CL A 20030N101 12,220.07 407,200 SH P SHARED 407,200 COMCAST CORP NEW CL A 20030N101 8,281.86 275,970 SH SHARED 20 275,970 COMCAST CORP NEW CL A SPL 20030N200 7,424.72 251,600 SH C SHARED 251,600 COMCAST CORP NEW CL A SPL 20030N200 1,267.22 42,942 SH SHARED 42,942 COMCAST CORP NEW CL A SPL 20030N200 244.93 8,300 SH P SHARED 8,300 COMCAST CORP NEW CL A SPL 20030N200 71.56 2,425 SH SHARED 20 2,425 COMERICA INC COM 200340107 4,277.96 132,199 SH SHARED 01 132,199 COMERICA INC COM 200340107 1,401.19 43,300 SH C SHARED 43,300 COMERICA INC COM 200340107 401.26 12,400 SH SHARED 12,400 COMERICA INC COM 200340107 317.13 9,800 SH P SHARED 9,800 COMERICA INC COM 200340107 9.71 300 SH SHARED 20 300 COMFORT SYS USA INC COM 199908104 179.12 16,418 SH SOLE 16,418 COMMAND SEC CORP COM 20050L100 3.45 2,500 SH SHARED 01 2,500 COMMERCE BANCSHARES INC COM 200525103 1,990.95 49,135 SH SHARED 01 49,135 COMMERCEFIRST BANCORP INC COM 200845105 14.41 1,023 SH SOLE 1,023 COMMERCIAL METALS CO COM 201723103 1,253.27 84,566 SH SHARED 01 84,566 COMMERCIAL METALS CO COM 201723103 255.76 17,258 SH SHARED 17,258 COMMERCIAL METALS CO COM 201723103 194.14 13,100 SH C SHARED 13,100 COMMERCIAL METALS CO COM 201723103 25.19 1,700 SH P SHARED 1,700 COMMERCIAL VEH GROUP INC COM 202608105 6.09 499 SH SHARED 01 499 COMMERICAL NATL FINL CORP PA COM 202217105 45.98 1,999 SH SOLE 1,999 COMMONWEALTH REIT COM SH BEN INT 203233101 1,432.83 76,951 SH SHARED 76,951 COMMONWEALTH REIT COM SH BEN INT 203233101 671.06 36,040 SH SHARED 36,040 COMMONWEALTH REIT CV PFD- E 7.25% 203233606 390.86 15,541 SH SHARED 01 15,541 COMMONWEALTH REIT COM SH BEN INT 203233101 305.61 16,413 SH SHARED 01 16,413 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 245.68 11,502 SH SHARED 01 11,502 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 8.76 410 SH SHARED 410 COMMONWEALTH REIT CV PFD- E 7.25% 203233606 5.61 223 SH SHARED 223 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 6.30 2,157 SH SHARED 2,157 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 0.10 33 SH SHARED 01 33 COMMUNITY BANKERS TR CORP COM 203612106 1.23 577 SH SOLE 577 COMMUNITY BK SHS IND INC COM 203599105 8.15 586 SH SOLE 586 COMMUNITY BK SYS INC COM 203607106 133.42 4,636 SH SHARED 01 4,636 COMMUNITY FINL CORP VA COM 20365L100 0.85 280 SH SOLE 280 COMMUNITY HEALTH SYS INC NEW COM 203668108 1,416.69 63,700 SH C SHARED 63,700 COMMUNITY HEALTH SYS INC NEW COM 203668108 703.78 31,645 SH SHARED 01 31,645 COMMUNITY HEALTH SYS INC NEW COM 203668108 97.06 4,364 SH SHARED 4,364
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- COMMUNITY HEALTH SYS INC NEW COM 203668108 66.72 3,000 SH P SHARED 3,000 COMMUNITY PARTNERS BANCORP COM 204018105 9.72 1,720 SH SHARED 01 1,720 COMMUNITY TR BANCORP INC COM 204149108 72.83 2,271 SH SHARED 2,271 COMMUNITY TR BANCORP INC COM 204149108 62.66 1,954 SH SHARED 01 1,954 COMMUNITY WEST BANCSHARES COM 204157101 7.45 2,920 SH SOLE 2,920 COMMVAULT SYSTEMS INC COM 204166102 2,967.33 59,777 SH SHARED 01 59,777 COMMVAULT SYSTEMS INC COM 204166102 311.49 6,275 SH SHARED 6,275 COMMVAULT SYSTEMS INC COM 204166102 24.82 500 SH P SHARED 500 COMMVAULT SYSTEMS INC COM 204166102 9.93 200 SH C SHARED 200 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 311.20 6,535 SH SHARED 6,535 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 17.38 365 SH SHARED 01 365 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 30,387.51 735,419 SH SHARED 01 735,419 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 13,779.68 333,487 SH SHARED 333,487 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,811.88 43,850 SH SHARED 43,850 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 760.16 21,970 SH SOLE 21,970 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 309.90 7,500 SH SHARED 20 7,500 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 15,777.97 205,925 SH SHARED 01 205,925 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 3,194.75 41,696 SH SHARED 41,696 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 682.15 8,903 SH SHARED 8,903 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 5,654.41 237,780 SH SHARED 237,780 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 2,549.76 107,223 SH SHARED 01 107,223 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 896.27 37,690 SH SHARED 37,690 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 865.16 36,382 SH SHARED 20 36,382 COMPANHIA ENERGETICA DE MINA SPONSORED ADR 204409882 0.51 25 SH SOLE 25 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 2,565.93 109,142 SH SHARED 01 109,142 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1,725.45 73,392 SH SHARED 73,392 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 285.67 12,151 SH SHARED 12,151 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 5,421.74 573,123 SH SHARED 573,123 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 3,472.82 367,106 SH SHARED 367,106 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 328.00 34,672 SH SHARED 01 34,672 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 205.90 21,765 SH SHARED 20 21,765 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 397.46 5,051 SH SHARED 5,051 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 141.64 1,800 SH SHARED 1,800 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 23.61 300 SH SHARED 01 300 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 3,764.87 93,398 SH SHARED 93,398 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 503.88 12,500 SH SHARED 12,500 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 123.99 3,076 SH SHARED 01 3,076 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 3,088.46 208,821 SH SHARED 208,821 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 183.40 12,400 SH SHARED 01 12,400 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 16.27 1,100 SH C SHARED 1,100 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 1.48 100 SH P SHARED 100 COMPASS MINERALS INTL INC COM 20451N101 846.10 11,794 SH SHARED 01 11,794 COMPASS MINERALS INTL INC COM 20451N101 696.81 9,713 SH SHARED 9,713 COMPASS MINERALS INTL INC COM 20451N101 355.47 4,955 SH SHARED 20 4,955 COMPASS MINERALS INTL INC COM 20451N101 7.17 100 SH P SHARED 100 COMPLETE GENOMICS INC COM 20454K104 109.31 38,763 SH SHARED 01 38,763 COMPLETE GENOMICS INC COM 20454K104 19.74 7,000 SH C SHARED 7,000 COMPLETE GENOMICS INC COM 20454K104 1.41 500 SH P SHARED 500 COMPUCREDIT HLDGS CORP COM 20478T107 179.11 30,828 SH SOLE 30,828 COMPUGEN LTD ORD M25722105 106.70 17,813 SH SHARED 17,813
VOTING VOTING VOTING TITLE OF VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- COMPUGEN LTD ORD M25722105 80.87 13,500 SH SHARED 01 13,500 COMPUTER PROGRAMS & SYS INC COM 205306103 1,421.70 25,154 SH SHARED 01 25,154 COMPUTER SCIENCES CORP COM 205363104 14,868.20 496,600 SH P SHARED 496,600 COMPUTER SCIENCES CORP COM 205363104 5,610.40 187,388 SH SHARED 187,388 COMPUTER SCIENCES CORP COM 205363104 5,352.19 178,764 SH SHARED 01 178,764 COMPUTER SCIENCES CORP COM 205363104 458.08 15,300 SH C SHARED 15,300 COMPUTER SCIENCES CORP COM 205363104 293.41 9,800 SH SHARED 9,800 COMPUTER TASK GROUP INC COM 205477102 78.96 5,154 SH SOLE 5,154 COMPUWARE CORP COM 205638109 124.32 13,528 SH SHARED 01 13,528 COMPUWARE CORP COM 205638109 112.19 12,208 SH SHARED 12,208 COMPX INTERNATIONAL INC CL A 20563P101 9.64 693 SH SOLE 693 COMSCORE INC COM 20564W105 387.22 18,103 SH SOLE 18,103 COMSTOCK MNG INC COM 205750102 3.59 1,834 SH SOLE 1,834 COMSTOCK RES INC COM NEW 205768203 153.47 9,695 SH SHARED 01 9,695 COMSTOCK RES INC COM NEW 205768203 104.48 6,600 SH C SHARED 6,600 COMSTOCK RES INC COM NEW 205768203 52.24 3,300 SH P SHARED 3,300 COMSTOCK RES INC COM NEW 205768203 2.37 150 SH SHARED 20 150 COMSTOCK RES INC COM NEW 205768203 2.17 137 SH SHARED 137 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 384.44 11,800 SH C SHARED 11,800 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 6.52 200 SH SHARED 01 200 COMVERGE INC COM 205859101 14.96 8,130 SH SHARED 8,130 COMVERGE INC COM 205859101 0.02 10 SH SHARED 01 10 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,582.32 230,323 SH SHARED 230,323 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 6.17 898 SH SHARED 01 898 CONAGRA FOODS INC COM 205887102 15,332.82 583,885 SH SHARED 01 583,885 CONAGRA FOODS INC COM 205887102 3,483.86 132,668 SH SHARED 132,668 CONAGRA FOODS INC COM 205887102 756.29 28,800 SH SHARED 28,800 CONAGRA FOODS INC COM 205887102 433.29 16,500 SH C SHARED 16,500 CONAGRA FOODS INC COM 205887102 112.92 4,300 SH P SHARED 4,300 CONCEPTUS INC COM 206016107 64.71 4,500 SH SHARED 01 4,500 CONCHO RES INC COM 20605P101 5,746.80 56,297 SH SHARED 01 56,297 CONCHO RES INC COM 20605P101 3,933.65 38,535 SH SHARED 20 38,535 CONCHO RES INC COM 20605P101 1,000.08 9,797 SH SHARED 9,797 CONCHO RES INC COM 20605P101 643.21 6,301 SH SHARED 6,301 CONCHO RES INC COM 20605P101 367.49 3,600 SH C SHARED 3,600 CONCHO RES INC COM 20605P101 10.21 100 SH P SHARED 100 CONCUR TECHNOLOGIES INC COM 206708109 3,424.38 59,679 SH SHARED 01 59,679 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 1.69 464 SH SHARED 464 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 0.00 1 SH SHARED 01 1 CONMED CORP COM 207410101 23.09 773 SH SHARED 01 773 CONMED CORP NOTE 2.500%11/1 207410AD3 14.02 14,000 PRN SHARED 01 14,000 CONMED HEALTHCARE MGMT INC COM 20741M103 23.18 6,757 SH SHARED 6,757 CONMED HEALTHCARE MGMT INC COM 20741M103 8.58 2,500 SH SHARED 01 2,500 CONNECTICUT BK&TR CO HART NE COM 207546102 9.20 1,070 SH SHARED 1,070 CONNECTICUT BK&TR CO HART NE COM 207546102 8.60 1,000 SH SHARED 01 1,000 CONNECTICUT WTR SVC INC COM 207797101 282.22 9,976 SH SHARED 01 9,976 CONNS INC COM 208242107 528.98 34,461 SH SHARED 34,461 CONNS INC COM 208242107 31.44 2,048 SH SHARED 01 2,048 CONOCOPHILLIPS COM 20825C104 98,085.81 1,290,433 SH SHARED 01 1,290,433
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CONOCOPHILLIPS COM 20825C104 51,659.21 679,637 SH SHARED 679,637 CONOCOPHILLIPS COM 20825C104 22,521.76 296,300 SH P SHARED 296,300 CONOCOPHILLIPS COM 20825C104 15,802.48 207,900 SH C SHARED 207,900 CONOCOPHILLIPS COM 20825C104 6,654.75 87,551 SH SHARED 87,551 CONOCOPHILLIPS COM 20825C104 2,452.39 32,264 SH SHARED 20 32,264 CONOCOPHILLIPS COM 20825C104 2,080.68 27,428 SH SHARED 17 27,428 CONOCOPHILLIPS COM 20825C104 53.21 700 SH P SHARED 01 700 CONSOL ENERGY INC COM 20854P109 10,555.93 309,558 SH SHARED 01 309,558 CONSOL ENERGY INC COM 20854P109 3,928.32 115,200 SH C SHARED 115,200 CONSOL ENERGY INC COM 20854P109 2,291.32 67,194 SH SHARED 67,194 CONSOL ENERGY INC COM 20854P109 2,086.92 61,200 SH P SHARED 61,200 CONSOL ENERGY INC COM 20854P109 601.52 17,640 SH SHARED 17,640 CONSOL ENERGY INC COM 20854P109 5.46 160 SH SHARED 20 160 CONSOLIDATED COMM HLDGS INC COM 209034107 1,542.11 78,559 SH SHARED 01 78,559 CONSOLIDATED EDISON INC COM 209115104 20,416.45 349,477 SH SHARED 01 349,477 CONSOLIDATED EDISON INC COM 209115104 1,367.03 23,400 SH C SHARED 23,400 CONSOLIDATED EDISON INC COM 209115104 1,325.32 22,686 SH SHARED 22,686 CONSOLIDATED EDISON INC COM 209115104 1,127.51 19,300 SH SHARED 19,300 CONSOLIDATED EDISON INC COM 209115104 186.94 3,200 SH P SHARED 3,200 CONSOLIDATED GRAPHICS INC COM 209341106 80.18 1,772 SH SHARED 01 1,772 CONSOLIDATED GRAPHICS INC COM 209341106 40.27 890 SH SHARED 890 CONSOLIDATED GRAPHICS INC COM 209341106 4.53 100 SH C SHARED 100 CONSOLIDATED TOMOKA LD CO COM 210226106 847.22 28,478 SH SHARED 01 28,478 CONSOLIDATED WATER CO INC ORD G23773107 23.73 3,000 SH SHARED 01 3,000 CONSTANT CONTACT INC COM 210313102 47.66 1,600 SH C SHARED 1,600 CONSTANT CONTACT INC COM 210313102 39.77 1,335 SH SHARED 01 1,335 CONSTELLATION BRANDS INC CL A 21036P108 3,703.09 156,977 SH SHARED 01 156,977 CONSTELLATION BRANDS INC CL A 21036P108 479.14 20,311 SH SHARED 20,311 CONSTELLATION BRANDS INC CL A 21036P108 250.05 10,600 SH SHARED 10,600 CONSTELLATION BRANDS INC CL B 21036P207 46.50 1,977 SH SHARED 1,977 CONSTELLATION BRANDS INC CL A 21036P108 37.74 1,600 SH P SHARED 1,600 CONSTELLATION BRANDS INC CL A 21036P108 28.31 1,200 SH C SHARED 1,200 CONSTELLATION BRANDS INC CL B 21036P207 18.82 800 SH SHARED 01 800 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 38.85 15,000 SH SHARED 01 15,000 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 1.72 664 SH SHARED 664 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1,671.92 28,381 SH SHARED 01 28,381 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 17.67 300 SH C SHARED 300 CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 18.95 14,000 PRN SHARED 01 14,000 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 14.36 863 SH SOLE 863 CONTINENTAL RESOURCES INC COM 212015101 7,905.91 92,122 SH SHARED 01 92,122 CONTINENTAL RESOURCES INC COM 212015101 1,047.00 12,200 SH C SHARED 12,200 CONTINENTAL RESOURCES INC COM 212015101 413.57 4,819 SH SHARED 4,819 CONTINENTAL RESOURCES INC COM 212015101 328.35 3,826 SH SHARED 3,826 CONTINENTAL RESOURCES INC COM 212015101 34.33 400 SH P SHARED 400 CONVERGYS CORP COM 212485106 657.67 49,264 SH SHARED 01 49,264 CONVERGYS CORP COM 212485106 89.89 6,733 SH SHARED 6,733 CON-WAY INC COM 205944101 334.15 10,247 SH SHARED 01 10,247 CON-WAY INC COM 205944101 65.22 2,000 SH C SHARED 2,000 COOPER COS INC COM NEW 216648402 2,620.77 32,074 SH SHARED 01 32,074 COOPER COS INC COM NEW 216648402 790.71 9,677 SH SHARED 9,677 COOPER COS INC COM NEW 216648402 32.68 400 SH P SHARED 400 COOPER COS INC COM NEW 216648402 24.51 300 SH C SHARED 300 COOPER INDUSTRIES PLC SHS G24140108 9,998.97 156,356 SH SHARED 01 156,356
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- COOPER INDUSTRIES PLC SHS G24140108 767.40 12,000 SH SHARED 12,000 COOPER INDUSTRIES PLC SHS G24140108 666.10 10,416 SH SHARED 10,416 COOPER INDUSTRIES PLC SHS G24140108 204.64 3,200 SH C SHARED 3,200 COOPER INDUSTRIES PLC SHS G24140108 25.58 400 SH P SHARED 400 COOPER TIRE & RUBR CO COM 216831107 144.59 9,500 SH C SHARED 9,500 COOPER TIRE & RUBR CO COM 216831107 85.23 5,600 SH P SHARED 5,600 COOPER TIRE & RUBR CO COM 216831107 74.12 4,870 SH SHARED 01 4,870 COPA HOLDINGS SA CL A P31076105 641.28 8,097 SH SHARED 01 8,097 COPA HOLDINGS SA CL A P31076105 389.66 4,920 SH SHARED 20 4,920 COPA HOLDINGS SA CL A P31076105 68.90 870 SH SHARED 870 COPA HOLDINGS SA CL A P31076105 47.52 600 SH C SHARED 600 COPANO ENERGY L L C COM UNITS 217202100 29,609.94 829,410 SH SHARED 01 829,410 COPANO ENERGY L L C COM UNITS 217202100 12,094.52 338,782 SH SHARED 338,782 COPANO ENERGY L L C COM UNITS 217202100 274.89 7,700 SH C SHARED 7,700 COPANO ENERGY L L C COM UNITS 217202100 14.28 400 SH P SHARED 400 COPART INC COM 217204106 3,184.48 122,151 SH SHARED 01 122,151 COPART INC COM 217204106 125.92 4,830 SH SHARED 20 4,830 COPART INC COM 217204106 95.55 3,665 SH SHARED 3,665 COPART INC COM 217204106 26.07 1,000 SH C SHARED 1,000 COPART INC COM 217204106 26.07 1,000 SH P SHARED 1,000 CORCEPT THERAPEUTICS INC COM 218352102 825.81 210,131 SH SHARED 01 210,131 CORCEPT THERAPEUTICS INC COM 218352102 701.95 178,614 SH SHARED 178,614 CORCEPT THERAPEUTICS INC COM 218352102 15.72 4,000 SH P SHARED 4,000 CORCEPT THERAPEUTICS INC COM 218352102 5.11 1,300 SH C SHARED 1,300 CORE LABORATORIES N V COM N22717107 17,328.95 131,709 SH SHARED 131,709 CORE LABORATORIES N V COM N22717107 5,777.24 43,910 SH SHARED 01 43,910 CORE MOLDING TECHNOLOGIES IN COM 218683100 46.23 5,025 SH SHARED 01 5,025 CORELOGIC INC COM 21871D103 5,471.02 335,234 SH SOLE 335,234 CORESITE RLTY CORP COM 21870Q105 266.38 11,292 SH SHARED 01 11,292 CORINTHIAN COLLEGES INC COM 218868107 254.20 61,400 SH C SHARED 61,400 CORINTHIAN COLLEGES INC COM 218868107 32.71 7,900 SH P SHARED 7,900 CORINTHIAN COLLEGES INC COM 218868107 4.55 1,100 SH SHARED 01 1,100 CORMEDIX INC COM 21900C100 0.76 1,632 SH SOLE 1,632 CORMEDIX INC *W EXP 03/24/201 21900C118 0.04 1,600 SH SOLE 1,600 CORN PRODS INTL INC COM 219023108 4,181.18 72,527 SH SHARED 01 72,527 CORN PRODS INTL INC COM 219023108 438.20 7,601 SH SHARED 7,601 CORN PRODS INTL INC COM 219023108 17.30 300 SH C SHARED 300 CORN PRODS INTL INC COM 219023108 5.77 100 SH P SHARED 100 CORNERSTONE ONDEMAND INC COM 21925Y103 1,491.96 68,313 SH SHARED 01 68,313 CORNERSTONE ONDEMAND INC COM 21925Y103 69.78 3,195 SH SHARED 3,195 CORNERSTONE PROGRESSIVE RTN COM 21925C101 0.01 1 SH SHARED 01 1 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 6.85 900 SH SHARED 01 900 CORNERSTONE THERAPEUTICS INC COM 21924P103 2.98 500 SH SHARED 01 500 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 9.79 1,440 SH SOLE 1,440 CORNING INC COM 219350105 103,512.92 7,351,770 SH SHARED 7,351,770 CORNING INC COM 219350105 37,413.32 2,657,196 SH SHARED 01 2,657,196 CORNING INC COM 219350105 9,677.89 687,350 SH SHARED 687,350 CORNING INC COM 219350105 6,320.51 448,900 SH C SHARED 448,900 CORNING INC COM 219350105 4,970.24 353,000 SH P SHARED 353,000 CORNING INC COM 219350105 65.54 4,655 SH SHARED 20 4,655 CORONADO BIOSCIENCES INC COM 21976U109 263.35 31,129 SH SHARED 31,129 CORONADO BIOSCIENCES INC COM 21976U109 8.46 1,000 SH SHARED 01 1,000 CORPBANCA SPONSORED ADR 21987A209 97.68 4,800 SH SHARED 4,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CORPBANCA SPONSORED ADR 21987A209 5.88 289 SH SHARED 289 CORPORATE EXECUTIVE BRD CO COM 21988R102 218.45 5,079 SH SHARED 01 5,079 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,748.83 75,348 SH SHARED 75,348 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,084.88 46,742 SH SHARED 01 46,742 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 735.11 31,672 SH SHARED 31,672 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 25.53 1,100 SH C SHARED 1,100 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 367.43 13,454 SH SHARED 01 13,454 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 55.19 2,021 SH SHARED 2,021 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 13.66 500 SH C SHARED 500 CORVEL CORP COM 221006109 78.82 1,976 SH SOLE 1,976 COSAN LTD SHS A G25343107 2,049.30 138,000 SH SHARED 138,000 COSAN LTD SHS A G25343107 1,458.67 98,227 SH SHARED 98,227 COSAN LTD SHS A G25343107 130.68 8,800 SH P SHARED 8,800 COSAN LTD SHS A G25343107 32.67 2,200 SH C SHARED 2,200 COSAN LTD SHS A G25343107 8.75 589 SH SHARED 01 589 COSI INC COM 22122P101 5.40 5,002 SH SOLE 5,002 COST PLUS INC CALIF COM 221485105 1,191.51 66,565 SH SHARED 66,565 COST PLUS INC CALIF COM 221485105 0.48 27 SH SHARED 01 27 COSTAR GROUP INC COM 22160N109 1,155.07 16,728 SH SHARED 16,728 COSTAR GROUP INC COM 22160N109 237.53 3,440 SH SHARED 20 3,440 COSTAR GROUP INC COM 22160N109 188.85 2,735 SH SHARED 01 2,735 COSTAR GROUP INC COM 22160N109 172.63 2,500 SH C SHARED 2,500 COSTAR GROUP INC COM 22160N109 69.05 1,000 SH P SHARED 1,000 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 441.38 214,000 PRN SHARED 214,000 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 6.19 3,000 PRN SHARED 01 3,000 COSTCO WHSL CORP NEW COM 22160K105 43,736.63 481,681 SH SHARED 01 481,681 COSTCO WHSL CORP NEW COM 22160K105 6,138.08 67,600 SH C SHARED 67,600 COSTCO WHSL CORP NEW COM 22160K105 6,089.05 67,060 SH SHARED 67,060 COSTCO WHSL CORP NEW COM 22160K105 5,175.60 57,000 SH P SHARED 57,000 COSTCO WHSL CORP NEW COM 22160K105 1,411.49 15,545 SH SHARED 15,545 COTT CORP QUE COM 22163N106 1,283.55 194,773 SH SHARED 01 194,773 COTT CORP QUE COM 22163N106 174.77 26,520 SH SHARED 26,520 COUNTRY STYLE COOKING RESTAU SPONSORED ADR 22238M109 2.87 300 SH SHARED 01 300 COURIER CORP COM 222660102 113.10 9,750 SH SHARED 01 9,750 COUSINS PPTYS INC COM 222795106 343.22 45,280 SH SHARED 45,280 COUSINS PPTYS INC COM 222795106 16.42 2,166 SH SHARED 01 2,166 COUSINS PPTYS INC COM 222795106 5.31 700 SH C SHARED 700 COVANCE INC COM 222816100 1,380.13 28,976 SH SHARED 01 28,976 COVANCE INC COM 222816100 607.33 12,751 SH SHARED 12,751 COVANCE INC COM 222816100 157.18 3,300 SH SHARED 3,300 COVANCE INC COM 222816100 47.63 1,000 SH C SHARED 1,000 COVANCE INC COM 222816100 14.29 300 SH P SHARED 300 COVANTA HLDG CORP COM 22282E102 20,137.84 1,240,779 SH SHARED 1,240,779 COVANTA HLDG CORP COM 22282E102 42.15 2,597 SH SHARED 01 2,597 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 34.46 30,000 PRN SHARED 01 30,000 COVENTRY HEALTH CARE INC COM 222862104 497.62 13,990 SH SHARED 13,990 COVENTRY HEALTH CARE INC COM 222862104 424.63 11,938 SH SHARED 01 11,938 COVENTRY HEALTH CARE INC COM 222862104 42.68 1,200 SH C SHARED 1,200 COVER-ALL TECHNOLOGIES INC COM 222892101 4.24 1,766 SH SOLE 1,766 COVIDIEN PLC SHS G2554F113 33,350.53 609,922 SH SHARED 01 609,922 COVIDIEN PLC SHS G2554F113 5,754.03 105,231 SH SHARED 20 105,231 COVIDIEN PLC SHS G2554F113 2,957.48 54,087 SH SHARED 54,087 COVIDIEN PLC SHS G2554F113 2,438.73 44,600 SH C SHARED 44,600
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- COVIDIEN PLC SHS G2554F113 1,743.25 31,881 SH SHARED 31,881 COVIDIEN PLC SHS G2554F113 645.22 11,800 SH P SHARED 11,800 COWEN GROUP INC NEW CL A 223622101 50.95 18,802 SH SHARED 01 18,802 CPFL ENERGIA S A SPONSORED ADR 126153105 5,677.71 187,693 SH SHARED 01 187,693 CPFL ENERGIA S A SPONSORED ADR 126153105 100.85 3,334 SH SHARED 3,334 CPI AEROSTRUCTURES INC COM NEW 125919308 773.12 51,992 SH SHARED 01 51,992 CPI AEROSTRUCTURES INC COM NEW 125919308 35.18 2,366 SH SHARED 2,366 CRA INTL INC COM 12618T105 6.03 239 SH SOLE 239 CRACKER BARREL OLD CTRY STOR COM 22410J106 686.56 12,304 SH SHARED 12,304 CRACKER BARREL OLD CTRY STOR COM 22410J106 116.62 2,090 SH SHARED 01 2,090 CRACKER BARREL OLD CTRY STOR COM 22410J106 27.90 500 SH C SHARED 500 CRANE CO COM 224399105 2,713.14 55,941 SH SHARED 01 55,941 CRANE CO COM 224399105 1,265.46 26,092 SH SHARED 26,092 CREDICORP LTD COM G2519Y108 553.64 4,200 SH SHARED 4,200 CREDICORP LTD COM G2519Y108 16.87 128 SH SHARED 01 128 CREDIT SUISSE ASSET MGMT INC COM 224916106 215.32 57,727 SH SHARED 01 57,727 CREDIT SUISSE ASSET MGMT INC COM 224916106 4.30 1,154 SH SHARED 1,154 CREDIT SUISSE GROUP SPONSORED ADR 225401108 3,593.91 126,058 SH SHARED 01 126,058 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 20.90 6,700 SH SHARED 01 6,700 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 245.76 20,029 SH SOLE 20,029 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 192.31 26,602 SH SOLE 26,602 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 121.60 2,695 SH SOLE 2,695 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 56.17 1,220 SH SOLE 1,220 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 38.47 600 SH SOLE 600 CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 30.28 1,487 SH SOLE 1,487 CREDIT SUISSE NASSAU BRH 3X LONG SILVER 22542D662 9.79 249 SH SOLE 249 CREDIT SUISSE NASSAU BRH GLB WARM ETN23 22542D407 4.91 706 SH SOLE 706 CREDIT SUISSE NASSAU BRH 2X INVER PLATI 22542D639 4.19 100 SH SOLE 100 CREDO PETE CORP COM PAR $0.10 225439207 103.72 10,149 SH SHARED 10,149 CREDO PETE CORP COM PAR $0.10 225439207 5.11 500 SH SHARED 01 500 CREE INC COM 225447101 9,356.47 295,810 SH SHARED 295,810 CREE INC COM 225447101 6,749.84 213,400 SH P SHARED 213,400 CREE INC COM 225447101 3,951.54 124,930 SH SHARED 01 124,930 CREE INC COM 225447101 2,071.77 65,500 SH C SHARED 65,500 CREE INC COM 225447101 997.14 31,525 SH SHARED 31,525 CRESCENT FINL BANCSHARES INC COM 225743103 9.16 2,380 SH SOLE 2,380 CRESTWOOD MIDSTREAM COM UNITS PRTNERS REPSTG 226372100 3,887.40 136,352 SH SHARED 01 136,352 CRESTWOOD MIDSTREAM COM UNITS PRTNERS REPSTG 226372100 501.09 17,576 SH SHARED 17,576 CRESUD S A C I F Y A SPONSORED ADR 226406106 374.26 30,378 SH SHARED 01 30,378 CRESUD S A C I F Y A SPONSORED ADR 226406106 118.69 9,634 SH SHARED 9,634 CRESUD SA COMERCIAL *W EXP 05/22/201 P3311R192 2.00 33,401 SH SOLE 33,401 CREXENDO INC COM 226552107 54.25 15,501 SH SHARED 15,501 CREXENDO INC COM 226552107 0.35 100 SH SHARED 01 100 CREXUS INVT CORP COM 226553105 1,798.30 173,917 SH SHARED 01 173,917 CREXUS INVT CORP COM 226553105 940.74 90,981 SH SHARED 90,981 CRH PLC ADR 12626K203 2,562.79 124,953 SH SHARED 01 124,953 CRH PLC ADR 12626K203 602.24 29,363 SH SHARED 29,363 CRIMSON EXPLORATION INC COM NEW 22662K207 42.21 10,171 SH SHARED 01 10,171 CROCS INC COM 227046109 543.59 25,984 SH SHARED 01 25,984 CROCS INC COM 227046109 240.58 11,500 SH P SHARED 11,500 CROCS INC COM 227046109 173.64 8,300 SH C SHARED 8,300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- CROSS A T CO CL A 227478104 0.01 1 SH SHARED 01 1 CROSS CTRY HEALTHCARE INC COM 227483104 77.79 15,527 SH SHARED 15,527 CROSS CTRY HEALTHCARE INC COM 227483104 8.42 1,680 SH SHARED 01 1,680 CROSS CTRY HEALTHCARE INC COM 227483104 1.45 290 SH SHARED 20 290 CROSS TIMBERS RTY TR TR UNIT 22757R109 490.08 11,616 SH SHARED 01 11,616 CROSSHAIR ENERGY CORP COM 22765F105 6.38 12,765 SH SOLE 12,765 CROSSROADS SYS INC COM NEW 22765D209 66.92 11,538 SH SHARED 01 11,538 CROSSTEX ENERGY INC COM 22765Y104 105.40 7,454 SH SHARED 7,454 CROSSTEX ENERGY INC COM 22765Y104 44.54 3,150 SH SHARED 01 3,150 CROSSTEX ENERGY L P COM 22765U102 3,350.44 196,047 SH SHARED 196,047 CROSSTEX ENERGY L P COM 22765U102 624.71 36,554 SH SHARED 01 36,554 CROWN CASTLE INTL CORP COM 228227104 5,344.61 100,199 SH SHARED 01 100,199 CROWN CASTLE INTL CORP COM 228227104 3,863.95 72,440 SH SHARED 20 72,440 CROWN CASTLE INTL CORP COM 228227104 1,757.66 32,952 SH SHARED 32,952 CROWN CASTLE INTL CORP COM 228227104 1,077.47 20,200 SH SHARED 20,200 CROWN CASTLE INTL CORP COM 228227104 293.37 5,500 SH P SHARED 5,500 CROWN CASTLE INTL CORP COM 228227104 106.68 2,000 SH C SHARED 2,000 CROWN HOLDINGS INC COM 228368106 7,445.04 202,146 SH SHARED 01 202,146 CROWN HOLDINGS INC COM 228368106 1,395.08 37,879 SH SHARED 37,879 CROWN HOLDINGS INC COM 228368106 427.23 11,600 SH SHARED 11,600 CROWN HOLDINGS INC COM 228368106 143.64 3,900 SH C SHARED 3,900 CROWN HOLDINGS INC COM 228368106 73.66 2,000 SH P SHARED 2,000 CRUMBS BAKE SHOP INC COM 228803102 3.68 1,000 SH SHARED 01 1,000 CRUMBS BAKE SHOP INC *W EXP 05/19/201 228803110 1.80 10,000 SH SHARED 01 10,000 CRUMBS BAKE SHOP INC COM 228803102 0.56 152 SH SHARED 152 CRYOLIFE INC COM 228903100 13.44 2,550 SH SHARED 01 2,550 CRYPTOLOGIC LIMITED SHS G3159C109 63.00 25,000 SH C SHARED 25,000 CRYPTOLOGIC LIMITED SHS G3159C109 2.27 900 SH P SHARED 900 CRYPTOLOGIC LIMITED SHS G3159C109 0.38 150 SH SHARED 01 150 CRYSTAL ROCK HLDGS INC COM 22940F103 5.00 4,763 SH SOLE 4,763 CSG SYS INTL INC COM 126349109 2.68 177 SH SHARED 01 177 CSP INC COM 126389105 41.22 10,254 SH SHARED 01 10,254 CSP INC COM 126389105 1.04 259 SH SHARED 259 CSR PLC SPONSORED ADR 12640Y205 52.85 3,600 SH SHARED 3,600 CSR PLC SPONSORED ADR 12640Y205 4.52 308 SH SHARED 01 308 CSX CORP COM 126408103 101,228.36 4,703,920 SH SHARED 01 4,703,920 CSX CORP COM 126408103 2,971.52 138,082 SH SHARED 138,082 CSX CORP COM 126408103 2,001.36 93,000 SH C SHARED 93,000 CSX CORP COM 126408103 1,958.32 91,000 SH P SHARED 91,000 CSX CORP COM 126408103 1,611.85 74,900 SH SHARED 74,900 CSX CORP DBCV 10/3 126408GA5 4.58 2,000 PRN SHARED 01 2,000 CTC MEDIA INC COM 12642X106 262.13 22,539 SH SHARED 22,539 CTC MEDIA INC COM 12642X106 123.28 10,600 SH C SHARED 10,600 CTC MEDIA INC COM 12642X106 77.55 6,668 SH SHARED 01 6,668 CTI INDUSTRIES CORP COM NEW 125961300 2.93 584 SH SOLE 584 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 759.74 35,108 SH SHARED 01 35,108 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 690.29 31,899 SH SHARED 31,899 CTS CORP COM 126501105 10.52 1,000 SH SHARED 01 1,000 CUBESMART COM 229663109 630.56 52,988 SH SHARED 52,988 CUBESMART COM 229663109 364.26 30,610 SH SHARED 01 30,610 CUBIC CORP COM 229669106 1,173.35 24,817 SH SHARED 24,817 CUBIC CORP COM 229669106 181.56 3,840 SH SHARED 01 3,840 CUBIC CORP COM 229669106 4.73 100 SH C SHARED 100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CUBIC ENERGY INC COM 229675103 5.71 10,570 SH SHARED 10,570 CUBIC ENERGY INC COM 229675103 3.24 6,000 SH SHARED 01 6,000 CUBIST PHARMACEUTICALS INC COM 229678107 8,948.43 206,900 SH C SHARED 206,900 CUBIST PHARMACEUTICALS INC COM 229678107 1,181.16 27,310 SH SHARED 01 27,310 CUBIST PHARMACEUTICALS INC COM 229678107 834.73 19,300 SH P SHARED 19,300 CUBIST PHARMACEUTICALS INC COM 229678107 362.35 8,378 SH SHARED 8,378 CUBIST PHARMACEUTICALS INC COM 229678107 224.25 5,185 SH SHARED 20 5,185 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5.73 4,000 PRN SHARED 01 4,000 CUI GLOBAL INC COM NEW 126576206 3.24 666 SH SHARED 01 666 CULLEN FROST BANKERS INC COM 229899109 3,613.54 62,099 SH SHARED 01 62,099 CULLEN FROST BANKERS INC COM 229899109 100.67 1,730 SH SHARED 20 1,730 CULLEN FROST BANKERS INC COM 229899109 34.91 600 SH C SHARED 600 CULP INC COM 230215105 104.09 9,480 SH SOLE 9,480 CUMBERLAND PHARMACEUTICALS I COM 230770109 275.20 36,693 SH SHARED 36,693 CUMBERLAND PHARMACEUTICALS I COM 230770109 15.00 2,000 SH SHARED 01 2,000 CUMMINS INC COM 231021106 57,808.86 481,580 SH SHARED 01 481,580 CUMMINS INC COM 231021106 7,766.59 64,700 SH C SHARED 64,700 CUMMINS INC COM 231021106 3,505.17 29,200 SH P SHARED 29,200 CUMMINS INC COM 231021106 2,474.02 20,610 SH SHARED 20 20,610 CUMMINS INC COM 231021106 1,512.50 12,600 SH SHARED 12,600 CUMMINS INC COM 231021106 18.61 155 SH SHARED 155 CUMULUS MEDIA INC CL A 231082108 1,360.68 389,880 SH SOLE 389,880 CURIS INC COM 231269101 1,173.67 243,499 SH SHARED 243,499 CURIS INC COM 231269101 25.06 5,200 SH C SHARED 5,200 CURIS INC COM 231269101 9.16 1,900 SH SHARED 01 1,900 CURIS INC COM 231269101 1.93 400 SH P SHARED 400 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 7,484.25 72,054 SH SHARED 01 72,054 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2,981.07 28,700 SH P SHARED 28,700 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1,329.02 12,795 SH SHARED 12,795 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 41.55 400 SH C SHARED 400 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 7,138.20 71,604 SH SHARED 01 71,604 CURRENCYSHARES CHINESE RENMI CHIN RENMINBI 23131C107 10.55 132 SH SOLE 132 CURRENCYSHARES EURO TR EURO SHS 23130C108 39,816.00 300,000 SH SHARED 300,000 CURRENCYSHARES EURO TR EURO SHS 23130C108 4,074.50 30,700 SH P SHARED 30,700 CURRENCYSHARES EURO TR EURO SHS 23130C108 3,915.24 29,500 SH C SHARED 29,500 CURRENCYSHARES EURO TR EURO SHS 23130C108 435.06 3,278 SH SHARED 01 3,278 CURRENCYSHARES MEXICAN PESO MEXICAN PES SH 23130H107 36.23 463 SH SHARED 01 463 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 8.79 258 SH SOLE 258 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 752.80 5,015 SH SHARED 01 5,015 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 2,488.20 22,769 SH SHARED 01 22,769 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1,221.97 11,182 SH SHARED 11,182 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 295.06 2,700 SH P SHARED 2,700 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 142.06 1,300 SH C SHARED 1,300 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 555.03 3,500 SH C SHARED 3,500 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 554.08 3,494 SH SHARED 01 3,494 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 364.73 2,300 SH P SHARED 2,300 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 8,825.35 74,300 SH P SHARED 74,300 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 2,233.06 18,800 SH C SHARED 18,800 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 1,742.03 14,666 SH SHARED 14,666 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 296.95 2,500 SH P SHARED 01 2,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 267.85 2,255 SH SHARED 01 2,255 CURTISS WRIGHT CORP COM 231561101 1,159.45 31,328 SH SHARED 01 31,328 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 355.37 35,680 SH SHARED 01 35,680 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 32.09 3,222 SH SHARED 3,222 CUSHING RTY & INCOME FD COM SH BEN INT 23164R104 24.54 1,000 SH SHARED 01 1,000 CUTERA INC COM 232109108 300.69 35,168 SH SHARED 35,168 CUTERA INC COM 232109108 14.54 1,700 SH SHARED 01 1,700 CUTWATER SELECT INCOME FD COM 232229104 997.70 50,542 SH SHARED 01 50,542 CUTWATER SELECT INCOME FD COM 232229104 43.76 2,217 SH SHARED 2,217 CVB FINL CORP COM 126600105 2,170.20 184,855 SH SHARED 01 184,855 CVD EQUIPMENT CORP COM 126601103 30.96 2,292 SH SOLE 2,292 CVR ENERGY INC COM 12662P108 1,433.08 53,573 SH SHARED 01 53,573 CVR ENERGY INC COM 12662P108 912.18 34,100 SH P SHARED 34,100 CVR ENERGY INC COM 12662P108 42.80 1,600 SH C SHARED 1,600 CVR PARTNERS LP COM 126633106 1,383.04 52,587 SH SHARED 01 52,587 CVR PARTNERS LP COM 126633106 258.03 9,811 SH SHARED 9,811 CVR PARTNERS LP COM 126633106 92.05 3,500 SH P SHARED 3,500 CVS CAREMARK CORPORATION COM 126650100 84,602.16 1,888,441 SH SHARED 01 1,888,441 CVS CAREMARK CORPORATION COM 126650100 31,333.57 699,410 SH SHARED 699,410 CVS CAREMARK CORPORATION COM 126650100 29,107.05 649,711 SH SHARED 649,711 CVS CAREMARK CORPORATION COM 126650100 7,813.34 174,405 SH SHARED 20 174,405 CVS CAREMARK CORPORATION COM 126650100 1,809.92 40,400 SH P SHARED 40,400 CVS CAREMARK CORPORATION COM 126650100 1,626.24 36,300 SH C SHARED 36,300 CYANOTECH CORP COM PAR $0.02 232437301 38.47 3,798 SH SOLE 3,798 CYBERONICS INC COM 23251P102 471.25 12,359 SH SHARED 12,359 CYBERONICS INC COM 23251P102 391.29 10,262 SH SHARED 01 10,262 CYBERONICS INC COM 23251P102 68.63 1,800 SH C SHARED 1,800 CYBERONICS INC COM 23251P102 45.76 1,200 SH P SHARED 1,200 CYBEROPTICS CORP COM 232517102 4.60 476 SH SHARED 476 CYBEROPTICS CORP COM 232517102 4.15 430 SH SHARED 01 430 CYBEX INTL INC COM 23252E106 5.97 2,359 SH SOLE 2,359 CYCLACEL PHARMACEUTICALS INC COM 23254L108 2.97 4,125 SH SOLE 4,125 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 0.25 100 SH SOLE 100 CYMER INC COM 232572107 1,228.50 24,570 SH SHARED 01 24,570 CYMER INC COM 232572107 11.80 236 SH SHARED 236 CYNOSURE INC CL A 232577205 65.01 3,640 SH SHARED 3,640 CYNOSURE INC CL A 232577205 19.25 1,078 SH SHARED 01 1,078 CYPRESS SEMICONDUCTOR CORP COM 232806109 8,903.77 569,659 SH SHARED 01 569,659 CYPRESS SEMICONDUCTOR CORP COM 232806109 642.39 41,100 SH C SHARED 41,100 CYPRESS SEMICONDUCTOR CORP COM 232806109 575.59 36,826 SH SHARED 36,826 CYPRESS SEMICONDUCTOR CORP COM 232806109 431.39 27,600 SH P SHARED 27,600 CYS INVTS INC COM 12673A108 5,383.28 411,251 SH SHARED 01 411,251 CYS INVTS INC COM 12673A108 194.95 14,893 SH SHARED 14,893 CYS INVTS INC COM 12673A108 61.52 4,700 SH C SHARED 4,700 CYS INVTS INC COM 12673A108 56.29 4,300 SH P SHARED 4,300 CYTEC INDS INC COM 232820100 1,209.23 19,892 SH SHARED 19,892 CYTEC INDS INC COM 232820100 539.09 8,868 SH SHARED 01 8,868 CYTEC INDS INC COM 232820100 182.37 3,000 SH P SHARED 3,000 CYTEC INDS INC COM 232820100 79.03 1,300 SH C SHARED 1,300 CYTOKINETICS INC COM 23282W100 16.27 14,147 SH SHARED 01 14,147 CYTORI THERAPEUTICS INC COM 23283K105 239.41 96,149 SH SHARED 96,149 CYTORI THERAPEUTICS INC COM 23283K105 50.05 20,100 SH C SHARED 20,100 CYTORI THERAPEUTICS INC COM 23283K105 50.00 20,082 SH SHARED 01 20,082
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- CYTORI THERAPEUTICS INC COM 23283K105 24.65 9,900 SH P SHARED 9,900 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 0.92 656 SH SOLE 656 CYTRX CORP COM NEW 232828301 0.03 75 SH SHARED 01 75 D MEDICAL INDUSTRIES LTD SHS M28091102 1.05 2,998 SH SOLE 2,998 D R HORTON INC COM 23331A109 1,713.94 112,982 SH SHARED 01 112,982 D R HORTON INC COM 23331A109 573.47 37,803 SH SHARED 37,803 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 431.07 410,000 PRN SOLE 410,000 D R HORTON INC COM 23331A109 414.14 27,300 SH P SHARED 27,300 D R HORTON INC COM 23331A109 344.36 22,700 SH SHARED 22,700 D R HORTON INC COM 23331A109 95.57 6,300 SH C SHARED 6,300 D R HORTON INC COM 23331A109 52.18 3,440 SH SHARED 20 3,440 DAEGIS INC COM 233720101 2.95 1,824 SH SOLE 1,824 DAILY JOURNAL CORP COM 233912104 71.56 916 SH SHARED 916 DAILY JOURNAL CORP COM 233912104 15.62 200 SH SHARED 01 200 DAKTRONICS INC COM 234264109 115.88 13,035 SH SHARED 13,035 DAKTRONICS INC COM 234264109 48.72 5,480 SH SHARED 01 5,480 DANA HLDG CORP COM 235825205 2,846.09 183,619 SH SHARED 01 183,619 DANA HLDG CORP COM 235825205 317.32 20,472 SH SHARED 20,472 DANA HLDG CORP COM 235825205 43.40 2,800 SH C SHARED 2,800 DANA HLDG CORP COM 235825205 13.95 900 SH P SHARED 900 DANAHER CORP DEL COM 235851102 40,534.31 723,827 SH SHARED 01 723,827 DANAHER CORP DEL COM 235851102 10,264.52 183,295 SH SHARED 183,295 DANAHER CORP DEL COM 235851102 6,896.51 123,152 SH SHARED 20 123,152 DANAHER CORP DEL COM 235851102 2,290.40 40,900 SH P SHARED 01 40,900 DANAHER CORP DEL COM 235851102 1,719.20 30,700 SH C SHARED 30,700 DANAHER CORP DEL COM 235851102 1,554.17 27,753 SH SHARED 27,753 DANAHER CORP DEL COM 235851102 431.20 7,700 SH P SHARED 7,700 DANAHER CORP DEL NOTE 1/2 235851AF9 265.28 163,000 PRN SHARED 01 163,000 DANAOS CORPORATION SHS Y1968P105 3.10 787 SH SOLE 787 DARDEN RESTAURANTS INC COM 237194105 8,484.17 165,836 SH SHARED 01 165,836 DARDEN RESTAURANTS INC COM 237194105 844.14 16,500 SH C SHARED 16,500 DARDEN RESTAURANTS INC COM 237194105 496.25 9,700 SH SHARED 9,700 DARDEN RESTAURANTS INC COM 237194105 204.64 4,000 SH P SHARED 4,000 DARDEN RESTAURANTS INC COM 237194105 150.62 2,944 SH SHARED 2,944 DARDEN RESTAURANTS INC COM 237194105 109.48 2,140 SH SHARED 20 2,140 DARLING INTL INC COM 237266101 1,566.72 89,938 SH SHARED 01 89,938 DARLING INTL INC COM 237266101 179.43 10,300 SH P SHARED 10,300 DARLING INTL INC COM 237266101 41.81 2,400 SH C SHARED 2,400 DATA I O CORP COM 237690102 5.13 1,308 SH SOLE 1,308 DATALINK CORP COM 237934104 777.33 81,652 SH SHARED 01 81,652 DATALINK CORP COM 237934104 16.44 1,727 SH SHARED 1,727 DATALINK CORP COM 237934104 8.57 900 SH C SHARED 900 DATARAM CORP COM PAR $1 238108203 1.82 2,332 SH SOLE 2,332 DATAWATCH CORP COM NEW 237917208 3.47 261 SH SOLE 261 DAVITA INC COM 23918K108 5,325.26 59,058 SH SHARED 01 59,058 DAVITA INC COM 23918K108 4,634.74 51,400 SH C SHARED 51,400 DAVITA INC COM 23918K108 1,740.64 19,304 SH SHARED 19,304 DAVITA INC COM 23918K108 697.01 7,730 SH SHARED 7,730 DAWSON GEOPHYSICAL CO COM 239359102 60.77 1,769 SH SHARED 01 1,769 DBX ETF TR CDA CURR HDGEQ 233051408 5.13 220 SH SOLE 220 DBX ETF TR EAFE CURR HDG 233051200 2.92 119 SH SOLE 119 DB-X FUNDS DB-X 2020 TARGET 233052208 35.59 1,594 SH SOLE 1,594 DB-X FUNDS DB-X 2040 TARGET 233052406 32.72 1,488 SH SOLE 1,488
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DB-X FUNDS DB-X 2010 TARGET 233052109 29.30 1,247 SH SOLE 1,247 DB-X FUNDS DB-X 2030 TARGET 233052307 27.44 1,309 SH SOLE 1,309 DB-X FUNDS DB-X INDEPENDENC 233052505 25.20 954 SH SOLE 954 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 7,673.34 167,394 SH SHARED 167,394 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 3,552.65 77,501 SH SHARED 01 77,501 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 68.76 1,500 SH P SHARED 1,500 DCT INDUSTRIAL TRUST INC COM 233153105 637.36 108,027 SH SHARED 108,027 DCT INDUSTRIAL TRUST INC COM 233153105 395.06 66,960 SH SHARED 01 66,960 DDR CORP COM 23317H102 2,223.96 152,326 SH SHARED 152,326 DDR CORP COM 23317H102 1,769.26 121,182 SH SHARED 121,182 DDR CORP COM 23317H102 1,498.69 102,650 SH SHARED 01 102,650 DDR CORP COM 23317H102 20.44 1,400 SH C SHARED 1,400 DDR CORP COM 23317H102 5.84 400 SH P SHARED 400 DEALERTRACK HLDGS INC COM 242309102 41.43 1,369 SH SHARED 01 1,369 DEALERTRACK HLDGS INC COM 242309102 8.02 265 SH SHARED 20 265 DEALERTRACK HLDGS INC COM 242309102 6.99 231 SH SHARED 231 DEAN FOODS CO NEW COM 242370104 1,403.61 115,905 SH SHARED 115,905 DEAN FOODS CO NEW COM 242370104 925.94 76,461 SH SHARED 01 76,461 DEAN FOODS CO NEW COM 242370104 536.47 44,300 SH P SHARED 44,300 DEAN FOODS CO NEW COM 242370104 146.53 12,100 SH C SHARED 12,100 DECKERS OUTDOOR CORP COM 243537107 2,504.66 39,725 SH SHARED 01 39,725 DECKERS OUTDOOR CORP COM 243537107 668.33 10,600 SH C SHARED 10,600 DECKERS OUTDOOR CORP COM 243537107 397.22 6,300 SH P SHARED 6,300 DECKERS OUTDOOR CORP COM 243537107 235.43 3,734 SH SHARED 3,734 DEER CONSUMER PRODS INC COM NEW 24379J200 759.36 180,800 SH P SHARED 180,800 DEER CONSUMER PRODS INC COM NEW 24379J200 149.81 35,670 SH SHARED 35,670 DEER CONSUMER PRODS INC COM NEW 24379J200 8.40 2,000 SH SHARED 01 2,000 DEERE & CO COM 244199105 92,565.54 1,144,197 SH SHARED 01 1,144,197 DEERE & CO COM 244199105 21,640.75 267,500 SH P SHARED 267,500 DEERE & CO COM 244199105 15,380.71 190,120 SH C SHARED 190,120 DEERE & CO COM 244199105 4,672.46 57,756 SH SHARED 57,756 DEERE & CO COM 244199105 3,383.32 41,821 SH SHARED 41,821 DEERE & CO COM 244199105 17.80 220 SH SHARED 20 220 DEHAIER MEDICAL SYSTEMS LIMI SHS G27010100 0.53 228 SH SOLE 228 DEJOUR ENERGY INC COM 24486R103 24.30 69,429 SH SOLE 69,429 DELAWARE ENHANCED GBL DIV & COM 246060107 974.73 75,973 SH SHARED 01 75,973 DELAWARE INV CO MUN INC FD I COM 246101109 418.17 28,642 SH SHARED 01 28,642 DELAWARE INV CO MUN INC FD I COM 246101109 7.07 484 SH SHARED 484 DELAWARE INV MN MUN INC FD I COM 24610V103 651.65 45,794 SH SHARED 01 45,794 DELAWARE INV MN MUN INC FD I COM 24610V103 17.57 1,235 SH SHARED 1,235 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 33.18 2,506 SH SHARED 01 2,506 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 30.64 2,314 SH SHARED 2,314 DELAWARE INVTS DIV & INCOME COM 245915103 666.33 81,758 SH SHARED 01 81,758 DELCATH SYS INC COM 24661P104 119.32 38,000 SH C SHARED 38,000 DELCATH SYS INC COM 24661P104 109.27 34,800 SH SHARED 01 34,800 DELCATH SYS INC COM 24661P104 34.54 11,000 SH P SHARED 11,000 DELCATH SYS INC COM 24661P104 25.42 8,094 SH SHARED 8,094 DELEK US HLDGS INC COM 246647101 58.36 3,763 SH SHARED 3,763 DELEK US HLDGS INC COM 246647101 15.51 1,000 SH SHARED 01 1,000 DELIA'S INC NEW COM 246911101 16.90 12,070 SH SHARED 01 12,070 DELIA'S INC NEW COM 246911101 3.78 2,697 SH SHARED 2,697 DELL INC COM 24702R101 17,316.48 1,043,476 SH SHARED 1,043,476 DELL INC COM 24702R101 15,420.07 929,200 SH P SHARED 929,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DELL INC COM 24702R101 13,314.88 802,343 SH SHARED 01 802,343 DELL INC COM 24702R101 3,840.08 231,400 SH C SHARED 231,400 DELL INC COM 24702R101 2,038.07 122,812 SH SHARED 122,812 DELPHI AUTOMOTIVE PLC SHS G27823106 9,940.70 314,579 SH SHARED 314,579 DELPHI AUTOMOTIVE PLC SHS G27823106 500.99 15,854 SH SHARED 01 15,854 DELPHI FINL GROUP INC CL A 247131105 3,054.43 68,225 SH SHARED 68,225 DELPHI FINL GROUP INC CL A 247131105 655.34 14,638 SH SHARED 01 14,638 DELTA AIR LINES INC DEL COM NEW 247361702 29,795.60 3,005,103 SH SHARED 3,005,103 DELTA AIR LINES INC DEL COM NEW 247361702 13,738.22 1,385,600 SH P SHARED 1,385,600 DELTA AIR LINES INC DEL COM NEW 247361702 6,005.52 605,700 SH C SHARED 605,700 DELTA AIR LINES INC DEL COM NEW 247361702 2,086.31 210,420 SH SHARED 01 210,420 DELTA AIR LINES INC DEL COM NEW 247361702 236.97 23,900 SH SHARED 23,900 DELTA APPAREL INC COM 247368103 16.43 1,000 SH SHARED 01 1,000 DELTA APPAREL INC COM 247368103 5.95 362 SH SHARED 362 DELTA NAT GAS INC COM 247748106 728.76 19,178 SH SHARED 01 19,178 DELTA NAT GAS INC COM 247748106 73.49 1,934 SH SHARED 1,934 DELTIC TIMBER CORP COM 247850100 6.84 108 SH SHARED 01 108 DELUXE CORP COM 248019101 486.32 20,765 SH SHARED 01 20,765 DELUXE CORP COM 248019101 214.60 9,163 SH SHARED 9,163 DELUXE CORP COM 248019101 114.76 4,900 SH C SHARED 4,900 DELUXE CORP COM 248019101 4.68 200 SH P SHARED 200 DEMAND MEDIA INC COM 24802N109 29.00 4,000 SH P SHARED 4,000 DEMAND MEDIA INC COM 24802N109 22.48 3,100 SH C SHARED 3,100 DEMAND MEDIA INC COM 24802N109 9.61 1,325 SH SHARED 01 1,325 DEMANDWARE INC COM 24802Y105 1.49 50 SH SHARED 01 50 DENALI FD INC COM 24823A102 6.62 450 SH SOLE 450 DENBURY RES INC COM NEW 247916208 5,194.82 284,960 SH SHARED 01 284,960 DENBURY RES INC COM NEW 247916208 2,058.17 112,900 SH C SHARED 112,900 DENBURY RES INC COM NEW 247916208 497.41 27,285 SH SHARED 27,285 DENBURY RES INC COM NEW 247916208 60.16 3,300 SH P SHARED 3,300 DENDREON CORP COM 24823Q107 1,195.49 112,200 SH C SHARED 112,200 DENDREON CORP COM 24823Q107 390.23 36,624 SH SHARED 01 36,624 DENDREON CORP COM 24823Q107 275.08 25,817 SH SHARED 25,817 DENDREON CORP COM 24823Q107 192.86 18,100 SH P SHARED 18,100 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 45.60 57,000 PRN SHARED 01 57,000 DENDREON CORP COM 24823Q107 21.31 2,000 SH C SHARED 01 2,000 DENISON MINES CORP COM 248356107 625.98 409,140 SH SHARED 409,140 DENISON MINES CORP COM 248356107 96.82 63,280 SH SHARED 01 63,280 DENISON MINES CORP COM 248356107 74.05 48,400 SH P SHARED 48,400 DENISON MINES CORP COM 248356107 28.76 18,800 SH C SHARED 18,800 DENTSPLY INTL INC NEW COM 249030107 3,642.76 90,774 SH SHARED 01 90,774 DENTSPLY INTL INC NEW COM 249030107 702.28 17,500 SH C SHARED 17,500 DENTSPLY INTL INC NEW COM 249030107 421.37 10,500 SH SHARED 10,500 DENTSPLY INTL INC NEW COM 249030107 326.86 8,145 SH SHARED 20 8,145 DENTSPLY INTL INC NEW COM 249030107 100.69 2,509 SH SHARED 2,509 DEPOMED INC COM 249908104 420.73 67,209 SH SHARED 67,209 DEPOMED INC COM 249908104 181.54 29,000 SH C SHARED 29,000 DEPOMED INC COM 249908104 6.26 1,000 SH P SHARED 1,000 DEPOMED INC COM 249908104 6.26 1,000 SH SHARED 01 1,000 DERMA SCIENCES INC COM PAR $.01 249827502 26.94 2,800 SH SHARED 01 2,800 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 101.68 5,420 SH SHARED 20 5,420 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 8.18 436 SH SHARED 436 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 1.63 87 SH SHARED 01 87
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- DESTINATION MATERNITY CORP COM 25065D100 119.98 6,461 SH SHARED 6,461 DESTINATION MATERNITY CORP COM 25065D100 18.57 1,000 SH SHARED 01 1,000 DESWELL INDS INC COM 250639101 12.91 5,293 SH SHARED 01 5,293 DESWELL INDS INC COM 250639101 0.57 235 SH SHARED 235 DEUTSCHE BANK AG NAMEN AKT D18190898 78,554.33 1,577,713 SH SHARED 1,577,713 DEUTSCHE BANK AG NAMEN AKT D18190898 57,963.13 1,164,152 SH C SHARED 1,164,152 DEUTSCHE BANK AG NAMEN AKT D18190898 45,323.84 910,300 SH P SHARED 910,300 DEUTSCHE BANK AG NAMEN AKT D18190898 38,695.94 777,183 SH SHARED 777,183 DEUTSCHE BANK AG NAMEN AKT D18190898 5,147.79 103,390 SH SHARED 20 103,390 DEUTSCHE BANK AG NAMEN AKT D18190898 3,627.15 73,199 SH SHARED 17 73,199 DEUTSCHE BANK AG NAMEN AKT D18190898 902.05 18,117 SH SHARED 01 18,117 DEUTSCHE BK AG LDN BRH PS AGRI LG ETN 25154H533 46.81 2,494 SH SOLE 2,494 DEUTSCHE BK AG LDN BRH PS CMDT DS ETN 25154H483 44.72 1,470 SH SOLE 1,470 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 37.85 3,167 SH SOLE 3,167 DEUTSCHE BK AG LDN BRH PSHS AGRI SHR38 25154H541 28.06 1,186 SH SOLE 1,186 DEUTSCHE BK AG LDN BRH PS AGRI DS ETN 25154H566 26.95 1,587 SH SOLE 1,587 DEUTSCHE BK AG LDN BRH PS CMDTY SH ETN 25154H467 17.80 565 SH SOLE 565 DEUTSCHE BK AG LDN BRH PS CMDT DL ETN 25154H475 12.52 1,251 SH SOLE 1,251 DEUTSCHE BK AG LONDON ETN DJ HY 2022 25153Q658 51.03 5,100 SH SHARED 01 5,100 DEUTSCHE BK AG LONDON BRH DB 3X LONG UST 25154N522 134.08 3,614 SH SOLE 3,614 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 106.25 2,802 SH SOLE 2,802 DEUTSCHE BK AG LONDON BRH PWRSHR DB GERM 25154W506 28.02 1,212 SH SOLE 1,212 DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 24.25 1,634 SH SHARED 01 1,634 DEUTSCHE BK AG LONDON BRH MTLS LNG ETN38 25154K825 21.63 1,023 SH SOLE 1,023 DEUTSCHE BK AG LONDON BRH PS CR OIL SH ETN 25154K874 20.38 521 SH SOLE 521 DEUTSCHE BK AG LONDON BRH PS MTL DDL ETN 25154K858 17.09 1,396 SH SOLE 1,396 DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 16.04 1,081 SH SHARED 1,081 DEUTSCHE BK AG LONDON BRH PWRSHR 3X GERM 25154W407 12.63 416 SH SOLE 416 DEUTSCHE BK AG LONDON BRH PWSH ITAL TRES 25154W704 11.46 540 SH SOLE 540 DEUTSCHE BK AG LONDON BRH IDX FUTRS NT30 25154P881 10.24 560 SH SOLE 560 DEUTSCHE BK AG LONDON BRH MTL SHRT ETN38 25154K833 7.39 367 SH SOLE 367 DEVON ENERGY CORP NEW COM 25179M103 50,952.50 716,430 SH SHARED 01 716,430 DEVON ENERGY CORP NEW COM 25179M103 10,063.48 141,500 SH P SHARED 141,500 DEVON ENERGY CORP NEW COM 25179M103 8,726.42 122,700 SH C SHARED 122,700 DEVON ENERGY CORP NEW COM 25179M103 2,019.81 28,400 SH SHARED 28,400 DEVON ENERGY CORP NEW COM 25179M103 284.69 4,003 SH SHARED 4,003 DEVRY INC DEL COM 251893103 1,700.27 50,200 SH C SHARED 50,200 DEVRY INC DEL COM 251893103 460.63 13,600 SH P SHARED 13,600 DEVRY INC DEL COM 251893103 356.79 10,534 SH SHARED 01 10,534 DEX ONE CORP COM 25212W100 395.98 278,856 SH SHARED 01 278,856 DEXCOM INC COM 252131107 1,116.79 107,075 SH SHARED 01 107,075 DEXCOM INC COM 252131107 2.09 200 SH C SHARED 200 DFC GLOBAL CORP COM 23324T107 1,459.31 77,335 SH SOLE 77,335 DGSE COMPANIES INC COM 23323G106 35.25 4,713 SH SOLE 4,713 DHT HOLDINGS INC COM Y2065G105 358.57 373,509 SH SHARED 01 373,509 DHT HOLDINGS INC COM Y2065G105 5.66 5,900 SH C SHARED 5,900 DIAGEO P L C SPON ADR NEW 25243Q205 113,697.17 1,178,209 SH SHARED 01 1,178,209 DIAGEO P L C SPON ADR NEW 25243Q205 238.07 2,467 SH SHARED 2,467 DIAGEO P L C SPON ADR NEW 25243Q205 18.34 190 SH SHARED 20 190 DIAL GLOBAL INC COM 25247X107 0.00 2 SH SHARED 01 2 DIAMOND FOODS INC COM 252603105 2,491.94 109,200 SH P SHARED 109,200 DIAMOND FOODS INC COM 252603105 1,269.34 55,624 SH SHARED 55,624 DIAMOND FOODS INC COM 252603105 1,019.64 44,682 SH SHARED 01 44,682
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DIAMOND FOODS INC COM 252603105 152.89 6,700 SH C SHARED 6,700 DIAMOND HILL FINL TRNDS FD I COM 25264C101 12.97 1,200 SH SHARED 01 1,200 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 16.57 225 SH SHARED 01 225 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 6.78 92 SH SHARED 92 DIAMOND OFFSHORE DRILLING IN COM 25271C102 12,021.74 180,101 SH SHARED 01 180,101 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,803.50 42,000 SH C SHARED 42,000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,262.83 33,900 SH P SHARED 33,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1,662.08 24,900 SH SHARED 24,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 380.48 5,700 SH SHARED 5,700 DIAMONDROCK HOSPITALITY CO COM 252784301 744.15 72,318 SH SHARED 72,318 DIAMONDROCK HOSPITALITY CO COM 252784301 126.75 12,318 SH SHARED 01 12,318 DIANA CONTAINERSHIPS INC COM Y2069P101 2.54 420 SH SHARED 420 DIANA CONTAINERSHIPS INC COM Y2069P101 1.41 233 SH SHARED 01 233 DIANA SHIPPING INC COM Y2066G104 336.50 37,598 SH SHARED 01 37,598 DIANA SHIPPING INC COM Y2066G104 48.19 5,384 SH SHARED 5,384 DIANA SHIPPING INC COM Y2066G104 38.49 4,300 SH C SHARED 4,300 DICE HLDGS INC COM 253017107 73.19 7,845 SH SHARED 01 7,845 DICKS SPORTING GOODS INC COM 253393102 16,369.94 340,473 SH SHARED 340,473 DICKS SPORTING GOODS INC COM 253393102 3,516.81 73,145 SH SHARED 01 73,145 DICKS SPORTING GOODS INC COM 253393102 230.78 4,800 SH P SHARED 4,800 DICKS SPORTING GOODS INC COM 253393102 33.66 700 SH C SHARED 700 DIEBOLD INC COM 253651103 1,399.89 36,342 SH SHARED 01 36,342 DIEBOLD INC COM 253651103 154.08 4,000 SH P SHARED 4,000 DIEBOLD INC COM 253651103 125.23 3,251 SH SHARED 3,251 DIEBOLD INC COM 253651103 38.52 1,000 SH C SHARED 1,000 DIGI INTL INC COM 253798102 951.78 86,604 SH SOLE 86,604 DIGIMARC CORP NEW COM 25381B101 173.51 6,210 SH SHARED 01 6,210 DIGIRAD CORP COM 253827109 0.90 430 SH SOLE 430 DIGITAL GENERATION INC COM 25400B108 138.29 13,545 SH SHARED 13,545 DIGITAL GENERATION INC COM 25400B108 10.21 1,000 SH C SHARED 1,000 DIGITAL GENERATION INC COM 25400B108 1.02 100 SH SHARED 01 100 DIGITAL RIV INC COM 25388B104 512.45 27,389 SH SHARED 01 27,389 DIGITAL RIV INC COM 25388B104 100.62 5,378 SH SHARED 5,378 DIGITAL RIV INC COM 25388B104 26.19 1,400 SH C SHARED 1,400 DIGITAL RIV INC COM 25388B104 14.97 800 SH P SHARED 800 DIGITAL RIV INC COM 25388B104 1.22 65 SH SHARED 20 65 DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 0.94 1,000 PRN SHARED 01 1,000 DIGITAL RLTY TR INC COM 253868103 11,543.83 156,061 SH SHARED 01 156,061 DIGITAL RLTY TR INC COM 253868103 4,009.77 54,208 SH SHARED 54,208 DIGITAL RLTY TR INC COM 253868103 670.69 9,067 SH SHARED 9,067 DIGITAL RLTY TR INC COM 253868103 347.66 4,700 SH C SHARED 4,700 DIGITAL RLTY TR INC COM 253868103 51.78 700 SH P SHARED 700 DIGITALGLOBE INC COM NEW 25389M877 235.25 17,635 SH SHARED 17,635 DIGITALGLOBE INC COM NEW 25389M877 42.69 3,200 SH C SHARED 3,200 DIGITALGLOBE INC COM NEW 25389M877 26.68 2,000 SH P SHARED 2,000 DIGITALGLOBE INC COM NEW 25389M877 7.34 550 SH SHARED 01 550 DILLARDS INC CL A 254067101 2,199.46 34,901 SH SHARED 01 34,901 DILLARDS INC CL A 254067101 1,216.29 19,300 SH C SHARED 19,300 DILLARDS INC CL A 254067101 63.02 1,000 SH P SHARED 1,000 DIME CMNTY BANCSHARES COM 253922108 1,780.07 121,839 SH SHARED 01 121,839 DINEEQUITY INC COM 254423106 4.96 100 SH P SHARED 100 DINEEQUITY INC COM 254423106 4.96 100 SH SHARED 01 100 DIODES INC COM 254543101 10.01 432 SH SHARED 01 432
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DIRECTV COM CL A 25490A101 23,932.91 485,061 SH SHARED 01 485,061 DIRECTV COM CL A 25490A101 4,154.43 84,200 SH C SHARED 84,200 DIRECTV COM CL A 25490A101 2,365.70 47,947 SH SHARED 47,947 DIRECTV COM CL A 25490A101 796.74 16,148 SH SHARED 16,148 DIRECTV COM CL A 25490A101 404.59 8,200 SH P SHARED 8,200 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 7,018.35 64,300 SH P SOLE 64,300 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 3,950.17 63,300 SH P SHARED 63,300 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 3,001.63 27,500 SH C SOLE 27,500 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 2,245.30 35,980 SH SHARED 35,980 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 1,434.39 69,462 SH SOLE 69,462 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1,293.26 25,200 SH P SOLE 25,200 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 1,016.92 11,800 SH C SHARED 11,800 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 908.75 51,400 SH P SOLE 51,400 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 879.69 42,600 SH C SOLE 42,600 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 854.91 41,400 SH P SOLE 41,400 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 814.38 46,062 SH SOLE 46,062 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 809.74 45,800 SH C SOLE 45,800 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 805.01 12,900 SH C SHARED 12,900 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 674.65 10,300 SH P SOLE 10,300 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 667.04 6,400 SH P SHARED 6,400 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 551.55 6,400 SH P SHARED 6,400 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 511.08 40,306 SH SOLE 40,306 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 397.78 6,073 SH SOLE 6,073 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 356.77 5,200 SH P SOLE 5,200 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 232.86 3,394 SH SOLE 3,394 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 215.54 4,200 SH C SOLE 4,200 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 199.69 12,206 SH SOLE 12,206 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 170.50 2,100 SH P SOLE 2,100 DIREXION SHS ETF TR DLY TECH BEAR 3X 25459W318 159.85 18,352 SH SOLE 18,352 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 109.12 2,600 SH P SOLE 2,600 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 90.28 2,151 SH SOLE 2,151 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 85.15 1,300 SH C SOLE 1,300 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 81.80 5,000 SH P SOLE 5,000 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 72.16 1,406 SH SOLE 1,406 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 67.20 5,300 SH P SOLE 5,300 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 61.48 2,170 SH SOLE 2,170 DIREXION SHS ETF TR DL AGRI BULL 25459W276 61.46 2,003 SH SOLE 2,003 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 57.58 1,308 SH SOLE 1,308 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 56.65 1,419 SH SHARED 1,419 DIREXION SHS ETF TR 7 10YR TRES BULL 25459W565 50.30 686 SH SOLE 686 DIREXION SHS ETF TR DLY RUSSIA BUL 25459Y645 49.04 1,089 SH SOLE 1,089 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 47.62 845 SH SOLE 845 DIREXION SHS ETF TR BAS MAT BULL3X 25459Y504 44.30 1,516 SH SOLE 1,516 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 39.31 3,100 SH C SOLE 3,100 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 34.31 500 SH C SOLE 500 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 32.48 400 SH C SOLE 400 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 32.26 1,600 SH C SOLE 1,600 DIREXION SHS ETF TR INDIA BULL 3X 25459W383 24.29 1,014 SH SOLE 1,014 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 23.40 2,400 SH P SOLE 2,400 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 21.45 2,200 SH C SOLE 2,200 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 14.72 900 SH C SOLE 900 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 14.11 700 SH P SOLE 700 DIREXION SHS ETF TR DLY SCOND 3XBR 25459W128 13.48 450 SH SOLE 450
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 12.35 300 SH P SHARED 300 DIREXION SHS ETF TR LATN AM BEAR3X 25459W649 11.95 1,077 SH SOLE 1,077 DIREXION SHS ETF TR NAT GS BEAR 3X 25459W219 11.41 612 SH SOLE 612 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 7.98 200 SH P SHARED 200 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y660 5.55 200 SH C SOLE 200 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 4.87 78 SH SHARED 01 78 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 2.84 33 SH SHARED 01 33 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 2.68 65 SH SHARED 01 65 DIREXION SHS ETF TR CHINA BEAR 3X 25459W763 2.47 200 SH SOLE 200 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 1.52 38 SH SHARED 01 38 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 1.35 13 SH SHARED 01 13 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y405 0.91 30 SH SOLE 30 DISCOVER FINL SVCS COM 254709108 11,411.22 342,268 SH SHARED 342,268 DISCOVER FINL SVCS COM 254709108 3,571.95 107,137 SH SHARED 01 107,137 DISCOVER FINL SVCS COM 254709108 1,413.62 42,400 SH C SHARED 42,400 DISCOVER FINL SVCS COM 254709108 1,243.58 37,300 SH SHARED 37,300 DISCOVER FINL SVCS COM 254709108 1,110.22 33,300 SH P SHARED 33,300 DISCOVER FINL SVCS COM 254709108 413.42 12,400 SH P SHARED 01 12,400 DISCOVER FINL SVCS COM 254709108 367.57 11,025 SH SHARED 20 11,025 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7,087.18 151,177 SH SHARED 01 151,177 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 4,015.36 79,355 SH SHARED 20 79,355 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1,780.01 35,178 SH SHARED 01 35,178 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 936.01 19,966 SH SHARED 19,966 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 437.69 8,650 SH SHARED 8,650 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 410.20 8,750 SH SHARED 8,750 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 56.46 1,118 SH SHARED 1,118 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 14.06 300 SH C SHARED 300 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 10.12 200 SH P SHARED 200 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 1.01 20 SH SHARED 01 20 DISCOVERY LABORATORIES INC N COM NEW 254668403 754.44 281,509 SH SHARED 281,509 DISCOVERY LABORATORIES INC N COM NEW 254668403 108.00 40,300 SH P SHARED 40,300 DISCOVERY LABORATORIES INC N COM NEW 254668403 3.48 1,300 SH C SHARED 1,300 DISCOVERY LABORATORIES INC N COM NEW 254668403 0.36 133 SH SHARED 01 133 DISH NETWORK CORP CL A 25470M109 63,466.52 1,927,316 SH SHARED 1,927,316 DISH NETWORK CORP CL A 25470M109 6,302.80 191,400 SH P SHARED 191,400 DISH NETWORK CORP CL A 25470M109 1,722.24 52,300 SH C SHARED 52,300 DISH NETWORK CORP CL A 25470M109 737.14 22,385 SH SHARED 01 22,385 DISH NETWORK CORP CL A 25470M109 451.14 13,700 SH SHARED 13,700 DISNEY WALT CO COM DISNEY 254687106 114,336.90 2,611,624 SH SHARED 01 2,611,624 DISNEY WALT CO COM DISNEY 254687106 30,436.43 695,213 SH SHARED 695,213 DISNEY WALT CO COM DISNEY 254687106 29,612.79 676,400 SH P SHARED 676,400 DISNEY WALT CO COM DISNEY 254687106 20,878.68 476,900 SH C SHARED 476,900 DISNEY WALT CO COM DISNEY 254687106 19,765.31 451,469 SH SHARED 451,469 DISNEY WALT CO COM DISNEY 254687106 857.43 19,585 SH SHARED 20 19,585 DITECH NETWORKS INC COM 25500T108 2.72 2,747 SH SOLE 2,747 DIVIDEND & INCOME FD INC COM 25538A105 18.42 5,088 SH SHARED 01 5,088 DIVIDEND & INCOME FD INC COM 25538A105 15.03 4,153 SH SHARED 4,153 DIXIE GROUP INC CL A 255519100 6.05 1,516 SH SOLE 1,516 DNB FINL CORP COM 233237106 3.52 253 SH SOLE 253 DNP SELECT INCOME FD COM 23325P104 1,385.00 137,129 SH SHARED 01 137,129 DNP SELECT INCOME FD COM 23325P104 23.83 2,359 SH SHARED 2,359 DOCUMENT SEC SYS INC COM 25614T101 107.85 35,712 SH SHARED 01 35,712 DOLAN CO COM 25659P402 93.43 10,256 SH SHARED 10,256
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DOLAN CO COM 25659P402 0.05 6 SH SHARED 01 6 DOLBY LABORATORIES INC COM 25659T107 1,697.48 44,600 SH SHARED 01 44,600 DOLBY LABORATORIES INC COM 25659T107 789.40 20,741 SH SHARED 20,741 DOLBY LABORATORIES INC COM 25659T107 121.79 3,200 SH SHARED 3,200 DOLBY LABORATORIES INC COM 25659T107 45.67 1,200 SH P SHARED 1,200 DOLBY LABORATORIES INC COM 25659T107 26.64 700 SH C SHARED 700 DOLE FOOD CO INC NEW COM 256603101 200.60 20,100 SH P SHARED 20,100 DOLE FOOD CO INC NEW COM 256603101 95.35 9,554 SH SHARED 01 9,554 DOLE FOOD CO INC NEW COM 256603101 11.98 1,200 SH C SHARED 1,200 DOLLAR GEN CORP NEW COM 256677105 6,539.38 141,545 SH SHARED 20 141,545 DOLLAR GEN CORP NEW COM 256677105 3,945.48 85,400 SH SHARED 01 85,400 DOLLAR GEN CORP NEW COM 256677105 899.84 19,477 SH SHARED 19,477 DOLLAR GEN CORP NEW COM 256677105 441.16 9,549 SH SHARED 9,549 DOLLAR GEN CORP NEW COM 256677105 355.74 7,700 SH C SHARED 7,700 DOLLAR GEN CORP NEW COM 256677105 13.86 300 SH P SHARED 300 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 3,802.77 47,000 SH C SOLE 47,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 105.18 1,300 SH P SOLE 1,300 DOLLAR TREE INC COM 256746108 13,913.56 147,249 SH SHARED 01 147,249 DOLLAR TREE INC COM 256746108 9,193.88 97,300 SH P SHARED 97,300 DOLLAR TREE INC COM 256746108 3,411.09 36,100 SH C SHARED 36,100 DOLLAR TREE INC COM 256746108 774.82 8,200 SH SHARED 8,200 DOLLAR TREE INC COM 256746108 9.45 100 SH P SHARED 01 100 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 21.32 2,212 SH SHARED 01 2,212 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 9.12 946 SH SHARED 946 DOMINION RES INC VA NEW COM 25746U109 22,599.74 441,315 SH SHARED 01 441,315 DOMINION RES INC VA NEW COM 25746U109 5,177.33 101,100 SH C SHARED 101,100 DOMINION RES INC VA NEW COM 25746U109 2,073.70 40,494 SH SHARED 40,494 DOMINION RES INC VA NEW COM 25746U109 1,922.78 37,547 SH SHARED 37,547 DOMINION RES INC VA NEW COM 25746U109 880.04 17,185 SH SHARED 20 17,185 DOMINION RES INC VA NEW COM 25746U109 235.57 4,600 SH P SHARED 4,600 DOMINOS PIZZA INC COM 25754A201 2,259.75 62,252 SH SHARED 01 62,252 DOMINOS PIZZA INC COM 25754A201 586.06 16,145 SH SHARED 16,145 DOMINOS PIZZA INC COM 25754A201 72.60 2,000 SH C SHARED 2,000 DOMINOS PIZZA INC COM 25754A201 39.93 1,100 SH P SHARED 1,100 DOMTAR CORP COM NEW 257559203 8,460.21 88,700 SH C SHARED 88,700 DOMTAR CORP COM NEW 257559203 269.54 2,826 SH SHARED 2,826 DOMTAR CORP COM NEW 257559203 227.77 2,388 SH SHARED 01 2,388 DONALDSON INC COM 257651109 8,069.30 225,841 SH SHARED 01 225,841 DONALDSON INC COM 257651109 724.71 20,283 SH SHARED 20,283 DONALDSON INC COM 257651109 360.69 10,095 SH SHARED 20 10,095 DONALDSON INC COM 257651109 78.61 2,200 SH P SHARED 2,200 DONALDSON INC COM 257651109 50.02 1,400 SH C SHARED 1,400 DONEGAL GROUP INC CL A 257701201 8.11 593 SH SHARED 01 593 DONEGAL GROUP INC CL B 257701300 4.93 296 SH SHARED 01 296 DONEGAL GROUP INC CL A 257701201 2.80 205 SH SHARED 205 DONNELLEY R R & SONS CO COM 257867101 5,013.46 404,638 SH SHARED 01 404,638 DONNELLEY R R & SONS CO COM 257867101 1,250.98 100,967 SH SHARED 100,967 DONNELLEY R R & SONS CO COM 257867101 983.77 79,400 SH P SHARED 79,400 DONNELLEY R R & SONS CO COM 257867101 192.05 15,500 SH C SHARED 15,500 DORAL FINL CORP COM NEW 25811P886 10.92 7,091 SH SHARED 01 7,091 DORAL FINL CORP COM NEW 25811P886 5.69 3,692 SH SHARED 3,692 DORCHESTER MINERALS LP COM UNIT 25820R105 4,261.48 162,342 SH SHARED 01 162,342 DORCHESTER MINERALS LP COM UNIT 25820R105 31.03 1,182 SH SHARED 1,182
VOTING VOTING VOTING TITLE OF VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DORMAN PRODUCTS INC COM 258278100 1,226.44 24,238 SH SHARED 01 24,238 DORMAN PRODUCTS INC COM 258278100 73.42 1,451 SH SHARED 1,451 DOT HILL SYS CORP COM 25848T109 656.66 434,871 SH SHARED 01 434,871 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 47.63 7,938 SH SOLE 7,938 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 4.20 700 SH P SOLE 700 DOUBLELINE OPPORTUNISTIC CR COM 258623107 1,635.25 63,852 SH SHARED 01 63,852 DOUGLAS DYNAMICS INC COM 25960R105 137.50 10,000 SH SHARED 01 10,000 DOUGLAS DYNAMICS INC COM 25960R105 16.83 1,224 SH SHARED 1,224 DOUGLAS EMMETT INC COM 25960P109 1,041.32 45,652 SH SHARED 45,652 DOUGLAS EMMETT INC COM 25960P109 950.29 41,661 SH SHARED 41,661 DOUGLAS EMMETT INC COM 25960P109 251.89 11,043 SH SHARED 01 11,043 DOVER CORP COM 260003108 9,564.55 151,963 SH SHARED 01 151,963 DOVER CORP COM 260003108 830.81 13,200 SH SHARED 13,200 DOVER CORP COM 260003108 188.82 3,000 SH P SHARED 3,000 DOVER CORP COM 260003108 119.59 1,900 SH C SHARED 1,900 DOVER CORP COM 260003108 8.18 130 SH SHARED 20 130 DOVER DOWNS GAMING & ENTMT I COM 260095104 8.25 3,249 SH SOLE 3,249 DOVER MOTORSPORTS INC COM 260174107 3.64 2,461 SH SOLE 2,461 DOW 30 PREMIUM & DIV INC FD COM 260582101 566.89 39,978 SH SHARED 01 39,978 DOW 30 PREMIUM & DIV INC FD COM 260582101 10.17 717 SH SHARED 717 DOW 30SM ENHANCED PREM & INC COM 260537105 1,109.28 98,603 SH SHARED 01 98,603 DOW CHEM CO COM 260543103 61,519.08 1,775,955 SH SHARED 01 1,775,955 DOW CHEM CO COM 260543103 16,096.58 464,682 SH SHARED 464,682 DOW CHEM CO COM 260543103 11,212.97 323,700 SH P SHARED 323,700 DOW CHEM CO COM 260543103 4,411.13 127,342 SH SHARED 127,342 DOW CHEM CO COM 260543103 3,692.62 106,600 SH C SHARED 106,600 DOW CHEM CO COM 260543103 1,139.83 32,905 SH SHARED 20 32,905 DR PEPPER SNAPPLE GROUP INC COM 26138E109 9,173.59 228,142 SH SHARED 01 228,142 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2,457.92 61,127 SH SHARED 61,127 DR PEPPER SNAPPLE GROUP INC COM 26138E109 554.86 13,799 SH SHARED 13,799 DR PEPPER SNAPPLE GROUP INC COM 26138E109 289.51 7,200 SH C SHARED 7,200 DR REDDYS LABS LTD ADR 256135203 6,810.46 197,062 SH SHARED 197,062 DR REDDYS LABS LTD ADR 256135203 1,340.89 38,799 SH SHARED 01 38,799 DRAGONWAVE INC COM 26144M103 501.74 126,702 SH SHARED 01 126,702 DRAGONWAVE INC COM 26144M103 151.71 38,311 SH SHARED 38,311 DRAGONWAVE INC COM 26144M103 43.56 11,000 SH C SHARED 11,000 DRAGONWAVE INC COM 26144M103 1.98 500 SH P SHARED 500 DRDGOLD LIMITED SPON ADR REPSTG 26152H301 4.15 556 SH SHARED 556 DRDGOLD LIMITED SPON ADR REPSTG 26152H301 0.38 51 SH SHARED 01 51 DREAMS INC COM 261983209 196.17 67,644 SH SOLE 67,644 DREAMWORKS ANIMATION SKG INC CL A 26153C103 2,082.65 112,881 SH SHARED 112,881 DREAMWORKS ANIMATION SKG INC CL A 26153C103 333.45 18,073 SH SHARED 01 18,073 DREAMWORKS ANIMATION SKG INC CL A 26153C103 167.90 9,100 SH P SHARED 9,100 DREAMWORKS ANIMATION SKG INC CL A 26153C103 59.04 3,200 SH C SHARED 3,200 DRESSER-RAND GROUP INC COM 261608103 5,653.92 121,878 SH SHARED 01 121,878 DRESSER-RAND GROUP INC COM 261608103 434.30 9,362 SH SHARED 9,362 DRESSER-RAND GROUP INC COM 261608103 375.76 8,100 SH SHARED 20 8,100 DRESSER-RAND GROUP INC COM 261608103 13.92 300 SH C SHARED 300 DREW INDS INC COM NEW 26168L205 644.84 23,612 SH SOLE 23,612 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 86.39 18,578 SH SHARED 01 18,578 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 70.17 15,090 SH SHARED 15,090 DREYFUS MUN INCOME INC COM 26201R102 62.91 6,342 SH SHARED 01 6,342 DREYFUS STRATEGIC MUN BD FD COM 26202F107 156.14 17,968 SH SHARED 01 17,968
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- DREYFUS STRATEGIC MUN BD FD COM 26202F107 62.74 7,220 SH SHARED 7,220 DREYFUS STRATEGIC MUNS INC COM 261932107 282.72 31,000 SH SHARED 01 31,000 DRIL-QUIP INC COM 262037104 768.15 11,814 SH SHARED 01 11,814 DRIL-QUIP INC COM 262037104 395.97 6,090 SH SHARED 20 6,090 DRYSHIPS INC SHS Y2109Q101 576.98 165,800 SH C SHARED 165,800 DRYSHIPS INC SHS Y2109Q101 351.69 101,059 SH SHARED 01 101,059 DRYSHIPS INC SHS Y2109Q101 242.64 69,725 SH SHARED 69,725 DRYSHIPS INC SHS Y2109Q101 101.62 29,200 SH P SHARED 29,200 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 2,082.50 2,450,000 PRN SHARED 2,450,000 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 8.50 10,000 PRN SHARED 01 10,000 DSP GROUP INC COM 23332B106 43.56 6,540 SH SOLE 6,540 DST SYS INC DEL COM 233326107 4,773.11 88,016 SH SHARED 01 88,016 DST SYS INC DEL COM 233326107 567.95 10,473 SH SHARED 10,473 DST SYS INC DEL COM 233326107 21.69 400 SH P SHARED 400 DSW INC CL A 23334L102 317.67 5,800 SH C SHARED 5,800 DSW INC CL A 23334L102 133.69 2,441 SH SHARED 01 2,441 DSW INC CL A 23334L102 65.72 1,200 SH P SHARED 1,200 DTE ENERGY CO COM 233331107 2,678.03 48,665 SH SHARED 01 48,665 DTE ENERGY CO COM 233331107 1,293.90 23,513 SH SHARED 23,513 DTE ENERGY CO COM 233331107 709.01 12,884 SH SHARED 12,884 DTE ENERGY CO COM 233331107 33.02 600 SH P SHARED 600 DTE ENERGY CO COM 233331107 16.51 300 SH C SHARED 300 DTF TAX-FREE INCOME INC COM 23334J107 92.96 5,600 SH SHARED 01 5,600 DTF TAX-FREE INCOME INC COM 23334J107 65.11 3,922 SH SHARED 3,922 DTS INC COM 23335C101 219.88 7,276 SH SHARED 01 7,276 DU PONT E I DE NEMOURS & CO COM 263534109 94,318.48 1,782,958 SH SHARED 01 1,782,958 DU PONT E I DE NEMOURS & CO COM 263534109 11,426.40 216,000 SH P SHARED 216,000 DU PONT E I DE NEMOURS & CO COM 263534109 7,130.92 134,800 SH C SHARED 134,800 DU PONT E I DE NEMOURS & CO COM 263534109 3,499.49 66,153 SH SHARED 66,153 DU PONT E I DE NEMOURS & CO COM 263534109 2,344.26 44,399 SH SHARED 17 44,399 DU PONT E I DE NEMOURS & CO COM 263534109 743.88 14,062 SH SHARED 14,062 DU PONT E I DE NEMOURS & CO COM 263534109 21.95 415 SH SHARED 20 415 DUCKWALL-ALCO STORES INC NEW COM 264142100 8.94 1,000 SH SHARED 01 1,000 DUCOMMUN INC DEL COM 264147109 46.09 3,873 SH SHARED 3,873 DUCOMMUN INC DEL COM 264147109 10.34 869 SH SHARED 01 869 DUCOMMUN INC DEL COM 264147109 2.38 200 SH P SHARED 200 DUFF & PHELPS CORP NEW CL A 26433B107 1,387.19 89,266 SH SHARED 01 89,266 DUFF & PHELPS GLB UTL INC FD COM 26433C105 1,671.05 87,719 SH SHARED 01 87,719 DUFF & PHELPS GLB UTL INC FD COM 26433C105 16.46 864 SH SHARED 864 DUFF & PHELPS UTIL CORP BD T COM 26432K108 712.88 60,362 SH SHARED 01 60,362 DUFF & PHELPS UTIL CORP BD T COM 26432K108 44.81 3,794 SH SHARED 3,794 DUKE ENERGY CORP NEW COM 26441C105 42,952.44 2,044,381 SH SHARED 01 2,044,381 DUKE ENERGY CORP NEW COM 26441C105 2,733.40 130,100 SH C SHARED 130,100 DUKE ENERGY CORP NEW COM 26441C105 2,588.64 123,210 SH SHARED 20 123,210 DUKE ENERGY CORP NEW COM 26441C105 1,846.78 87,900 SH SHARED 87,900 DUKE ENERGY CORP NEW COM 26441C105 816.78 38,876 SH SHARED 38,876 DUKE ENERGY CORP NEW COM 26441C105 491.63 23,400 SH P SHARED 23,400 DUKE REALTY CORP COM NEW 264411505 1,662.12 115,908 SH SHARED 115,908 DUKE REALTY CORP COM NEW 264411505 1,653.98 115,340 SH SHARED 115,340 DUKE REALTY CORP COM NEW 264411505 1,371.06 95,611 SH SHARED 01 95,611 DUKE REALTY CORP COM NEW 264411505 8.60 600 SH C SHARED 600 DUN & BRADSTREET CORP DEL NE COM 26483E100 846.54 9,991 SH SHARED 9,991 DUN & BRADSTREET CORP DEL NE COM 26483E100 541.59 6,392 SH SHARED 01 6,392
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- DUN & BRADSTREET CORP DEL NE COM 26483E100 330.45 3,900 SH SHARED 3,900 DUN & BRADSTREET CORP DEL NE COM 26483E100 8.47 100 SH P SHARED 100 DUNKIN BRANDS GROUP INC COM 265504100 8,552.86 284,337 SH SHARED 01 284,337 DUNKIN BRANDS GROUP INC COM 265504100 123.33 4,100 SH C SHARED 4,100 DUNKIN BRANDS GROUP INC COM 265504100 51.14 1,700 SH P SHARED 1,700 DUNKIN BRANDS GROUP INC COM 265504100 35.34 1,175 SH SHARED 1,175 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 2,311.92 94,557 SH SHARED 01 94,557 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 713.84 29,196 SH SHARED 29,196 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 2.45 100 SH C SHARED 100 DURECT CORP COM 266605104 0.09 118 SH SHARED 01 118 DUSA PHARMACEUTICALS INC COM 266898105 123.20 19,680 SH SHARED 19,680 DUSA PHARMACEUTICALS INC COM 266898105 26.92 4,300 SH SHARED 01 4,300 DWS GLOBAL HIGH INCOME FD COM 23338W104 12.12 1,500 SH SHARED 01 1,500 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 227.15 14,170 SH SHARED 01 14,170 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 52.87 3,298 SH SHARED 3,298 DWS HIGH INCOME TR SHS NEW 23337C208 3.09 306 SH SHARED 01 306 DWS HIGH INCOME TR SHS NEW 23337C208 1.37 136 SH SHARED 136 DWS MULTI MKT INCOME TR SHS 23338L108 467.34 45,241 SH SHARED 01 45,241 DWS MUN INCOME TR COM 23338M106 708.61 51,274 SH SHARED 01 51,274 DWS STRATEGIC INCOME TR SHS 23338N104 1,384.24 95,137 SH SHARED 01 95,137 DWS STRATEGIC MUN INCOME TR COM 23338T101 326.43 23,400 SH SHARED 01 23,400 DXP ENTERPRISES INC NEW COM NEW 233377407 1,364.76 31,381 SH SHARED 01 31,381 DXP ENTERPRISES INC NEW COM NEW 233377407 242.07 5,566 SH SHARED 5,566 DYAX CORP COM 26746E103 3.90 2,500 SH SHARED 01 2,500 DYCOM INDS INC COM 267475101 619.79 26,532 SH SHARED 01 26,532 DYCOM INDS INC COM 267475101 37.38 1,600 SH C SHARED 1,600 DYCOM INDS INC COM 267475101 10.63 455 SH SHARED 20 455 DYCOM INDS INC COM 267475101 9.34 400 SH SHARED 400 DYNACQ HEALTHCARE INC COM 26779V105 1.44 1,641 SH SOLE 1,641 DYNAMIC MATLS CORP COM 267888105 373.22 17,680 SH SHARED 01 17,680 DYNASIL CORP AMER COM 268102100 5.32 2,809 SH SOLE 2,809 DYNATRONICS CORP COM 268157104 1.92 2,459 SH SOLE 2,459 DYNAVAX TECHNOLOGIES CORP COM 268158102 45.77 9,100 SH C SOLE 9,100 DYNAVOX INC CL A 26817F104 12.32 4,000 SH SHARED 01 4,000 DYNEGY INC DEL COM 26817G300 3,014.82 5,383,616 SH SHARED 5,383,616 DYNEGY INC DEL COM 26817G300 4.59 8,200 SH C SHARED 8,200 DYNEGY INC DEL COM 26817G300 0.83 1,475 SH SHARED 01 1,475 DYNEGY INC DEL COM 26817G300 0.11 200 SH P SHARED 200 DYNEX CAP INC COM NEW 26817Q506 1,358.61 142,263 SH SHARED 01 142,263 E FUTURE INFORMATION TECH IN SHS G29438101 20.91 5,240 SH SOLE 5,240 E HOUSE CHINA HLDGS LTD ADR 26852W103 139.48 24,048 SH SHARED 24,048 E HOUSE CHINA HLDGS LTD ADR 26852W103 10.03 1,730 SH SHARED 01 1,730 E M C CORP MASS COM 268648102 128,887.98 4,313,520 SH SHARED 01 4,313,520 E M C CORP MASS NOTE 1.750%12/0 268648AM4 80,180.52 42,706,000 PRN SHARED 42,706,000 E M C CORP MASS COM 268648102 36,653.80 1,226,700 SH P SHARED 1,226,700 E M C CORP MASS COM 268648102 7,582.05 253,750 SH C SHARED 253,750 E M C CORP MASS COM 268648102 7,220.20 241,640 SH SHARED 20 241,640 E M C CORP MASS COM 268648102 4,082.83 136,641 SH SHARED 136,641 E M C CORP MASS NOTE 1.750%12/0 268648AM4 352.97 188,000 PRN SHARED 01 188,000 E M C CORP MASS COM 268648102 213.94 7,160 SH SHARED 7,160 E TRADE FINANCIAL CORP COM NEW 269246401 3,420.41 312,366 SH SHARED 01 312,366 E TRADE FINANCIAL CORP COM NEW 269246401 1,014.58 92,656 SH SHARED 92,656 E TRADE FINANCIAL CORP COM NEW 269246401 558.45 51,000 SH P SHARED 51,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- E TRADE FINANCIAL CORP COM NEW 269246401 441.29 40,300 SH C SHARED 40,300 EAGLE BANCORP INC MD COM 268948106 0.02 1 SH SHARED 01 1 EAGLE BANCORP MONT INC COM 26942G100 19.76 1,956 SH SOLE 1,956 EAGLE BULK SHIPPING INC COM Y2187A101 274.15 141,312 SH SHARED 01 141,312 EAGLE BULK SHIPPING INC COM Y2187A101 27.01 13,921 SH SHARED 13,921 EAGLE BULK SHIPPING INC COM Y2187A101 14.94 7,700 SH C SHARED 7,700 EAGLE BULK SHIPPING INC COM Y2187A101 0.97 500 SH P SHARED 500 EAGLE MATERIALS INC COM 26969P108 178.48 5,136 SH SHARED 01 5,136 EAGLE MATERIALS INC COM 26969P108 62.55 1,800 SH C SHARED 1,800 EAGLE MATERIALS INC COM 26969P108 6.95 200 SH P SHARED 200 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 54,675.16 5,528,328 SH SHARED 01 5,528,328 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 4,089.48 413,496 SH SHARED 413,496 EAGLE ROCK ENERGY PARTNERS *W EXP L 05/15/201 26985R120 217.27 59,854 SH SHARED 01 59,854 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 52.42 5,300 SH C SHARED 5,300 EAGLE ROCK ENERGY PARTNERS *W EXP L 05/15/201 26985R120 12.62 3,477 SH SHARED 3,477 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 10.88 1,100 SH P SHARED 1,100 EARTHLINK INC COM 270321102 11,367.97 1,422,775 SH SHARED 1,422,775 EARTHLINK INC COM 270321102 1,859.35 232,710 SH SHARED 01 232,710 EARTHLINK INC COM 270321102 15.18 1,900 SH C SHARED 1,900 EARTHLINK INC COM 270321102 0.80 100 SH P SHARED 100 EARTHSTONE ENERGY INC COM NEW 27032D205 17.19 800 SH SHARED 800 EARTHSTONE ENERGY INC COM NEW 27032D205 1.29 60 SH SHARED 01 60 EAST WEST BANCORP INC COM 27579R104 1,670.91 72,365 SH SHARED 01 72,365 EAST WEST BANCORP INC COM 27579R104 335.75 14,541 SH SHARED 14,541 EAST WEST BANCORP INC COM 27579R104 66.96 2,900 SH C SHARED 2,900 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 32.88 1,483 SH SHARED 01 1,483 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 16.18 730 SH SHARED 730 EASTERN CO COM 276317104 67.16 3,358 SH SOLE 3,358 EASTERN INS HLDGS INC COM 276534104 164.34 11,256 SH SOLE 11,256 EASTGROUP PPTY INC COM 277276101 839.08 16,708 SH SHARED 01 16,708 EASTGROUP PPTY INC COM 277276101 608.72 12,121 SH SHARED 12,121 EASTMAN CHEM CO COM 277432100 3,911.69 75,676 SH SHARED 01 75,676 EASTMAN CHEM CO COM 277432100 627.21 12,134 SH SHARED 12,134 EASTMAN CHEM CO COM 277432100 584.10 11,300 SH SHARED 11,300 EASTMAN CHEM CO COM 277432100 87.87 1,700 SH C SHARED 1,700 EASYLINK SERVICES INTL CORP CL A 277858106 327.74 64,452 SH SOLE 64,452 EATON CORP COM 278058102 15,989.70 320,885 SH SHARED 01 320,885 EATON CORP COM 278058102 1,440.09 28,900 SH C SHARED 28,900 EATON CORP COM 278058102 1,106.23 22,200 SH P SHARED 22,200 EATON CORP COM 278058102 1,096.26 22,000 SH SHARED 22,000 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 376.07 27,940 SH SHARED 01 27,940 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 22.71 1,687 SH SHARED 1,687 EATON VANCE CALIF MUN BD FD COM 27828A100 371.02 31,022 SH SHARED 01 31,022 EATON VANCE CALIF MUN BD FD COM 27828C106 16.63 1,330 SH SHARED 01 1,330 EATON VANCE CALIF MUN BD FD COM 27828C106 15.89 1,271 SH SHARED 1,271 EATON VANCE CORP COM NON VTG 278265103 1,770.36 61,944 SH SHARED 01 61,944 EATON VANCE CORP COM NON VTG 278265103 619.13 21,663 SH SHARED 21,663 EATON VANCE CORP COM NON VTG 278265103 245.79 8,600 SH SHARED 8,600 EATON VANCE CORP COM NON VTG 278265103 34.30 1,200 SH P SHARED 1,200 EATON VANCE CORP COM NON VTG 278265103 2.86 100 SH C SHARED 100 EATON VANCE ENH EQTY INC FD COM 278277108 244.58 22,480 SH SHARED 01 22,480 EATON VANCE ENH EQTY INC FD COM 278277108 161.44 14,838 SH SHARED 14,838 EATON VANCE ENHANCED EQ INC COM 278274105 1,352.22 122,262 SH SHARED 01 122,262
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- EATON VANCE FLTING RATE INC COM 278279104 6,405.32 394,416 SH SHARED 01 394,416 EATON VANCE LTD DUR INCOME F COM 27828H105 20,669.30 1,287,807 SH SHARED 01 1,287,807 EATON VANCE MASS MUN BD FD COM 27828K108 14.75 951 SH SOLE 951 EATON VANCE MICH MUN BD FD COM 27828M104 43.83 2,912 SH SOLE 2,912 EATON VANCE MUN BD FD COM 27827X101 971.22 74,709 SH SHARED 01 74,709 EATON VANCE MUN BD FD COM 27827X101 9.44 726 SH SHARED 726 EATON VANCE MUN BD FD II COM 27827K109 135.31 9,338 SH SHARED 01 9,338 EATON VANCE MUN BD FD II COM 27827K109 3.49 241 SH SHARED 241 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 1,081.51 79,348 SH SHARED 01 79,348 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 37.29 2,736 SH SHARED 2,736 EATON VANCE N Y MUN BD FD II COM 27828T109 51.23 3,756 SH SHARED 3,756 EATON VANCE N Y MUN BD FD II COM 27828T109 6.34 465 SH SHARED 01 465 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 2,624.15 120,374 SH SHARED 01 120,374 EATON VANCE NEW YORK MUN BD COM 27827Y109 61.15 4,540 SH SHARED 01 4,540 EATON VANCE NEW YORK MUN BD COM 27827Y109 7.33 544 SH SHARED 544 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 21.15 1,523 SH SHARED 01 1,523 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 192.03 13,117 SH SHARED 01 13,117 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 153.21 10,180 SH SHARED 01 10,180 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 7.40 492 SH SHARED 492 EATON VANCE OHIO MUN BD FD COM 27828L106 60.97 4,333 SH SHARED 01 4,333 EATON VANCE OHIO MUN BD FD COM 27828L106 27.69 1,968 SH SHARED 1,968 EATON VANCE PA MUN BD FD COM 27828W102 14.31 1,037 SH SOLE 1,037 EATON VANCE RISK MNGD DIV EQ COM 27829G106 19,718.22 1,861,966 SH SHARED 01 1,861,966 EATON VANCE SH TM DR DIVR IN COM 27828V104 3,263.68 191,082 SH SHARED 01 191,082 EATON VANCE SH TM DR DIVR IN COM 27828V104 47.53 2,783 SH SHARED 2,783 EATON VANCE SR FLTNG RTE TR COM 27828Q105 1,686.96 110,693 SH SHARED 01 110,693 EATON VANCE SR INCOME TR SH BEN INT 27826S103 3,208.94 445,068 SH SHARED 01 445,068 EATON VANCE SR INCOME TR SH BEN INT 27826S103 15.75 2,185 SH SHARED 2,185 EATON VANCE TAX ADVT DIV INC COM 27828G107 16,022.14 957,689 SH SHARED 01 957,689 EATON VANCE TAX ADVT DIV INC COM 27828G107 7.71 461 SH SHARED 461 EATON VANCE TAX MNGD GBL DV COM 27829F108 10,707.46 1,201,735 SH SHARED 01 1,201,735 EATON VANCE TAX MNGD GBL DV COM 27829F108 10,526.27 1,181,400 SH SHARED 1,181,400 EATON VANCE TAX MNGED BUY WR COM 27828X100 951.82 69,476 SH SHARED 01 69,476 EATON VANCE TAX MNGED BUY WR COM 27828X100 22.04 1,609 SH SHARED 1,609 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 3,232.26 191,258 SH SHARED 01 191,258 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 32.31 1,912 SH SHARED 1,912 EATON VANCE TX ADV GLB DIV O COM 27828U106 6,375.42 325,609 SH SHARED 01 325,609 EATON VANCE TX ADV GLBL DIV COM 27828S101 6,197.04 428,268 SH SHARED 01 428,268 EATON VANCE TX MGD DIV EQ IN COM 27828N102 15,270.16 1,602,325 SH SHARED 01 1,602,325 EATON VANCE TX MGD DIV EQ IN COM 27828N102 3,171.70 332,812 SH SHARED 332,812 EATON VANCE TX MNG BY WRT OP COM 27828Y108 6,479.50 500,734 SH SHARED 01 500,734 EATON VANCE TXMGD GL BUYWR O COM 27829C105 7,944.87 719,644 SH SHARED 01 719,644 EATON VANCE TXMGD GL BUYWR O COM 27829C105 62.99 5,706 SH SHARED 5,706 EBAY INC COM 278642103 40,716.60 1,103,431 SH SHARED 01 1,103,431 EBAY INC COM 278642103 35,257.77 955,495 SH SHARED 955,495 EBAY INC COM 278642103 16,944.48 459,200 SH P SHARED 459,200 EBAY INC COM 278642103 8,051.58 218,200 SH C SHARED 218,200 EBAY INC COM 278642103 3,187.46 86,381 SH SHARED 86,381 EBAY INC COM 278642103 614.64 16,657 SH SHARED 20 16,657 EBIX INC COM NEW 278715206 1,194.04 51,556 SH SHARED 01 51,556 EBIX INC COM NEW 278715206 83.38 3,600 SH C SHARED 3,600 EBIX INC COM NEW 278715206 6.95 300 SH P SHARED 300 ECA MARCELLUS TR I COM UNIT 26827L109 1,134.23 52,952 SH SHARED 01 52,952
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ECB BANCORP INC COM 268253101 7.38 806 SH SHARED 806 ECB BANCORP INC COM 268253101 2.72 297 SH SHARED 01 297 ECHELON CORP COM 27874N105 1,366.21 308,400 SH SHARED 01 308,400 ECHELON CORP COM 27874N105 125.60 28,352 SH SHARED 28,352 ECHELON CORP COM 27874N105 7.97 1,800 SH C SHARED 1,800 ECHO GLOBAL LOGISTICS INC COM 27875T101 313.43 19,468 SH SHARED 19,468 ECHO GLOBAL LOGISTICS INC COM 27875T101 8.05 500 SH SHARED 01 500 ECHO THERAPEUTICS INC COM 27876L107 2.04 1,007 SH SOLE 1,007 ECHOSTAR CORP CL A 278768106 598.68 21,275 SH SHARED 21,275 ECHOSTAR CORP CL A 278768106 22.48 799 SH SHARED 01 799 ECOLAB INC COM 278865100 17,174.15 278,259 SH SHARED 01 278,259 ECOLAB INC COM 278865100 2,743.15 44,445 SH SHARED 44,445 ECOLAB INC COM 278865100 2,110.82 34,200 SH SHARED 34,200 ECOLAB INC COM 278865100 703.61 11,400 SH C SHARED 11,400 ECOLAB INC COM 278865100 499.93 8,100 SH P SHARED 8,100 ECOLAB INC COM 278865100 60.49 980 SH SHARED 20 980 ECOLOGY & ENVIRONMENT INC CL A 278878103 35.58 2,338 SH SOLE 2,338 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 416.02 51,360 SH SHARED 01 51,360 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 394.80 48,741 SH SHARED 48,741 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 51.84 6,400 SH P SHARED 6,400 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 3.24 400 SH C SHARED 400 ECOPETROL S A SPONSORED ADS 279158109 1,153.20 18,877 SH SHARED 18,877 ECOPETROL S A SPONSORED ADS 279158109 671.99 11,000 SH SHARED 11,000 ECOPETROL S A SPONSORED ADS 279158109 98.11 1,606 SH SHARED 01 1,606 ECOTALITY INC COM NEW 27922Y202 1.98 2,016 SH SOLE 2,016 EDAC TECHNOLOGIES CORP COM 279285100 12.02 920 SH SHARED 01 920 EDAP TMS S A SPONSORED ADR 268311107 0.44 232 SH SOLE 232 EDGAR ONLINE INC COM 279765101 7.53 8,700 SH SHARED 01 8,700 EDGEWATER TECHNOLOGY INC COM 280358102 3.45 881 SH SOLE 881 EDISON INTL COM 281020107 3,104.29 73,025 SH SHARED 01 73,025 EDISON INTL COM 281020107 845.48 19,889 SH SHARED 19,889 EDISON INTL COM 281020107 814.28 19,155 SH SHARED 19,155 EDISON INTL COM 281020107 147.72 3,475 SH SHARED 20 3,475 EDISON INTL COM 281020107 21.26 500 SH C SHARED 500 EDISON INTL COM 281020107 8.50 200 SH P SHARED 200 EDUCATION MGMT CORP NEW COM 28140M103 129.82 9,483 SH SHARED 9,483 EDUCATION MGMT CORP NEW COM 28140M103 95.01 6,940 SH SHARED 01 6,940 EDUCATION MGMT CORP NEW COM 28140M103 1.37 100 SH P SHARED 100 EDUCATION RLTY TR INC COM 28140H104 431.33 39,791 SH SHARED 39,791 EDUCATION RLTY TR INC COM 28140H104 60.40 5,572 SH SHARED 01 5,572 EDUCATIONAL DEV CORP COM 281479105 4.95 1,000 SH SHARED 01 1,000 EDWARDS LIFESCIENCES CORP COM 28176E108 10,940.70 150,429 SH SHARED 01 150,429 EDWARDS LIFESCIENCES CORP COM 28176E108 612.53 8,422 SH SHARED 8,422 EDWARDS LIFESCIENCES CORP COM 28176E108 610.79 8,398 SH SHARED 8,398 EDWARDS LIFESCIENCES CORP COM 28176E108 72.73 1,000 SH C SHARED 1,000 EDWARDS LIFESCIENCES CORP COM 28176E108 29.09 400 SH P SHARED 400 EGA EMERGING GLOBAL SHS EGS EMKTCONS TR ETF 268461779 22,212.79 893,875 SH SHARED 01 893,875 EGA EMERGING GLOBAL SHS EGS BRAZ INF TR ETF 268461829 5,586.57 231,904 SH SHARED 01 231,904 EGA EMERGING GLOBAL SHS EGSHARE GEM TR COMP 268461100 2,376.33 102,340 SH SHARED 01 102,340 EGA EMERGING GLOBAL SHS LOW VOL EM TR DIV 268461654 566.43 28,083 SH SHARED 01 28,083 EGA EMERGING GLOBAL SHS EGSHARE FINL TR GEM 268461506 248.85 12,486 SH SHARED 01 12,486 EGA EMERGING GLOBAL SHS EGS CHIN INF TR ETF 268461837 134.76 8,213 SH SHARED 01 8,213 EGA EMERGING GLOBAL SHS EGSHARE ENGY TR GEM 268461860 77.27 3,107 SH SHARED 01 3,107
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 50.52 2,097 SH SHARED 2,097 EGA EMERGING GLOBAL EGSHARE ENGY SHS TR GEM 268461860 36.93 1,485 SH SHARED 1,485 EGA EMERGING GLOBAL EGSHARE EM SHS TR METLS 268461852 35.22 2,204 SH SHARED 01 2,204 EGA EMERGING GLOBAL EGSHARE EM SHS TR METLS 268461852 28.62 1,791 SH SHARED 1,791 EGA EMERGING GLOBAL EGSHARE FINL SHS TR GEM 268461506 26.87 1,348 SH SHARED 1,348 EGA EMERGING GLOBAL EGSHARE GEM SHS TR COMP 268461100 25.94 1,117 SH SHARED 1,117 EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 268461845 19.14 1,286 SH SOLE 1,286 EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 7.59 524 SH SOLE 524 EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 268461837 6.01 366 SH SHARED 366 EGA EMERGING GLOBAL SHS TR HLTH CARE GEMS 268461605 2.30 120 SH SOLE 120 EGA EMERGING GLOBAL SHS TR TECHNOLOGY GEM 268461803 1.84 98 SH SOLE 98 EGA EMERGING GLOBAL SHS TR CONS GOODS GEM 268461308 0.55 25 SH SOLE 25 EGAIN COMMUNICATIONS COM NEW 28225C806 92.31 15,385 SH SOLE 15,385 EHEALTH INC COM 28238P109 1,098.76 67,367 SH SHARED 01 67,367 EHEALTH INC COM 28238P109 312.86 19,182 SH SHARED 19,182 EHEALTH INC COM 28238P109 9.79 600 SH C SHARED 600 EINSTEIN NOAH REST GROUP INC COM 28257U104 1,091.40 73,150 SH SHARED 01 73,150 EINSTEIN NOAH REST GROUP INC COM 28257U104 24.29 1,628 SH SHARED 1,628 EL PASO CORP COM 28336L109 66,298.62 2,243,608 SH SHARED 2,243,608 EL PASO CORP COM 28336L109 20,634.85 698,303 SH SHARED 01 698,303 EL PASO CORP COM 28336L109 1,625.25 55,000 SH SHARED 55,000 EL PASO CORP COM 28336L109 697.38 23,600 SH C SHARED 23,600 EL PASO CORP COM 28336L109 446.21 15,100 SH P SHARED 15,100 EL PASO ELEC CO COM NEW 283677854 3,094.25 95,237 SH SHARED 95,237 EL PASO ELEC CO COM NEW 283677854 25.99 800 SH SHARED 01 800 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 1,090.63 23,658 SH SHARED 01 23,658 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 14.15 307 SH SHARED 307 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 57,866.25 1,658,534 SH SHARED 01 1,658,534 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 16,170.71 463,477 SH SHARED 463,477 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 132.58 3,800 SH C SHARED 3,800 ELAN PLC ADR 284131208 2,257.11 150,374 SH SHARED 01 150,374 ELAN PLC ADR 284131208 597.50 39,807 SH SHARED 39,807 ELBIT IMAGING LTD ORD SHS M37605108 0.67 254 SH SHARED 254 ELBIT IMAGING LTD ORD SHS M37605108 0.12 46 SH SHARED 01 46 ELBIT SYS LTD ORD M3760D101 1,110.30 28,809 SH SHARED 28,809 ELBIT SYS LTD ORD M3760D101 624.35 16,200 SH SHARED 01 16,200 ELBIT SYS LTD ORD M3760D101 268.05 6,955 SH SHARED 20 6,955 ELBIT SYS LTD ORD M3760D101 46.17 1,198 SH SHARED 1,198 ELDORADO GOLD CORP NEW COM 284902103 8,065.23 586,989 SH SHARED 586,989 ELDORADO GOLD CORP NEW COM 284902103 719.98 52,400 SH P SHARED 52,400 ELDORADO GOLD CORP NEW COM 284902103 600.23 43,685 SH SHARED 01 43,685 ELDORADO GOLD CORP NEW COM 284902103 594.94 43,300 SH SHARED 43,300 ELDORADO GOLD CORP NEW COM 284902103 232.21 16,900 SH C SHARED 16,900 ELECTRO RENT CORP COM 285218103 743.78 40,401 SH SHARED 01 40,401 ELECTRO SCIENTIFIC INDS COM 285229100 37.86 2,522 SH SOLE 2,522 ELECTRONIC ARTS INC COM 285512109 30,065.34 1,823,800 SH C SHARED 1,823,800 ELECTRONIC ARTS INC COM 285512109 6,414.30 389,099 SH SHARED 389,099 ELECTRONIC ARTS INC COM 285512109 2,268.25 137,595 SH SHARED 01 137,595 ELECTRONIC ARTS INC COM 285512109 685.78 41,600 SH P SHARED 41,600 ELECTRONIC ARTS INC COM 285512109 387.40 23,500 SH SHARED 23,500 ELECTRONICS FOR IMAGING INC COM 286082102 64.40 3,875 SH SHARED 01 3,875 ELECTRONICS FOR IMAGING INC COM 286082102 6.07 365 SH SHARED 20 365 ELECTRONICS FOR IMAGING INC COM 286082102 5.50 331 SH SHARED 331
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- ELECTRO-SENSORS INC COM 285233102 0.89 223 SH SOLE 223 ELEPHANT TALK COMM CORP COM NEW 286202205 181.34 80,596 SH SOLE 80,596 ELIZABETH ARDEN INC COM 28660G106 216.11 6,178 SH SHARED 6,178 ELIZABETH ARDEN INC COM 28660G106 147.34 4,212 SH SHARED 01 4,212 ELLINGTON FINANCIAL LLC COM 288522303 609.35 31,156 SH SHARED 01 31,156 ELLINGTON FINANCIAL LLC COM 288522303 471.39 24,102 SH SHARED 24,102 ELLIS PERRY INTL INC COM 288853104 163.40 8,752 SH SHARED 01 8,752 ELLIS PERRY INTL INC COM 288853104 16.80 900 SH P SHARED 900 ELLIS PERRY INTL INC COM 288853104 5.60 300 SH C SHARED 300 ELLSWORTH FUND LTD COM 289074106 3,621.06 492,661 SH SHARED 01 492,661 ELLSWORTH FUND LTD COM 289074106 5.62 764 SH SHARED 764 ELMIRA SVGS BK FSB N Y COM 289660102 2.39 121 SH SOLE 121 ELSTER GROUP SE SPONSORED ADR 290348101 3,949.67 249,821 SH SHARED 249,821 ELSTER GROUP SE SPONSORED ADR 290348101 0.76 48 SH SHARED 01 48 EMAGIN CORP COM NEW 29076N206 2.28 700 SH SHARED 01 700 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 813.85 24,200 SH SHARED 01 24,200 EMBOTELLADORA ANDINA S A SPON ADR A 29081P204 37.65 1,363 SH SOLE 1,363 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 32.32 961 SH SHARED 961 EMBRAER S A SP ADR REP 4 COM 29082A107 692.78 21,663 SH SHARED 21,663 EMBRAER S A SP ADR REP 4 COM 29082A107 636.08 19,890 SH SHARED 20 19,890 EMBRAER S A SP ADR REP 4 COM 29082A107 207.87 6,500 SH SHARED 6,500 EMBRAER S A SP ADR REP 4 COM 29082A107 27.25 852 SH SHARED 01 852 EMCLAIRE FINL CORP COM 290828102 24.39 1,355 SH SOLE 1,355 EMCOR GROUP INC COM 29084Q100 40.50 1,461 SH SHARED 01 1,461 EMCORE CORP COM NEW 290846203 3.94 827 SH SHARED 827 EMCORE CORP COM NEW 290846203 1.55 325 SH SHARED 01 325 EMCORE CORP COM NEW 290846203 0.48 100 SH C SHARED 100 EMCORE CORP COM NEW 290846203 0.48 100 SH P SHARED 100 EMERGENT BIOSOLUTIONS INC COM 29089Q105 473.22 29,576 SH SOLE 29,576 EMERITUS CORP COM 291005106 75.06 4,250 SH SHARED 01 4,250 EMERSON ELEC CO COM 291011104 125,297.02 2,401,246 SH SHARED 01 2,401,246 EMERSON ELEC CO COM 291011104 7,287.67 139,664 SH SHARED 139,664 EMERSON ELEC CO COM 291011104 6,532.94 125,200 SH C SHARED 125,200 EMERSON ELEC CO COM 291011104 2,627.21 50,349 SH SHARED 50,349 EMERSON ELEC CO COM 291011104 2,447.24 46,900 SH P SHARED 46,900 EMERSON RADIO CORP COM NEW 291087203 3.54 1,760 SH SOLE 1,760 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 23.69 1,458 SH SOLE 1,458 EMMIS COMMUNICATIONS CORP CL A 291525103 3.03 3,698 SH SOLE 3,698 EMPIRE DIST ELEC CO COM 291641108 319.37 15,694 SH SHARED 15,694 EMPIRE DIST ELEC CO COM 291641108 133.82 6,576 SH SHARED 01 6,576 EMPIRE RESORTS INC COM NEW 292052206 10.46 4,629 SH SHARED 01 4,629 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 2,544.62 47,140 SH SHARED 47,140 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 459.48 8,512 SH SHARED 01 8,512 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 340.07 6,300 SH SHARED 6,300 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 425.49 55,986 SH SOLE 55,986 EMULEX CORP COM NEW 292475209 60.20 5,800 SH P SHARED 5,800 EMULEX CORP COM NEW 292475209 37.58 3,620 SH SHARED 3,620 EMULEX CORP COM NEW 292475209 27.05 2,606 SH SHARED 01 2,606 EMULEX CORP COM NEW 292475209 1.45 140 SH SHARED 20 140 ENBRIDGE ENERGY MANAGEMENT SHS UNITS L LLI 29250X103 2,162.16 67,907 SH SHARED 01 67,907 ENBRIDGE ENERGY MANAGEMENT SHS UNITS L LLI 29250X103 672.24 21,113 SH SHARED 21,113
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ENBRIDGE ENERGY PARTNERS L P COM 29250R106 28,738.49 927,946 SH SHARED 01 927,946 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 16,354.48 528,075 SH SHARED 528,075 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 6.19 200 SH P SHARED 200 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 3.10 100 SH C SHARED 100 ENBRIDGE INC COM 29250N105 8,434.65 217,108 SH SHARED 01 217,108 ENBRIDGE INC COM 29250N105 7,708.23 198,410 SH SHARED 198,410 ENBRIDGE INC COM 29250N105 2,009.52 51,725 SH SHARED 51,725 ENBRIDGE INC COM 29250N105 46.62 1,200 SH C SHARED 1,200 ENBRIDGE INC COM 29250N105 23.31 600 SH P SHARED 600 ENBRIDGE INC COM 29250N105 3.11 80 SH SHARED 20 80 ENCANA CORP COM 292505104 9,823.23 499,910 SH SHARED 01 499,910 ENCANA CORP COM 292505104 4,898.75 249,300 SH C SHARED 249,300 ENCANA CORP COM 292505104 3,546.83 180,500 SH P SHARED 180,500 ENCANA CORP COM 292505104 951.06 48,400 SH SHARED 48,400 ENCANA CORP COM 292505104 323.97 16,487 SH SHARED 16,487 ENCORE BANCSHARES INC COM 29255V201 242.12 11,886 SH SOLE 11,886 ENCORE CAP GROUP INC COM 292554102 123.55 5,479 SH SOLE 5,479 ENCORE WIRE CORP COM 292562105 348.35 11,717 SH SHARED 01 11,717 ENCORE WIRE CORP COM 292562105 142.23 4,784 SH SHARED 4,784 ENCORE WIRE CORP COM 292562105 80.27 2,700 SH C SHARED 2,700 ENCORE WIRE CORP COM 292562105 2.97 100 SH P SHARED 100 ENDEAVOUR INTL CORP COM NEW 29259G200 45.47 3,837 SH SHARED 3,837 ENDEAVOUR INTL CORP COM NEW 29259G200 32.47 2,740 SH SHARED 01 2,740 ENDEAVOUR SILVER CORP COM 29258Y103 954.64 100,700 SH C SHARED 100,700 ENDEAVOUR SILVER CORP COM 29258Y103 42.66 4,500 SH P SHARED 4,500 ENDEAVOUR SILVER CORP COM 29258Y103 20.86 2,200 SH SHARED 01 2,200 ENDEAVOUR SILVER CORP COM 29258Y103 4.74 500 SH SHARED 500 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 11,169.93 288,405 SH SHARED 01 288,405 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 4,212.58 108,768 SH SHARED 108,768 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 3.87 100 SH C SHARED 100 ENDOCYTE INC COM 29269A102 12.71 2,552 SH SOLE 2,552 ENDOLOGIX INC COM 29266S106 455.62 31,100 SH SHARED 01 31,100 ENDOLOGIX INC COM 29266S106 2.93 200 SH C SHARED 200 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5,680.08 139,697 SH SHARED 01 139,697 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 531.95 13,083 SH SHARED 13,083 ENERGEN CORP COM 29265N108 2,270.63 46,198 SH SHARED 01 46,198 ENERGEN CORP COM 29265N108 449.82 9,152 SH SHARED 9,152 ENERGEN CORP COM 29265N108 181.86 3,700 SH SHARED 3,700 ENERGEN CORP COM 29265N108 4.92 100 SH C SHARED 100 ENERGIZER HLDGS INC COM 29266R108 2,015.40 27,169 SH SHARED 27,169 ENERGIZER HLDGS INC COM 29266R108 1,887.73 25,448 SH SHARED 01 25,448 ENERGIZER HLDGS INC COM 29266R108 259.63 3,500 SH SHARED 3,500 ENERGIZER HLDGS INC COM 29266R108 96.43 1,300 SH C SHARED 1,300 ENERGIZER HLDGS INC COM 29266R108 81.60 1,100 SH P SHARED 1,100 ENERGY RECOVERY INC COM 29270J100 5.75 2,500 SH SHARED 01 2,500 ENERGY RECOVERY INC COM 29270J100 3.68 1,600 SH C SHARED 1,600 ENERGY SVCS OF AMERICA CORP COM 29271Q103 6.01 1,632 SH SOLE 1,632 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 32,217.63 799,445 SH SHARED 01 799,445 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 30,507.54 757,011 SH SHARED 757,011 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 270.01 6,700 SH P SHARED 6,700 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 145.08 3,600 SH C SHARED 3,600 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 52,926.44 1,128,255 SH SHARED 01 1,128,255 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 26,619.08 567,450 SH SHARED 567,450
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,477.67 31,500 SH P SHARED 31,500 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,285.33 27,400 SH C SHARED 27,400 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 37,323.30 1,033,600 SH C SHARED 1,033,600 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 3,969.21 109,920 SH SHARED 01 109,920 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 570.54 15,800 SH P SHARED 15,800 ENERGYSOLUTIONS INC COM 292756202 131.84 26,906 SH SHARED 26,906 ENERGYSOLUTIONS INC COM 292756202 10.78 2,200 SH C SHARED 2,200 ENERGYSOLUTIONS INC COM 292756202 1.96 400 SH P SHARED 400 ENERGYSOLUTIONS INC COM 292756202 0.14 28 SH SHARED 01 28 ENERNOC INC COM 292764107 212.54 29,519 SH SHARED 01 29,519 ENERNOC INC COM 292764107 126.58 17,580 SH SHARED 17,580 ENERNOC INC COM 292764107 55.44 7,700 SH P SHARED 7,700 ENERNOC INC COM 292764107 11.52 1,600 SH C SHARED 1,600 ENERPLUS CORP COM 292766102 20,361.91 908,203 SH SHARED 01 908,203 ENERPLUS CORP COM 292766102 1,153.33 51,442 SH SHARED 51,442 ENERPLUS CORP COM 292766102 334.06 14,900 SH C SHARED 14,900 ENERPLUS CORP COM 292766102 300.43 13,400 SH P SHARED 13,400 ENERPLUS CORP COM 292766102 235.41 10,500 SH SHARED 10,500 ENERSIS S A SPONSORED ADR 29274F104 1,725.46 85,461 SH SHARED 85,461 ENERSIS S A SPONSORED ADR 29274F104 268.55 13,301 SH SHARED 01 13,301 ENERSYS COM 29275Y102 1,808.76 52,201 SH SHARED 01 52,201 ENERSYS COM 29275Y102 197.51 5,700 SH C SHARED 5,700 ENGEX INC COM 292851102 0.52 200 SH SOLE 200 ENGLOBAL CORP COM 293306106 123.79 51,578 SH SHARED 01 51,578 ENGLOBAL CORP COM 293306106 10.42 4,342 SH SHARED 4,342 ENI S P A SPONSORED ADR 26874R108 9,155.09 195,538 SH SHARED 01 195,538 ENNIS INC COM 293389102 823.51 52,055 SH SHARED 01 52,055 ENOVA SYSTEMS INC COM NEW 29355M200 0.86 2,611 SH SOLE 2,611 ENPRO INDS INC COM 29355X107 35.26 858 SH SHARED 01 858 ENSCO PLC SPONSORED ADR 29358Q109 17,115.44 323,360 SH SHARED 01 323,360 ENSCO PLC SPONSORED ADR 29358Q109 1,280.91 24,200 SH C SHARED 24,200 ENSCO PLC SPONSORED ADR 29358Q109 622.19 11,755 SH SHARED 20 11,755 ENSCO PLC SPONSORED ADR 29358Q109 79.40 1,500 SH P SHARED 1,500 ENSCO PLC SPONSORED ADR 29358Q109 16.20 306 SH SHARED 306 ENSIGN GROUP INC COM 29358P101 118.20 4,352 SH SHARED 01 4,352 ENSIGN GROUP INC COM 29358P101 2.72 100 SH C SHARED 100 ENSTAR GROUP LIMITED SHS G3075P101 909.72 9,190 SH SHARED 01 9,190 ENTEGRIS INC COM 29362U104 736.09 78,810 SH SHARED 01 78,810 ENTEGRIS INC COM 29362U104 26.53 2,840 SH SHARED 2,840 ENTEGRIS INC COM 29362U104 5.60 600 SH C SHARED 600 ENTEGRIS INC COM 29362U104 3.74 400 SH P SHARED 400 ENTERCOM COMMUNICATIONS CORP CL A 293639100 113.37 17,469 SH SHARED 17,469 ENTERCOM COMMUNICATIONS CORP CL A 293639100 10.97 1,690 SH SHARED 01 1,690 ENTERGY CORP NEW COM 29364G103 13,108.97 195,074 SH SHARED 01 195,074 ENTERGY CORP NEW COM 29364G103 5,480.63 81,557 SH SHARED 81,557 ENTERGY CORP NEW COM 29364G103 745.65 11,096 SH SHARED 11,096 ENTERGY CORP NEW COM 29364G103 403.20 6,000 SH C SHARED 6,000 ENTERGY CORP NEW COM 29364G103 141.12 2,100 SH P SHARED 2,100 ENTERPRISE FINL SVCS CORP COM 293712105 23.48 2,000 SH SHARED 01 2,000 ENTERPRISE PRODS PARTNERS L COM 293792107 249,106.75 4,935,739 SH SHARED 01 4,935,739 ENTERPRISE PRODS PARTNERS L COM 293792107 36,131.22 715,895 SH SHARED 715,895
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ENTERPRISE PRODS PARTNERS L COM 293792107 782.29 15,500 SH P SHARED 01 15,500 ENTERPRISE PRODS PARTNERS L COM 293792107 368.43 7,300 SH C SHARED 7,300 ENTERPRISE PRODS PARTNERS L COM 293792107 161.50 3,200 SH P SHARED 3,200 ENTERTAINMENT GAMING ASIA IN COM 29383V107 4.73 10,500 SH SHARED 01 10,500 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 2,447.43 52,769 SH SHARED 01 52,769 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 939.94 20,266 SH SHARED 20,266 ENTERTAINMENT PPTYS TR CONV PFD 9% SR E 29380T600 134.08 4,804 SH SOLE 4,804 ENTREE GOLD INC COM 29383G100 142.74 109,800 SH SHARED 01 109,800 ENTREMED INC COM NEW 29382F202 4.34 2,000 SH SHARED 01 2,000 ENTROPIC COMMUNICATIONS INC COM 29384R105 26.24 4,500 SH C SHARED 4,500 ENTROPIC COMMUNICATIONS INC COM 29384R105 17.49 3,000 SH SHARED 01 3,000 ENTROPIC COMMUNICATIONS INC COM 29384R105 5.93 1,018 SH SHARED 1,018 ENTROPIC COMMUNICATIONS INC COM 29384R105 2.33 400 SH P SHARED 400 ENVESTNET INC COM 29404K106 8.18 653 SH SHARED 653 ENVESTNET INC COM 29404K106 1.88 150 SH SHARED 01 150 ENZO BIOCHEM INC COM 294100102 42.29 15,721 SH SHARED 01 15,721 ENZON PHARMACEUTICALS INC COM 293904108 1,737.54 254,027 SH SHARED 254,027 ENZON PHARMACEUTICALS INC COM 293904108 21.59 3,156 SH SHARED 01 3,156 EOG RES INC COM 26875P101 24,841.96 223,600 SH C SHARED 223,600 EOG RES INC COM 26875P101 12,356.65 111,221 SH SHARED 01 111,221 EOG RES INC COM 26875P101 9,599.04 86,400 SH P SHARED 86,400 EOG RES INC COM 26875P101 3,755.74 33,805 SH SHARED 20 33,805 EOG RES INC COM 26875P101 3,548.65 31,941 SH SHARED 31,941 EOG RES INC COM 26875P101 1,909.59 17,188 SH SHARED 17,188 EON COMMUNICATIONS CORP COM NEW 268763208 1.10 879 SH SOLE 879 EPAM SYS INC COM 29414B104 437.92 21,341 SH SHARED 01 21,341 EPAM SYS INC COM 29414B104 17.93 874 SH SHARED 874 EPLUS INC COM 294268107 15.89 497 SH SOLE 497 EQT CORP COM 26884L109 11,564.61 239,880 SH SHARED 01 239,880 EQT CORP COM 26884L109 10,423.00 216,200 SH C SHARED 216,200 EQT CORP COM 26884L109 501.38 10,400 SH SHARED 10,400 EQT CORP COM 26884L109 7.47 155 SH SHARED 20 155 EQT CORP COM 26884L109 4.82 100 SH P SHARED 100 EQUAL ENERGY LTD COM 29390Q109 259.60 69,599 SH SHARED 01 69,599 EQUAL ENERGY LTD COM 29390Q109 0.07 19 SH SHARED 19 EQUIFAX INC COM 294429105 2,048.44 46,282 SH SHARED 01 46,282 EQUIFAX INC COM 294429105 415.42 9,386 SH SHARED 9,386 EQUIFAX INC COM 294429105 411.62 9,300 SH SHARED 9,300 EQUIFAX INC COM 294429105 289.46 6,540 SH SHARED 20 6,540 EQUINIX INC COM NEW 29444U502 13,110.39 83,267 SH SHARED 83,267 EQUINIX INC NOTE 3.000%10/1 29444UAG1 10,255.58 6,820,000 PRN SHARED 6,820,000 EQUINIX INC COM NEW 29444U502 9,981.54 63,395 SH SHARED 01 63,395 EQUINIX INC COM NEW 29444U502 4,581.80 29,100 SH P SHARED 29,100 EQUINIX INC COM NEW 29444U502 4,487.33 28,500 SH C SHARED 28,500 EQUINIX INC NOTE 3.000%10/1 29444UAG1 42.11 28,000 PRN SHARED 01 28,000 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 36.00 18,000 PRN SHARED 01 18,000 EQUINIX INC COM NEW 29444U502 16.53 105 SH SHARED 20 105 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 2.78 2,000 PRN SHARED 01 2,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,241.58 17,803 SH SHARED 17,803 EQUITY LIFESTYLE PPTYS INC COM 29472R108 928.80 13,318 SH SHARED 01 13,318 EQUITY ONE COM 294752100 148.05 7,322 SH SHARED 01 7,322 EQUITY ONE COM 294752100 51.74 2,559 SH SHARED 2,559 EQUITY RESIDENTIAL SH BEN INT 29476L107 9,298.07 148,484 SH SHARED 148,484
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- EQUITY RESIDENTIAL SH BEN INT 29476L107 6,598.39 105,372 SH SHARED 105,372 EQUITY RESIDENTIAL SH BEN INT 29476L107 6,078.02 97,062 SH SHARED 01 97,062 EQUITY RESIDENTIAL SH BEN INT 29476L107 87.67 1,400 SH C SHARED 1,400 EQUITY RESIDENTIAL SH BEN INT 29476L107 31.31 500 SH P SHARED 500 EQUUS TOTAL RETURN INC COM 294766100 7.06 3,112 SH SOLE 3,112 ERESEARCHTECHNOLOGY INC COM 29481V108 1.56 200 SH SHARED 01 200 ERICSSON L M TEL CO ADR B SEK 10 294821608 4,768.18 462,481 SH SHARED 01 462,481 ERICSSON L M TEL CO ADR B SEK 10 294821608 1,148.93 111,438 SH SHARED 111,438 ERIE INDTY CO CL A 29530P102 867.55 11,131 SH SOLE 11,131 ESCALON MED CORP COM NEW 296074305 3.28 3,246 SH SOLE 3,246 ESCO TECHNOLOGIES INC COM 296315104 472.49 12,850 SH SHARED 01 12,850 ESPEY MFG & ELECTRS CORP COM 296650104 15.12 611 SH SOLE 611 ESSA BANCORP INC COM 29667D104 3.86 394 SH SHARED 01 394 ESSEX PPTY TR INC COM 297178105 2,442.04 16,118 SH SHARED 16,118 ESSEX PPTY TR INC COM 297178105 2,287.80 15,100 SH SHARED 15,100 ESSEX PPTY TR INC COM 297178105 1,989.02 13,128 SH SHARED 01 13,128 ESSEX PPTY TR INC COM 297178105 378.78 2,500 SH P SHARED 2,500 ESSEX PPTY TR INC COM 297178105 303.02 2,000 SH C SHARED 2,000 ESTERLINE TECHNOLOGIES CORP COM 297425100 1,553.97 21,746 SH SHARED 01 21,746 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1,641.91 31,215 SH SHARED 01 31,215 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 103.25 1,963 SH SHARED 1,963 ETFS GOLD TR SHS 26922Y105 7,521.77 45,523 SH SHARED 01 45,523 ETFS GOLD TR SHS 26922Y105 2.48 15 SH SHARED 15 ETFS PALLADIUM TR SH BEN INT 26923A106 2,254.64 34,972 SH SHARED 01 34,972 ETFS PLATINUM TR SH BEN INT 26922V101 9,383.32 58,022 SH SHARED 01 58,022 ETFS PLATINUM TR SH BEN INT 26922V101 211.69 1,309 SH SHARED 1,309 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 3,984.10 41,819 SH SHARED 01 41,819 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 120.71 1,267 SH SHARED 1,267 ETFS SILVER TR SILVER SHS 26922X107 2,763.29 86,218 SH SHARED 01 86,218 ETFS SILVER TR SILVER SHS 26922X107 120.76 3,768 SH SHARED 3,768 ETFS SILVER TR SILVER SHS 26922X107 44.87 1,400 SH C SHARED 1,400 ETFS SILVER TR SILVER SHS 26922X107 9.62 300 SH P SHARED 300 ETFS WHITE METALS BASKET PHY WM BSK TR SHS 26923B104 147.58 2,756 SH SOLE 2,756 ETHAN ALLEN INTERIORS INC COM 297602104 490.70 19,380 SH SHARED 01 19,380 ETHAN ALLEN INTERIORS INC COM 297602104 143.51 5,668 SH SHARED 5,668 EUNITS 2 YR US EQTY MKT PTNT UNIT 29841R102 12.24 1,200 SH SHARED 01 1,200 EURONET WORLDWIDE INC COM 298736109 34.36 1,645 SH SHARED 01 1,645 EURONET WORLDWIDE INC COM 298736109 8.38 401 SH SHARED 401 EURONET WORLDWIDE INC COM 298736109 6.89 330 SH SHARED 20 330 EUROSEAS LTD COM NEW Y23592200 0.93 410 SH SOLE 410 EV ENERGY PARTNERS LP COM UNITS 26926V107 104,085.21 1,495,692 SH SHARED 1,495,692 EV ENERGY PARTNERS LP COM UNITS 26926V107 3,375.12 48,500 SH C SHARED 48,500 EV ENERGY PARTNERS LP COM UNITS 26926V107 3,033.36 43,589 SH SHARED 01 43,589 EV ENERGY PARTNERS LP COM UNITS 26926V107 584.56 8,400 SH P SHARED 8,400 EVANS BANCORP INC COM NEW 29911Q208 0.19 13 SH SHARED 01 13 EVER GLORY INTL GRP INC COM NEW 299766204 28.17 16,099 SH SHARED 01 16,099 EVER GLORY INTL GRP INC COM NEW 299766204 0.46 265 SH SHARED 265 EVERCORE PARTNERS INC CLASS A 29977A105 14.54 500 SH SHARED 01 500 EVEREST RE GROUP LTD COM G3223R108 3,580.71 38,702 SH SHARED 38,702 EVEREST RE GROUP LTD COM G3223R108 687.89 7,435 SH SHARED 01 7,435 EVEREST RE GROUP LTD COM G3223R108 370.08 4,000 SH SHARED 4,000 EVOLUTION PETROLEUM CORP COM 30049A107 749.98 80,643 SH SHARED 01 80,643 EVOLUTION PETROLEUM CORP COM 30049A107 44.64 4,800 SH C SHARED 4,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- EVOLUTION PETROLEUM CORP COM 30049A107 23.25 2,500 SH P SHARED 2,500 EVOLVING SYS INC COM NEW 30049R209 9.51 1,701 SH SHARED 01 1,701 EVOLVING SYS INC COM NEW 30049R209 4.37 782 SH SHARED 782 EXACT SCIENCES CORP COM 30063P105 474.02 42,475 SH SHARED 01 42,475 EXACT SCIENCES CORP COM 30063P105 59.15 5,300 SH C SHARED 5,300 EXACT SCIENCES CORP COM 30063P105 6.70 600 SH P SHARED 600 EXACTECH INC COM 30064E109 1.57 99 SH SOLE 99 EXCEED COMPANY LTD SHS G32335104 7.04 2,330 SH SOLE 2,330 EXCEL MARITIME CARRIERS LTD COM V3267N107 51.80 25,900 SH SHARED 01 25,900 EXCEL MARITIME CARRIERS LTD COM V3267N107 5.40 2,700 SH C SHARED 2,700 EXCEL MARITIME CARRIERS LTD COM V3267N107 0.80 398 SH SHARED 398 EXCEL TR INC COM 30068C109 12.08 1,000 SH SHARED 01 1,000 EXCO RESOURCES INC COM 269279402 1,328.38 200,359 SH SHARED 01 200,359 EXCO RESOURCES INC COM 269279402 225.42 34,000 SH P SHARED 34,000 EXCO RESOURCES INC COM 269279402 177.02 26,700 SH C SHARED 26,700 EXELIS INC COM 30162A108 8,633.68 689,591 SH SHARED 689,591 EXELIS INC COM 30162A108 2,155.72 172,182 SH SHARED 01 172,182 EXELIXIS INC COM 30161Q104 272.67 52,639 SH SHARED 52,639 EXELIXIS INC COM 30161Q104 18.13 3,500 SH SHARED 01 3,500 EXELIXIS INC COM 30161Q104 8.81 1,700 SH P SHARED 1,700 EXELIXIS INC COM 30161Q104 8.29 1,600 SH C SHARED 1,600 EXELON CORP COM 30161N101 54,602.43 1,392,564 SH SHARED 01 1,392,564 EXELON CORP COM 30161N101 15,907.50 405,700 SH C SHARED 405,700 EXELON CORP COM 30161N101 2,518.73 64,237 SH SHARED 64,237 EXELON CORP COM 30161N101 2,178.86 55,569 SH SHARED 55,569 EXELON CORP COM 30161N101 1,450.77 37,000 SH P SHARED 37,000 EXELON CORP COM 30161N101 940.26 23,980 SH SHARED 17 23,980 EXETER RES CORP COM 301835104 134.47 49,075 SH SHARED 01 49,075 EXETER RES CORP COM 301835104 57.98 21,160 SH SHARED 21,160 EXETER RES CORP COM 301835104 44.66 16,300 SH P SHARED 16,300 EXETER RES CORP COM 301835104 20.55 7,500 SH C SHARED 7,500 EXFO INC SUB VTG SHS 302046107 19.45 2,755 SH SOLE 2,755 EXIDE TECHNOLOGIES COM NEW 302051206 183.01 58,470 SH SHARED 01 58,470 EXIDE TECHNOLOGIES COM NEW 302051206 1.57 500 SH C SHARED 500 EXLSERVICE HOLDINGS INC COM 302081104 136.43 4,972 SH SHARED 4,972 EXLSERVICE HOLDINGS INC COM 302081104 0.82 30 SH SHARED 01 30 EXPEDIA INC DEL COM NEW 30212P303 108,935.95 3,257,654 SH SHARED 3,257,654 EXPEDIA INC DEL COM NEW 30212P303 2,006.40 60,000 SH C SHARED 60,000 EXPEDIA INC DEL COM NEW 30212P303 1,713.30 51,235 SH SHARED 01 51,235 EXPEDIA INC DEL COM NEW 30212P303 762.43 22,800 SH P SHARED 22,800 EXPEDIA INC DEL COM NEW 30212P303 278.39 8,325 SH SHARED 8,325 EXPEDITORS INTL WASH INC COM 302130109 6,987.89 150,245 SH SHARED 01 150,245 EXPEDITORS INTL WASH INC COM 302130109 711.60 15,300 SH P SHARED 15,300 EXPEDITORS INTL WASH INC COM 302130109 697.65 15,000 SH SHARED 15,000 EXPEDITORS INTL WASH INC COM 302130109 227.90 4,900 SH C SHARED 4,900 EXPEDITORS INTL WASH INC COM 302130109 62.09 1,335 SH SHARED 1,335 EXPONENT INC COM 30214U102 1,086.85 22,400 SH SHARED 01 22,400 EXPRESS INC COM 30219E103 1,498.08 59,971 SH SHARED 01 59,971 EXPRESS SCRIPTS INC COM 302182100 62,225.73 1,148,500 SH P SHARED 1,148,500 EXPRESS SCRIPTS INC COM 302182100 50,089.41 924,500 SH C SHARED 924,500 EXPRESS SCRIPTS INC COM 302182100 46,321.03 854,947 SH SHARED 01 854,947 EXPRESS SCRIPTS INC COM 302182100 13,217.21 243,950 SH SHARED 243,950 EXPRESS SCRIPTS INC COM 302182100 5,207.51 96,115 SH SHARED 20 96,115
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- EXPRESS SCRIPTS INC COM 302182100 1,630.82 30,100 SH SHARED 30,100 EXPRESS SCRIPTS INC COM 302182100 135.45 2,500 SH C SHARED 01 2,500 EXTERRAN HLDGS INC COM 30225X103 10.55 800 SH C SHARED 800 EXTERRAN HLDGS INC COM 30225X103 3.96 300 SH P SHARED 300 EXTERRAN HLDGS INC COM 30225X103 0.13 10 SH SHARED 01 10 EXTERRAN PARTNERS LP COM UNITS 30225N105 3,531.63 163,653 SH SHARED 163,653 EXTERRAN PARTNERS LP COM UNITS 30225N105 271.17 12,566 SH SHARED 01 12,566 EXTORRE GOLD MINES LTD COM 30227B109 404.08 66,900 SH SHARED 01 66,900 EXTORRE GOLD MINES LTD COM 30227B109 2.42 400 SH SHARED 400 EXTORRE GOLD MINES LTD COM 30227B109 1.21 200 SH C SHARED 200 EXTRA SPACE STORAGE INC COM 30225T102 1,861.91 64,672 SH SHARED 01 64,672 EXTRA SPACE STORAGE INC COM 30225T102 118.59 4,119 SH SHARED 4,119 EXTREME NETWORKS INC COM 30226D106 127.91 33,396 SH SHARED 01 33,396 EXXON MOBIL CORP COM 30231G102 508,436.93 5,862,296 SH SHARED 01 5,862,296 EXXON MOBIL CORP COM 30231G102 208,482.70 2,403,813 SH SHARED 2,403,813 EXXON MOBIL CORP COM 30231G102 79,999.75 922,400 SH P SHARED 922,400 EXXON MOBIL CORP COM 30231G102 61,812.47 712,700 SH C SHARED 712,700 EXXON MOBIL CORP COM 30231G102 53,234.35 613,794 SH SHARED 613,794 EXXON MOBIL CORP COM 30231G102 2,979.52 34,344 SH SHARED 17 34,344 EXXON MOBIL CORP COM 30231G102 1,397.14 16,109 SH SHARED 20 16,109 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 2,933.44 67,700 SH C SHARED 67,700 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 572.35 13,209 SH SHARED 13,209 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 365.79 8,442 SH SHARED 01 8,442 EZCORP INC CL A NON VTG 302301106 590.23 18,186 SH SHARED 01 18,186 EZCORP INC CL A NON VTG 302301106 9.74 300 SH C SHARED 300 EZCORP INC CL A NON VTG 302301106 2.01 62 SH SHARED 62 F M C CORP COM NEW 302491303 3,177.92 30,020 SH SHARED 20 30,020 F M C CORP COM NEW 302491303 2,495.23 23,571 SH SHARED 23,571 F M C CORP COM NEW 302491303 1,953.01 18,449 SH SHARED 01 18,449 F M C CORP COM NEW 302491303 702.91 6,640 SH SHARED 6,640 F M C CORP COM NEW 302491303 10.59 100 SH C SHARED 100 F N B UNITED CORP COM NEW 302519202 67.89 3,594 SH SHARED 3,594 F N B UNITED CORP COM NEW 302519202 0.68 36 SH SHARED 01 36 F5 NETWORKS INC COM 315616102 8,731.91 64,700 SH C SHARED 64,700 F5 NETWORKS INC COM 315616102 7,728.35 57,264 SH SHARED 01 57,264 F5 NETWORKS INC COM 315616102 5,573.85 41,300 SH P SHARED 41,300 F5 NETWORKS INC COM 315616102 1,325.17 9,819 SH SHARED 9,819 F5 NETWORKS INC COM 315616102 758.61 5,621 SH SHARED 5,621 F5 NETWORKS INC COM 315616102 269.25 1,995 SH SHARED 20 1,995 FABRINET SHS G3323L100 1.03 58 SH SHARED 01 58 FACTORSHARES S&P ANTI-EQTY P COM UNITS BEN 303047104 1.84 85 SH SOLE 85 FACTORSHARES S&P CRUDE OIL P COM UNT BEN IT 30304P104 30.00 1,730 SH SOLE 1,730 FACTORSHARES S&P EQTY ANT-US COM UNT BEN IT 303048102 28.08 1,177 SH SOLE 1,177 FACTORSHARES S&P GOLD PREM COM UNT BEN IT 30304T106 50.73 2,170 SH SOLE 2,170 FACTSET RESH SYS INC COM 303075105 8,149.70 82,287 SH SHARED 01 82,287 FACTSET RESH SYS INC COM 303075105 990.40 10,000 SH C SHARED 10,000 FACTSET RESH SYS INC COM 303075105 153.02 1,545 SH SHARED 20 1,545 FAIR ISAAC CORP COM 303250104 4,818.55 109,762 SH SHARED 01 109,762 FAIR ISAAC CORP COM 303250104 315.42 7,185 SH SHARED 20 7,185 FAIR ISAAC CORP COM 303250104 21.12 481 SH SHARED 481 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 759.46 51,664 SH SHARED 01 51,664 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 169.62 11,539 SH SHARED 11,539 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 85.26 5,800 SH P SHARED 5,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FAIRCHILD SEMICONDUCTOR INTL COM 303726103 76.44 5,200 SH C SHARED 5,200 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 134.16 35,680 SH SOLE 35,680 FALCONSTOR SOFTWARE INC COM 306137100 22.05 5,895 SH SOLE 5,895 FAMILY DLR STORES INC COM 307000109 13,910.59 219,826 SH SHARED 01 219,826 FAMILY DLR STORES INC COM 307000109 8,789.53 138,899 SH SHARED 138,899 FAMILY DLR STORES INC COM 307000109 1,252.94 19,800 SH C SHARED 19,800 FAMILY DLR STORES INC COM 307000109 411.32 6,500 SH SHARED 6,500 FAMILY DLR STORES INC COM 307000109 221.48 3,500 SH P SHARED 3,500 FAMOUS DAVES AMER INC COM 307068106 8.77 756 SH SOLE 756 FARMERS CAP BK CORP COM 309562106 7.21 1,200 SH SHARED 01 1,200 FARMERS CAP BK CORP COM 309562106 0.33 55 SH SHARED 55 FARMERS NATL BANC CORP COM 309627107 167.54 25,815 SH SHARED 25,815 FARMERS NATL BANC CORP COM 309627107 9.25 1,426 SH SHARED 01 1,426 FARO TECHNOLOGIES INC COM 311642102 35.00 600 SH SHARED 01 600 FASTENAL CO COM 311900104 18,950.96 350,295 SH SHARED 01 350,295 FASTENAL CO COM 311900104 1,054.95 19,500 SH SHARED 19,500 FASTENAL CO COM 311900104 86.56 1,600 SH C SHARED 1,600 FASTENAL CO COM 311900104 21.64 400 SH P SHARED 400 FASTENAL CO COM 311900104 8.06 149 SH SHARED 149 FBL FINL GROUP INC CL A 30239F106 1,593.47 47,284 SH SHARED 47,284 FBL FINL GROUP INC CL A 30239F106 45.80 1,359 SH SHARED 01 1,359 FBR & CO COM 30247C301 0.81 314 SH SHARED 01 314 FEDERAL AGRIC MTG CORP CL C 313148306 34.05 1,500 SH C SOLE 1,500 FEDERAL MOGUL CORP COM 313549404 668.90 38,867 SH SHARED 01 38,867 FEDERAL MOGUL CORP COM 313549404 414.54 24,087 SH SHARED 24,087 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 3,065.82 31,675 SH SHARED 31,675 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1,762.45 18,209 SH SHARED 01 18,209 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1,265.53 13,075 SH SHARED 13,075 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 977.58 10,100 SH C SHARED 10,100 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 735.60 7,600 SH P SHARED 7,600 FEDERAL SIGNAL CORP COM 313855108 63.94 11,500 SH C SHARED 11,500 FEDERAL SIGNAL CORP COM 313855108 36.51 6,567 SH SHARED 01 6,567 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 341.86 23,161 SH SHARED 01 23,161 FEDERATED INVS INC PA CL B 314211103 4,399.13 196,302 SH SHARED 01 196,302 FEDERATED INVS INC PA CL B 314211103 13.45 600 SH P SHARED 600 FEDERATED INVS INC PA CL B 314211103 6.72 300 SH C SHARED 300 FEDERATED PREM INTR MUN INC COM 31423M105 254.79 17,100 SH SHARED 01 17,100 FEDERATED PREM INTR MUN INC COM 31423M105 12.90 866 SH SHARED 866 FEDERATED PREM MUN INC FD COM 31423P108 633.47 39,666 SH SHARED 01 39,666 FEDERATED PREM MUN INC FD COM 31423P108 31.19 1,953 SH SHARED 1,953 FEDEX CORP COM 31428X106 50,403.55 548,103 SH SHARED 01 548,103 FEDEX CORP COM 31428X106 22,042.81 239,700 SH P SHARED 239,700 FEDEX CORP COM 31428X106 15,384.91 167,300 SH C SHARED 167,300 FEDEX CORP COM 31428X106 5,170.82 56,229 SH SHARED 56,229 FEDEX CORP COM 31428X106 2,060.00 22,401 SH SHARED 22,401 FEDEX CORP COM 31428X106 211.32 2,298 SH SHARED 20 2,298 FEDFIRST FINL CORP NEW COM 31429C101 6.71 488 SH SOLE 488 FEI CO COM 30241L109 7,202.37 146,658 SH SHARED 01 146,658 FEI CO COM 30241L109 9.82 200 SH C SHARED 200 FEIHE INTL INC COM 31429Y103 27.50 8,703 SH SOLE 8,703 FEIHE INTL INC COM 31429Y103 3.16 1,000 SH C SOLE 1,000 FELCOR LODGING TR INC COM 31430F101 209.06 58,071 SH SHARED 58,071 FELCOR LODGING TR INC COM 31430F101 105.45 29,291 SH SHARED 29,291
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- FELCOR LODGING TR INC PFD CV A $1.95 31430F200 28.49 1,100 SH SHARED 01 1,100 FELCOR LODGING TR INC COM 31430F101 1.42 395 SH SHARED 01 395 FEMALE HEALTH CO COM 314462102 559.95 103,312 SH SHARED 01 103,312 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 982.10 65,126 SH SHARED 01 65,126 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 772.94 51,256 SH SHARED 51,256 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 405.65 26,900 SH P SHARED 26,900 FERRO CORP COM 315405100 15.89 2,675 SH SHARED 01 2,675 FERRO CORP COM 315405100 5.94 1,000 SH P SHARED 1,000 FERRO CORP COM 315405100 0.59 100 SH C SHARED 100 FFD FINL CORP COM 30243C107 124.53 7,783 SH SOLE 7,783 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 1,590.43 189,563 SH SHARED 189,563 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 1.25 149 SH SHARED 01 149 FIDELITY BANCORP INC COM 315831107 12.65 1,205 SH SOLE 1,205 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 48.74 400 SH SHARED 01 400 FIDELITY NATIONAL FINANCIAL CL A 31620R105 231.18 12,822 SH SHARED 01 12,822 FIDELITY NATIONAL FINANCIAL CL A 31620R105 225.03 12,481 SH SHARED 12,481 FIDELITY NATIONAL FINANCIAL CL A 31620R105 48.68 2,700 SH C SHARED 2,700 FIDELITY NATL INFORMATION SV COM 31620M106 4,381.48 132,291 SH SHARED 132,291 FIDELITY NATL INFORMATION SV COM 31620M106 3,142.86 94,893 SH SHARED 01 94,893 FIDELITY NATL INFORMATION SV COM 31620M106 771.33 23,289 SH SHARED 20 23,289 FIDELITY NATL INFORMATION SV COM 31620M106 497.66 15,026 SH SHARED 15,026 FIDELITY NATL INFORMATION SV COM 31620M106 6.62 200 SH C SHARED 200 FIDELITY NATL INFORMATION SV COM 31620M106 3.31 100 SH P SHARED 100 FIDELITY SOUTHERN CORP NEW COM 316394105 15.18 2,252 SH SHARED 2,252 FIDELITY SOUTHERN CORP NEW COM 316394105 7.23 1,072 SH SHARED 01 1,072 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 4,823.52 212,865 SH SHARED 01 212,865 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 0.82 36 SH SHARED 36 FIDUS INVT CORP COM 316500107 677.62 48,367 SH SHARED 48,367 FIDUS INVT CORP COM 316500107 4.20 300 SH SHARED 01 300 FIELDPOINT PETROLEUM CORP COM 316570100 5.40 1,197 SH SOLE 1,197 FIFTH STREET FINANCE CORP COM 31678A103 9,121.76 934,607 SH SHARED 934,607 FIFTH STREET FINANCE CORP COM 31678A103 2,010.93 206,038 SH SHARED 01 206,038 FIFTH STREET FINANCE CORP COM 31678A103 179.58 18,400 SH C SHARED 18,400 FIFTH STREET FINANCE CORP COM 31678A103 54.66 5,600 SH P SHARED 5,600 FIFTH THIRD BANCORP COM 316773100 7,445.98 530,152 SH SHARED 01 530,152 FIFTH THIRD BANCORP COM 316773100 816.01 58,100 SH SHARED 58,100 FIFTH THIRD BANCORP COM 316773100 654.24 46,582 SH SHARED 46,582 FIFTH THIRD BANCORP COM 316773100 172.75 12,300 SH C SHARED 12,300 FIFTH THIRD BANCORP COM 316773100 87.08 6,200 SH P SHARED 6,200 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 28.56 200 SH SHARED 01 200 FINANCIAL ENGINES INC COM 317485100 2,072.03 92,667 SH SHARED 01 92,667 FINANCIAL ENGINES INC COM 317485100 85.91 3,842 SH SHARED 3,842 FINANCIAL ENGINES INC COM 317485100 22.36 1,000 SH C SHARED 1,000 FINISAR CORP COM NEW 31787A507 602.57 29,904 SH SHARED 01 29,904 FINISAR CORP COM NEW 31787A507 233.74 11,600 SH P SHARED 11,600 FINISAR CORP COM NEW 31787A507 104.78 5,200 SH C SHARED 5,200 FINISH LINE INC CL A 317923100 1,623.29 76,498 SH SHARED 01 76,498 FINISH LINE INC CL A 317923100 25.46 1,200 SH C SHARED 1,200 FINISH LINE INC CL A 317923100 8.49 400 SH P SHARED 400 FIRST ACCEPTANCE CORP COM 318457108 0.75 536 SH SOLE 536 FIRST ADVANTAGE BANCORP COM 31848L104 26.22 2,017 SH SOLE 2,017 FIRST AMERN FINL CORP COM 31847R102 1,331.15 80,045 SH SHARED 01 80,045 FIRST AMERN MINN MUN INC FD COM 31849P104 4.80 300 SH SHARED 01 300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- FIRST BANCORP INC ME COM 31866P102 88.82 5,989 SH SHARED 01 5,989 FIRST BANCORP N C COM 318910106 19.42 1,777 SH SHARED 01 1,777 FIRST BANCORP P R COM NEW 318672706 3.65 830 SH SHARED 01 830 FIRST BANCSHARES INC MO COM 318687100 70.90 10,143 SH SOLE 10,143 FIRST BANCSHARES INC MS COM 318916103 10.21 1,104 SH SOLE 1,104 FIRST BUSEY CORP COM 319383105 144.11 29,231 SH SOLE 29,231 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 398.57 68,365 SH SHARED 68,365 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 46.13 7,912 SH SHARED 01 7,912 FIRST CAPITAL BANCORP VA COM 319438107 3.64 1,822 SH SHARED 1,822 FIRST CAPITAL BANCORP VA COM 319438107 2.50 1,250 SH SHARED 01 1,250 FIRST CAPITAL INC COM 31942S104 10.20 482 SH SOLE 482 FIRST CASH FINL SVCS INC COM 31942D107 2,252.54 52,519 SH SHARED 01 52,519 FIRST CMNTY BANCSHARES INC N COM 31983A103 15.95 1,194 SH SHARED 01 1,194 FIRST COMWLTH FINL CORP PA COM 319829107 25.03 4,090 SH SHARED 01 4,090 FIRST CONN BANCORP INC MD COM 319850103 70.26 5,327 SH SHARED 01 5,327 FIRST CTZNS BANC CORP COM NO PAR 319459202 0.93 166 SH SHARED 01 166 FIRST CTZNS BANCSHARES INC N CL A 31946M103 196.39 1,075 SH SHARED 01 1,075 FIRST CTZNS BANCSHARES INC N CL A 31946M103 81.48 446 SH SHARED 446 FIRST DEFIANCE FINL CORP COM 32006W106 11.80 700 SH SHARED 01 700 FIRST FED BANCSHARES ARK COM NEW 32020F303 39.70 5,821 SH SOLE 5,821 FIRST FED NORTHN MICH BANCOR COM 32021X105 1.50 385 SH SOLE 385 FIRST FINANCIAL NORTHWEST IN COM 32022K102 71.59 9,273 SH SOLE 9,273 FIRST FINL BANCORP OH COM 320209109 437.21 25,272 SH SHARED 25,272 FIRST FINL BANCORP OH COM 320209109 163.73 9,464 SH SHARED 01 9,464 FIRST FINL BANCORP OH COM 320209109 3.81 220 SH SHARED 20 220 FIRST FINL BANKSHARES COM 32020R109 106.16 3,015 SH SHARED 01 3,015 FIRST FINL CORP IND COM 320218100 147.86 4,657 SH SHARED 4,657 FIRST FINL CORP IND COM 320218100 1.75 55 SH SHARED 01 55 FIRST FINL HLDGS INC COM 320239106 1.38 125 SH SHARED 01 125 FIRST HORIZON NATL CORP COM 320517105 1,232.33 118,722 SH SHARED 118,722 FIRST HORIZON NATL CORP COM 320517105 278.44 26,825 SH SHARED 01 26,825 FIRST HORIZON NATL CORP COM 320517105 8.30 800 SH C SHARED 800 FIRST HORIZON NATL CORP COM 320517105 4.15 400 SH P SHARED 400 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 275.55 22,312 SH SHARED 22,312 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 29.97 2,427 SH SHARED 01 2,427 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 3.71 300 SH C SHARED 300 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 179.93 12,307 SH SHARED 12,307 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 56.65 3,875 SH SHARED 01 3,875 FIRST M & F CORP COM 320744105 7.20 1,500 SH SHARED 01 1,500 FIRST M & F CORP COM 320744105 3.66 762 SH SHARED 762 FIRST MAJESTIC SILVER CORP COM 32076V103 566.62 34,175 SH SHARED 01 34,175 FIRST MAJESTIC SILVER CORP COM 32076V103 124.35 7,500 SH C SHARED 7,500 FIRST MAJESTIC SILVER CORP COM 32076V103 61.35 3,700 SH P SHARED 3,700 FIRST MAJESTIC SILVER CORP COM 32076V103 9.95 600 SH SHARED 600 FIRST MARBLEHEAD CORP COM 320771108 8.54 7,000 SH SHARED 01 7,000 FIRST MERCHANTS CORP COM 320817109 1,034.10 83,801 SH SHARED 83,801 FIRST MERCHANTS CORP COM 320817109 1.94 157 SH SHARED 01 157 FIRST MIDWEST BANCORP DEL COM 320867104 0.58 48 SH SHARED 01 48 FIRST NIAGARA FINL GP INC COM 33582V108 1,337.18 135,892 SH SHARED 01 135,892 FIRST NIAGARA FINL GP INC COM 33582V108 174.03 17,686 SH SHARED 17,686 FIRST NIAGARA FINL GP INC COM 33582V108 21.65 2,200 SH C SHARED 2,200 FIRST NIAGARA FINL GP INC COM 33582V108 10.82 1,100 SH P SHARED 1,100 FIRST PACTRUST BANCORP INC COM 33589V101 39.62 3,324 SH SOLE 3,324
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FIRST POTOMAC RLTY TR COM 33610F109 683.09 56,500 SH SHARED 01 56,500 FIRST POTOMAC RLTY TR COM 33610F109 302.53 25,023 SH SHARED 25,023 FIRST POTOMAC RLTY TR COM 33610F109 267.72 22,144 SH SHARED 22,144 FIRST REP BK SAN FRANCISCO C COM 33616C100 1,503.32 45,638 SH SHARED 01 45,638 FIRST REP BK SAN FRANCISCO C COM 33616C100 295.64 8,975 SH SHARED 20 8,975 FIRST REP BK SAN FRANCISCO C COM 33616C100 164.37 4,990 SH SHARED 4,990 FIRST SEC GROUP INC COM NEW 336312202 5.05 1,629 SH SHARED 1,629 FIRST SEC GROUP INC COM NEW 336312202 0.23 74 SH SHARED 01 74 FIRST SOLAR INC COM 336433107 15,969.38 637,500 SH P SHARED 637,500 FIRST SOLAR INC COM 336433107 10,190.42 406,803 SH SHARED 406,803 FIRST SOLAR INC COM 336433107 7,164.30 286,000 SH C SHARED 286,000 FIRST SOLAR INC COM 336433107 1,331.18 53,141 SH SHARED 01 53,141 FIRST SOLAR INC COM 336433107 96.84 3,866 SH SHARED 3,866 FIRST SOUTH BANCORP INC VA COM 33646W100 1.26 315 SH SHARED 01 315 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 3,065.02 175,545 SH SHARED 01 175,545 FIRST TR ACTIVE DIVID INCOME COM 33731L100 26.46 3,041 SH SHARED 01 3,041 FIRST TR ACTIVE DIVID INCOME COM 33731L100 6.07 698 SH SHARED 698 FIRST TR BICK INDEX FD COM SHS 33733H107 3.94 150 SH SHARED 01 150 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 265.56 11,772 SH SHARED 01 11,772 FIRST TR ENERGY INFRASTRCTR COM 33738C103 29.81 1,400 SH SHARED 01 1,400 FIRST TR ENHANCED EQTY INC F COM 337318109 249.48 20,652 SH SHARED 01 20,652 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 633.71 22,496 SH SHARED 01 22,496 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 70.43 2,500 SH SHARED 2,500 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 8,026.64 190,643 SH SHARED 190,643 FIRST TR EXCH TRD ALPHA FD EMERG MKT I ALPH 33737J182 540.51 20,773 SH SHARED 01 20,773 FIRST TR EXCH TRD ALPHA FD I STH KOREA ALPH 33737J166 18.72 746 SH SOLE 746 FIRST TR EXCH TRD ALPHA FD I CHINA ALPHADEX 33737J141 17.08 788 SH SOLE 788 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 8.31 269 SH SHARED 01 269 FIRST TR EXCH TRD ALPHA FD I CANADA ALPHA 33737J208 8.26 272 SH SHARED 01 272 FIRST TR EXCH TRD ALPHA FD I UNIT KING ALPH 33737J224 8.20 266 SH SHARED 01 266 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHA 33737J133 8.01 294 SH SHARED 01 294 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 7.24 172 SH SHARED 01 172 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 28,002.35 908,872 SH SHARED 01 908,872 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 26,458.53 713,168 SH SHARED 01 713,168 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 25,419.69 1,112,459 SH SHARED 01 1,112,459 FIRST TR EXCHANGE TRADED CONSUMR FD STAPLE 33734X119 19,547.57 780,342 SH SHARED 01 780,342 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 7,355.10 310,604 SH SHARED 01 310,604 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 6,576.14 372,375 SH SHARED 01 372,375 FIRST TR EXCHANGE TRADED NY ARCA FD BIOTECH 33733E203 6,355.76 150,361 SH SHARED 01 150,361 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5,174.95 205,355 SH SHARED 01 205,355 FIRST TR EXCHANGE TRADED ENERGY FD ALPHADX 33734X127 5,132.11 254,065 SH SHARED 01 254,065 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,468.39 288,842 SH SHARED 01 288,842 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 3,995.16 206,468 SH SHARED 01 206,468 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 2,994.98 124,067 SH SHARED 01 124,067 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 2,316.16 98,184 SH SHARED 01 98,184 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 2,305.06 107,915 SH SHARED 01 107,915 FIRST TR EXCHANGE TRADED NY ARCA FD BIOTECH 33733E203 1,358.73 32,144 SH SHARED 32,144 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 734.26 32,134 SH SHARED 32,134 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 558.85 23,600 SH SHARED 23,600 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 444.90 22,992 SH SHARED 22,992 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 368.43 23,816 SH SHARED 23,816 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 259.11 14,672 SH SHARED 14,672 FIRST TR EXCHANGE TRADED STRAT VAL IDX FD FD 33733E104 139.63 5,488 SH SHARED 01 5,488
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 77.25 3,084 SH SHARED 3,084 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 57.47 1,549 SH SHARED 1,549 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 41.76 3,885 SH SHARED 3,885 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 26.07 2,425 SH SHARED 01 2,425 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 8.54 400 SH P SHARED 400 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 13.33 638 SH SHARED 01 638 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 11.75 556 SH SOLE 556 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 3.47 166 SH SHARED 166 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 2,012.27 56,366 SH SHARED 01 56,366 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 10.25 287 SH SHARED 287 FIRST TR HIGH INCOME L/S FD COM 33738E109 824.14 45,457 SH SHARED 01 45,457 FIRST TR ISE CHINDIA INDEX F COM 33733A102 679.59 31,026 SH SHARED 01 31,026 FIRST TR ISE CHINDIA INDEX F COM 33733A102 34.15 1,559 SH SHARED 1,559 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 289.27 36,944 SH SHARED 01 36,944 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 6.70 856 SH SHARED 856 FIRST TR ISE GLBL PLAT INDX COM 33737C104 0.70 36 SH SHARED 01 36 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 350.24 8,516 SH SHARED 01 8,516 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 48.98 1,191 SH SHARED 1,191 FIRST TR ISE GLOBL COPPR IND COM 33733J103 286.39 9,188 SH SHARED 01 9,188 FIRST TR ISE GLOBL COPPR IND COM 33733J103 45.60 1,463 SH SHARED 1,463 FIRST TR ISE REVERE NAT GAS COM 33734J102 3,216.49 182,031 SH SHARED 01 182,031 FIRST TR ISE REVERE NAT GAS COM 33734J102 474.35 26,845 SH SHARED 26,845 FIRST TR ISE REVERE NAT GAS COM 33734J102 37.11 2,100 SH C SHARED 2,100 FIRST TR ISE REVERE NAT GAS COM 33734J102 21.20 1,200 SH P SHARED 1,200 FIRST TR ISE WATER INDEX FD COM 33733B100 3,649.59 152,193 SH SHARED 01 152,193 FIRST TR ISE WATER INDEX FD COM 33733B100 292.29 12,189 SH SHARED 12,189 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 8,585.36 284,944 SH SHARED 01 284,944 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,802.32 161,260 SH SHARED 01 161,260 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 493.63 16,576 SH SHARED 16,576 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10,976.27 362,612 SH SHARED 01 362,612 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,081.34 35,723 SH SHARED 35,723 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 12,236.45 333,509 SH SHARED 01 333,509 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 45.13 1,230 SH SHARED 1,230 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 6,487.44 365,902 SH SHARED 01 365,902 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 625.51 18,963 SH SHARED 01 18,963 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 42.91 1,301 SH SHARED 1,301 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 3,817.15 119,286 SH SHARED 01 119,286 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 7,841.15 290,736 SH SHARED 01 290,736 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 575.43 21,336 SH SHARED 21,336 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 55.92 2,156 SH SHARED 2,156 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 11.36 438 SH SHARED 01 438 FIRST TR NASDAQ100 TECH INDE SHS 337345102 3,954.89 137,849 SH SHARED 01 137,849 FIRST TR NASDAQ100 TECH INDE SHS 337345102 3.39 118 SH SHARED 118 FIRST TR S&P REIT INDEX FD COM 33734G108 22,483.98 1,311,784 SH SHARED 01 1,311,784 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,928.05 57,588 SH SHARED 01 57,588 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 855.72 25,559 SH SHARED 25,559 FIRST TR SR FLG RTE INCM FD COM 33733U108 13,504.50 902,104 SH SHARED 01 902,104 FIRST TR SR FLG RTE INCM FD COM 33733U108 0.18 12 SH SHARED 12 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 152.26 8,796 SH SHARED 01 8,796 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 35.69 2,062 SH SHARED 2,062 FIRST TR VAL LINE EQ ALLO IN SHS 336919105 8.36 422 SH SOLE 422 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 1,036.60 74,335 SH SHARED 01 74,335 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 14.99 1,075 SH SHARED 1,075
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FIRST TR VALUE LINE DIVID IN SHS 33734H106 6,487.35 383,867 SH SHARED 01 383,867 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 1,138.37 54,782 SH SHARED 01 54,782 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 57.57 2,934 SH SHARED 01 2,934 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 31.25 4,389 SH SHARED 01 4,389 FIRST UTD CORP COM 33741H107 3.44 574 SH SOLE 574 FIRST W VA BANCORP INC COM 337493100 10.14 626 SH SOLE 626 FIRSTENERGY CORP COM 337932107 11,274.18 247,295 SH SHARED 01 247,295 FIRSTENERGY CORP COM 337932107 5,233.73 114,800 SH C SHARED 114,800 FIRSTENERGY CORP COM 337932107 1,409.37 30,914 SH SHARED 30,914 FIRSTENERGY CORP COM 337932107 182.36 4,000 SH P SHARED 4,000 FIRSTENERGY CORP COM 337932107 7.98 175 SH SHARED 20 175 FIRSTHAND TECH VALUE FD INC COM 33766Y100 5.45 138 SH SHARED 01 138 FIRSTMERIT CORP COM 337915102 882.18 52,324 SH SHARED 01 52,324 FIRSTMERIT CORP COM 337915102 11.80 700 SH C SHARED 700 FIRSTMERIT CORP COM 337915102 3.37 200 SH P SHARED 200 FIRSTSERVICE CORP SUB VTG SH 33761N109 43.54 1,421 SH SHARED 1,421 FIRSTSERVICE CORP SUB VTG SH 33761N109 9.80 320 SH SHARED 01 320 FISERV INC COM 337738108 8,949.37 128,972 SH SHARED 01 128,972 FISERV INC COM 337738108 1,187.68 17,116 SH SHARED 17,116 FISERV INC COM 337738108 645.33 9,300 SH SHARED 9,300 FIVE STAR QUALITY CARE INC COM 33832D106 28.99 8,500 SH SHARED 01 8,500 FLAGSTAR BANCORP INC COM NEW 337930507 21.50 23,370 SH SHARED 01 23,370 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 853.30 47,274 SH SHARED 01 47,274 FLAHERTY & CRMRN CLYMRE T R COM 338479108 144.42 7,597 SH SHARED 01 7,597 FLAHERTY & CRMRN CLYMRE T R COM 338479108 40.78 2,145 SH SHARED 2,145 FLAHERTY & CRUMRINE PFD INC COM 338480106 14.83 1,043 SH SHARED 01 1,043 FLAHERTY & CRUMRINE PFD INC COM 33848E106 12.41 1,129 SH SHARED 01 1,129 FLEETCOR TECHNOLOGIES INC COM 339041105 105.57 2,723 SH SHARED 01 2,723 FLEETCOR TECHNOLOGIES INC COM 339041105 29.39 758 SH SHARED 758 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 6.37 2,712 SH SOLE 2,712 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 41.16 1,607 SH SOLE 1,607 FLEXSHARES TR MORNSTAR USMKT 33939L100 32.01 545 SH SOLE 545 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4.19 118 SH SOLE 118 FLEXSTEEL INDS INC COM 339382103 44.51 2,459 SH SHARED 2,459 FLEXSTEEL INDS INC COM 339382103 12.27 678 SH SHARED 01 678 FLEXTRONICS INTL LTD ORD Y2573F102 4,189.30 580,235 SH SHARED 01 580,235 FLEXTRONICS INTL LTD ORD Y2573F102 1,282.32 177,607 SH SHARED 177,607 FLEXTRONICS INTL LTD ORD Y2573F102 290.23 40,198 SH SHARED 40,198 FLEXTRONICS INTL LTD ORD Y2573F102 165.34 22,900 SH SHARED 20 22,900 FLEXTRONICS INTL LTD ORD Y2573F102 81.59 11,300 SH C SHARED 11,300 FLEXTRONICS INTL LTD ORD Y2573F102 25.99 3,600 SH P SHARED 3,600 FLIR SYS INC COM 302445101 2,304.68 91,058 SH SHARED 01 91,058 FLIR SYS INC COM 302445101 864.11 34,141 SH SHARED 34,141 FLIR SYS INC COM 302445101 310.07 12,251 SH SHARED 12,251 FLIR SYS INC COM 302445101 294.68 11,643 SH SHARED 20 11,643 FLIR SYS INC COM 302445101 7.59 300 SH C SHARED 300 FLOTEK INDS INC DEL COM 343389102 2,523.33 209,928 SH SHARED 01 209,928 FLOTEK INDS INC DEL COM 343389102 64.91 5,400 SH C SHARED 5,400 FLOTEK INDS INC DEL COM 343389102 45.68 3,800 SH P SHARED 3,800 FLOW INTL CORP COM 343468104 50.73 12,619 SH SOLE 12,619 FLOWERS FOODS INC COM 343498101 560.62 27,522 SH SHARED 01 27,522 FLOWERS FOODS INC COM 343498101 100.71 4,944 SH SHARED 4,944 FLOWERS FOODS INC COM 343498101 10.19 500 SH P SHARED 500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- FLOWSERVE CORP COM 34354P105 6,782.63 58,719 SH SHARED 01 58,719 FLOWSERVE CORP COM 34354P105 4,176.50 36,157 SH SHARED 36,157 FLOWSERVE CORP COM 34354P105 1,640.24 14,200 SH C SHARED 14,200 FLOWSERVE CORP COM 34354P105 727.71 6,300 SH P SHARED 6,300 FLOWSERVE CORP COM 34354P105 358.08 3,100 SH SHARED 3,100 FLUIDIGM CORP DEL COM 34385P108 1.57 100 SH SHARED 01 100 FLUOR CORP NEW COM 343412102 18,023.23 300,187 SH SHARED 01 300,187 FLUOR CORP NEW COM 343412102 8,795.86 146,500 SH P SHARED 146,500 FLUOR CORP NEW COM 343412102 5,862.13 97,637 SH SHARED 97,637 FLUOR CORP NEW COM 343412102 4,136.76 68,900 SH C SHARED 68,900 FLUOR CORP NEW COM 343412102 881.99 14,690 SH SHARED 14,690 FLUSHING FINL CORP COM 343873105 109.48 8,134 SH SOLE 8,134 FLY LEASING LTD SPONSORED ADR 34407D109 1,033.66 84,657 SH SHARED 01 84,657 FMC TECHNOLOGIES INC COM 30249U101 8,021.17 159,087 SH SHARED 01 159,087 FMC TECHNOLOGIES INC COM 30249U101 5,036.71 99,895 SH SHARED 20 99,895 FMC TECHNOLOGIES INC COM 30249U101 843.73 16,734 SH SHARED 16,734 FMC TECHNOLOGIES INC COM 30249U101 85.71 1,700 SH C SHARED 1,700 FMC TECHNOLOGIES INC COM 30249U101 10.39 206 SH SHARED 206 FNB CORP PA COM 302520101 59.40 4,917 SH SHARED 01 4,917 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 478.69 19,056 SH SHARED 19,056 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 98.87 3,936 SH SHARED 01 3,936 FOCUSSHARES TR MRNSTR CON DEF 34416W858 37.08 1,289 SH SOLE 1,289 FOCUSSHARES TR MRNSTR ENERGY 34416W841 30.03 1,285 SH SOLE 1,285 FOCUSSHARES TR MRNGSTR BS MAT 34416W882 12.97 585 SH SOLE 585 FOCUSSHARES TR MRNSTR INDLS 34416W817 10.67 421 SH SOLE 421 FOCUSSHARES TR MRNGSTR SML CP 34416W809 7.74 304 SH SOLE 304 FOCUSSHARES TR MRNSTR TECH 34416W783 1.75 60 SH SOLE 60 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 9,082.94 110,404 SH SHARED 01 110,404 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 202.38 2,460 SH SHARED 17 2,460 FONAR CORP COM NEW 344437405 10.40 3,879 SH SHARED 3,879 FONAR CORP COM NEW 344437405 0.72 268 SH SHARED 01 268 FOOD TECHNOLOGY SERVICE INC COM NEW 344798202 5.58 798 SH SHARED 798 FOOD TECHNOLOGY SERVICE INC COM NEW 344798202 0.17 25 SH SHARED 01 25 FOOT LOCKER INC COM 344849104 5,936.76 191,200 SH C SHARED 191,200 FOOT LOCKER INC COM 344849104 2,259.51 72,770 SH SHARED 01 72,770 FOOT LOCKER INC COM 344849104 3.11 100 SH P SHARED 100 FORBES ENERGY SVCS LTD COM 345143101 243.46 39,458 SH SOLE 39,458 FORD MTR CO DEL COM PAR $0.01 345370860 108,796.17 8,721,136 SH SHARED 01 8,721,136 FORD MTR CO DEL COM PAR $0.01 345370860 41,965.90 3,364,000 SH P SHARED 3,364,000 FORD MTR CO DEL COM PAR $0.01 345370860 17,445.04 1,398,400 SH C SHARED 1,398,400 FORD MTR CO DEL *W EXP 01/01/201 345370134 9,394.89 2,699,680 SH SHARED 2,699,680 FORD MTR CO DEL COM PAR $0.01 345370860 3,124.61 250,470 SH SHARED 250,470 FORD MTR CO DEL COM PAR $0.01 345370860 932.74 74,769 SH SHARED 74,769 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 694.23 438,000 PRN SHARED 01 438,000 FORD MTR CO DEL *W EXP 01/01/201 345370134 560.14 160,961 SH SHARED 01 160,961 FORD MTR CO DEL COM PAR $0.01 345370860 27.45 2,200 SH P SHARED 01 2,200 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 4.71 3,000 PRN SHARED 01 3,000 FOREST CITY ENTERPRISES INC CL A 345550107 1,688.16 107,801 SH SHARED 01 107,801 FOREST CITY ENTERPRISES INC CL A 345550107 173.04 11,050 SH SHARED 20 11,050 FOREST CITY ENTERPRISES INC CL A 345550107 92.39 5,900 SH SHARED 5,900 FOREST CITY ENTERPRISES INC CL B CONV 345550305 1.89 122 SH SOLE 122
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FOREST LABS INC COM 345838106 8,181.05 235,833 SH SHARED 01 235,833 FOREST LABS INC COM 345838106 4,669.52 134,607 SH SHARED 134,607 FOREST LABS INC COM 345838106 740.25 21,339 SH SHARED 21,339 FOREST LABS INC COM 345838106 93.66 2,700 SH C SHARED 2,700 FOREST LABS INC COM 345838106 24.28 700 SH P SHARED 700 FOREST OIL CORP COM PAR $0.01 346091705 3,471.40 286,419 SH SHARED 01 286,419 FOREST OIL CORP COM PAR $0.01 346091705 103.02 8,500 SH C SHARED 8,500 FOREST OIL CORP COM PAR $0.01 346091705 1.21 100 SH P SHARED 100 FORESTAR GROUP INC COM 346233109 145.31 9,442 SH SHARED 9,442 FORESTAR GROUP INC COM 346233109 6.86 446 SH SHARED 01 446 FORMFACTOR INC COM 346375108 118.34 21,207 SH SOLE 21,207 FORMULA SYS 1985 LTD SPONSORED ADR 346414105 44.32 2,654 SH SHARED 01 2,654 FORMULA SYS 1985 LTD SPONSORED ADR 346414105 20.44 1,224 SH SHARED 1,224 FORRESTER RESH INC COM 346563109 647.06 19,971 SH SOLE 19,971 FORTINET INC COM 34959E109 2,784.71 100,713 SH SHARED 01 100,713 FORTINET INC COM 34959E109 611.07 22,100 SH C SHARED 22,100 FORTINET INC COM 34959E109 22.12 800 SH P SHARED 800 FORTRESS INVESTMENT GROUP LL CL A 34958B106 4,599.38 1,291,962 SH SHARED 01 1,291,962 FORTRESS INVESTMENT GROUP LL CL A 34958B106 3,747.54 1,052,680 SH SHARED 1,052,680 FORTRESS INVESTMENT GROUP LL CL A 34958B106 329.66 92,600 SH P SHARED 92,600 FORTRESS INVESTMENT GROUP LL CL A 34958B106 7.12 2,000 SH C SHARED 2,000 FORTUNA SILVER MINES INC COM 349915108 12.66 2,800 SH SOLE 2,800 FORTUNE BRANDS HOME & SEC IN COM 34964C106 420.04 19,032 SH SHARED 01 19,032 FORTUNE BRANDS HOME & SEC IN COM 34964C106 126.90 5,750 SH SHARED 5,750 FORTUNE BRANDS HOME & SEC IN COM 34964C106 13.24 600 SH C SHARED 600 FORTUNE INDUSTRIES INC COM NEW 34963X200 5.53 20,467 SH SHARED 20,467 FORTUNE INDUSTRIES INC COM NEW 34963X200 3.63 13,429 SH SHARED 01 13,429 FORWARD AIR CORP COM 349853101 238.43 6,502 SH SHARED 01 6,502 FORWARD INDS INC N Y COM NEW 349862300 2.37 1,000 SH SHARED 01 1,000 FOSSIL INC COM 349882100 2,315.59 17,545 SH SHARED 17,545 FOSSIL INC COM 349882100 1,095.43 8,300 SH P SHARED 8,300 FOSSIL INC COM 349882100 586.12 4,441 SH SHARED 01 4,441 FOSSIL INC COM 349882100 553.79 4,196 SH SHARED 4,196 FOSSIL INC COM 349882100 541.12 4,100 SH C SHARED 4,100 FOSTER L B CO COM 350060109 8.55 300 SH C SOLE 300 FOSTER WHEELER AG COM H27178104 4,714.19 207,126 SH SHARED 207,126 FOSTER WHEELER AG COM H27178104 2,808.54 123,398 SH SHARED 01 123,398 FOSTER WHEELER AG COM H27178104 343.68 15,100 SH P SHARED 15,100 FOSTER WHEELER AG COM H27178104 234.43 10,300 SH C SHARED 10,300 FQF TR QUANTSHAR ANTI 351680608 9.46 390 SH SOLE 390 FQF TR QUANT NEUT ANT 351680707 6.84 320 SH SOLE 320 FQF TR QUANT NET HG BET 351680301 2.68 100 SH SOLE 100 FRANCE TELECOM SPONSORED ADR 35177Q105 16,183.78 1,089,817 SH SHARED 01 1,089,817 FRANCE TELECOM SPONSORED ADR 35177Q105 893.36 60,159 SH SHARED 60,159 FRANCESCAS HLDGS CORP COM 351793104 3,308.81 104,676 SH SHARED 104,676 FRANCESCAS HLDGS CORP COM 351793104 1,797.63 56,869 SH SHARED 01 56,869 FRANCESCAS HLDGS CORP COM 351793104 12.64 400 SH P SHARED 400 FRANCO NEVADA CORP COM 351858105 771.41 17,948 SH SHARED 01 17,948 FRANCO NEVADA CORP COM 351858105 365.76 8,510 SH SHARED 8,510 FRANCO NEVADA CORP COM 351858105 310.44 7,223 SH SHARED 7,223 FRANCO NEVADA CORP COM 351858105 60.17 1,400 SH P SHARED 1,400 FRANCO NEVADA CORP COM 351858105 30.09 700 SH C SHARED 700 FRANKLIN ELEC INC COM 353514102 2,282.98 46,525 SH SHARED 46,525
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- FRANKLIN ELEC INC COM 353514102 41.32 842 SH SHARED 01 842 FRANKLIN RES INC COM 354613101 11,765.73 94,862 SH SHARED 01 94,862 FRANKLIN RES INC COM 354613101 1,283.09 10,345 SH SHARED 10,345 FRANKLIN RES INC COM 354613101 1,178.29 9,500 SH P SHARED 9,500 FRANKLIN RES INC COM 354613101 520.93 4,200 SH C SHARED 4,200 FRANKLIN STREET PPTYS CORP COM 35471R106 966.30 91,160 SH SHARED 01 91,160 FRANKLIN STREET PPTYS CORP COM 35471R106 385.84 36,400 SH SHARED 36,400 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 58.24 4,157 SH SHARED 01 4,157 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 13.60 971 SH SHARED 971 FRANKLIN UNVL TR SH BEN INT 355145103 336.62 48,927 SH SHARED 01 48,927 FREDS INC CL A 356108100 0.66 45 SH SHARED 01 45 FREEPORT-MCMORAN COPPER & GO COM 35671D857 86,915.66 2,284,849 SH SHARED 01 2,284,849 FREEPORT-MCMORAN COPPER & GO COM 35671D857 32,128.58 844,600 SH P SHARED 844,600 FREEPORT-MCMORAN COPPER & GO COM 35671D857 26,003.19 683,575 SH C SHARED 683,575 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25,127.82 660,563 SH SHARED 660,563 FREEPORT-MCMORAN COPPER & GO COM 35671D857 18,773.04 493,508 SH SHARED 493,508 FREEPORT-MCMORAN COPPER & GO COM 35671D857 125.53 3,300 SH SHARED 20 3,300 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 551.89 35,860 SH SHARED 01 35,860 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 366.82 23,835 SH SHARED 23,835 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 3.08 200 SH C SHARED 200 FREESEAS INC SHS Y26496144 5.47 5,213 SH SHARED 5,213 FREESEAS INC SHS Y26496144 0.53 500 SH SHARED 01 500 FREIGHTCAR AMER INC COM 357023100 50.27 2,235 SH SHARED 2,235 FREIGHTCAR AMER INC COM 357023100 16.22 721 SH SHARED 01 721 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 5,799.94 82,094 SH SHARED 01 82,094 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 442.98 6,270 SH SHARED 6,270 FRESENIUS MED CARE AG&CO KGA SPON ADR PREF 358029205 51.17 984 SH SOLE 984 FRESH DEL MONTE PRODUCE INC ORD G36738105 451.59 19,772 SH SHARED 19,772 FRESH DEL MONTE PRODUCE INC ORD G36738105 9.14 400 SH C SHARED 400 FRESH DEL MONTE PRODUCE INC ORD G36738105 3.84 168 SH SHARED 01 168 FRESH MKT INC COM 35804H106 1,719.06 35,851 SH SHARED 01 35,851 FRESH MKT INC COM 35804H106 311.68 6,500 SH C SHARED 6,500 FRISCHS RESTAURANTS INC COM 358748101 124.78 4,630 SH SOLE 4,630 FRONTIER COMMUNICATIONS CORP COM 35906A108 7,950.93 1,906,698 SH SHARED 01 1,906,698 FRONTIER COMMUNICATIONS CORP COM 35906A108 2,187.31 524,534 SH SHARED 524,534 FRONTIER COMMUNICATIONS CORP COM 35906A108 334.85 80,300 SH P SHARED 80,300 FRONTIER COMMUNICATIONS CORP COM 35906A108 208.17 49,922 SH SHARED 49,922 FRONTIER COMMUNICATIONS CORP COM 35906A108 169.30 40,600 SH C SHARED 40,600 FRONTLINE LTD SHS G3682E127 1,017.39 132,300 SH P SHARED 132,300 FRONTLINE LTD SHS G3682E127 954.22 124,086 SH SHARED 01 124,086 FRONTLINE LTD SHS G3682E127 941.76 122,465 SH SHARED 122,465 FRONTLINE LTD SHS G3682E127 7.69 1,000 SH C SHARED 1,000 FROZEN FOOD EXPRESS INDS INC COM 359360104 2.59 2,079 SH SOLE 2,079 FSI INTL INC COM 302633102 15.49 3,168 SH SHARED 01 3,168
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- FTI CONSULTING INC COM 302941109 452.83 12,069 SH SHARED 01 12,069 FTI CONSULTING INC COM 302941109 431.48 11,500 SH P SHARED 11,500 FTI CONSULTING INC COM 302941109 265.94 7,088 SH SHARED 7,088 FTI CONSULTING INC COM 302941109 78.79 2,100 SH C SHARED 2,100 FTI CONSULTING INC COM 302941109 5.63 150 SH SHARED 20 150 FUEL SYS SOLUTIONS INC COM 35952W103 2,626.52 100,402 SH SHARED 100,402 FUEL SYS SOLUTIONS INC COM 35952W103 1,937.67 74,070 SH SHARED 01 74,070 FUEL SYS SOLUTIONS INC COM 35952W103 143.88 5,500 SH C SHARED 5,500 FUEL SYS SOLUTIONS INC COM 35952W103 2.62 100 SH P SHARED 100 FUEL TECH INC COM 359523107 259.19 47,471 SH SHARED 01 47,471 FUEL TECH INC COM 359523107 136.83 25,060 SH SHARED 25,060 FUELCELL ENERGY INC COM 35952H106 392.60 250,865 SH SHARED 01 250,865 FUELCELL ENERGY INC COM 35952H106 67.30 43,000 SH C SHARED 43,000 FUELCELL ENERGY INC COM 35952H106 10.02 6,400 SH P SHARED 6,400 FULL HOUSE RESORTS INC COM 359678109 3.00 1,055 SH SHARED 1,055 FULL HOUSE RESORTS INC COM 359678109 2.84 1,000 SH SHARED 01 1,000 FULLER H B CO COM 359694106 662.21 20,171 SH SHARED 01 20,171 FULTON FINL CORP PA COM 360271100 206.64 19,680 SH SHARED 19,680 FULTON FINL CORP PA COM 360271100 118.76 11,310 SH SHARED 01 11,310 FULTON FINL CORP PA COM 360271100 23.10 2,200 SH C SHARED 2,200 FURIEX PHARMACEUTICALS INC COM 36106P101 177.65 7,518 SH SHARED 01 7,518 FURIEX PHARMACEUTICALS INC COM 36106P101 85.02 3,598 SH SHARED 3,598 FURMANITE CORPORATION COM 361086101 190.48 29,670 SH SHARED 01 29,670 FUSHI COPPERWELD INC COM 36113E107 6,732.13 891,673 SH SHARED 01 891,673 FUSHI COPPERWELD INC COM 36113E107 3,037.37 402,300 SH P SHARED 402,300 FUSHI COPPERWELD INC COM 36113E107 1,699.07 225,043 SH SHARED 225,043 FUSHI COPPERWELD INC COM 36113E107 28.69 3,800 SH C SHARED 3,800 FUSION-IO INC COM 36112J107 3,136.24 110,392 SH SHARED 01 110,392 FUSION-IO INC COM 36112J107 1,400.61 49,300 SH C SHARED 49,300 FUSION-IO INC COM 36112J107 636.38 22,400 SH P SHARED 22,400 FUSION-IO INC COM 36112J107 314.44 11,068 SH SHARED 11,068 FUTUREFUEL CORPORATION COM 36116M106 115.95 10,560 SH SOLE 10,560 FX ENERGY INC COM 302695101 316.06 58,100 SH C SHARED 58,100 FX ENERGY INC COM 302695101 11.97 2,200 SH SHARED 01 2,200 FXCM INC COM CL A 302693106 898.22 69,147 SH SHARED 69,147 FXCM INC COM CL A 302693106 15.59 1,200 SH SHARED 01 1,200 G WILLI FOOD INTL LTD ORD M52523103 1.83 414 SH SOLE 414 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 393.22 66,988 SH SHARED 01 66,988 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 14.17 2,414 SH SHARED 2,414 GABELLI DIVD & INCOME TR COM 36242H104 3,942.03 240,661 SH SHARED 01 240,661 GABELLI EQUITY TR INC COM 362397101 303.15 52,721 SH SHARED 01 52,721 GABELLI EQUITY TR INC COM 362397101 1.54 268 SH SHARED 268 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 0.02 1 SH SHARED 01 1 GABELLI HLTHCARE & WELLNESS SHS 36246K103 5.08 611 SH SHARED 01 611 GABELLI HLTHCARE & WELLNESS SHS 36246K103 3.86 464 SH SHARED 464 GABELLI MULTIMEDIA TR INC COM 36239Q109 372.25 51,416 SH SHARED 01 51,416 GABELLI UTIL TR COM 36240A101 43.47 5,373 SH SHARED 01 5,373 GAFISA S A SPONS ADR 362607301 723.92 153,373 SH SHARED 153,373 GAFISA S A SPONS ADR 362607301 222.54 47,148 SH SHARED 01 47,148 GAIAM INC CL A 36268Q103 0.44 110 SH SHARED 01 110 GALENA BIOPHARMA COM 363256108 216.68 97,605 SH SOLE 97,605 GALLAGHER ARTHUR J & CO COM 363576109 1,028.17 28,768 SH SHARED 01 28,768 GALLAGHER ARTHUR J & CO COM 363576109 363.08 10,159 SH SHARED 10,159
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- GALLAGHER ARTHUR J & CO COM 363576109 96.50 2,700 SH C SHARED 2,700 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 5,343.69 330,674 SH SHARED 01 330,674 GAMCO INVESTORS INC COM 361438104 2.03 41 SH SHARED 01 41 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 56.39 3,567 SH SHARED 01 3,567 GAMESTOP CORP NEW CL A 36467W109 2,981.16 136,500 SH C SHARED 136,500 GAMESTOP CORP NEW CL A 36467W109 2,323.78 106,400 SH P SHARED 106,400 GAMESTOP CORP NEW CL A 36467W109 1,727.68 79,106 SH SHARED 01 79,106 GAMESTOP CORP NEW CL A 36467W109 241.09 11,039 SH SHARED 11,039 GAMESTOP CORP NEW CL A 36467W109 92.16 4,220 SH SHARED 20 4,220 GAMING PARTNERS INTL CORP COM 36467A107 16.38 2,587 SH SOLE 2,587 GANNETT INC COM 364730101 7,962.80 519,426 SH SHARED 519,426 GANNETT INC COM 364730101 4,421.17 288,400 SH P SHARED 288,400 GANNETT INC COM 364730101 1,705.00 111,220 SH SHARED 01 111,220 GANNETT INC COM 364730101 505.89 33,000 SH C SHARED 33,000 GAP INC DEL COM 364760108 6,794.67 259,934 SH SHARED 01 259,934 GAP INC DEL COM 364760108 2,122.57 81,200 SH C SHARED 81,200 GAP INC DEL COM 364760108 1,516.12 58,000 SH P SHARED 58,000 GAP INC DEL COM 364760108 512.34 19,600 SH SHARED 19,600 GARDNER DENVER INC COM 365558105 1,706.33 27,076 SH SHARED 01 27,076 GARDNER DENVER INC COM 365558105 627.18 9,952 SH SHARED 9,952 GARDNER DENVER INC COM 365558105 6.30 100 SH C SHARED 100 GARMIN LTD SHS H2906T109 1,930.88 41,100 SH P SHARED 41,100 GARMIN LTD SHS H2906T109 1,773.35 37,747 SH SHARED 37,747 GARMIN LTD SHS H2906T109 1,637.02 34,845 SH SHARED 01 34,845 GARMIN LTD SHS H2906T109 1,531.55 32,600 SH C SHARED 32,600 GARMIN LTD SHS H2906T109 432.22 9,200 SH SHARED 9,200 GARTNER INC COM 366651107 552.83 12,965 SH SHARED 20 12,965 GARTNER INC COM 366651107 169.49 3,975 SH SHARED 01 3,975 GARTNER INC COM 366651107 4.01 94 SH SHARED 94 GAS NAT INC COM 367204104 535.31 45,910 SH SHARED 01 45,910 GASCO ENERGY INC COM 367220100 31.94 122,383 SH SHARED 122,383 GASCO ENERGY INC COM 367220100 0.26 1,000 SH SHARED 01 1,000 GASTAR EXPL LTD COM NEW 367299203 93.29 31,200 SH SHARED 01 31,200 GASTAR EXPL LTD COM NEW 367299203 13.46 4,500 SH P SHARED 4,500 GASTAR EXPL LTD COM NEW 367299203 0.85 283 SH SHARED 283 GATX CORP COM 361448103 1,258.69 31,233 SH SHARED 01 31,233 GATX CORP PFD CONV $2.50 361448202 192.02 1,000 SH SHARED 01 1,000 GATX CORP COM 361448103 93.17 2,312 SH SHARED 2,312 GATX CORP COM 361448103 80.00 1,985 SH SHARED 20 1,985 GATX CORP COM 361448103 12.09 300 SH C SHARED 300 GAYLORD ENTMT CO NEW COM 367905106 1,355.72 44,017 SH SHARED 01 44,017 GAZIT GLOBE LTD SHS M4793C102 1,100.86 106,569 SH SOLE 106,569 GDL FUND COM SH BEN IT 361570104 1,059.82 86,375 SH SHARED 01 86,375 GDL FUND COM SH BEN IT 361570104 8.25 672 SH SHARED 672 GEEKNET INC COM NEW 36846Q203 1.82 126 SH SHARED 01 126 GENCO SHIPPING & TRADING LTD SHS Y2685T107 482.72 75,900 SH P SHARED 75,900 GENCO SHIPPING & TRADING LTD SHS Y2685T107 424.94 66,814 SH SHARED 01 66,814 GENCO SHIPPING & TRADING LTD SHS Y2685T107 273.48 43,000 SH C SHARED 43,000 GENCO SHIPPING & TRADING LTD SHS Y2685T107 215.77 33,926 SH SHARED 33,926 GENCORP INC COM 368682100 15.06 2,121 SH SHARED 01 2,121 GENERAC HLDGS INC COM 368736104 3.07 125 SH SHARED 01 125 GENERAL AMERN INVS INC COM 368802104 1,186.07 40,899 SH SHARED 01 40,899 GENERAL AMERN INVS INC COM 368802104 62.23 2,146 SH SHARED 2,146
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- ------------- --------- GENERAL CABLE CORP DEL NEW COM 369300108 3,390.03 116,576 SH SHARED 116,576 GENERAL CABLE CORP DEL NEW COM 369300108 401.30 13,800 SH SHARED 13,800 GENERAL CABLE CORP DEL NEW COM 369300108 369.98 12,723 SH SHARED 01 12,723 GENERAL CABLE CORP DEL NEW COM 369300108 98.87 3,400 SH C SHARED 3,400 GENERAL DYNAMICS CORP COM 369550108 33,680.32 458,985 SH SHARED 01 458,985 GENERAL DYNAMICS CORP COM 369550108 12,357.19 168,400 SH C SHARED 2,337,618,242 GENERAL DYNAMICS CORP COM 369550108 1,497.17 20,403 SH SHARED 20,403 GENERAL DYNAMICS CORP COM 369550108 1,259.20 17,160 SH SHARED 20 17,160 GENERAL DYNAMICS CORP COM 369550108 1,247.46 17,000 SH P SHARED 17,000 GENERAL DYNAMICS CORP COM 369550108 300.56 4,096 SH SHARED 4,096 GENERAL ELECTRIC CO COM 369604103 302,079.75 15,051,308 SH SHARED 01 15,051,308 GENERAL ELECTRIC CO COM 369604103 69,383.50 3,457,075 SH SHARED 3,457,075 GENERAL ELECTRIC CO COM 369604103 51,577.89 2,569,900 SH P SHARED 2,569,900 GENERAL ELECTRIC CO COM 369604103 50,596.47 2,521,000 SH C SHARED 2,521,000 GENERAL ELECTRIC CO COM 369604103 30,822.98 1,535,774 SH SHARED 1,535,774 GENERAL ELECTRIC CO COM 369604103 6,263.35 312,075 SH SHARED 20 312,075 GENERAL ELECTRIC CO COM 369604103 2,589.50 129,217 SH SHARED 17 129,217 GENERAL ELECTRIC CO COM 369604103 991.46 49,400 SH P SHARED 01 49,400 GENERAL FINANCE CORP COM 369822101 3.23 1,123 SH SOLE 1,123 GENERAL FINANCE CORP UNIT 99/99/9999 369822408 0.90 300 SH SOLE 300 GENERAL GROWTH PPTYS INC NEW COM 370023103 120,737.31 7,106,375 SH SHARED 7,106,375 GENERAL GROWTH PPTYS INC NEW COM 370023103 4,034.26 237,449 SH SHARED 237,449 GENERAL GROWTH PPTYS INC NEW COM 370023103 454.52 26,752 SH SHARED 01 26,752 GENERAL GROWTH PPTYS INC NEW COM 370023103 79.85 4,700 SH C SHARED 4,700 GENERAL MLS INC COM 370334104 162,851.77 4,128,055 SH SHARED 01 4,128,055 GENERAL MLS INC COM 370334104 9,176.07 232,600 SH P SHARED 232,600 GENERAL MLS INC COM 370334104 5,463.83 138,500 SH C SHARED 138,500 GENERAL MLS INC COM 370334104 4,777.51 121,103 SH SHARED 121,103 GENERAL MLS INC COM 370334104 1,807.01 45,805 SH SHARED 45,805 GENERAL MLS INC COM 370334104 78.90 2,000 SH SHARED 17 2,000 GENERAL MLS INC COM 370334104 7.69 195 SH SHARED 20 195 GENERAL MOLY INC COM 370373102 490.78 146,500 SH SHARED 01 146,500 GENERAL MOLY INC COM 370373102 9.38 2,800 SH C SHARED 2,800 GENERAL MOLY INC COM 370373102 2.35 700 SH P SHARED 700 GENERAL MTRS CO COM 37045V100 25,454.80 992,390 SH SHARED 992,390 GENERAL MTRS CO COM 37045V100 15,560.96 606,665 SH SHARED 01 606,665 GENERAL MTRS CO COM 37045V100 10,637.06 414,700 SH C SHARED 414,700 GENERAL MTRS CO COM 37045V100 10,254.87 399,800 SH P SHARED 399,800 GENERAL MTRS CO JR PFD CNV SRB 37045V209 4,285.98 102,413 SH SHARED 01 102,413 GENERAL MTRS CO COM 37045V100 1,278.68 49,851 SH SHARED 49,851 GENERAL MTRS CO COM 37045V100 824.39 32,140 SH SHARED 20 32,140 GENERAL MTRS CO *W EXP 07/10/201 37045V118 690.84 41,542 SH SHARED 41,542 GENERAL MTRS CO *W EXP 07/10/201 37045V126 588.46 52,541 SH SHARED 52,541 GENERAL MTRS CO *W EXP 07/10/201 37045V118 225.27 13,546 SH SHARED 01 13,546 GENERAL MTRS CO *W EXP 07/10/201 37045V126 133.99 11,963 SH SHARED 01 11,963 GENERAL MTRS CO JR PFD CNV SRB 37045V209 47.67 1,139 SH SHARED 1,139 GENESCO INC COM 371532102 1,881.17 26,255 SH SHARED 01 26,255 GENESCO INC COM 371532102 7.17 100 SH C SHARED 100 GENESEE & WYO INC CL A 371559105 5,763.92 105,605 SH SHARED 01 105,605 GENESEE & WYO INC CL A 371559105 256.53 4,700 SH C SHARED 4,700 GENESEE & WYO INC CL A 371559105 124.88 2,288 SH SHARED 2,288 GENESEE & WYO INC CL A 371559105 27.29 500 SH P SHARED 500 GENESEE & WYO INC CL A 371559105 4.64 85 SH SHARED 20 85
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- GENESIS ENERGY L P UNIT LTD PARTN 371927104 6,489.37 211,105 SH SHARED 211,105 GENESIS ENERGY L P UNIT LTD PARTN 371927104 2,124.29 69,105 SH SHARED 01 69,105 GENESIS ENERGY L P UNIT LTD PARTN 371927104 33.81 1,100 SH C SHARED 1,100 GENESIS ENERGY L P UNIT LTD PARTN 371927104 6.15 200 SH P SHARED 200 GENETIC TECHNOLOGIES LTD SPONSORED ADR 37185R109 40.65 14,315 SH SOLE 14,315 GENIE ENERGY LTD CL B 372284208 319.41 33,031 SH SHARED 01 33,031 GENIE ENERGY LTD CL B 372284208 11.60 1,200 SH C SHARED 1,200 GENMARK DIAGNOSTICS INC COM 372309104 4.05 1,000 SH SHARED 01 1,000 GENMARK DIAGNOSTICS INC COM 372309104 1.48 365 SH SHARED 365 GENOMIC HEALTH INC COM 37244C101 446.63 14,591 SH SHARED 14,591 GENOMIC HEALTH INC COM 37244C101 36.73 1,200 SH SHARED 01 1,200 GENON ENERGY INC COM 37244E107 605.71 291,208 SH SHARED 291,208 GENON ENERGY INC COM 37244E107 54.08 26,000 SH C SHARED 26,000 GENON ENERGY INC COM 37244E107 21.45 10,313 SH SHARED 01 10,313 GENON ENERGY INC COM 37244E107 0.83 400 SH P SHARED 400 GENPACT LIMITED SHS G3922B107 11,419.00 700,552 SH SHARED 01 700,552 GENPACT LIMITED SHS G3922B107 825.19 50,625 SH SHARED 50,625 GEN-PROBE INC NEW COM 36866T103 946.21 14,248 SH SHARED 01 14,248 GEN-PROBE INC NEW COM 36866T103 846.66 12,749 SH SHARED 12,749 GENTEX CORP COM 371901109 4,607.35 188,055 SH SHARED 01 188,055 GENTEX CORP COM 371901109 464.15 18,945 SH SHARED 20 18,945 GENTIUM S P A SPONSORED ADR 37250B104 3.59 412 SH SOLE 412 GENTIVA HEALTH SERVICES INC COM 37247A102 0.22 25 SH SHARED 01 25 GENUINE PARTS CO COM 372460105 15,563.26 248,020 SH SHARED 01 248,020 GENUINE PARTS CO COM 372460105 621.16 9,899 SH SHARED 9,899 GENUINE PARTS CO COM 372460105 349.20 5,565 SH SHARED 5,565 GENUINE PARTS CO COM 372460105 138.05 2,200 SH C SHARED 2,200 GENUINE PARTS CO COM 372460105 18.83 300 SH P SHARED 300 GENVEC INC COM NEW 37246C307 13.89 5,320 SH SHARED 01 5,320 GENVEC INC COM NEW 37246C307 6.63 2,540 SH SHARED 2,540 GENWORTH FINL INC COM CL A 37247D106 8,816.77 1,059,708 SH SHARED 01 1,059,708 GENWORTH FINL INC COM CL A 37247D106 2,401.29 288,617 SH SHARED 288,617 GENWORTH FINL INC COM CL A 37247D106 648.96 78,000 SH P SHARED 78,000 GENWORTH FINL INC COM CL A 37247D106 313.66 37,700 SH C SHARED 37,700 GENWORTH FINL INC COM CL A 37247D106 255.90 30,757 SH SHARED 30,757 GEO GROUP INC COM 36159R103 710.35 37,367 SH SHARED 01 37,367 GEOEYE INC COM 37250W108 730.43 30,346 SH SHARED 01 30,346 GEOEYE INC COM 37250W108 55.36 2,300 SH C SHARED 2,300 GEOEYE INC COM 37250W108 12.04 500 SH P SHARED 500 GEOGLOBAL RESOURCES INC COM 37249T109 3.11 14,800 SH SHARED 01 14,800 GEOMET INC DEL PFD CONV SER A 37250U300 0.68 84 SH SOLE 84 GEOMET INC DEL COM 37250U201 0.54 800 SH SOLE 800 GEORESOURCES INC COM 372476101 45.84 1,400 SH C SOLE 1,400 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 821.25 23,545 SH SHARED 23,545 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 523.20 15,000 SH P SHARED 15,000 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 69.76 2,000 SH C SHARED 2,000 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 10.18 292 SH SHARED 01 292 GERDAU S A SPONSORED ADR 373737105 4,037.74 419,288 SH SHARED 419,288 GERDAU S A SPONSORED ADR 373737105 1,447.77 150,340 SH SHARED 150,340 GERDAU S A SPONSORED ADR 373737105 79.74 8,280 SH SHARED 01 8,280 GERON CORP COM 374163103 103.40 61,000 SH C SHARED 61,000 GERON CORP COM 374163103 43.59 25,716 SH SHARED 01 25,716 GERON CORP COM 374163103 1.70 1,000 SH P SHARED 1,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- GETTY RLTY CORP NEW COM 374297109 155.05 9,952 SH SHARED 9,952 GETTY RLTY CORP NEW COM 374297109 134.30 8,620 SH SHARED 01 8,620 GETTY RLTY CORP NEW COM 374297109 45.18 2,900 SH P SHARED 2,900 GETTY RLTY CORP NEW COM 374297109 6.23 400 SH C SHARED 400 GEVO INC COM 374396109 510.17 55,514 SH SHARED 01 55,514 GEVO INC COM 374396109 16.77 1,825 SH SHARED 1,825 GFI GROUP INC COM 361652209 153.73 40,886 SH SHARED 40,886 GFI GROUP INC COM 361652209 3.76 1,000 SH P SHARED 1,000 GFI GROUP INC COM 361652209 3.76 1,000 SH SHARED 01 1,000 GIANT INTERACTIVE GROUP INC ADR 374511103 2,285.36 466,400 SH C SHARED 466,400 GIANT INTERACTIVE GROUP INC ADR 374511103 20.54 4,191 SH SHARED 01 4,191 GIANT INTERACTIVE GROUP INC ADR 374511103 13.93 2,843 SH SHARED 2,843 GIBRALTAR INDS INC COM 374689107 93.29 6,158 SH SHARED 6,158 GIBRALTAR INDS INC COM 374689107 4.55 300 SH SHARED 01 300 GIGA TRONICS INC COM 375175106 2.43 2,023 SH SOLE 2,023 GIGAMEDIA LTD ORD Y2711Y104 0.88 659 SH SHARED 01 659 G-III APPAREL GROUP LTD COM 36237H101 527.11 18,547 SH SHARED 18,547 G-III APPAREL GROUP LTD COM 36237H101 14.21 500 SH P SHARED 500 G-III APPAREL GROUP LTD COM 36237H101 5.68 200 SH SHARED 01 200 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 165.41 40,944 SH SHARED 40,944 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 8.89 2,200 SH SHARED 01 2,200 GILDAN ACTIVEWEAR INC COM 375916103 592.21 21,496 SH SHARED 21,496 GILDAN ACTIVEWEAR INC COM 375916103 148.77 5,400 SH SHARED 5,400 GILDAN ACTIVEWEAR INC COM 375916103 84.28 3,059 SH SHARED 01 3,059 GILEAD SCIENCES INC COM 375558103 50,678.03 1,037,209 SH SHARED 01 1,037,209 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 9,056.28 7,408,000 PRN SHARED 7,408,000 GILEAD SCIENCES INC COM 375558103 7,635.21 156,267 SH SHARED 20 156,267 GILEAD SCIENCES INC COM 375558103 5,583.09 114,267 SH SHARED 114,267 GILEAD SCIENCES INC COM 375558103 4,418.31 90,428 SH SHARED 90,428 GILEAD SCIENCES INC COM 375558103 4,333.88 88,700 SH P SHARED 88,700 GILEAD SCIENCES INC COM 375558103 3,610.75 73,900 SH C SHARED 73,900 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 2,692.61 2,036,000 PRN SHARED 2,036,000 GILEAD SCIENCES INC COM 375558103 769.30 15,745 SH SHARED 17 15,745 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 144.26 118,000 PRN SHARED 01 118,000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 134.90 102,000 PRN SHARED 01 102,000 GIVEN IMAGING ORD SHS M52020100 124.84 6,665 SH SHARED 01 6,665 GIVEN IMAGING ORD SHS M52020100 9.37 500 SH C SHARED 500 GLACIER BANCORP INC NEW COM 37637Q105 216.97 14,523 SH SHARED 01 14,523 GLACIER BANCORP INC NEW COM 37637Q105 199.15 13,330 SH SHARED 20 13,330 GLADSTONE CAPITAL CORP COM 376535100 960.73 118,463 SH SHARED 118,463 GLADSTONE CAPITAL CORP COM 376535100 82.72 10,200 SH SHARED 01 10,200 GLADSTONE CAPITAL CORP COM 376535100 4.06 500 SH C SHARED 500 GLADSTONE COML CORP COM 376536108 770.49 44,770 SH SHARED 01 44,770 GLADSTONE COML CORP COM 376536108 31.68 1,841 SH SHARED 1,841 GLADSTONE INVT CORP COM 376546107 988.26 130,549 SH SHARED 130,549 GLADSTONE INVT CORP COM 376546107 83.14 10,983 SH SHARED 01 10,983 GLATFELTER COM 377316104 393.19 24,917 SH SHARED 24,917 GLATFELTER COM 377316104 272.27 17,254 SH SHARED 01 17,254 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 74,550.64 1,660,001 SH SHARED 01 1,660,001 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3,049.84 67,910 SH SHARED 20 67,910 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 109.00 2,427 SH SHARED 2,427 GLEACHER & CO INC COM 377341102 46.97 34,534 SH SHARED 01 34,534 GLIMCHER RLTY TR SH BEN INT 379302102 511.99 50,097 SH SHARED 50,097
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- GLIMCHER RLTY TR SH BEN INT 379302102 229.80 22,485 SH SHARED 01 22,485 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 85.72 8,079 SH SHARED 8,079 GLOBAL HIGH INCOME FUND INC COM 37933G108 21.39 1,590 SH SHARED 01 1,590 GLOBAL INCOME&CURRENCY FD IN COM 378968101 270.34 19,690 SH SHARED 01 19,690 GLOBAL INCOME&CURRENCY FD IN COM 378968101 93.45 6,806 SH SHARED 6,806 GLOBAL INDEMNITY PLC SHS G39319101 98.66 5,062 SH SOLE 5,062 GLOBAL PARTNERS LP COM UNITS 37946R109 317.79 13,680 SH SHARED 13,680 GLOBAL PARTNERS LP COM UNITS 37946R109 90.69 3,904 SH SHARED 01 3,904 GLOBAL PMTS INC COM 37940X102 1,722.07 36,254 SH SHARED 36,254 GLOBAL PMTS INC COM 37940X102 1,126.70 23,720 SH SHARED 01 23,720 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 2.38 86 SH SHARED 01 86 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 6.95 1,985 SH SOLE 1,985 GLOBAL SOURCES LTD ORD G39300101 1.99 323 SH SHARED 01 323 GLOBAL TECH ADVANCED INNOVAT SHS NEW G39320117 3.44 679 SH SOLE 679 GLOBAL X FDS SILVER MNR ETF 37950E853 1,196.51 53,824 SH SHARED 01 53,824 GLOBAL X FDS GLB X SUPERDIV 37950E549 1,014.07 45,271 SH SHARED 01 45,271 GLOBAL X FDS GLB X URANIUM 37950E754 776.04 82,557 SH SHARED 82,557 GLOBAL X FDS FTSE COLUMBIA20 37950E200 627.56 29,602 SH SHARED 01 29,602 GLOBAL X FDS GLB X LITHIUM 37950E762 226.66 13,548 SH SHARED 01 13,548 GLOBAL X FDS FTSE NORDIC REG 37950E101 199.51 10,760 SH SHARED 01 10,760 GLOBAL X FDS GLB X URANIUM 37950E754 78.96 8,400 SH C SHARED 8,400 GLOBAL X FDS FTSE COLUMBIA20 37950E200 73.99 3,490 SH SHARED 3,490 GLOBAL X FDS GLB X URANIUM 37950E754 63.92 6,800 SH P SHARED 6,800 GLOBAL X FDS SILVER MNR ETF 37950E853 46.68 2,100 SH C SHARED 2,100 GLOBAL X FDS CHINA CONS ETF 37950E408 39.22 2,632 SH SHARED 01 2,632 GLOBAL X FDS COPPER MNR ETF 37950E861 30.01 2,200 SH SHARED 01 2,200 GLOBAL X FDS GLB X CDA PFD 37950E481 27.28 1,905 SH SOLE 1,905 GLOBAL X FDS COPPER MNR ETF 37950E861 24.69 1,810 SH SHARED 1,810 GLOBAL X FDS CHINA ENRG ETF 37950E507 24.45 1,803 SH SOLE 1,803 GLOBAL X FDS BRAZIL MID CAP 37950E788 22.49 1,303 SH SOLE 1,303 GLOBAL X FDS NASDQ CHINA TECH 37950E804 21.30 1,353 SH SHARED 1,353 GLOBAL X FDS CHINA CONS ETF 37950E408 20.35 1,366 SH SHARED 1,366 GLOBAL X FDS GLB X ASEAN 40 37950E648 19.33 1,192 SH SOLE 1,192 GLOBAL X FDS GLB X BRAZ CON 37950E846 17.56 935 SH SHARED 935 GLOBAL X FDS NASDQ CHINA TECH 37950E804 12.59 800 SH SHARED 01 800 GLOBAL X FDS SILVER MNR ETF 37950E853 11.12 500 SH P SHARED 500 GLOBAL X FDS CHINA FINL ETF 37950E606 9.82 893 SH SHARED 893 GLOBAL X FDS GLB TSX VENTUR 37950E630 9.17 852 SH SOLE 852 GLOBAL X FDS CHINA MATL ETF 37950E879 8.00 912 SH SOLE 912 GLOBAL X FDS GLB X ARGENT20 37950E697 7.48 699 SH SOLE 699 GLOBAL X FDS FTSE GREECE 20 37950E366 4.70 300 SH SOLE 300 GLOBAL X FDS ANDEAN 40 ETF 37950E655 4.36 292 SH SOLE 292 GLOBAL X FDS 400 MID CP ETF 37950E382 4.27 150 SH SOLE 150 GLOBAL X FDS GLB X BRAZ CON 37950E846 3.62 193 SH SHARED 01 193 GLOBAL X FDS GLB X FERTIL 37950E499 2.67 192 SH SOLE 192 GLOBAL X FDS GLB X LITHIUM 37950E762 2.07 124 SH SHARED 124 GLOBAL X FDS CHINA FINL ETF 37950E606 0.65 59 SH SHARED 01 59 GLOBALSCAPE INC COM 37940G109 0.45 225 SH SHARED 01 225 GLOBALSTAR INC COM 378973408 35.38 50,541 SH SOLE 50,541 GLOBE SPECIALTY METALS INC COM 37954N206 522.70 35,151 SH SHARED 01 35,151 GLOBE SPECIALTY METALS INC COM 37954N206 78.81 5,300 SH C SHARED 5,300 GLOBE SPECIALTY METALS INC COM 37954N206 5.95 400 SH P SHARED 400 GLOBECOMM SYSTEMS INC COM 37956X103 3.43 237 SH SHARED 01 237
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- GLOBUS MARITIME LIMITED NEW COM Y27265209 3.13 616 SH SOLE 616 GLU MOBILE INC COM 379890106 156.64 32,297 SH SHARED 01 32,297 GLU MOBILE INC COM 379890106 16.98 3,500 SH C SHARED 3,500 GLU MOBILE INC COM 379890106 5.34 1,100 SH P SHARED 1,100 GMX RES INC COM 38011M108 115.95 91,300 SH P SOLE 91,300 GMX RES INC COM 38011M108 8.38 6,600 SH C SOLE 6,600 GNC HLDGS INC COM CL A 36191G107 3,489.98 100,028 SH SHARED 01 100,028 GNC HLDGS INC COM CL A 36191G107 66.29 1,900 SH C SHARED 1,900 GNC HLDGS INC COM CL A 36191G107 45.36 1,300 SH P SHARED 1,300 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 618.24 91,864 SH SHARED 91,864 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 23.36 3,471 SH SHARED 01 3,471 GOLAR LNG LTD BERMUDA SHS G9456A100 2,075.93 54,558 SH SHARED 54,558 GOLAR LNG LTD BERMUDA SHS G9456A100 924.46 24,296 SH SHARED 01 24,296 GOLAR LNG LTD BERMUDA SHS G9456A100 331.04 8,700 SH C SHARED 8,700 GOLAR LNG LTD BERMUDA SHS G9456A100 167.42 4,400 SH P SHARED 4,400 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 21.05 567 SH SHARED 01 567 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 19.34 521 SH SHARED 521 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 7,840.91 564,094 SH SHARED 564,094 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,577.61 113,497 SH SHARED 01 113,497 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 23.35 1,680 SH SHARED 1,680 GOLD RESOURCE CORP COM 38068T105 1,085.71 44,661 SH SHARED 01 44,661 GOLD RESOURCE CORP COM 38068T105 24.31 1,000 SH P SHARED 1,000 GOLD RESOURCE CORP COM 38068T105 19.45 800 SH C SHARED 800 GOLD RESV INC CL A 38068N108 119.05 29,913 SH SOLE 29,913 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 5.74 7,000 PRN SHARED 01 7,000 GOLDCORP INC NEW COM 380956409 46,204.57 1,025,401 SH SHARED 01 1,025,401 GOLDCORP INC NEW COM 380956409 22,615.61 501,900 SH P SHARED 501,900 GOLDCORP INC NEW COM 380956409 12,670.87 281,200 SH C SHARED 281,200 GOLDCORP INC NEW COM 380956409 9,650.32 214,166 SH SHARED 214,166 GOLDCORP INC NEW COM 380956409 2,903.44 64,435 SH SHARED 64,435 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 554.88 460,000 PRN SOLE 460,000 GOLDEN MINERALS CO COM 381119106 5.06 600 SH P SOLE 600 GOLDEN MINERALS CO COM 381119106 0.84 100 SH C SOLE 100 GOLDEN STAR RES LTD CDA COM 38119T104 33.48 18,000 SH SHARED 01 18,000 GOLDEN STAR RES LTD CDA COM 38119T104 2.79 1,500 SH SHARED 1,500 GOLDEN STAR RES LTD CDA COM 38119T104 0.37 200 SH C SHARED 200 GOLDFIELD CORP COM 381370105 0.44 450 SH SHARED 01 450 GOLDMAN SACHS GROUP INC COM 38141G104 74,366.67 597,947 SH SHARED 597,947 GOLDMAN SACHS GROUP INC COM 38141G104 48,065.77 386,474 SH C SHARED 386,474 GOLDMAN SACHS GROUP INC COM 38141G104 35,470.32 285,200 SH P SHARED 285,200 GOLDMAN SACHS GROUP INC COM 38141G104 32,865.02 264,252 SH SHARED 01 264,252 GOLDMAN SACHS GROUP INC COM 38141G104 4,603.06 37,011 SH SHARED 37,011 GOLDMAN SACHS GROUP INC COM 38141G104 97.01 780 SH SHARED 20 780 GOLDMAN SACHS GROUP INC SP ENHCMD37ETN 38144L852 1.29 25 SH SHARED 01 25 GOLFSMITH INTL HOLDINGS INC COM 38168Y103 15.02 3,585 SH SHARED 01 3,585 GOLUB CAP BDC INC COM 38173M102 2,070.03 135,562 SH SHARED 01 135,562 GOLUB CAP BDC INC COM 38173M102 1,789.43 117,186 SH SHARED 117,186 GOOD TIMES RESTAURANTS COM PAR INC $.001NEW 382140879 94.99 95,950 SH SOLE 95,950 GOODRICH CORP COM 382388106 63,331.02 504,871 SH SHARED 504,871 GOODRICH CORP COM 382388106 19,694.08 157,000 SH C SHARED 157,000 GOODRICH CORP COM 382388106 10,047.74 80,100 SH P SHARED 80,100 GOODRICH CORP COM 382388106 3,080.81 24,560 SH SHARED 01 24,560 GOODRICH CORP COM 382388106 1,091.33 8,700 SH SHARED 8,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- GOODRICH CORP COM 382388106 124.81 995 SH SHARED 20 995 GOODRICH PETE CORP COM NEW 382410405 60.86 3,200 SH C SHARED 3,200 GOODRICH PETE CORP COM NEW 382410405 55.16 2,900 SH SHARED 01 2,900 GOODRICH PETE CORP COM NEW 382410405 3.80 200 SH P SHARED 200 GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 2.96 3,000 PRN SHARED 01 3,000 GOODYEAR TIRE & RUBR CO COM 382550101 9,733.44 867,508 SH SHARED 867,508 GOODYEAR TIRE & RUBR CO COM 382550101 1,545.69 137,762 SH SHARED 01 137,762 GOODYEAR TIRE & RUBR CO COM 382550101 1,013.17 90,300 SH P SHARED 90,300 GOODYEAR TIRE & RUBR CO COM 382550101 975.02 86,900 SH C SHARED 86,900 GOODYEAR TIRE & RUBR CO COM 382550101 212.06 18,900 SH SHARED 18,900 GOODYEAR TIRE & RUBR CO PFD CONV 382550309 33.68 813 SH SHARED 01 813 GOOGLE INC CL A 38259P508 262,429.39 409,253 SH SHARED 01 409,253 GOOGLE INC CL A 38259P508 185,100.34 288,660 SH C SHARED 288,660 GOOGLE INC CL A 38259P508 168,453.75 262,700 SH P SHARED 262,700 GOOGLE INC CL A 38259P508 66,122.75 103,117 SH SHARED 103,117 GOOGLE INC CL A 38259P508 35,956.25 56,073 SH SHARED 56,073 GOOGLE INC CL A 38259P508 15,473.76 24,131 SH SHARED 20 24,131 GOOGLE INC CL A 38259P508 2,378.36 3,714 SH SHARED 17 3,714 GOOGLE INC CL A 38259P508 64.12 100 SH C SHARED 01 100 GORDMANS STORES INC COM 38269P100 625.86 28,487 SH SHARED 28,487 GORDMANS STORES INC COM 38269P100 0.81 37 SH SHARED 01 37 GORMAN RUPP CO COM 383082104 55.15 1,890 SH SHARED 01 1,890 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 4,484.77 186,013 SH SHARED 01 186,013 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 373.71 15,500 SH SHARED 15,500 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 104.30 4,326 SH SHARED 4,326 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 31.34 1,300 SH C SHARED 1,300 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 24.11 1,000 SH P SHARED 1,000 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 4.10 170 SH SHARED 20 170 GP STRATEGIES CORP COM 36225V104 127.33 7,276 SH SHARED 7,276 GP STRATEGIES CORP COM 36225V104 2.07 118 SH SHARED 01 118 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 1,429.92 39,305 SH SOLE 39,305 GRACE W R & CO DEL NEW COM 38388F108 10,386.66 179,700 SH P SHARED 179,700 GRACE W R & CO DEL NEW COM 38388F108 9,953.16 172,200 SH C SHARED 172,200 GRACE W R & CO DEL NEW COM 38388F108 1,516.44 26,236 SH SHARED 01 26,236 GRACO INC COM 384109104 2,558.45 48,218 SH SHARED 01 48,218 GRACO INC COM 384109104 178.02 3,355 SH SHARED 20 3,355 GRACO INC COM 384109104 68.82 1,297 SH SHARED 1,297 GRAFTECH INTL LTD COM 384313102 487.69 40,845 SH SHARED 40,845 GRAFTECH INTL LTD COM 384313102 476.41 39,900 SH P SHARED 39,900 GRAFTECH INTL LTD COM 384313102 20.30 1,700 SH C SHARED 1,700 GRAFTECH INTL LTD COM 384313102 15.16 1,270 SH SHARED 01 1,270 GRAFTECH INTL LTD COM 384313102 7.16 600 SH SHARED 600 GRAHAM CORP COM 384556106 10.95 500 SH SHARED 01 500 GRAINGER W W INC COM 384802104 10,784.97 50,207 SH SHARED 01 50,207 GRAINGER W W INC COM 384802104 988.13 4,600 SH C SHARED 4,600 GRAINGER W W INC COM 384802104 966.65 4,500 SH P SHARED 4,500 GRAINGER W W INC COM 384802104 794.80 3,700 SH SHARED 3,700 GRAINGER W W INC COM 384802104 62.29 290 SH SHARED 20 290 GRAMERCY CAP CORP COM 384871109 673.61 252,290 SH SHARED 252,290 GRAMERCY CAP CORP COM 384871109 12.82 4,800 SH C SHARED 4,800 GRAMERCY CAP CORP COM 384871109 1.56 584 SH SHARED 01 584 GRAN TIERRA ENERGY INC COM 38500T101 300.96 47,848 SH SHARED 47,848 GRAN TIERRA ENERGY INC COM 38500T101 40.32 6,410 SH SHARED 01 6,410
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- GRAN TIERRA ENERGY INC COM 38500T101 28.31 4,500 SH P SHARED 4,500 GRAN TIERRA ENERGY INC COM 38500T101 9.44 1,500 SH C SHARED 1,500 GRAND CANYON ED INC COM 38526M106 111.64 6,286 SH SHARED 01 6,286 GRANITE CONSTR INC COM 387328107 826.02 28,741 SH SHARED 01 28,741 GRANITE CONSTR INC COM 387328107 282.08 9,815 SH SHARED 9,815 GRAPHIC PACKAGING HLDG CO COM 388689101 881.28 159,652 SH SHARED 159,652 GRAPHIC PACKAGING HLDG CO COM 388689101 499.89 90,560 SH SHARED 01 90,560 GRAYMARK HEALTHCARE INC COM PAR $.0001 389465303 0.05 100 SH SHARED 01 100 GREAT BASIN GOLD LTD COM 390124105 24.69 36,200 SH SHARED 01 36,200 GREAT BASIN GOLD LTD COM 390124105 1.84 2,700 SH SHARED 2,700 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 311.07 3,239 SH SHARED 01 3,239 GREAT PANTHER SILVER LTD COM 39115V101 156.38 69,500 SH SHARED 01 69,500 GREAT PANTHER SILVER LTD COM 39115V101 47.50 21,112 SH SHARED 21,112 GREAT PANTHER SILVER LTD COM 39115V101 38.48 17,100 SH C SHARED 17,100 GREAT PANTHER SILVER LTD COM 39115V101 20.25 9,000 SH P SHARED 9,000 GREAT PLAINS ENERGY INC COM 391164100 1,599.02 78,886 SH SHARED 01 78,886 GREAT PLAINS ENERGY INC COM 391164100 237.16 11,700 SH SHARED 11,700 GREAT PLAINS ENERGY INC COM 391164100 10.14 500 SH P SHARED 500 GREAT PLAINS ENERGY INC COM 391164100 6.08 300 SH C SHARED 300 GREAT PLAINS ENERGY INC UNIT 06/15/2042 391164803 4.59 75 SH SHARED 01 75 GREAT WOLF RESORTS INC COM 391523107 466.71 81,593 SH SOLE 81,593 GREATER CHINA FD INC COM 39167B102 35.27 3,067 SH SHARED 3,067 GREATER CHINA FD INC COM 39167B102 20.37 1,771 SH SHARED 01 1,771 GREEN BANKSHARES INC COM NEW 394361208 2.45 1,451 SH SHARED 01 1,451 GREEN BANKSHARES INC COM NEW 394361208 1.90 1,127 SH SHARED 1,127 GREEN DOT CORP CL A 39304D102 740.31 27,915 SH SHARED 01 27,915 GREEN DOT CORP CL A 39304D102 578.24 21,804 SH SHARED 21,804 GREEN MTN COFFEE ROASTERS IN COM 393122106 13,255.72 283,000 SH P SHARED 283,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 11,521.75 245,981 SH SHARED 01 245,981 GREEN MTN COFFEE ROASTERS IN COM 393122106 4,536.45 96,850 SH C SHARED 96,850 GREEN MTN COFFEE ROASTERS IN COM 393122106 4,340.29 92,662 SH SHARED 92,662 GREEN MTN COFFEE ROASTERS IN COM 393122106 424.79 9,069 SH SHARED 9,069 GREENBRIER COS INC COM 393657101 251.33 12,700 SH C SOLE 12,700 GREENBRIER COS INC COM 393657101 15.83 800 SH P SOLE 800 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 23,380.25 772,135 SH SHARED 01 772,135 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 2.94 97 SH SHARED 97 GREENHILL & CO INC COM 395259104 741.31 16,987 SH SHARED 16,987 GREENHILL & CO INC COM 395259104 167.14 3,830 SH SHARED 20 3,830 GREENHILL & CO INC COM 395259104 52.11 1,194 SH SHARED 01 1,194 GREENHILL & CO INC COM 395259104 17.46 400 SH P SHARED 400 GREENHILL & CO INC COM 395259104 4.36 100 SH C SHARED 100 GREENHUNTER ENERGY INC COM 39530A104 14.89 6,005 SH SHARED 6,005 GREENHUNTER ENERGY INC COM 39530A104 0.18 71 SH SHARED 01 71 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 255.63 10,379 SH SHARED 01 10,379 GREENWAY MED TECHNOLOGIES IN COM 39679B103 3.06 200 SH SHARED 01 200 GREIF INC CL A 397624107 913.90 16,343 SH SHARED 16,343 GREIF INC CL A 397624107 570.38 10,200 SH SHARED 01 10,200 GRIFFIN LD & NURSERIES INC CL A 398231100 16.08 609 SH SOLE 609 GRIFFON CORP COM 398433102 5.81 543 SH SHARED 01 543 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 3.92 4,000 PRN SHARED 01 4,000 GRIFOLS S A SPONSORED ADR 398438309 48,424.34 6,280,719 SH SHARED 6,280,719 GRIFOLS S A SPONSORED ADR 398438309 172.37 22,357 SH SHARED 01 22,357 GROUP 1 AUTOMOTIVE INC COM 398905109 882.82 15,717 SH SHARED 01 15,717
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- ---------- --------- GROUP 1 AUTOMOTIVE INC COM 398905109 44.94 800 SH C SHARED 800 GROUPE CGI INC CL A SUB VTG 39945C109 531.42 23,841 SH SHARED 23,841 GROUPE CGI INC CL A SUB VTG 39945C109 432.36 19,397 SH SHARED 01 19,397 GROUPE CGI INC CL A SUB VTG 39945C109 336.58 15,100 SH SHARED 15,100 GROUPE CGI INC CL A SUB VTG 39945C109 222.23 9,970 SH SHARED 20 9,970 GROUPON INC COM CL A 399473107 2,065.91 112,400 SH P SHARED 112,400 GROUPON INC COM CL A 399473107 758.21 41,252 SH SHARED 41,252 GROUPON INC COM CL A 399473107 110.28 6,000 SH C SHARED 01 6,000 GROUPON INC COM CL A 399473107 60.65 3,300 SH C SHARED 3,300 GROUPON INC COM CL A 399473107 2.57 140 SH SHARED 01 140 GRUMA SAB DE CV SPON ADR CL B 400131306 2.15 200 SH SHARED 01 200 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 4.27 266 SH SOLE 266 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 75.51 1,102 SH SHARED 1,102 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 20.56 300 SH SHARED 01 300 GRUPO CASA SABA S A DE C V SPONSORED ADR 40048P104 21.72 2,374 SH SHARED 01 2,374 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 52.73 8,201 SH SHARED 8,201 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 2.57 400 SH SHARED 01 400 GRUPO RADIO CENTRO S A B DE SPONSORED ADR 40049C102 8.60 915 SH SOLE 915 GRUPO SIMEC S A B DE C V ADR 400491106 102.96 10,988 SH SHARED 10,988 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1,986.33 94,228 SH SHARED 94,228 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1,271.23 60,305 SH SHARED 01 60,305 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 203.00 9,630 SH SHARED 20 9,630 GS FIN CORP ETN CLAYMORE37 362273104 1.77 100 SH SOLE 100 GSI TECHNOLOGY COM 36241U106 8.16 1,924 SH SOLE 1,924 GSV CAP CORP COM 36191J101 1,164.69 62,283 SH SHARED 01 62,283 GSV CAP CORP COM 36191J101 194.31 10,391 SH SHARED 10,391 GT ADVANCED TECHNOLOGIES INC COM 36191U106 90,881.55 10,989,305 SH SHARED 10,989,305 GT ADVANCED TECHNOLOGIES INC COM 36191U106 385.10 46,566 SH SHARED 01 46,566 GTSI CORP COM 36238K103 2.01 399 SH SOLE 399 GTX INC DEL COM 40052B108 8.09 2,100 SH C SHARED 2,100 GTX INC DEL COM 40052B108 1.54 400 SH SHARED 01 400 GUANGSHEN RY LTD SPONSORED ADR 40065W107 187.69 9,755 SH SHARED 9,755 GUANGSHEN RY LTD SPONSORED ADR 40065W107 54.83 2,850 SH SHARED 01 2,850 GUARANTY BANCORP DEL COM 40075T102 186.30 93,619 SH SHARED 93,619 GUARANTY BANCORP DEL COM 40075T102 19.90 10,000 SH SHARED 01 10,000 GUARANTY FED BANCSHARES INC COM 40108P101 16.46 1,875 SH SOLE 1,875 GUESS INC COM 401617105 1,946.88 62,300 SH P SHARED 62,300 GUESS INC COM 401617105 990.47 31,695 SH SHARED 01 31,695 GUESS INC COM 401617105 637.66 20,405 SH SHARED 20,405 GUESS INC COM 401617105 300.00 9,600 SH C SHARED 9,600 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 758.09 34,727 SH SHARED 01 34,727 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 647.12 37,623 SH SHARED 01 37,623 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 3.25 189 SH SHARED 189 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 65.61 6,980 SH SHARED 01 6,980 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 777.94 37,856 SH SHARED 01 37,856 GULF ISLAND FABRICATION INC COM 402307102 328.53 11,224 SH SHARED 11,224 GULF ISLAND FABRICATION INC COM 402307102 5.85 200 SH SHARED 01 200 GULF RESOURCES INC COM PAR $0.0005 40251W309 48.65 20,700 SH P SOLE 20,700 GULF RESOURCES INC COM PAR $0.0005 40251W309 21.08 8,972 SH SOLE 8,972 GULF RESOURCES INC COM PAR $0.0005 40251W309 0.71 300 SH C SOLE 300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- GULFMARK OFFSHORE INC CL A NEW 402629208 160.26 3,487 SH SHARED 01 3,487 GULFPORT ENERGY CORP COM NEW 402635304 3,139.89 107,826 SH SHARED 01 107,826 GULFPORT ENERGY CORP COM NEW 402635304 381.47 13,100 SH SHARED 20 13,100 GULFPORT ENERGY CORP COM NEW 402635304 29.12 1,000 SH C SHARED 1,000 GULFPORT ENERGY CORP COM NEW 402635304 11.65 400 SH P SHARED 400 GUSHAN ENVIRONMENTAL SPNSRD ADR ENRGY L NEW 40330W205 0.36 247 SH SHARED 01 247 GUSHAN ENVIRONMENTAL SPNSRD ADR ENRGY L NEW 40330W205 0.02 12 SH SHARED 12 GYRODYNE CO AMER INC COM 403820103 206.92 2,070 SH SOLE 2,070 H & E EQUIPMENT SERVICES INC COM 404030108 4,281.77 226,309 SH SHARED 01 226,309 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 9,590.02 582,272 SH SHARED 01 582,272 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 18.59 1,129 SH SHARED 1,129 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 7,107.03 513,885 SH SHARED 01 513,885 HACKETT GROUP INC COM 404609109 2.45 411 SH SHARED 01 411 HAEMONETICS CORP COM 405024100 2,817.65 40,437 SH SHARED 01 40,437 HAEMONETICS CORP COM 405024100 220.75 3,168 SH SHARED 3,168 HAIN CELESTIAL GROUP INC COM 405217100 3,689.81 84,223 SH SHARED 01 84,223 HAIN CELESTIAL GROUP INC COM 405217100 70.10 1,600 SH C SHARED 1,600 HAIN CELESTIAL GROUP INC COM 405217100 39.43 900 SH P SHARED 900 HALCON RES CORP COM NEW 40537Q209 431.17 45,967 SH SHARED 01 45,967 HALCON RES CORP COM NEW 40537Q209 164.01 17,485 SH SHARED 17,485 HALLIBURTON CO COM 406216101 56,648.69 1,706,800 SH P SHARED 1,706,800 HALLIBURTON CO COM 406216101 52,866.43 1,592,842 SH SHARED 01 1,592,842 HALLIBURTON CO COM 406216101 39,901.02 1,202,200 SH C SHARED 1,202,200 HALLIBURTON CO COM 406216101 2,305.91 69,476 SH SHARED 69,476 HALOZYME THERAPEUTICS INC COM 40637H109 144.19 11,300 SH SHARED 01 11,300 HALOZYME THERAPEUTICS INC COM 40637H109 71.46 5,600 SH C SHARED 5,600 HAMPDEN BANCORP INC COM 40867E107 1,199.33 99,861 SH SHARED 01 99,861 HAMPDEN BANCORP INC COM 40867E107 28.93 2,409 SH SHARED 2,409 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 0.89 295 SH SHARED 01 295 HANCOCK HLDG CO COM 410120109 1,395.44 39,297 SH SHARED 01 39,297 HANCOCK JOHN INCOME SECS TR COM 410123103 224.34 14,711 SH SHARED 01 14,711 HANCOCK JOHN INCOME SECS TR COM 410123103 6.19 406 SH SHARED 406 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 545.59 41,744 SH SHARED 01 41,744 HANCOCK JOHN INVS TR COM 410142103 229.85 9,989 SH SHARED 01 9,989 HANCOCK JOHN INVS TR COM 410142103 11.07 481 SH SHARED 481 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 1,836.77 84,333 SH SHARED 01 84,333 HANCOCK JOHN PFD INCOME FD I COM 41021P103 6,499.23 365,125 SH SHARED 01 365,125 HANCOCK JOHN PFD INCOME FD I COM 41013X106 2,641.56 120,895 SH SHARED 01 120,895 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 2,005.67 148,899 SH SHARED 01 148,899 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 7,941.38 448,159 SH SHARED 01 448,159 HANDY & HARMAN LTD COM 410315105 0.03 2 SH SHARED 01 2 HANESBRANDS INC COM 410345102 1,267.44 42,906 SH SHARED 01 42,906 HANESBRANDS INC COM 410345102 29.54 1,000 SH C SHARED 1,000 HANESBRANDS INC COM 410345102 2.95 100 SH P SHARED 100 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 150.62 6,890 SH SHARED 01 6,890 HANOVER INS GROUP INC COM 410867105 586.70 14,268 SH SHARED 14,268 HANOVER INS GROUP INC COM 410867105 202.56 4,926 SH SHARED 01 4,926 HANSEN MEDICAL INC COM 411307101 29.55 9,850 SH SHARED 01 9,850 HANSEN MEDICAL INC COM 411307101 12.30 4,100 SH P SHARED 4,100 HANSEN MEDICAL INC COM 411307101 10.80 3,600 SH C SHARED 3,600 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 47.90 37,418 SH SHARED 37,418 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 11.07 8,650 SH SHARED 01 8,650
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 9.60 7,500 SH C SHARED 7,500 HARBINGER GROUP INC COM 41146A106 0.07 14 SH SHARED 01 14 HARDINGE INC COM 412324303 85.31 9,018 SH SOLE 9,018 HARLEY DAVIDSON INC COM 412822108 4,898.92 99,815 SH SHARED 01 99,815 HARLEY DAVIDSON INC COM 412822108 3,005.76 61,242 SH SHARED 61,242 HARLEY DAVIDSON INC COM 412822108 1,757.06 35,800 SH C SHARED 35,800 HARLEY DAVIDSON INC COM 412822108 1,678.54 34,200 SH P SHARED 34,200 HARLEY DAVIDSON INC COM 412822108 765.65 15,600 SH SHARED 15,600 HARLEYSVILLE SVGS FINL CORP COM 412865107 3.30 200 SH SHARED 01 200 HARMAN INTL INDS INC COM 413086109 1,613.49 34,469 SH SHARED 01 34,469 HARMAN INTL INDS INC COM 413086109 1,012.64 21,633 SH SHARED 21,633 HARMAN INTL INDS INC COM 413086109 332.35 7,100 SH P SHARED 7,100 HARMAN INTL INDS INC COM 413086109 145.11 3,100 SH C SHARED 3,100 HARMONIC INC COM 413160102 138.39 25,300 SH P SHARED 25,300 HARMONIC INC COM 413160102 117.88 21,550 SH SHARED 20 21,550 HARMONIC INC COM 413160102 96.62 17,664 SH SHARED 01 17,664 HARMONIC INC COM 413160102 11.49 2,100 SH C SHARED 2,100 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 2,280.99 208,691 SH SHARED 208,691 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 190.81 17,457 SH SHARED 01 17,457 HARRIS & HARRIS GROUP INC COM 413833104 731.11 176,170 SH SHARED 176,170 HARRIS & HARRIS GROUP INC COM 413833104 457.75 110,300 SH SHARED 01 110,300 HARRIS CORP DEL COM 413875105 8,100.65 179,695 SH SHARED 01 179,695 HARRIS CORP DEL COM 413875105 423.75 9,400 SH SHARED 9,400 HARRIS CORP DEL COM 413875105 225.40 5,000 SH C SHARED 5,000 HARRIS CORP DEL COM 413875105 2.70 60 SH SHARED 20 60 HARRY WINSTON DIAMOND CORP COM 41587B100 48.86 3,326 SH SHARED 3,326 HARRY WINSTON DIAMOND CORP COM 41587B100 18.95 1,290 SH SHARED 01 1,290 HARSCO CORP COM 415864107 746.78 31,832 SH SHARED 01 31,832 HARSCO CORP COM 415864107 529.70 22,579 SH SHARED 22,579 HARSCO CORP COM 415864107 8.21 350 SH SHARED 20 350 HARTE-HANKS INC COM 416196103 7.79 861 SH SHARED 861 HARTE-HANKS INC COM 416196103 6.93 766 SH SHARED 01 766 HARTE-HANKS INC COM 416196103 1.81 200 SH P SHARED 200 HARTFORD FINL SVCS GROUP INC COM 416515104 45,208.74 2,144,627 SH SHARED 01 2,144,627 HARTFORD FINL SVCS GROUP INC COM 416515104 8,318.17 394,600 SH C SHARED 394,600 HARTFORD FINL SVCS GROUP INC COM 416515104 6,264.98 297,200 SH P SHARED 297,200 HARTFORD FINL SVCS GROUP INC COM 416515104 5,905.22 280,134 SH SHARED 280,134 HARTFORD FINL SVCS GROUP INC COM 416515104 698.59 33,140 SH SHARED 33,140 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 485.30 36,434 SH SHARED 36,434 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 273.90 12,775 SH SHARED 01 12,775 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 79.27 5,951 SH SHARED 01 5,951 HARVARD BIOSCIENCE INC COM 416906105 0.78 200 SH SHARED 01 200 HARVEST NATURAL RESOURCES IN COM 41754V103 1,066.96 150,700 SH C SOLE 150,700 HARVEST NATURAL RESOURCES IN COM 41754V103 659.29 93,120 SH SOLE 93,120 HARVEST NATURAL RESOURCES IN COM 41754V103 1.42 200 SH P SOLE 200 HASBRO INC COM 418056107 3,164.75 86,186 SH SHARED 01 86,186 HASBRO INC COM 418056107 472.00 12,854 SH SHARED 12,854 HASBRO INC COM 418056107 124.85 3,400 SH P SHARED 3,400 HASBRO INC COM 418056107 102.82 2,800 SH C SHARED 2,800 HASTINGS ENTMT INC COM 418365102 0.85 304 SH SOLE 304 HATTERAS FINL CORP COM 41902R103 13,796.16 494,486 SH SHARED 01 494,486 HATTERAS FINL CORP COM 41902R103 828.63 29,700 SH C SHARED 29,700 HATTERAS FINL CORP COM 41902R103 150.66 5,400 SH P SHARED 5,400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HAUPPAUGE DIGITAL INC COM 419131107 0.71 500 SH SHARED 01 500 HAVERTY FURNITURE INC COM 419596101 85.55 7,707 SH SHARED 7,707 HAVERTY FURNITURE INC CL A 419596200 35.27 3,121 SH SOLE 3,121 HAVERTY FURNITURE INC COM 419596101 17.76 1,600 SH SHARED 01 1,600 HAWAIIAN ELEC INDUSTRIES COM 419870100 1,011.59 39,905 SH SHARED 39,905 HAWAIIAN ELEC INDUSTRIES COM 419870100 525.94 20,747 SH SHARED 01 20,747 HAWAIIAN HOLDINGS INC COM 419879101 3,354.45 641,387 SH SHARED 641,387 HAWAIIAN HOLDINGS INC COM 419879101 1,046.00 200,000 SH P SHARED 200,000 HAWAIIAN HOLDINGS INC COM 419879101 912.11 174,400 SH C SHARED 174,400 HAWAIIAN HOLDINGS INC NOTE 5.000% 3/1 419879AD3 52.65 54,000 PRN SOLE 54,000 HAWAIIAN HOLDINGS INC COM 419879101 50.97 9,745 SH SHARED 01 9,745 HAWAIIAN TELCOM HOLDCO INC COM 420031106 329.37 19,105 SH SOLE 19,105 HAWKINS INC COM 420261109 1,038.44 27,915 SH SOLE 27,915 HAWTHORN BANCSHARES INC COM 420476103 7.44 990 SH SOLE 990 HAYNES INTERNATIONAL INC COM NEW 420877201 63.35 1,000 SH SHARED 01 1,000 HCA HOLDINGS INC COM 40412C101 9,230.32 373,093 SH SHARED 373,093 HCA HOLDINGS INC COM 40412C101 3,112.29 125,800 SH C SHARED 125,800 HCA HOLDINGS INC COM 40412C101 1,512.43 61,133 SH SHARED 01 61,133 HCA HOLDINGS INC COM 40412C101 625.43 25,280 SH SHARED 20 25,280 HCA HOLDINGS INC COM 40412C101 363.68 14,700 SH SHARED 14,700 HCC INS HLDGS INC COM 404132102 2,952.08 94,709 SH SHARED 01 94,709 HCC INS HLDGS INC COM 404132102 1,078.42 34,598 SH SHARED 34,598 HCC INS HLDGS INC COM 404132102 320.58 10,285 SH SHARED 20 10,285 HCP INC COM 40414L109 14,272.56 361,697 SH SHARED 01 361,697 HCP INC COM 40414L109 8,104.61 205,388 SH SHARED 205,388 HCP INC COM 40414L109 5,501.16 139,411 SH SHARED 139,411 HCP INC COM 40414L109 1,031.88 26,150 SH SHARED 20 26,150 HCP INC COM 40414L109 35.51 900 SH C SHARED 900 HCP INC COM 40414L109 15.78 400 SH P SHARED 400 HDFC BANK LTD ADR REPS 3 SHS 40415F101 2,740.79 80,375 SH SHARED 80,375 HDFC BANK LTD ADR REPS 3 SHS 40415F101 909.04 26,658 SH SHARED 01 26,658 HDFC BANK LTD ADR REPS 3 SHS 40415F101 199.66 5,855 SH SHARED 20 5,855 HEADWATERS INC COM 42210P102 62.93 15,056 SH SHARED 15,056 HEADWATERS INC COM 42210P102 32.60 7,800 SH P SHARED 7,800 HEADWATERS INC COM 42210P102 10.73 2,566 SH SHARED 01 2,566 HEADWATERS INC COM 42210P102 0.84 200 SH C SHARED 200 HEALTH CARE REIT INC COM 42217K106 21,398.90 389,354 SH SHARED 01 389,354 HEALTH CARE REIT INC COM 42217K106 4,032.74 73,376 SH SHARED 73,376 HEALTH CARE REIT INC COM 42217K106 1,538.83 27,999 SH SHARED 27,999 HEALTH CARE REIT INC COM 42217K106 1,318.55 23,991 SH SHARED 20 23,991 HEALTH CARE REIT INC COM 42217K106 65.95 1,200 SH C SHARED 1,200 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 34.28 30,000 PRN SHARED 01 30,000 HEALTH CARE REIT INC COM 42217K106 16.49 300 SH P SHARED 300 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 8.92 8,000 PRN SHARED 01 8,000 HEALTH CARE REIT INC NOTE 4.750%12/0 42217KAP1 1.17 1,000 PRN SHARED 01 1,000 HEALTH MGMT ASSOC INC NEW CL A 421933102 1,626.64 242,060 SH SHARED 01 242,060 HEALTH MGMT ASSOC INC NEW CL A 421933102 81.66 12,152 SH SHARED 12,152 HEALTH MGMT ASSOC INC NEW CL A 421933102 24.19 3,600 SH C SHARED 3,600 HEALTH NET INC COM 42222G108 422.86 10,646 SH SHARED 01 10,646 HEALTH NET INC COM 42222G108 144.42 3,636 SH SHARED 3,636 HEALTH NET INC COM 42222G108 47.66 1,200 SH C SHARED 1,200 HEALTH NET INC COM 42222G108 3.97 100 SH P SHARED 100 HEALTHCARE RLTY TR COM 421946104 1,698.84 77,220 SH SHARED 01 77,220
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HEALTHCARE RLTY TR COM 421946104 161.41 7,337 SH SHARED 7,337 HEALTHCARE RLTY TR COM 421946104 3.96 180 SH SHARED 20 180 HEALTHCARE RLTY TR COM 421946104 3.21 146 SH SHARED 146 HEALTHCARE SVCS GRP INC COM 421906108 1,005.24 47,261 SH SHARED 01 47,261 HEALTHSOUTH CORP COM NEW 421924309 1,151.28 56,215 SH SHARED 01 56,215 HEALTHSOUTH CORP COM NEW 421924309 34.82 1,700 SH P SHARED 1,700 HEALTHSOUTH CORP COM NEW 421924309 2.05 100 SH C SHARED 100 HEALTHSTREAM INC COM 42222N103 145.59 6,278 SH SHARED 6,278 HEALTHSTREAM INC COM 42222N103 46.38 2,000 SH SHARED 01 2,000 HEALTHWAYS INC COM 422245100 0.37 50 SH SHARED 01 50 HEARTLAND EXPRESS INC COM 422347104 44.33 3,066 SH SHARED 01 3,066 HEARTLAND PMT SYS INC COM 42235N108 461.53 16,003 SH SHARED 01 16,003 HEARTWARE INTL INC COM 422368100 1,542.60 23,483 SH SHARED 01 23,483 HEARTWARE INTL INC COM 422368100 13.14 200 SH C SHARED 200 HEARTWARE INTL INC COM 422368100 6.37 97 SH SHARED 97 HECKMANN CORP COM 422680108 2,089.76 484,863 SH SHARED 01 484,863 HECKMANN CORP COM 422680108 541.73 125,692 SH SHARED 125,692 HECKMANN CORP COM 422680108 157.75 36,600 SH P SHARED 36,600 HECKMANN CORP COM 422680108 47.41 11,000 SH C SHARED 11,000 HECLA MNG CO COM 422704106 1,564.67 338,674 SH SHARED 01 338,674 HECLA MNG CO COM 422704106 727.65 157,500 SH C SHARED 157,500 HECLA MNG CO COM 422704106 509.12 110,200 SH P SHARED 110,200 HECLA MNG CO PFD CV SER B 422704205 5.41 100 SH SHARED 01 100 HEELYS INC COM 42279M107 3.17 1,442 SH SOLE 1,442 HEICO CORP NEW CL A 422806208 248.73 6,195 SH SHARED 01 6,195 HEICO CORP NEW COM 422806109 204.81 3,970 SH SHARED 01 3,970 HEICO CORP NEW COM 422806109 133.31 2,584 SH SHARED 2,584 HEICO CORP NEW CL A 422806208 54.04 1,346 SH SHARED 1,346 HEICO CORP NEW CL A 422806208 7.03 175 SH SHARED 20 175 HEIDRICK & STRUGGLES INTL IN COM 422819102 199.86 9,072 SH SHARED 01 9,072 HEINZ H J CO COM 423074103 84,620.19 1,580,209 SH SHARED 01 1,580,209 HEINZ H J CO COM 423074103 8,163.70 152,450 SH SHARED 152,450 HEINZ H J CO COM 423074103 3,101.62 57,920 SH SHARED 20 57,920 HEINZ H J CO COM 423074103 2,227.68 41,600 SH C SHARED 41,600 HEINZ H J CO COM 423074103 1,440.50 26,900 SH P SHARED 26,900 HEINZ H J CO COM 423074103 1,219.87 22,780 SH SHARED 22,780 HELEN OF TROY CORP LTD COM G4388N106 445.63 13,103 SH SHARED 01 13,103 HELEN OF TROY CORP LTD COM G4388N106 61.22 1,800 SH C SHARED 1,800 HELEN OF TROY CORP LTD COM G4388N106 37.41 1,100 SH P SHARED 1,100 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 121.08 13,019 SH SHARED 01 13,019 HELIOS HIGH INCOME FD INC COM NEW 42327X204 14.28 1,605 SH SHARED 01 1,605 HELIOS HIGH INCOME FD INC COM NEW 42327X204 13.00 1,461 SH SHARED 1,461 HELIOS HIGH YIELD FD COM 42328Q109 165.35 15,823 SH SHARED 01 15,823 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 229.00 37,726 SH SHARED 01 37,726 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 8.76 1,443 SH SHARED 1,443 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 81.12 13,656 SH SHARED 01 13,656 HELIOS STRATEGIC MTG INCOME COM 42327M109 463.86 73,396 SH SHARED 01 73,396 HELIOS STRATEGIC MTG INCOME COM 42327M109 6.66 1,054 SH SHARED 1,054 HELIOS TOTAL RETURN FD INC COM 42327V109 28.82 4,788 SH SHARED 01 4,788 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1,026.67 57,678 SH SHARED 01 57,678 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 51.62 2,900 SH P SHARED 2,900 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 35.60 2,000 SH C SHARED 2,000 HELMERICH & PAYNE INC COM 423452101 4,656.42 86,310 SH SHARED 01 86,310
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HELMERICH & PAYNE INC COM 423452101 776.88 14,400 SH P SHARED 14,400 HELMERICH & PAYNE INC COM 423452101 633.97 11,751 SH SHARED 11,751 HELMERICH & PAYNE INC COM 423452101 528.71 9,800 SH C SHARED 9,800 HELMERICH & PAYNE INC COM 423452101 334.49 6,200 SH SHARED 6,200 HELMERICH & PAYNE INC COM 423452101 30.21 560 SH SHARED 20 560 HEMISPHERX BIOPHARMA INC COM 42366C103 1.99 5,110 SH SHARED 01 5,110 HENRY JACK & ASSOC INC COM 426281101 4,603.27 134,914 SH SHARED 01 134,914 HENRY JACK & ASSOC INC COM 426281101 776.13 22,747 SH SHARED 22,747 HENRY JACK & ASSOC INC COM 426281101 170.94 5,010 SH SHARED 20 5,010 HERBALIFE LTD COM USD SHS G4412G101 9,881.59 143,586 SH SHARED 01 143,586 HERBALIFE LTD COM USD SHS G4412G101 1,586.71 23,056 SH SHARED 23,056 HERBALIFE LTD COM USD SHS G4412G101 619.38 9,000 SH C SHARED 9,000 HERBALIFE LTD COM USD SHS G4412G101 528.68 7,682 SH SHARED 7,682 HERBALIFE LTD COM USD SHS G4412G101 495.50 7,200 SH P SHARED 7,200 HERBALIFE LTD COM USD SHS G4412G101 41.29 600 SH P SHARED 01 600 HERBALIFE LTD COM USD SHS G4412G101 15.83 230 SH SHARED 20 230 HERCULES OFFSHORE INC COM 427093109 36.89 7,800 SH C SHARED 7,800 HERCULES OFFSHORE INC COM 427093109 34.99 7,398 SH SHARED 01 7,398 HERCULES OFFSHORE INC COM 427093109 31.22 6,600 SH P SHARED 6,600 HERCULES TECH GROWTH CAP INC COM 427096508 3,135.21 282,961 SH SHARED 282,961 HERCULES TECH GROWTH CAP INC COM 427096508 163.73 14,777 SH SHARED 01 14,777 HERITAGE COMMERCE CORP COM 426927109 517.62 80,500 SH SHARED 01 80,500 HERITAGE CRYSTAL CLEAN INC COM 42726M106 12.45 624 SH SHARED 01 624 HERITAGE FINL CORP WASH COM 42722X106 13.60 1,000 SH SHARED 01 1,000 HERITAGE OAKS BANCORP COM 42724R107 171.54 33,701 SH SOLE 33,701 HERSHA HOSPITALITY TR SH BEN INT A 427825104 450.95 82,591 SH SHARED 82,591 HERSHA HOSPITALITY TR SH BEN INT A 427825104 405.61 74,288 SH SHARED 74,288 HERSHA HOSPITALITY TR SH BEN INT A 427825104 67.36 12,337 SH SHARED 01 12,337 HERSHA HOSPITALITY TR SH BEN INT A 427825104 27.30 5,000 SH P SHARED 5,000 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1.64 300 SH C SHARED 300 HERSHEY CO COM 427866108 11,533.54 188,057 SH SHARED 01 188,057 HERSHEY CO COM 427866108 2,767.82 45,130 SH SHARED 45,130 HERSHEY CO COM 427866108 1,576.18 25,700 SH P SHARED 25,700 HERSHEY CO COM 427866108 1,134.61 18,500 SH C SHARED 18,500 HERSHEY CO COM 427866108 760.49 12,400 SH SHARED 12,400 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3,747.35 249,159 SH SHARED 01 249,159 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,187.71 78,970 SH SHARED 20 78,970 HERTZ GLOBAL HOLDINGS INC COM 42805T105 607.62 40,400 SH P SHARED 40,400 HERTZ GLOBAL HOLDINGS INC COM 42805T105 410.59 27,300 SH C SHARED 27,300 HERTZ GLOBAL HOLDINGS INC COM 42805T105 239.87 15,949 SH SHARED 15,949 HESKA CORP COM RESTRC NEW 42805E306 10.38 912 SH SHARED 912 HESKA CORP COM RESTRC NEW 42805E306 0.06 5 SH SHARED 01 5 HESS CORP COM 42809H107 28,236.46 478,990 SH SHARED 478,990 HESS CORP COM 42809H107 20,495.38 347,674 SH SHARED 01 347,674 HESS CORP COM 42809H107 12,143.70 206,000 SH P SHARED 206,000 HESS CORP COM 42809H107 5,089.74 86,340 SH SHARED 20 86,340 HESS CORP COM 42809H107 4,061.66 68,900 SH C SHARED 68,900 HESS CORP COM 42809H107 2,198.13 37,288 SH SHARED 37,288 HESS CORP COM 42809H107 235.80 4,000 SH C SHARED 01 4,000 HESS CORP COM 42809H107 11.79 200 SH SHARED 17 200 HEWLETT PACKARD CO COM 428236103 47,463.59 1,991,758 SH SHARED 1,991,758 HEWLETT PACKARD CO COM 428236103 42,705.74 1,792,100 SH C SHARED 1,792,100 HEWLETT PACKARD CO COM 428236103 37,596.40 1,577,692 SH SHARED 01 1,577,692
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HEWLETT PACKARD CO COM 428236103 31,701.05 1,330,300 SH P SHARED 1,330,300 HEWLETT PACKARD CO COM 428236103 3,887.65 163,141 SH SHARED 163,141 HEWLETT PACKARD CO COM 428236103 678.20 28,460 SH SHARED 20 28,460 HEXCEL CORP NEW COM 428291108 1,146.79 47,763 SH SHARED 01 47,763 HEXCEL CORP NEW COM 428291108 158.01 6,581 SH SHARED 6,581 HEXCEL CORP NEW COM 428291108 85.24 3,550 SH SHARED 20 3,550 HFF INC CL A 40418F108 109.56 6,652 SH SHARED 6,652 HFF INC CL A 40418F108 41.18 2,500 SH SHARED 01 2,500 HHGREGG INC COM 42833L108 1,155.64 101,550 SH SHARED 01 101,550 HHGREGG INC COM 42833L108 46.66 4,100 SH C SHARED 4,100 HHGREGG INC COM 42833L108 14.79 1,300 SH P SHARED 1,300 HHGREGG INC COM 42833L108 8.19 720 SH SHARED 720 HIBBETT SPORTS INC COM 428567101 1,730.98 31,732 SH SHARED 01 31,732 HIBBETT SPORTS INC COM 428567101 595.41 10,915 SH SHARED 20 10,915 HIBBETT SPORTS INC COM 428567101 27.28 500 SH C SHARED 500 HICKORY TECH CORP COM 429060106 143.34 13,863 SH SHARED 01 13,863 HICKS ACQUISITION CO II INC COM 429090103 7.86 800 SH SOLE 800 HIGHER ONE HLDGS INC COM 42983D104 467.89 31,297 SH SHARED 01 31,297 HIGHPOWER INTL INC COM 43113X101 1.12 1,119 SH SOLE 1,119 HIGHWOODS PPTYS INC COM 431284108 1,043.55 31,319 SH SHARED 31,319 HIGHWOODS PPTYS INC COM 431284108 211.22 6,339 SH SHARED 01 6,339 HILL ROM HLDGS INC COM 431475102 657.21 19,671 SH SHARED 19,671 HILL ROM HLDGS INC COM 431475102 290.53 8,696 SH SHARED 01 8,696 HILL ROM HLDGS INC COM 431475102 3.34 100 SH C SHARED 100 HILLENBRAND INC COM 431571108 1,561.86 68,055 SH SHARED 01 68,055 HILLENBRAND INC COM 431571108 262.98 11,459 SH SHARED 11,459 HILLENBRAND INC COM 431571108 11.48 500 SH P SHARED 500 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 225.66 109,543 SH SHARED 01 109,543 HINGHAM INSTN SVGS MASS COM 433323102 455.19 8,065 SH SHARED 01 8,065 HINGHAM INSTN SVGS MASS COM 433323102 67.33 1,193 SH SHARED 1,193 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 338.54 22,539 SH SHARED 01 22,539 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 9.22 614 SH SHARED 614 HITACHI LIMITED ADR 10 COM 433578507 2,324.05 35,926 SH SHARED 01 35,926 HITACHI LIMITED ADR 10 COM 433578507 413.37 6,390 SH SHARED 6,390 HI-TECH PHARMACAL INC COM 42840B101 86.41 2,405 SH SHARED 01 2,405 HI-TECH PHARMACAL INC COM 42840B101 21.56 600 SH C SHARED 600 HI-TECH PHARMACAL INC COM 42840B101 17.97 500 SH P SHARED 500 HITTITE MICROWAVE CORP COM 43365Y104 1,590.25 29,281 SH SHARED 01 29,281 HITTITE MICROWAVE CORP COM 43365Y104 374.74 6,900 SH C SHARED 6,900 HITTITE MICROWAVE CORP COM 43365Y104 195.52 3,600 SH P SHARED 3,600 HITTITE MICROWAVE CORP COM 43365Y104 164.07 3,021 SH SHARED 3,021 HITTITE MICROWAVE CORP COM 43365Y104 103.73 1,910 SH SHARED 20 1,910 HKN INC COM 40420K103 5.42 2,357 SH SHARED 2,357 HKN INC COM 40420K103 0.00 1 SH SHARED 01 1 HMS HLDGS CORP COM 40425J101 4,445.08 142,425 SH SHARED 01 142,425 HMS HLDGS CORP COM 40425J101 519.02 16,630 SH SHARED 20 16,630 HNI CORP COM 404251100 356.92 12,862 SH SHARED 01 12,862 HNI CORP COM 404251100 72.59 2,616 SH SHARED 2,616 HOKU CORP COM 434711107 3.70 5,916 SH SOLE 5,916 HOKU CORP COM 434711107 0.50 800 SH P SOLE 800 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 32,267.82 528,634 SH SHARED 01 528,634 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 115.98 1,900 SH SHARED 1,900 HOLLYFRONTIER CORP COM 436106108 3,170.25 98,608 SH SHARED 01 98,608
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- HOLLYFRONTIER CORP COM 436106108 413.29 12,855 SH SHARED 12,855 HOLLYFRONTIER CORP COM 436106108 337.58 10,500 SH C SHARED 10,500 HOLLYFRONTIER CORP COM 436106108 19.29 600 SH P SHARED 600 HOLOGIC INC COM 436440101 1,820.74 84,489 SH SHARED 01 84,489 HOLOGIC INC COM 436440101 485.78 22,542 SH SHARED 22,542 HOLOGIC INC COM 436440101 318.79 14,793 SH SHARED 14,793 HOLOGIC INC COM 436440101 282.31 13,100 SH C SHARED 13,100 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 48.69 49,000 PRN SHARED 01 49,000 HOLOGIC INC COM 436440101 11.85 550 SH SHARED 20 550 HOLOGIC INC FRNT 2.000%12/1 436440AA9 4.97 5,000 PRN SHARED 01 5,000 HOME BANCORP INC COM 43689E107 129.86 7,446 SH SOLE 7,446 HOME BANCSHARES INC COM 436893200 44.09 1,657 SH SOLE 1,657 HOME DEPOT INC COM 437076102 164,029.87 3,260,383 SH SHARED 01 3,260,383 HOME DEPOT INC COM 437076102 34,404.95 683,859 SH SHARED 683,859 HOME DEPOT INC COM 437076102 9,775.23 194,300 SH P SHARED 194,300 HOME DEPOT INC COM 437076102 5,966.77 118,600 SH C SHARED 118,600 HOME DEPOT INC COM 437076102 5,361.39 106,567 SH SHARED 106,567 HOME DEPOT INC COM 437076102 13.08 260 SH SHARED 20 260 HOME FED BANCORP INC LA NEW COM 43708L108 4.36 306 SH SOLE 306 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 0.03 1 SH SHARED 01 1 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 13.94 1,000 SH SHARED 01 1,000 HOME PROPERTIES INC COM 437306103 9,349.54 153,246 SH SHARED 01 153,246 HOME PROPERTIES INC COM 437306103 1,280.66 20,991 SH SHARED 20,991 HOME PROPERTIES INC COM 437306103 719.06 11,786 SH SHARED 11,786 HOME PROPERTIES INC COM 437306103 36.61 600 SH C SHARED 600 HOME PROPERTIES INC COM 437306103 18.30 300 SH P SHARED 300 HOMEAWAY INC COM 43739Q100 639.51 25,247 SH SOLE 25,247 HOMEAWAY INC COM 43739Q100 7.60 300 SH C SOLE 300 HOMEAWAY INC COM 43739Q100 7.60 300 SH P SOLE 300 HONDA MOTOR LTD AMERN SHS 438128308 9,364.43 243,675 SH SHARED 01 243,675 HONEYWELL INTL INC COM 438516106 50,468.08 826,668 SH SHARED 01 826,668 HONEYWELL INTL INC COM 438516106 5,438.88 89,089 SH SHARED 89,089 HONEYWELL INTL INC COM 438516106 4,652.01 76,200 SH C SHARED 76,200 HONEYWELL INTL INC COM 438516106 3,442.00 56,380 SH SHARED 56,380 HONEYWELL INTL INC COM 438516106 3,180.71 52,100 SH P SHARED 52,100 HONEYWELL INTL INC COM 438516106 7.94 130 SH SHARED 20 130 HOOKER FURNITURE CORP COM 439038100 210.77 15,441 SH SHARED 15,441 HOOKER FURNITURE CORP COM 439038100 5.46 400 SH SHARED 01 400 HOOPER HOLMES INC COM 439104100 13.86 19,798 SH SOLE 19,798 HOPFED BANCORP INC COM 439734104 6.98 833 SH SOLE 833 HORACE MANN EDUCATORS CORP N COM 440327104 4.53 257 SH SHARED 01 257 HORIZON BANCORP IND COM 440407104 10.21 552 SH SOLE 552 HORIZON TECHNOLOGY FIN CORP COM 44045A102 947.68 57,055 SH SHARED 57,055 HORIZON TECHNOLOGY FIN CORP COM 44045A102 149.72 9,014 SH SHARED 01 9,014 HORMEL FOODS CORP COM 440452100 2,546.40 86,260 SH SHARED 20 86,260 HORMEL FOODS CORP COM 440452100 2,465.60 83,523 SH SHARED 01 83,523 HORMEL FOODS CORP COM 440452100 1,178.67 39,928 SH SHARED 39,928 HORMEL FOODS CORP COM 440452100 304.56 10,317 SH SHARED 10,317 HORMEL FOODS CORP COM 440452100 8.86 300 SH C SHARED 300 HORNBECK OFFSHORE SVCS INC N COM 440543106 84.77 2,017 SH SHARED 2,017 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 82.32 76,000 PRN SHARED 01 76,000 HORNBECK OFFSHORE SVCS INC N COM 440543106 49.39 1,175 SH SHARED 01 1,175
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HORNBECK OFFSHORE SVCS INC N COM 440543106 4.20 100 SH C SHARED 100 HORSEHEAD HLDG CORP COM 440694305 247.76 21,752 SH SHARED 01 21,752 HORSEHEAD HLDG CORP COM 440694305 1.14 100 SH C SHARED 100 HOSPIRA INC COM 441060100 3,218.53 86,080 SH SHARED 86,080 HOSPIRA INC COM 441060100 972.66 26,014 SH SHARED 01 26,014 HOSPIRA INC COM 441060100 663.86 17,755 SH SHARED 20 17,755 HOSPIRA INC COM 441060100 344.03 9,201 SH SHARED 9,201 HOSPIRA INC COM 441060100 3.74 100 SH C SHARED 100 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 4,914.84 185,676 SH SHARED 01 185,676 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,496.35 56,530 SH SHARED 56,530 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,415.22 53,465 SH SHARED 53,465 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 90.00 3,400 SH C SHARED 3,400 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 39.71 1,500 SH P SHARED 1,500 HOST HOTELS & RESORTS INC COM 44107P104 5,806.26 353,609 SH SHARED 353,609 HOST HOTELS & RESORTS INC COM 44107P104 3,483.49 212,149 SH SHARED 01 212,149 HOST HOTELS & RESORTS INC COM 44107P104 5.83 355 SH SHARED 20 355 HOT TOPIC INC COM 441339108 1.02 100 SH C SOLE 100 HOUSTON AMERN ENERGY CORP COM 44183U100 34.97 6,700 SH SHARED 01 6,700 HOUSTON AMERN ENERGY CORP COM 44183U100 28.53 5,465 SH SHARED 5,465 HOUSTON AMERN ENERGY CORP COM 44183U100 13.57 2,600 SH P SHARED 2,600 HOUSTON AMERN ENERGY CORP COM 44183U100 10.44 2,000 SH C SHARED 2,000 HOUSTON WIRE & CABLE CO COM 44244K109 76.53 5,510 SH SHARED 5,510 HOUSTON WIRE & CABLE CO COM 44244K109 1.39 100 SH SHARED 01 100 HOVNANIAN ENTERPRISES INC CL A 442487203 591.19 241,300 SH P SHARED 241,300 HOVNANIAN ENTERPRISES INC CL A 442487203 472.65 192,917 SH SHARED 192,917 HOVNANIAN ENTERPRISES INC CL A 442487203 19.85 8,100 SH C SHARED 8,100 HOVNANIAN ENTERPRISES INC CL A 442487203 16.42 6,700 SH SHARED 01 6,700 HOWARD HUGHES CORP COM 44267D107 11,213.46 175,567 SH SHARED 175,567 HOWARD HUGHES CORP COM 44267D107 522.52 8,181 SH SHARED 01 8,181 HOWARD HUGHES CORP COM 44267D107 51.10 800 SH C SHARED 800 HOWARD HUGHES CORP COM 44267D107 6.39 100 SH P SHARED 100 HSBC HLDGS PLC SPON ADR NEW 404280406 28,818.79 649,218 SH SHARED 649,218 HSBC HLDGS PLC SPON ADR NEW 404280406 10,055.36 226,523 SH SHARED 01 226,523 HSBC HLDGS PLC ADR A 1/40PF A 404280604 4,002.33 160,736 SH SHARED 01 160,736 HSBC HLDGS PLC SPON ADR NEW 404280406 182.22 4,105 SH SHARED 20 4,105 HSBC USA INC S&P CTI ETN 23 4042EP602 19.48 2,882 SH SOLE 2,882 HSN INC COM 404303109 508.54 13,372 SH SHARED 01 13,372 HUANENG PWR INTL INC SPON ADR H SHS 443304100 5,563.54 253,811 SH SHARED 01 253,811 HUANENG PWR INTL INC SPON ADR H SHS 443304100 154.69 7,057 SH SHARED 7,057 HUB GROUP INC CL A 443320106 2,198.33 61,014 SH SHARED 01 61,014 HUBBELL INC CL B 443510201 816.68 10,393 SH SHARED 01 10,393 HUBBELL INC CL B 443510201 345.12 4,392 SH SHARED 4,392 HUBBELL INC CL A 443510102 42.65 564 SH SOLE 564 HUDBAY MINERALS INC COM 443628102 4,001.88 365,135 SH SHARED 01 365,135 HUDBAY MINERALS INC COM 443628102 30.73 2,804 SH SHARED 2,804 HUDSON CITY BANCORP COM 443683107 2,825.25 386,227 SH SHARED 01 386,227 HUDSON CITY BANCORP COM 443683107 602.13 82,315 SH SHARED 82,315 HUDSON CITY BANCORP COM 443683107 228.96 31,300 SH SHARED 31,300 HUDSON CITY BANCORP COM 443683107 57.06 7,800 SH C SHARED 7,800 HUDSON HIGHLAND GROUP INC COM 443792106 16.48 3,064 SH SHARED 01 3,064 HUDSON TECHNOLOGIES INC COM 444144109 27.42 8,334 SH SHARED 01 8,334 HUDSON TECHNOLOGIES INC COM 444144109 7.65 2,324 SH SHARED 2,324 HUDSON VALLEY HOLDING CORP COM 444172100 47.66 2,955 SH SOLE 2,955
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- HUGOTON RTY TR TEX UNIT BEN INT 444717102 774.94 52,789 SH SHARED 01 52,789 HUGOTON RTY TR TEX UNIT BEN INT 444717102 231.91 15,798 SH SHARED 15,798 HUGOTON RTY TR TEX UNIT BEN INT 444717102 32.30 2,200 SH C SHARED 2,200 HUGOTON RTY TR TEX UNIT BEN INT 444717102 24.96 1,700 SH P SHARED 1,700 HUMAN GENOME SCIENCES INC COM 444903108 2,524.87 306,416 SH SHARED 306,416 HUMAN GENOME SCIENCES INC COM 444903108 422.20 51,238 SH SHARED 01 51,238 HUMAN GENOME SCIENCES INC COM 444903108 384.81 46,700 SH P SHARED 46,700 HUMAN GENOME SCIENCES INC COM 444903108 222.64 27,020 SH C SHARED 27,020 HUMAN GENOME SCIENCES INC COM 444903108 46.56 5,650 SH SHARED 5,650 HUMAN GENOME SCIENCES INC NOTE 3.000%11/1 444903AN8 28.60 29,000 PRN SHARED 01 29,000 HUMAN GENOME SCIENCES INC NOTE 2.250% 8/1 444903AM0 3.01 3,000 PRN SHARED 01 3,000 HUMANA INC COM 444859102 22,223.41 240,305 SH SHARED 01 240,305 HUMANA INC COM 444859102 5,575.71 60,291 SH SHARED 60,291 HUMANA INC COM 444859102 5,262.11 56,900 SH SHARED 56,900 HUMANA INC COM 444859102 2,866.88 31,000 SH P SHARED 31,000 HUMANA INC COM 444859102 2,016.06 21,800 SH C SHARED 21,800 HUNT J B TRANS SVCS INC COM 445658107 8,052.36 148,103 SH SHARED 01 148,103 HUNT J B TRANS SVCS INC COM 445658107 303.82 5,588 SH SHARED 5,588 HUNT J B TRANS SVCS INC COM 445658107 210.41 3,870 SH SHARED 20 3,870 HUNT J B TRANS SVCS INC COM 445658107 38.06 700 SH C SHARED 700 HUNTINGTON BANCSHARES INC COM 446150104 1,361.69 211,279 SH SHARED 01 211,279 HUNTINGTON BANCSHARES INC COM 446150104 812.64 126,088 SH SHARED 126,088 HUNTINGTON BANCSHARES INC COM 446150104 216.55 33,600 SH C SHARED 33,600 HUNTINGTON BANCSHARES INC COM 446150104 186.91 29,000 SH P SHARED 29,000 HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 9.20 8 SH SHARED 01 8 HUNTINGTON INGALLS INDS INC COM 446413106 215.93 5,366 SH SHARED 5,366 HUNTINGTON INGALLS INDS INC COM 446413106 191.18 4,751 SH SHARED 01 4,751 HUNTINGTON INGALLS INDS INC COM 446413106 4.02 100 SH C SHARED 100 HUNTSMAN CORP COM 447011107 4,671.93 333,471 SH SHARED 01 333,471 HUNTSMAN CORP COM 447011107 900.84 64,300 SH C SHARED 64,300 HUNTSMAN CORP COM 447011107 364.89 26,045 SH SHARED 26,045 HUNTSMAN CORP COM 447011107 355.85 25,400 SH P SHARED 25,400 HURON CONSULTING GROUP INC COM 447462102 1,141.07 30,380 SH SHARED 01 30,380 HURON CONSULTING GROUP INC COM 447462102 84.28 2,244 SH SHARED 2,244 HUTCHINSON TECHNOLOGY INC COM 448407106 1.10 500 SH SHARED 01 500 HYATT HOTELS CORP COM CL A 448579102 312.41 7,313 SH SHARED 7,313 HYATT HOTELS CORP COM CL A 448579102 60.71 1,421 SH SHARED 01 1,421 HYATT HOTELS CORP COM CL A 448579102 4.27 100 SH P SHARED 100 HYDROGENICS CORP NEW COM NEW 448883207 3.59 699 SH SOLE 699 HYPERDYNAMICS CORP COM 448954107 1,161.31 900,240 SH SHARED 900,240 HYPERDYNAMICS CORP COM 448954107 119.71 92,800 SH P SHARED 92,800 HYPERDYNAMICS CORP COM 448954107 48.12 37,300 SH C SHARED 37,300 HYPERDYNAMICS CORP COM 448954107 16.77 13,000 SH SHARED 01 13,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 2,491.76 50,759 SH SHARED 01 50,759 IAC INTERACTIVECORP COM PAR $.001 44919P508 1,937.58 39,470 SH SHARED 39,470 IAC INTERACTIVECORP COM PAR $.001 44919P508 103.09 2,100 SH C SHARED 2,100 IAC INTERACTIVECORP COM PAR $.001 44919P508 78.54 1,600 SH P SHARED 1,600 IAMGOLD CORP COM 450913108 11,852.41 891,829 SH SHARED 891,829 IAMGOLD CORP COM 450913108 1,674.58 126,003 SH SHARED 01 126,003 IAMGOLD CORP COM 450913108 1,101.74 82,900 SH P SHARED 82,900 IAMGOLD CORP COM 450913108 372.12 28,000 SH SHARED 28,000 IAMGOLD CORP COM 450913108 91.70 6,900 SH C SHARED 6,900 IAMGOLD CORP COM 450913108 4.85 365 SH SHARED 20 365
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- IBERIABANK CORP COM 450828108 427.76 8,000 SH C SHARED 8,000 IBERIABANK CORP COM 450828108 270.29 5,055 SH SHARED 20 5,055 IBERIABANK CORP COM 450828108 140.73 2,632 SH SHARED 01 2,632 IBIO INC COM 451033104 4.91 4,386 SH SOLE 4,386 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 395.72 9,173 SH SHARED 01 9,173 ICF INTL INC COM 44925C103 367.69 14,493 SH SHARED 01 14,493 ICF INTL INC COM 44925C103 42.37 1,670 SH SHARED 20 1,670 ICG GROUP INC COM 44928D108 1.98 221 SH SHARED 01 221 ICICI BK LTD ADR 45104G104 39,934.52 1,145,240 SH SHARED 1,145,240 ICICI BK LTD ADR 45104G104 2,753.02 78,951 SH SHARED 01 78,951 ICICI BK LTD ADR 45104G104 1,039.13 29,800 SH SHARED 20 29,800 ICON PUB LTD CO SPONSORED ADR 45103T107 158.49 7,469 SH SHARED 7,469 ICON PUB LTD CO SPONSORED ADR 45103T107 15.60 735 SH SHARED 01 735 ICONIX BRAND GROUP INC COM 451055107 145.05 8,346 SH SHARED 01 8,346 ICU MED INC COM 44930G107 867.43 17,645 SH SHARED 01 17,645 ICU MED INC COM 44930G107 178.21 3,625 SH SHARED 20 3,625 IDACORP INC COM 451107106 13,100.83 318,600 SH SHARED 318,600 IDACORP INC COM 451107106 157.12 3,821 SH SHARED 01 3,821 IDENIX PHARMACEUTICALS INC COM 45166R204 672.17 68,659 SH SHARED 01 68,659 IDENIX PHARMACEUTICALS INC COM 45166R204 210.49 21,500 SH C SHARED 21,500 IDENIX PHARMACEUTICALS INC COM 45166R204 145.87 14,900 SH P SHARED 14,900 IDEX CORP COM 45167R104 4,322.71 102,604 SH SHARED 102,604 IDEX CORP COM 45167R104 2,241.15 53,196 SH SHARED 01 53,196 IDEX CORP COM 45167R104 234.87 5,575 SH SHARED 20 5,575 IDEXX LABS INC COM 45168D104 3,554.76 40,649 SH SHARED 01 40,649 IDEXX LABS INC COM 45168D104 918.40 10,502 SH SHARED 10,502 IDT CORP CL B NEW 448947507 40.16 4,300 SH C SHARED 4,300 IDT CORP CL B NEW 448947507 2.34 250 SH SHARED 01 250 IEC ELECTRS CORP NEW COM 44949L105 70.90 13,010 SH SHARED 01 13,010 IEC ELECTRS CORP NEW COM 44949L105 23.54 4,319 SH SHARED 4,319 IF BANCORP INC COM 44951J105 3.06 247 SH SOLE 247 IFM INVTS LTD ADS 45172L100 4.02 5,740 SH SOLE 5,740 IGATE CORP COM 45169U105 1.68 100 SH C SOLE 100 IGI LABS INC COM 449575109 5.31 4,967 SH SHARED 4,967 IGI LABS INC COM 449575109 0.73 680 SH SHARED 01 680 IGO INC COM 449593102 3.40 4,000 SH SHARED 01 4,000 IHS INC CL A 451734107 842.29 8,994 SH SHARED 8,994 IHS INC CL A 451734107 159.21 1,700 SH SHARED 1,700 IHS INC CL A 451734107 127.83 1,365 SH SHARED 01 1,365 II VI INC COM 902104108 2,201.77 93,098 SH SHARED 01 93,098 II VI INC COM 902104108 264.05 11,165 SH SHARED 20 11,165 II VI INC COM 902104108 21.29 900 SH C SHARED 900 IKONICS CORP COM 45172K102 89.31 9,814 SH SOLE 9,814 ILLINOIS TOOL WKS INC COM 452308109 151,026.37 2,644,019 SH SHARED 01 2,644,019 ILLINOIS TOOL WKS INC COM 452308109 3,272.98 57,300 SH P SHARED 57,300 ILLINOIS TOOL WKS INC COM 452308109 2,684.64 47,000 SH C SHARED 47,000 ILLINOIS TOOL WKS INC COM 452308109 1,662.19 29,100 SH SHARED 29,100 ILLINOIS TOOL WKS INC COM 452308109 1,227.85 21,496 SH SHARED 20 21,496 ILLINOIS TOOL WKS INC COM 452308109 492.20 8,617 SH SHARED 8,617 ILLUMINA INC COM 452327109 3,793.18 72,100 SH C SHARED 72,100 ILLUMINA INC COM 452327109 3,354.73 63,766 SH SHARED 63,766 ILLUMINA INC COM 452327109 3,181.85 60,480 SH SHARED 01 60,480 ILLUMINA INC COM 452327109 704.97 13,400 SH P SHARED 13,400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ILLUMINA INC COM 452327109 387.95 7,374 SH SHARED 7,374 IMAGE SENSING SYS INC COM 45244C104 10.23 1,515 SH SOLE 1,515 IMATION CORP COM 45245A107 0.20 33 SH SHARED 01 33 IMAX CORP COM 45245E109 2,774.04 113,504 SH SHARED 01 113,504 IMAX CORP COM 45245E109 207.74 8,500 SH P SHARED 8,500 IMAX CORP COM 45245E109 115.36 4,720 SH SHARED 4,720 IMAX CORP COM 45245E109 56.21 2,300 SH C SHARED 2,300 IMMERSION CORP COM 452521107 459.73 84,200 SH SOLE 84,200 IMMERSION CORP COM 452521107 4.37 800 SH C SOLE 800 IMMUCELL CORP COM PAR $0.10 452525306 5.42 1,000 SH SHARED 01 1,000 IMMUNOGEN INC COM 45253H101 513.56 35,689 SH SHARED 01 35,689 IMMUNOGEN INC COM 45253H101 21.59 1,500 SH C SHARED 1,500 IMMUNOGEN INC COM 45253H101 7.20 500 SH P SHARED 500 IMMUNOMEDICS INC COM 452907108 506.66 139,576 SH SHARED 139,576 IMMUNOMEDICS INC COM 452907108 108.36 29,850 SH SHARED 01 29,850 IMMUNOMEDICS INC COM 452907108 5.81 1,600 SH C SHARED 1,600 IMMUNOMEDICS INC COM 452907108 3.63 1,000 SH P SHARED 1,000 IMPAC MTG HLDGS INC COM NEW 45254P508 14.04 6,033 SH SHARED 01 6,033 IMPAC MTG HLDGS INC COM NEW 45254P508 7.93 3,405 SH SHARED 3,405 IMPAX LABORATORIES INC COM 45256B101 16.84 685 SH SHARED 01 685 IMPAX LABORATORIES INC COM 45256B101 2.46 100 SH C SHARED 100 IMPERIAL HLDGS INC COM 452834104 10.68 4,000 SH SHARED 01 4,000 IMPERIAL OIL LTD COM NEW 453038408 2,348.93 51,750 SH SHARED 01 51,750 IMPERIAL OIL LTD COM NEW 453038408 2,207.68 48,638 SH SHARED 48,638 IMPERIAL OIL LTD COM NEW 453038408 925.96 20,400 SH SHARED 20,400 IMPERIAL OIL LTD COM NEW 453038408 95.32 2,100 SH P SHARED 2,100 IMPERIAL OIL LTD COM NEW 453038408 18.16 400 SH C SHARED 400 IMPERIAL SUGAR CO NEW COM NEW 453096208 195.57 41,700 SH C SHARED 41,700 IMPERIAL SUGAR CO NEW COM NEW 453096208 1.88 400 SH P SHARED 400 IMPERIAL SUGAR CO NEW COM NEW 453096208 1.88 400 SH SHARED 01 400 IMPERVA INC COM 45321L100 509.89 13,024 SH SHARED 13,024 IMPERVA INC COM 45321L100 1.41 36 SH SHARED 01 36 IMRIS INC COM 45322N105 2.68 819 SH SOLE 819 INCOME OPPORTUNITY RLTY INVS COM 452926108 3.45 2,467 SH SOLE 2,467 INCONTACT INC COM 45336E109 402.91 72,206 SH SOLE 72,206 INCYTE CORP COM 45337C102 621.56 32,205 SH SHARED 01 32,205 INCYTE CORP COM 45337C102 96.50 5,000 SH C SHARED 5,000 INCYTE CORP COM 45337C102 25.09 1,300 SH P SHARED 1,300 INDEPENDENT BANK CORP MASS COM 453836108 847.68 29,505 SH SHARED 01 29,505 INDEPENDENT BANK CORP MICH COM NEW 453838609 6.91 3,139 SH SHARED 3,139 INDEPENDENT BANK CORP MICH COM NEW 453838609 1.32 600 SH SHARED 01 600 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 5,958.71 214,883 SH SHARED 01 214,883 INDEXIQ ETF TR CAN SML CP ETF 45409B867 172.38 6,505 SH SHARED 01 6,505 INDEXIQ ETF TR AUST SM CP ETF 45409B826 87.62 3,751 SH SHARED 01 3,751 INDEXIQ ETF TR US RL EST SMCP 45409B628 29.48 1,469 SH SOLE 1,469 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 27.94 960 SH SOLE 960 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 23.67 922 SH SOLE 922 INDEXIQ ETF TR IQ STH KOR SML 45409B768 10.93 421 SH SOLE 421 INDIA FD INC COM 454089103 1,697.70 76,130 SH SHARED 01 76,130 INDIA FD INC COM 454089103 66.90 3,000 SH SHARED 3,000 INDIA FD INC COM 454089103 13.38 600 SH C SHARED 600 INDIA GLOBALIZATION CAP INC *W EXP 03/08/201 45408X118 0.05 2,167 SH SOLE 2,167 INDIANA COMMUNITY BANCORP COM 454674102 25.13 1,069 SH SOLE 1,069
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- ---------- --------- INDUSTRIAL SVCS AMER INC FLA COM 456314103 34.03 6,337 SH SHARED 01 6,337 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 35.32 1,677 SH SOLE 1,677 INERGY L P UNIT LTD PTNR 456615103 41,392.18 2,528,539 SH SHARED 2,528,539 INERGY L P UNIT LTD PTNR 456615103 14,929.33 911,993 SH SHARED 01 911,993 INERGY L P UNIT LTD PTNR 456615103 68.75 4,200 SH P SHARED 4,200 INERGY L P UNIT LTD PTNR 456615103 65.48 4,000 SH C SHARED 4,000 INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 114.50 5,476 SH SHARED 5,476 INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 104.55 5,000 SH P SHARED 5,000 INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 28.23 1,350 SH SHARED 01 1,350 INFINERA CORPORATION COM 45667G103 172.96 21,300 SH P SHARED 21,300 INFINERA CORPORATION COM 45667G103 12.18 1,500 SH SHARED 01 1,500 INFINERA CORPORATION COM 45667G103 8.93 1,100 SH C SHARED 1,100 INFINITY PHARMACEUTICALS INC COM 45665G303 299.36 25,030 SH SHARED 25,030 INFINITY PHARMACEUTICALS INC COM 45665G303 59.80 5,000 SH SHARED 01 5,000 INFINITY PPTY & CAS CORP COM 45665Q103 184.46 3,525 SH SHARED 01 3,525 INFINITY PPTY & CAS CORP COM 45665Q103 19.00 363 SH SHARED 363 INFORMATICA CORP COM 45666Q102 2,472.39 46,737 SH SHARED 01 46,737 INFORMATICA CORP COM 45666Q102 2,211.22 41,800 SH P SHARED 41,800 INFORMATICA CORP COM 45666Q102 2,028.93 38,354 SH SHARED 38,354 INFORMATICA CORP COM 45666Q102 31.74 600 SH C SHARED 600 INFORMATICA CORP COM 45666Q102 8.73 165 SH SHARED 20 165 INFOSONICS CORP COM 456784107 0.55 665 SH SOLE 665 INFOSPACE INC COM PAR $.0001 45678T300 4.66 364 SH SHARED 01 364 INFOSPACE INC COM PAR $.0001 45678T300 1.28 100 SH C SHARED 100 INFOSYS LTD SPONSORED ADR 456788108 34,350.94 602,331 SH SHARED 602,331 INFOSYS LTD SPONSORED ADR 456788108 3,843.76 67,399 SH SHARED 01 67,399 INFOSYS LTD SPONSORED ADR 456788108 200.46 3,515 SH SHARED 20 3,515 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 379.15 23,506 SH SHARED 01 23,506 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 22.84 1,416 SH SHARED 1,416 ING EMERGING MKTS HGH DIV EQ COM 45685X104 13,832.95 863,480 SH SHARED 01 863,480 ING GLBL ADV & PREM OPP FUND COM 44982N109 926.00 76,783 SH SHARED 01 76,783 ING GLOBAL EQTY DIV & PREM O COM 45684E107 1,856.29 193,565 SH SHARED 01 193,565 ING GLOBAL EQTY DIV & PREM O COM 45684E107 1.53 160 SH SHARED 160 ING GROEP N V SPONSORED ADR 456837103 3,378.98 406,127 SH SHARED 01 406,127 ING GROEP N V SPONSORED ADR 456837103 474.26 57,003 SH SHARED 57,003 ING INFRASTRUCTURE INDLS & M COM 45685U100 16,350.16 884,749 SH SHARED 01 884,749 ING INTL HIGH DIVD EQTY INC COM 45684Q100 106.61 10,271 SH SHARED 01 10,271 ING PRIME RATE TR SH BEN INT 44977W106 3,262.20 572,316 SH SHARED 01 572,316 ING RISK MANAGED NAT RES FD COM 449810100 706.04 57,542 SH SHARED 01 57,542 ING RISK MANAGED NAT RES FD COM 449810100 66.96 5,457 SH SHARED 5,457 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 24,881.16 10,742,000 PRN SHARED 10,742,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 185.30 80,000 PRN SHARED 01 80,000 INGERSOLL-RAND PLC SHS G47791101 6,340.28 153,332 SH SHARED 01 153,332 INGERSOLL-RAND PLC SHS G47791101 3,491.80 84,445 SH SHARED 20 84,445 INGERSOLL-RAND PLC SHS G47791101 1,521.68 36,800 SH C SHARED 36,800 INGERSOLL-RAND PLC SHS G47791101 945.59 22,868 SH SHARED 22,868 INGERSOLL-RAND PLC SHS G47791101 789.79 19,100 SH P SHARED 19,100 INGERSOLL-RAND PLC SHS G47791101 442.16 10,693 SH SHARED 10,693 INGLES MKTS INC CL A 457030104 8.82 500 SH SHARED 01 500 INGLES MKTS INC CL A 457030104 1.32 75 SH SHARED 75 INGRAM MICRO INC CL A 457153104 1,798.24 96,888 SH SHARED 96,888 INGRAM MICRO INC CL A 457153104 266.58 14,363 SH SHARED 01 14,363 INGRAM MICRO INC CL A 457153104 6.31 340 SH SHARED 20 340
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- INGRAM MICRO INC CL A 457153104 1.86 100 SH C SHARED 100 INLAND REAL ESTATE CORP COM NEW 457461200 1,022.64 115,292 SH SHARED 01 115,292 INLAND REAL ESTATE CORP COM NEW 457461200 345.04 38,900 SH SHARED 38,900 INLAND REAL ESTATE CORP COM NEW 457461200 255.52 28,807 SH SHARED 28,807 INNERWORKINGS INC COM 45773Y105 11.81 1,014 SH SHARED 01 1,014 INNODATA ISOGEN INC COM NEW 457642205 121.39 22,521 SH SOLE 22,521 INNOPHOS HOLDINGS INC COM 45774N108 1,031.07 20,572 SH SHARED 20,572 INNOPHOS HOLDINGS INC COM 45774N108 960.70 19,168 SH SHARED 01 19,168 INNOPHOS HOLDINGS INC COM 45774N108 25.06 500 SH P SHARED 500 INNOPHOS HOLDINGS INC COM 45774N108 15.04 300 SH C SHARED 300 INNOSPEC INC COM 45768S105 674.47 22,201 SH SHARED 01 22,201 INNOSPEC INC COM 45768S105 136.32 4,487 SH SHARED 4,487 INNOTRAC CORP COM 45767M109 2.99 2,303 SH SOLE 2,303 INNOVARO INC COM 45777T102 3.62 4,826 SH SOLE 4,826 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 14.06 3,189 SH SOLE 3,189 INNSUITES HOSPITALITY TR SH BEN INT 457919108 3.75 1,617 SH SOLE 1,617 INSIGHT ENTERPRISES INC COM 45765U103 23.77 1,084 SH SHARED 01 1,084 INSIGNIA SYS INC COM 45765Y105 4.86 2,684 SH SOLE 2,684 INSMED INC COM PAR $.01 457669307 2.54 700 SH C SOLE 700 INSPERITY INC COM 45778Q107 503.11 16,420 SH SOLE 16,420 INSPERITY INC COM 45778Q107 3.06 100 SH C SOLE 100 INSTEEL INDUSTRIES INC COM 45774W108 99.20 8,165 SH SHARED 01 8,165 INSULET CORP COM 45784P101 994.46 51,957 SH SHARED 01 51,957 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 97.96 2,824 SH SHARED 01 2,824 INTEGRAMED AMER INC COM NEW 45810N302 92.55 7,646 SH SOLE 7,646 INTEGRATED DEVICE TECHNOLOGY COM 458118106 8.58 1,200 SH P SHARED 1,200 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3.74 523 SH SHARED 01 523 INTEGRATED DEVICE TECHNOLOGY COM 458118106 0.72 100 SH C SHARED 100 INTEGRATED ELECTRICAL SVC COM 45811E301 26.43 6,865 SH SOLE 6,865 INTEGRATED SILICON SOLUTION COM 45812P107 12.28 1,100 SH SHARED 01 1,100 INTEGRYS ENERGY GROUP INC COM 45822P105 1,724.35 32,541 SH SHARED 01 32,541 INTEGRYS ENERGY GROUP INC COM 45822P105 424.18 8,005 SH SHARED 8,005 INTEGRYS ENERGY GROUP INC COM 45822P105 270.25 5,100 SH SHARED 5,100 INTEGRYS ENERGY GROUP INC COM 45822P105 174.87 3,300 SH C SHARED 3,300 INTEGRYS ENERGY GROUP INC COM 45822P105 15.90 300 SH P SHARED 300 INTEL CORP COM 458140100 466,479.55 16,591,839 SH SHARED 01 16,591,839 INTEL CORP COM 458140100 77,750.46 2,765,444 SH SHARED 2,765,444 INTEL CORP COM 458140100 49,791.67 1,771,000 SH P SHARED 1,771,000 INTEL CORP COM 458140100 26,262.22 934,100 SH C SHARED 934,100 INTEL CORP COM 458140100 10,661.71 379,218 SH SHARED 379,218 INTEL CORP SDCV 2.950%12/1 458140AD2 399.05 347,000 PRN SHARED 01 347,000 INTEL CORP COM 458140100 126.38 4,495 SH SHARED 20 4,495 INTELLIGENT SYS CORP NEW COM 45816D100 5.55 3,825 SH SOLE 3,825 INTER PARFUMS INC COM 458334109 694.17 44,243 SH SHARED 44,243 INTER PARFUMS INC COM 458334109 62.76 4,000 SH SHARED 01 4,000 INTERACTIVE BROKERS GROUP IN COM 45841N107 73.10 4,300 SH C SHARED 4,300 INTERACTIVE BROKERS GROUP IN COM 45841N107 44.91 2,642 SH SHARED 01 2,642 INTERACTIVE BROKERS GROUP IN COM 45841N107 8.50 500 SH P SHARED 500 INTERACTIVE INTELLIGENCE GRO COM 45841V109 153.77 5,040 SH SHARED 5,040 INTERACTIVE INTELLIGENCE GRO COM 45841V109 13.73 450 SH SHARED 01 450 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 694.79 29,922 SH SHARED 29,922 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 323.13 13,916 SH SHARED 01 13,916 INTERCONTINENTALEXCHANGE INC COM 45865V100 22,559.69 164,166 SH SHARED 01 164,166
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- INTERCONTINENTALEXCHANGE INC COM 45865V100 11,799.71 85,866 SH SHARED 85,866 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,044.39 7,600 SH C SHARED 7,600 INTERCONTINENTALEXCHANGE INC COM 45865V100 865.75 6,300 SH P SHARED 6,300 INTERCONTINENTALEXCHANGE INC COM 45865V100 577.16 4,200 SH SHARED 4,200 INTERCONTINENTALEXCHANGE INC COM 45865V100 30.92 225 SH SHARED 20 225 INTERDIGITAL INC COM 45867G101 1,146.86 32,899 SH SHARED 01 32,899 INTERDIGITAL INC COM 45867G101 801.78 23,000 SH C SHARED 23,000 INTERDIGITAL INC COM 45867G101 724.11 20,772 SH SHARED 20,772 INTERDIGITAL INC COM 45867G101 519.41 14,900 SH P SHARED 14,900 INTERFACE INC CL A 458665106 58.16 4,169 SH SHARED 01 4,169 INTERLINE BRANDS INC COM 458743101 14.20 657 SH SOLE 657 INTERMEC INC COM 458786100 0.15 20 SH SHARED 01 20 INTERMOLECULAR INC COM 45882D109 268.91 43,302 SH SHARED 43,302 INTERMOLECULAR INC COM 45882D109 6.21 1,000 SH SHARED 01 1,000 INTERMUNE INC COM 45884X103 203.91 13,900 SH C SHARED 13,900 INTERMUNE INC COM 45884X103 107.55 7,331 SH SHARED 01 7,331 INTERMUNE INC COM 45884X103 88.02 6,000 SH P SHARED 6,000 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 2.30 312 SH SHARED 01 312 INTERNATIONAL BUSINESS MACHS COM 459200101 285,629.54 1,368,941 SH SHARED 01 1,368,941 INTERNATIONAL BUSINESS MACHS COM 459200101 126,772.61 607,585 SH SHARED 607,585 INTERNATIONAL BUSINESS MACHS COM 459200101 72,526.74 347,600 SH P SHARED 347,600 INTERNATIONAL BUSINESS MACHS COM 459200101 47,159.07 226,020 SH C SHARED 226,020 INTERNATIONAL BUSINESS MACHS COM 459200101 18,198.87 87,222 SH SHARED 87,222 INTERNATIONAL BUSINESS MACHS COM 459200101 1,198.69 5,745 SH SHARED 17 5,745 INTERNATIONAL BUSINESS MACHS COM 459200101 855.05 4,098 SH SHARED 20 4,098 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,642.45 45,093 SH SHARED 01 45,093 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 505.25 8,622 SH SHARED 8,622 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 339.88 5,800 SH SHARED 5,800 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 76.18 1,300 SH C SHARED 1,300 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 23.44 400 SH P SHARED 400 INTERNATIONAL GAME TECHNOLOG COM 459902102 3,355.83 199,871 SH SHARED 01 199,871 INTERNATIONAL GAME TECHNOLOG COM 459902102 1,064.49 63,400 SH P SHARED 63,400 INTERNATIONAL GAME TECHNOLOG COM 459902102 631.30 37,600 SH C SHARED 37,600 INTERNATIONAL GAME TECHNOLOG COM 459902102 283.75 16,900 SH SHARED 16,900 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 148.52 131,000 PRN SHARED 01 131,000 INTERNATIONAL RECTIFIER CORP COM 460254105 387.65 16,803 SH SHARED 01 16,803 INTERNATIONAL RECTIFIER CORP COM 460254105 271.00 11,747 SH SHARED 11,747 INTERNATIONAL RECTIFIER CORP COM 460254105 83.17 3,605 SH SHARED 20 3,605 INTERNATIONAL RECTIFIER CORP COM 460254105 9.23 400 SH C SHARED 400 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 110.90 4,803 SH SHARED 01 4,803 INTERNATIONAL SPEEDWAY CORP CL A 460335201 2,381.48 85,819 SH SHARED 01 85,819 INTERNATIONAL SPEEDWAY CORP CL A 460335201 46.95 1,692 SH SHARED 1,692 INTERNATIONAL TOWER HILL MIN COM 46050R102 20.59 4,800 SH P SHARED 4,800 INTERNATIONAL TOWER HILL MIN COM 46050R102 12.87 3,000 SH SHARED 01 3,000 INTERNATIONAL TOWER HILL MIN COM 46050R102 2.57 600 SH C SHARED 600 INTERNATIONAL TOWER HILL MIN COM 46050R102 1.72 400 SH SHARED 400 INTERNET GOLD- GOLDEN LINES L ORD M56595107 9.29 1,337 SH SOLE 1,337 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 13.32 1,505 SH SOLE 1,505 INTERNET PATENTS CORP COM 46063G101 4.90 1,488 SH SOLE 1,488 INTEROIL CORP COM 460951106 1,138.47 22,145 SH SHARED 01 22,145 INTEROIL CORP COM 460951106 1,100.17 21,400 SH P SHARED 21,400 INTEROIL CORP COM 460951106 867.96 16,883 SH SHARED 16,883 INTEROIL CORP COM 460951106 735.16 14,300 SH C SHARED 14,300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- INTERPHASE CORP COM 460593106 0.36 67 SH SOLE 67 INTERPUBLIC GROUP COS INC COM 460690100 53,345.06 4,675,290 SH SHARED 4,675,290 INTERPUBLIC GROUP COS INC COM 460690100 6,843.31 599,764 SH SHARED 01 599,764 INTERPUBLIC GROUP COS INC COM 460690100 341.16 29,900 SH SHARED 29,900 INTERPUBLIC GROUP COS INC COM 460690100 37.65 3,300 SH C SHARED 3,300 INTERPUBLIC GROUP COS INC COM 460690100 10.73 940 SH SHARED 20 940 INTERPUBLIC GROUP COS INC COM 460690100 1.14 100 SH P SHARED 100 INTERSECTIONS INC COM 460981301 146.82 11,488 SH SOLE 11,488 INTERSIL CORP CL A 46069S109 394.79 35,249 SH SHARED 35,249 INTERSIL CORP CL A 46069S109 264.58 23,623 SH SHARED 01 23,623 INTERSIL CORP CL A 46069S109 99.46 8,880 SH SHARED 20 8,880 INTERSIL CORP CL A 46069S109 29.12 2,600 SH C SHARED 2,600 INTERSIL CORP CL A 46069S109 4.48 400 SH P SHARED 400 INTERVAL LEISURE GROUP INC COM 46113M108 25.44 1,462 SH SHARED 1,462 INTERVAL LEISURE GROUP INC COM 46113M108 6.16 354 SH SHARED 01 354 INTERVEST BANCSHARES CORP CL A 460927106 5.33 1,395 SH SOLE 1,395 INTERXION HOLDING N.V SHS N47279109 2,524.74 140,654 SH SHARED 01 140,654 INTERXION HOLDING N.V SHS N47279109 35.13 1,957 SH SHARED 1,957 INTEST CORP COM 461147100 57.11 16,086 SH SHARED 01 16,086 INTL FCSTONE INC COM 46116V105 857.19 40,625 SH SHARED 01 40,625 INTL FCSTONE INC COM 46116V105 320.66 15,197 SH SHARED 15,197 INTL PAPER CO COM 460146103 40,852.57 1,163,891 SH SHARED 01 1,163,891 INTL PAPER CO COM 460146103 15,426.45 439,500 SH P SHARED 439,500 INTL PAPER CO COM 460146103 13,292.37 378,700 SH C SHARED 378,700 INTL PAPER CO COM 460146103 7,362.44 209,756 SH SHARED 209,756 INTL PAPER CO COM 460146103 986.31 28,100 SH SHARED 28,100 INTL PAPER CO COM 460146103 2.46 70 SH SHARED 20 70 INTRALINKS HLDGS INC COM 46118H104 46.76 8,839 SH SOLE 8,839 INTREPID POTASH INC COM 46121Y102 1,682.57 69,156 SH SHARED 01 69,156 INTREPID POTASH INC COM 46121Y102 195.69 8,043 SH SHARED 8,043 INTREPID POTASH INC COM 46121Y102 60.83 2,500 SH C SHARED 2,500 INTREPID POTASH INC COM 46121Y102 34.06 1,400 SH P SHARED 1,400 INTRICON CORP COM 46121H109 7.79 1,150 SH SHARED 01 1,150 INTUIT COM 461202103 12,358.19 205,422 SH SHARED 01 205,422 INTUIT COM 461202103 9,503.29 157,967 SH SHARED 157,967 INTUIT COM 461202103 2,556.80 42,500 SH C SHARED 42,500 INTUIT COM 461202103 1,167.10 19,400 SH SHARED 19,400 INTUIT COM 461202103 1,082.88 18,000 SH P SHARED 18,000 INTUIT COM 461202103 191.31 3,180 SH SHARED 20 3,180 INTUITIVE SURGICAL INC COM NEW 46120E602 75,303.25 139,000 SH P SHARED 139,000 INTUITIVE SURGICAL INC COM NEW 46120E602 30,586.12 56,458 SH SHARED 01 56,458 INTUITIVE SURGICAL INC COM NEW 46120E602 26,004.00 48,000 SH C SHARED 48,000 INTUITIVE SURGICAL INC COM NEW 46120E602 2,708.75 5,000 SH P SHARED 01 5,000 INTUITIVE SURGICAL INC COM NEW 46120E602 1,365.75 2,521 SH SHARED 2,521 INTUITIVE SURGICAL INC COM NEW 46120E602 54.72 101 SH SHARED 101 INUVO INC COM NEW 46122W204 2.00 2,600 SH SHARED 01 2,600 INVACARE CORP COM 461203101 394.37 23,800 SH SHARED 01 23,800 INVACARE CORP COM 461203101 103.07 6,220 SH SHARED 6,220 INVENSENSE INC COM 46123D205 2,133.99 117,900 SH SHARED 01 117,900 INVENSENSE INC COM 46123D205 1,662.56 91,854 SH SHARED 91,854 INVENSENSE INC COM 46123D205 559.29 30,900 SH C SHARED 30,900 INVENSENSE INC COM 46123D205 439.83 24,300 SH P SHARED 01 24,300 INVENSENSE INC COM 46123D205 380.10 21,000 SH P SHARED 21,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- INVENTURE FOODS INC COM 461212102 0.14 29 SH SOLE 29 INVESCO CALI QLTY MUNI SEC COM 46130M107 0.61 44 SH SHARED 01 44 INVESCO CALIF MUN INCOME TR COM 46130L109 253.02 16,668 SH SHARED 01 16,668 INVESCO CALIF MUN SECS COM 46130W105 106.29 7,310 SH SHARED 01 7,310 INVESCO CALIF MUN SECS COM 46130W105 3.50 241 SH SHARED 241 INVESCO HIGH YIELD INVST FD COM 46133K108 31.88 5,012 SH SHARED 01 5,012 INVESCO LTD SHS G491BT108 5,340.13 200,230 SH SHARED 01 200,230 INVESCO LTD SHS G491BT108 4,061.84 152,300 SH C SHARED 152,300 INVESCO LTD SHS G491BT108 912.51 34,215 SH SHARED 20 34,215 INVESCO LTD SHS G491BT108 749.35 28,097 SH SHARED 28,097 INVESCO LTD SHS G491BT108 666.24 24,981 SH SHARED 24,981 INVESCO MORTGAGE CAPITAL INC COM 46131B100 3,232.35 183,136 SH SHARED 01 183,136 INVESCO MORTGAGE CAPITAL INC COM 46131B100 430.66 24,400 SH C SHARED 24,400 INVESCO MORTGAGE CAPITAL INC COM 46131B100 37.07 2,100 SH P SHARED 2,100 INVESCO MORTGAGE CAPITAL INC COM 46131B100 19.42 1,100 SH SHARED 1,100 INVESCO MUNI INC OPP TRS III COM 46133C106 233.11 28,018 SH SHARED 01 28,018 INVESCO MUNI INC OPP TRS III COM 46133C106 6.72 808 SH SHARED 808 INVESCO MUNI INCM OPP TRST I COM 46133A100 95.63 12,700 SH SHARED 01 12,700 INVESCO MUNI INCM OPP TRST I COM 46133A100 8.64 1,148 SH SHARED 1,148 INVESCO MUNI INCOME OPP TRST COM 46132X101 124.98 18,218 SH SHARED 01 18,218 INVESCO MUNI PREM INC TRST COM 46133E102 146.12 16,436 SH SHARED 01 16,436 INVESCO MUNI PREM INC TRST COM 46133E102 27.51 3,095 SH SHARED 3,095 INVESCO NY QUALITY MUNI SEC COM 46133F109 44.21 2,799 SH SHARED 2,799 INVESCO NY QUALITY MUNI SEC COM 46133F109 33.17 2,100 SH SHARED 01 2,100 INVESCO QUALITY MUN INVT TR COM 46133H105 5.60 400 SH SHARED 01 400 INVESCO QUALITY MUN SECS COM 46133J101 30.40 2,050 SH SHARED 01 2,050 INVESCO QUALITY MUN SECS COM 46133J101 14.40 971 SH SHARED 971 INVESCO QUALITY MUNI INC TRS COM 46133G107 140.33 10,096 SH SHARED 01 10,096 INVESCO QUALITY MUNI INC TRS COM 46133G107 25.31 1,821 SH SHARED 1,821 INVESCO VALUE MUN BD TR COM 46130Y101 11.98 800 SH SHARED 01 800 INVESCO VALUE MUN INCOME TR COM 46132P108 682.70 43,875 SH SHARED 01 43,875 INVESCO VALUE MUN INCOME TR COM 46132P108 60.47 3,886 SH SHARED 3,886 INVESCO VALUE MUN SECS COM 46132T100 121.81 8,500 SH SHARED 01 8,500 INVESCO VALUE MUN TR COM 46132W103 74.55 5,075 SH SHARED 01 5,075 INVESCO VAN KAMP BOND FND COM 46132L107 47.25 2,338 SH SHARED 2,338 INVESCO VAN KAMP BOND FND COM 46132L107 39.09 1,934 SH SHARED 01 1,934 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 1,634.93 139,977 SH SHARED 01 139,977 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 112.59 8,694 SH SHARED 01 8,694 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 15.03 1,161 SH SHARED 1,161 INVESCO VAN KAMPEN CALIF VAL COM 46132H106 120.44 9,159 SH SHARED 01 9,159 INVESCO VAN KAMPEN HIGH INCO COM 46131F101 17.60 1,039 SH SOLE 1,039 INVESCO VAN KAMPEN MASS VALU COM 46132J102 15.25 1,201 SH SHARED 1,201 INVESCO VAN KAMPEN MASS VALU COM 46132J102 13.97 1,100 SH SHARED 01 1,100 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 679.44 46,601 SH SHARED 01 46,601 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 178.13 12,518 SH SHARED 01 12,518 INVESCO VAN KAMPEN OHIO QUAL COM 46131K100 150.03 9,060 SH SHARED 01 9,060 INVESCO VAN KAMPEN OHIO QUAL COM 46131K100 36.50 2,204 SH SHARED 2,204 INVESCO VAN KAMPEN PA VALUE COM 46132K109 58.22 3,996 SH SHARED 3,996 INVESCO VAN KAMPEN PA VALUE COM 46132K109 48.84 3,352 SH SHARED 01 3,352 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 51.08 3,978 SH SHARED 01 3,978 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 22.03 1,716 SH SHARED 1,716 INVESCO VAN KAMPEN SR INC TR COM 46131H107 4,046.00 824,032 SH SHARED 01 824,032 INVESCO VAN KAMPEN SR INC TR COM 46131H107 40.75 8,300 SH SHARED 8,300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- INVESCO VAN KAMPEN TR INVT G COM 46131M106 244.16 16,116 SH SHARED 01 16,116 INVESCO VAN KAMPEN TR INVT G COM 46131T101 83.18 5,248 SH SHARED 01 5,248 INVESCO VAN KAMPEN TR INVT G COM 46131R105 46.03 2,589 SH SHARED 01 2,589 INVESCO VAN KAMPEN TR INVT G COM 46131R105 38.42 2,161 SH SHARED 2,161 INVESCO VAN KAMPEN TR INVT G COM 46131T101 9.30 587 SH SHARED 587 INVESCO VAN KAMPEN TR INVT G COM 46131M106 7.98 527 SH SHARED 527 INVESCO VAN KAMPEN TR VALUE COM 46131L108 34.72 2,491 SH SOLE 2,491 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 23.02 1,925 SH SHARED 01 1,925 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 4.78 400 SH C SHARED 400 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 4.19 350 SH SHARED 20 350 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 4.07 340 SH SHARED 340 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 1.20 100 SH P SHARED 100 INVESTORS REAL ESTATE TR SH BEN INT 461730103 279.09 36,292 SH SHARED 36,292 INVESTORS REAL ESTATE TR SH BEN INT 461730103 278.92 36,271 SH SHARED 01 36,271 INVESTORS REAL ESTATE TR SH BEN INT 461730103 245.69 31,949 SH SHARED 31,949 ION GEOPHYSICAL CORP COM 462044108 1,558.98 241,703 SH SHARED 01 241,703 ION GEOPHYSICAL CORP COM 462044108 25.80 4,000 SH P SHARED 4,000 ION GEOPHYSICAL CORP COM 462044108 14.84 2,300 SH C SHARED 2,300 IPARTY CORP COM 46261R107 0.41 2,305 SH SOLE 2,305 IPASS INC COM 46261V108 301.42 115,932 SH SOLE 115,932 IPC THE HOSPITALIST CO INC COM 44984A105 389.22 10,545 SH SHARED 10,545 IPC THE HOSPITALIST CO INC COM 44984A105 45.51 1,233 SH SHARED 01 1,233 IPG PHOTONICS CORP COM 44980X109 714.39 13,725 SH SHARED 01 13,725 IPG PHOTONICS CORP COM 44980X109 249.84 4,800 SH C SHARED 4,800 IPG PHOTONICS CORP COM 44980X109 150.95 2,900 SH P SHARED 2,900 IPG PHOTONICS CORP COM 44980X109 48.35 929 SH SHARED 929 IRELAND BK SPNSRD ADR NEW 46267Q202 96.57 14,265 SH SHARED 14,265 IRELAND BK SPNSRD ADR NEW 46267Q202 62.48 9,229 SH SHARED 01 9,229 IRIDEX CORP COM 462684101 19.51 4,423 SH SOLE 4,423 IRIDIUM COMMUNICATIONS INC COM 46269C102 76.81 8,768 SH SHARED 01 8,768 IRIDIUM COMMUNICATIONS INC COM 46269C102 62.20 7,100 SH C SHARED 7,100 IRIDIUM COMMUNICATIONS INC UNIT 02/14/2013 46269C201 2.32 207 SH SOLE 207 IRIS INTL INC COM 46270W105 16.20 1,199 SH SHARED 1,199 IRIS INTL INC COM 46270W105 13.51 1,000 SH SHARED 01 1,000 IROBOT CORP COM 462726100 909.64 33,369 SH SHARED 01 33,369 IROBOT CORP COM 462726100 44.98 1,650 SH SHARED 1,650 IROBOT CORP COM 462726100 27.26 1,000 SH C SHARED 1,000 IROBOT CORP COM 462726100 10.90 400 SH P SHARED 400 IRON MTN INC COM 462846106 6,094.92 211,629 SH SHARED 01 211,629 IRON MTN INC COM 462846106 3,591.36 124,700 SH P SHARED 124,700 IRON MTN INC COM 462846106 1,997.60 69,361 SH SHARED 69,361 IRON MTN INC COM 462846106 374.40 13,000 SH SHARED 13,000 IRON MTN INC COM 462846106 66.24 2,300 SH C SHARED 2,300 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 210.30 15,800 SH C SHARED 15,800 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 12.02 903 SH SHARED 01 903 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 7.64 574 SH SHARED 574 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 2.66 200 SH P SHARED 200 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 714.87 14,673 SH SHARED 01 14,673 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 52.23 1,072 SH SHARED 1,072 ISHARES GOLD TRUST ISHARES 464285105 102,916.44 6,325,534 SH SHARED 01 6,325,534 ISHARES GOLD TRUST ISHARES 464285105 1,107.99 68,100 SH C SHARED 68,100 ISHARES GOLD TRUST ISHARES 464285105 123.65 7,600 SH P SHARED 7,600 ISHARES INC MSCI BRAZIL 464286400 198,299.29 3,066,800 SH P SHARED 3,066,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES INC MSCI BRAZIL 464286400 92,302.15 1,427,500 SH C SHARED 1,427,500 ISHARES INC MSCI BRAZIL 464286400 77,879.41 1,204,445 SH SHARED 1,204,445 ISHARES INC MSCI JAPAN 464286848 51,249.23 5,036,779 SH SHARED 01 5,036,779 ISHARES INC MSCI BRAZIL 464286400 35,809.55 553,813 SH SHARED 01 553,813 ISHARES INC MSCI CDA INDEX 464286509 34,982.81 1,234,397 SH SHARED 01 1,234,397 ISHARES INC MSCI EMU INDEX 464286608 33,823.97 1,071,396 SH SHARED 17 1,071,396 ISHARES INC MSCI PAC J IDX 464286665 27,390.10 629,368 SH SHARED 01 629,368 ISHARES INC MSCI AUSTRALIA 464286103 26,916.03 1,144,876 SH SHARED 01 1,144,876 ISHARES INC MSCI UTD KINGD 464286699 24,354.95 1,406,175 SH SHARED 17 1,406,175 ISHARES INC MSCI SWITZERLD 464286749 23,334.40 931,290 SH SHARED 17 931,290 ISHARES INC MSCI UTD KINGD 464286699 16,772.49 969,508 SH SHARED 01 969,508 ISHARES INC MSCI MEX INVEST 464286822 16,330.22 261,200 SH C SHARED 261,200 ISHARES INC MSCI MEX INVEST 464286822 15,261.13 244,100 SH P SHARED 244,100 ISHARES INC MSCI JAPAN 464286848 14,372.46 1,411,002 SH SHARED 17 1,411,002 ISHARES INC MSCI JAPAN 464286848 13,129.82 1,290,400 SH P SHARED 1,290,400 ISHARES INC MSCI GERMAN 464286806 11,691.36 502,206 SH SHARED 01 502,206 ISHARES INC MSCI SINGAPORE 464286673 11,487.80 891,218 SH SHARED 01 891,218 ISHARES INC MSCI S KOREA 464286772 10,669.21 179,194 SH SHARED 01 179,194 ISHARES INC MSCI TAIWAN 464286731 10,133.68 755,399 SH SHARED 01 755,399 ISHARES INC MSCI AUSTRALIA 464286103 9,897.14 420,797 SH SHARED 17 420,797 ISHARES INC MSCI STH AFRCA 464286780 9,894.65 143,588 SH SHARED 01 143,588 ISHARES INC MSCI JAPAN 464286848 9,542.78 937,865 SH SHARED 937,865 ISHARES INC MSCI MEX INVEST 464286822 9,158.93 146,496 SH SHARED 01 146,496 ISHARES INC MSCI THAILAND 464286624 9,157.78 125,811 SH SHARED 01 125,811 ISHARES INC MSCI HONG KONG 464286871 8,603.16 493,159 SH SHARED 01 493,159 ISHARES INC MSCI BRIC INDX 464286657 8,443.48 206,543 SH SHARED 01 206,543 ISHARES INC MSCI MALAYSIA 464286830 7,822.02 535,755 SH SHARED 01 535,755 ISHARES INC MSCI JAPAN 464286848 6,956.65 683,700 SH C SHARED 683,700 ISHARES INC MSCI TAIWAN 464286731 6,307.73 470,200 SH P SHARED 01 470,200 ISHARES INC MSCI HONG KONG 464286871 6,149.36 352,500 SH P SHARED 01 352,500 ISHARES INC MSCI HONG KONG 464286871 5,366.35 307,527 SH SHARED 17 307,527 ISHARES INC MSCI TAIWAN 464286731 5,292.28 394,505 SH SHARED 17 394,505 ISHARES INC MSCI EMU INDEX 464286608 4,925.59 156,120 SH SHARED 01 156,120 ISHARES INC MSCI SINGAPORE 464286673 4,921.85 381,835 SH SHARED 17 381,835 ISHARES INC MSCI SWITZERLD 464286749 4,321.73 172,662 SH SHARED 01 172,662 ISHARES INC MSCI HONG KONG 464286871 4,291.71 246,014 SH SHARED 246,014 ISHARES INC MSCI SWEDEN 464286756 2,678.03 92,314 SH SHARED 01 92,314 ISHARES INC MSCI MALAYSIA 464286830 2,460.39 168,520 SH SHARED 17 168,520 ISHARES INC MSCI CHILE INVES 464286640 2,348.22 34,381 SH SHARED 01 34,381 ISHARES INC MSCI FRANCE 464286707 2,251.67 102,024 SH SHARED 01 102,024 ISHARES INC MSCI TAIWAN 464286731 1,929.52 143,833 SH SHARED 143,833 ISHARES INC MSCI S KOREA 464286772 1,619.49 27,200 SH C SHARED 27,200 ISHARES INC MSCI TAIWAN 464286731 1,558.82 116,200 SH C SHARED 116,200 ISHARES INC MSCI TAIWAN 464286731 1,502.48 112,000 SH P SHARED 112,000 ISHARES INC MSCI ITALY 464286855 1,364.66 104,332 SH SHARED 01 104,332 ISHARES INC MSCI PAC J IDX 464286665 1,320.44 30,341 SH SHARED 30,341 ISHARES INC MSCI SPAIN 464286764 1,223.48 41,757 SH SHARED 01 41,757 ISHARES INC MSCI TURKEY FD 464286715 1,131.40 21,327 SH SHARED 01 21,327 ISHARES INC MSCI NETHR INVES 464286814 1,120.33 58,996 SH SHARED 01 58,996 ISHARES INC MSCI AUSTRIA INV 464286202 1,050.60 63,983 SH SHARED 01 63,983 ISHARES INC EM MKT MIN VOL 464286533 1,044.78 18,459 SH SHARED 01 18,459 ISHARES INC MSCI S KOREA 464286772 1,012.18 17,000 SH P SHARED 17,000 ISHARES INC MSCI BELG INVEST 464286301 1,005.85 81,511 SH SHARED 01 81,511
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES INC MSCI CDA INDEX 464286509 770.85 27,200 SH SHARED 27,200 ISHARES INC MSCI BRAZIL 464286400 739.00 11,429 SH SHARED 11,429 ISHARES INC MSCI PAC J IDX 464286665 725.91 16,680 SH SHARED 16,680 ISHARES INC MSCI S KOREA 464286772 534.67 8,980 SH SHARED 8,980 ISHARES INC MSCI HONG KONG 464286871 521.61 29,900 SH C SHARED 29,900 ISHARES INC MSCI JAPAN 464286848 515.58 50,671 SH SHARED 50,671 ISHARES INC MSCI GERMAN 464286806 484.22 20,800 SH C SHARED 20,800 ISHARES INC MSCI MEX INVEST 464286822 447.89 7,164 SH SHARED 7,164 ISHARES INC MSCI EMU INDEX 464286608 413.08 13,093 SH SHARED 13,093 ISHARES INC MSCI CDA INDEX 464286509 320.24 11,300 SH P SHARED 11,300 ISHARES INC MSCI BRAZIL 464286400 297.44 4,600 SH SHARED 17 4,600 ISHARES INC MSCI AUSTRALIA 464286103 294.63 12,532 SH SHARED 12,532 ISHARES INC MSCI CHILE INVES 464286640 289.32 4,236 SH SHARED 4,236 ISHARES INC MSCI MEX INVEST 464286822 250.08 4,000 SH SHARED 17 4,000 ISHARES INC MSCI CDA INDEX 464286509 244.21 8,617 SH SHARED 8,617 ISHARES INC MSCI ISRAEL FD 464286632 233.40 5,419 SH SHARED 01 5,419 ISHARES INC MSCI SWITZERLD 464286749 224.29 8,961 SH SHARED 8,961 ISHARES INC MSCI UTD KINGD 464286699 212.62 12,290 SH SHARED 12,290 ISHARES INC MSCI CDA INDEX 464286509 198.38 7,000 SH C SHARED 7,000 ISHARES INC MSCI TURKEY FD 464286715 167.69 3,161 SH SHARED 3,161 ISHARES INC MSCI SINGAPORE 464286673 145.66 11,300 SH SHARED 11,300 ISHARES INC MSCI BRIC INDX 464286657 143.08 3,500 SH SHARED 3,500 ISHARES INC MSCI SINGAPORE 464286673 130.01 10,086 SH SHARED 10,086 ISHARES INC MSCI GERMAN 464286806 116.40 5,000 SH P SHARED 5,000 ISHARES INC MSCI CHILE INVES 464286640 102.45 1,500 SH SHARED 17 1,500 ISHARES INC MSCI BRIC INDX 464286657 101.79 2,490 SH SHARED 2,490 ISHARES INC MSCI MEX INVEST 464286822 97.84 1,565 SH SHARED 1,565 ISHARES INC MSCI AUSTRALIA 464286103 94.04 4,000 SH C SHARED 4,000 ISHARES INC MSCI ISRAEL FD 464286632 84.89 1,971 SH SHARED 1,971 ISHARES INC JAPAN SML CAP 464286582 69.12 1,474 SH SHARED 1,474 ISHARES INC MSCI EMKT EUR 464286566 68.78 2,475 SH SHARED 01 2,475 ISHARES INC MSCI EMKT EUR 464286566 66.39 2,389 SH SHARED 2,389 ISHARES INC MSCI BRIC INDX 464286657 59.28 1,450 SH SHARED 17 1,450 ISHARES INC MSCI PAC J IDX 464286665 56.58 1,300 SH C SHARED 1,300 ISHARES INC MSCI AUSTRALIA 464286103 42.32 1,800 SH P SHARED 1,800 ISHARES INC MSCI S KOREA 464286772 39.30 660 SH SHARED 17 660 ISHARES INC MSCI CDA INDEX 464286509 35.14 1,240 SH SHARED 17 1,240 ISHARES INC MSCI GLB AGRI 464286350 26.26 1,011 SH SHARED 01 1,011 ISHARES INC MSCI HONG KONG 464286871 24.42 1,400 SH P SHARED 1,400 ISHARES INC MSCI USA IDX 464286681 23.50 776 SH SOLE 776 ISHARES INC MSCI MALAYSIA 464286830 21.90 1,500 SH C SHARED 1,500 ISHARES INC MSCI GERMAN 464286806 19.79 850 SH SHARED 850 ISHARES INC MSCI SWITZERLD 464286749 19.57 782 SH SHARED 782 ISHARES INC MSCI SINGAPORE 464286673 7.73 600 SH C SHARED 600 ISHARES INC MSCI PAC J IDX 464286665 7.40 170 SH SHARED 17 170 ISHARES INC JAPAN SML CAP 464286582 5.86 125 SH SHARED 01 125 ISHARES INC MSCI PAC J IDX 464286665 4.35 100 SH P SHARED 100 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 13,436.70 386,334 SH SHARED 01 386,334 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 17.18 494 SH SHARED 494 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 6.96 200 SH C SHARED 200 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 3.48 100 SH P SHARED 100 ISHARES SILVER TRUST ISHARES 46428Q109 54,701.62 1,743,200 SH C SHARED 1,743,200 ISHARES SILVER TRUST ISHARES 46428Q109 43,891.21 1,398,700 SH P SHARED 1,398,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- ISHARES SILVER TRUST ISHARES 46428Q109 39,447.99 1,257,106 SH SHARED 01 1,257,106 ISHARES SILVER TRUST ISHARES 46428Q109 3,625.68 115,541 SH SHARED 115,541 ISHARES SILVER TRUST ISHARES 46428Q109 156.90 5,000 SH C SHARED 01 5,000 ISHARES SILVER TRUST ISHARES 46428Q109 9.41 300 SH P SHARED 01 300 ISHARES TR MSCI EMERG MKT 464287234 633,924.03 14,761,300 SH P SHARED 14,761,300 ISHARES TR RUSSELL 2000 464287655 519,930.87 6,278,600 SH P SHARED 6,278,600 ISHARES TR RUSSELL 2000 464287655 372,736.92 4,501,110 SH SHARED 4,501,110 ISHARES TR IBOXX INV CPBD 464287242 293,307.40 2,536,603 SH SHARED 01 2,536,603 ISHARES TR RUSSELL 2000 464287655 285,653.10 3,449,500 SH C SHARED 3,449,500 ISHARES TR MSCI EAFE INDEX 464287465 251,224.01 4,576,863 SH SHARED 01 4,576,863 ISHARES TR MSCI EAFE INDEX 464287465 247,131.25 4,502,300 SH P SHARED 4,502,300 ISHARES TR BARCLY USAGG B 464287226 232,006.06 2,112,026 SH SHARED 01 2,112,026 ISHARES TR BARCLYS TIPS BD 464287176 229,558.80 1,951,201 SH SHARED 01 1,951,201 ISHARES TR MSCI EMERG MKT 464287234 211,997.99 4,936,500 SH C SHARED 4,936,500 ISHARES TR RUSSELL1000GRW 464287614 203,336.35 3,077,124 SH SHARED 01 3,077,124 ISHARES TR DJ US REAL EST 464287739 166,608.89 2,674,300 SH C SHARED 2,674,300 ISHARES TR MSCI EMERG MKT 464287234 162,882.27 3,792,811 SH SHARED 01 3,792,811 ISHARES TR BARCLYS 1-3 YR 464287457 159,827.72 1,895,490 SH SHARED 01 1,895,490 ISHARES TR DJ SEL DIV INX 464287168 155,158.89 2,772,675 SH SHARED 01 2,772,675 ISHARES TR MSCI EAFE INDEX 464287465 152,325.24 2,775,100 SH C SHARED 2,775,100 ISHARES TR HIGH YLD CORP 464288513 147,990.99 1,631,312 SH SHARED 01 1,631,312 ISHARES TR BARCLYS 1-3YR CR 464288646 136,041.74 1,294,526 SH SHARED 01 1,294,526 ISHARES TR S&P500 GRW 464287309 134,638.63 1,786,369 SH SHARED 01 1,786,369 ISHARES TR FTSE CHINA25 IDX 464287184 121,108.16 3,303,100 SH P SHARED 3,303,100 ISHARES TR RUSSELL1000VAL 464287598 115,924.23 1,654,406 SH SHARED 01 1,654,406 ISHARES TR RUSSELL 2000 464287655 107,194.65 1,294,465 SH SHARED 01 1,294,465 ISHARES TR S&P 500 VALUE 464287408 95,297.24 1,467,692 SH SHARED 01 1,467,692 ISHARES TR BARCLYS INTER CR 464288638 95,182.69 874,439 SH SHARED 01 874,439 ISHARES TR DJ US REAL EST 464287739 90,562.46 1,453,651 SH SHARED 01 1,453,651 ISHARES TR US PFD STK IDX 464288687 87,504.33 2,241,402 SH SHARED 01 2,241,402 ISHARES TR MSCI EMERG MKT 464287234 75,002.93 1,746,488 SH SHARED 1,746,488 ISHARES TR RUSSELL MIDCAP 464287499 70,950.59 640,811 SH SHARED 01 640,811 ISHARES TR BARCLYS 7-10 YR 464287440 69,973.85 677,516 SH SHARED 01 677,516 ISHARES TR BARCLYS MBS BD 464288588 65,654.00 608,189 SH SHARED 01 608,189 ISHARES TR S&P MIDCAP 400 464287507 63,691.10 641,918 SH SHARED 01 641,918 ISHARES TR JPMORGAN USD 464288281 61,678.29 547,230 SH SHARED 01 547,230 ISHARES TR RUSSELL MCP GR 464287481 59,802.76 951,213 SH SHARED 01 951,213 ISHARES TR FTSE CHINA25 IDX 464287184 57,208.40 1,560,300 SH C SHARED 1,560,300 ISHARES TR S&P 500 INDEX 464287200 51,084.41 361,762 SH SHARED 01 361,762 ISHARES TR S&P SMLCAP 600 464287804 47,582.64 623,544 SH SHARED 01 623,544 ISHARES TR S&P NTL AMTFREE 464288414 47,334.32 432,672 SH SHARED 01 432,672 ISHARES TR BARCLYS 20+ YR 464287432 47,179.88 420,498 SH SHARED 01 420,498 ISHARES TR FTSE CHINA25 IDX 464287184 44,315.52 1,208,660 SH SHARED 01 1,208,660 ISHARES TR S&P MC 400 GRW 464287606 42,488.27 377,875 SH SHARED 01 377,875 ISHARES TR DJ US REAL EST 464287739 38,438.79 616,995 SH SHARED 616,995 ISHARES TR RUSSELL MCP VL 464287473 37,193.71 772,776 SH SHARED 01 772,776 ISHARES TR BARCLYS 20+ YR 464287432 36,713.41 327,214 SH SHARED 327,214 ISHARES TR BARCLYS 3-7 YR 464288661 36,528.00 301,635 SH SHARED 01 301,635 ISHARES TR FTSE CHINA25 IDX 464287184 36,168.63 986,462 SH SHARED 986,462 ISHARES TR HIGH YLD CORP 464288513 35,070.97 386,589 SH SHARED 386,589 ISHARES TR BARCLYS 20+ YR 464287432 34,580.04 308,200 SH P SHARED 308,200 ISHARES TR BARCLYS SH TREA 464288679 33,876.26 307,435 SH SHARED 01 307,435 ISHARES TR S&P MIDCP VALU 464287705 33,361.74 390,607 SH SHARED 01 390,607
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES TR RUSL 2000 VALU 464287630 32,320.46 442,928 SH SHARED 01 442,928 ISHARES TR DJ US TECH SEC 464287721 31,182.28 400,749 SH SHARED 01 400,749 ISHARES TR RUSL 2000 GROW 464287648 29,767.14 312,090 SH SHARED 01 312,090 ISHARES TR S&P 100 IDX FD 464287101 28,445.10 444,177 SH SHARED 01 444,177 ISHARES TR RUSSELL 3000 464287689 27,550.19 330,814 SH SHARED 01 330,814 ISHARES TR MSCI EMERG MKT 464287234 24,043.03 560,718 SH SHARED 17 560,718 ISHARES TR HGH DIV EQT FD 46429B663 22,627.00 395,923 SH SHARED 01 395,923 ISHARES TR NASDQ BIO INDX 464287556 22,059.85 178,912 SH SHARED 178,912 ISHARES TR NASDQ BIO INDX 464287556 21,797.22 176,782 SH SHARED 01 176,782 ISHARES TR BARCLYS 20+ YR 464287432 21,362.88 190,400 SH C SHARED 190,400 ISHARES TR COHEN&ST RLTY 464287564 21,257.33 277,366 SH SHARED 01 277,366 ISHARES TR DJ US REAL EST 464287739 19,680.57 315,900 SH P SHARED 01 315,900 ISHARES TR BARCLYS CR BD 464288620 19,556.16 178,237 SH SHARED 01 178,237 ISHARES TR FTSE CHINA25 IDX 464287184 18,570.82 506,500 SH P SHARED 01 506,500 ISHARES TR RUS200 GRW IDX 464289438 17,869.58 508,236 SH SHARED 01 508,236 ISHARES TR BARCLYS 1-3YR CR 464288646 17,814.54 169,517 SH SHARED 169,517 ISHARES TR S&P SH NTL AMTFR 464288158 16,787.47 157,481 SH SHARED 01 157,481 ISHARES TR CONS GOODS IDX 464287812 16,298.77 219,897 SH SHARED 01 219,897 ISHARES TR RUSSELL 1000 464287622 16,287.56 208,922 SH SHARED 01 208,922 ISHARES TR RUS200 VAL IDX 464289420 14,866.64 491,947 SH SHARED 01 491,947 ISHARES TR CONS SRVC IDX 464287580 14,564.51 179,831 SH SHARED 01 179,831 ISHARES TR S&P SMLCP VALU 464287879 14,265.09 181,559 SH SHARED 01 181,559 ISHARES TR S&P SMLCP GROW 464287887 13,525.35 163,765 SH SHARED 01 163,765 ISHARES TR DJ US HEALTHCR 464287762 12,492.06 159,745 SH SHARED 01 159,745 ISHARES TR S&P LTN AM 40 464287390 12,458.67 261,572 SH SHARED 01 261,572 ISHARES TR DJ US ENERGY 464287796 12,421.00 299,157 SH SHARED 01 299,157 ISHARES TR DJ US UTILS 464287697 12,279.61 142,521 SH SHARED 01 142,521 ISHARES TR DJ INTL SEL DIVD 464288448 12,109.30 371,451 SH SHARED 01 371,451 ISHARES TR MSCI GRW IDX 464288885 11,874.83 202,504 SH SHARED 01 202,504 ISHARES TR AGENCY BD FD 464288166 11,072.85 98,303 SH SHARED 01 98,303 ISHARES TR IBOXX INV CPBD 464287242 10,887.26 94,156 SH SHARED 94,156 ISHARES TR S&P GBL INF 464287291 10,828.04 152,960 SH SHARED 01 152,960 ISHARES TR DJ SEL DIV INX 464287168 10,660.38 190,500 SH P SHARED 01 190,500 ISHARES TR S&P 500 INDEX 464287200 10,250.58 72,591 SH SHARED 72,591 ISHARES TR S&P NA NAT RES 464287374 10,008.34 253,890 SH SHARED 01 253,890 ISHARES TR S&P GLB100INDX 464287572 9,649.08 151,739 SH SHARED 01 151,739 ISHARES TR MSCI ACJPN IDX 464288182 9,169.58 162,466 SH SHARED 01 162,466 ISHARES TR BARCLYS INTER GV 464288612 8,591.55 77,315 SH SHARED 01 77,315 ISHARES TR MSCI VAL IDX 464288877 8,540.65 181,716 SH SHARED 01 181,716 ISHARES TR BRC 0-5 YR TIP 46429B747 8,504.27 82,310 SH SHARED 01 82,310 ISHARES TR S&P NA SOFTWR 464287515 8,351.00 126,780 SH SHARED 01 126,780 ISHARES TR DJ US FINL SEC 464287788 8,020.34 137,053 SH SHARED 01 137,053 ISHARES TR DJ US INDEX FD 464287846 7,288.80 103,051 SH SHARED 01 103,051 ISHARES TR S&P GBL ENER 464287341 6,645.41 167,054 SH SHARED 01 167,054 ISHARES TR BARCLYS 10- 20YR 464288653 6,545.78 51,235 SH SHARED 01 51,235 ISHARES TR DJ OIL EQUIP 464288844 6,397.74 119,584 SH SHARED 01 119,584 ISHARES TR MSCI PERU CAP 464289842 6,316.13 135,249 SH SHARED 01 135,249 ISHARES TR DJ US INDUSTRL 464287754 6,279.30 87,970 SH SHARED 01 87,970 ISHARES TR S&P LTN AM 40 464287390 6,112.69 128,937 SH SHARED 17 128,937 ISHARES TR TRANSP AVE IDX 464287192 5,853.10 62,473 SH SHARED 01 62,473 ISHARES TR LRGE GRW INDX 464287119 5,816.59 75,403 SH SHARED 01 75,403 ISHARES TR DJ US BAS MATL 464287838 5,782.75 82,188 SH SHARED 01 82,188 ISHARES TR S&P NA TECH FD 464287549 5,676.39 80,141 SH SHARED 01 80,141
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES TR S&P GL C STAPL 464288737 5,388.57 76,142 SH SHARED 01 76,142 ISHARES TR MSCI ACWI INDX 464288257 5,191.72 109,994 SH SHARED 01 109,994 ISHARES TR LARGE VAL INDX 464288109 4,772.54 75,479 SH SHARED 01 75,479 ISHARES TR EPRA/NAR DEV R/E 464288489 4,609.15 160,374 SH SHARED 01 160,374 ISHARES TR SMLL VAL INDX 464288703 4,504.42 51,398 SH SHARED 01 51,398 ISHARES TR S&P GBL HLTHCR 464287325 4,497.96 74,779 SH SHARED 01 74,779 ISHARES TR MRTG PLS CAP IDX 464288539 4,424.87 327,283 SH SHARED 01 327,283 ISHARES TR MSCI SMALL CAP 464288273 4,410.09 109,895 SH SHARED 01 109,895 ISHARES TR DJ PHARMA INDX 464288836 4,196.52 50,524 SH SHARED 01 50,524 ISHARES TR DJ MED DEVICES 464288810 4,165.31 61,399 SH SHARED 01 61,399 ISHARES TR S&P GBL TELCM 464287275 3,998.14 70,751 SH SHARED 01 70,751 ISHARES TR S&P CAL AMTFR MN 464288356 3,942.52 34,998 SH SHARED 01 34,998 ISHARES TR JPMORGAN USD 464288281 3,810.73 33,810 SH SHARED 33,810 ISHARES TR MID CORE INDEX 464288208 3,786.32 39,265 SH SHARED 01 39,265 ISHARES TR DJ HEALTH CARE 464288828 3,678.94 55,008 SH SHARED 01 55,008 ISHARES TR RESIDENT PLS CAP 464288562 3,635.02 78,324 SH SHARED 01 78,324 ISHARES TR SMLL CORE INDX 464288505 3,572.38 37,704 SH SHARED 01 37,704 ISHARES TR DJ US TELECOMM 464287713 3,548.18 159,828 SH SHARED 01 159,828 ISHARES TR S&P EURO PLUS 464287861 3,461.56 92,679 SH SHARED 01 92,679 ISHARES TR MID GRWTH INDX 464288307 3,424.50 31,838 SH SHARED 01 31,838 ISHARES TR S&P GL UTILITI 464288711 3,420.13 80,153 SH SHARED 01 80,153 ISHARES TR PHLX SOX SEMICND 464287523 3,411.24 57,380 SH SHARED 01 57,380 ISHARES TR S&P 100 IDX FD 464287101 3,278.85 51,200 SH SHARED 51,200 ISHARES TR MSCI EAFE INDEX 464287465 3,265.96 59,500 SH P SHARED 01 59,500 ISHARES TR S&P GLB MTRLS 464288695 3,178.34 50,314 SH SHARED 01 50,314 ISHARES TR BARCLYS GOVT CR 464288596 3,125.38 27,668 SH SHARED 01 27,668 ISHARES TR 10+ YR CR BD 464289511 3,120.16 54,010 SH SHARED 01 54,010 ISHARES TR MSCI EMERG MKT 464287234 3,104.92 72,300 SH P SHARED 01 72,300 ISHARES TR NASDQ BIO INDX 464287556 3,094.83 25,100 SH P SHARED 25,100 ISHARES TR MSCI ESG SEL SOC 464288802 3,050.32 49,527 SH SHARED 01 49,527 ISHARES TR DJ US REAL EST 464287739 2,953.02 47,400 SH P SHARED 47,400 ISHARES TR S&P GLO INFRAS 464288372 2,867.82 80,989 SH SHARED 01 80,989 ISHARES TR MSCI ACWI EX 464288240 2,845.16 69,683 SH SHARED 01 69,683 ISHARES TR S&PCITI1-3YRTB 464288125 2,661.38 26,823 SH SHARED 01 26,823 ISHARES TR DJ BROKER-DEAL 464288794 2,635.31 103,916 SH SHARED 01 103,916 ISHARES TR MSCI VAL IDX 464288877 2,568.97 54,659 SH SHARED 54,659 ISHARES TR BARCLY USAGG B 464287226 2,526.55 23,000 SH SHARED 23,000 ISHARES TR BARCLYS INTER CR 464288638 2,488.20 22,859 SH SHARED 22,859 ISHARES TR S&P CITINT TBD 464288117 2,463.31 24,675 SH SHARED 01 24,675 ISHARES TR S&P SMLCAP 600 464287804 2,412.08 31,609 SH SHARED 31,609 ISHARES TR DJ SEL DIV INX 464287168 2,288.76 40,900 SH P SHARED 40,900 ISHARES TR S&P GL CONSUME 464288745 2,277.94 38,583 SH SHARED 01 38,583 ISHARES TR DJ OIL&GAS EXP 464288851 2,233.18 33,944 SH SHARED 01 33,944 ISHARES TR MSCI KLD400 SOC 464288570 2,208.19 42,547 SH SHARED 01 42,547 ISHARES TR S&P GBL FIN 464287333 2,187.60 51,280 SH SHARED 01 51,280 ISHARES TR RSSL MCRCP IDX 464288869 2,179.15 42,396 SH SHARED 01 42,396 ISHARES TR S&P GL INDUSTR 464288729 2,128.53 39,250 SH SHARED 01 39,250 ISHARES TR S&P DEV EX-US 464288422 2,118.75 67,136 SH SHARED 01 67,136 ISHARES TR DJ HOME CONSTN 464288752 2,113.90 143,607 SH SHARED 01 143,607 ISHARES TR RUSL 3000 VALU 464287663 2,085.19 22,717 SH SHARED 01 22,717 ISHARES TR S&P ASIA 50 IN 464288430 1,893.70 42,555 SH SHARED 01 42,555 ISHARES TR LRGE CORE INDX 464287127 1,748.39 21,814 SH SHARED 01 21,814 ISHARES TR DJ US FINL SVC 464287770 1,616.92 28,258 SH SHARED 01 28,258
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES TR DJ US FINL SEC 464287788 1,604.74 27,422 SH SHARED 27,422 ISHARES TR DJ PHARMA INDX 464288836 1,582.71 19,055 SH SHARED 19,055 ISHARES TR NASDQ BIO INDX 464287556 1,528.92 12,400 SH C SHARED 12,400 ISHARES TR INDO INVS MRKT 46429B309 1,523.89 49,253 SH SHARED 01 49,253 ISHARES TR 2017 S&P AMTFR 464289271 1,458.60 26,680 SH SHARED 01 26,680 ISHARES TR RUSSELL1000GRW 464287614 1,454.29 22,008 SH SHARED 22,008 ISHARES TR RUSSELL 1000 464287622 1,442.26 18,500 SH P SHARED 01 18,500 ISHARES TR MID VAL INDEX 464288406 1,392.50 17,372 SH SHARED 01 17,372 ISHARES TR S&P 1500 INDEX 464287150 1,380.46 21,563 SH SHARED 01 21,563 ISHARES TR RUSL 3000 GROW 464287671 1,369.85 25,424 SH SHARED 01 25,424 ISHARES TR S&P MIDCAP 400 464287507 1,369.24 13,800 SH SHARED 13,800 ISHARES TR INDO INVS MRKT 46429B309 1,296.39 41,900 SH SHARED 17 41,900 ISHARES TR BARCLYS 7-10 YR 464287440 1,291.00 12,500 SH C SHARED 12,500 ISHARES TR RUSSELL 2000 464287655 1,275.27 15,400 SH P SHARED 01 15,400 ISHARES TR S&P 500 INDEX 464287200 1,157.92 8,200 SH C SHARED 8,200 ISHARES TR ZEALAND INVST 464289123 1,115.38 35,230 SH SHARED 01 35,230 ISHARES TR S&P500 GRW 464287309 1,077.04 14,290 SH SHARED 17 14,290 ISHARES TR INDL OFF CAP IDX 464288554 1,068.68 37,820 SH SHARED 01 37,820 ISHARES TR RUS200 IDX ETF 464289446 1,036.96 31,721 SH SHARED 31,721 ISHARES TR DJ OIL EQUIP 464288844 998.63 18,666 SH SHARED 18,666 ISHARES TR S&P EMRG INFRS 464288216 995.24 29,968 SH SHARED 01 29,968 ISHARES TR S&P 1500 INDEX 464287150 980.47 15,315 SH SHARED 17 15,315 ISHARES TR S&P AMTFREE MUNI 464288323 937.03 8,573 SH SHARED 01 8,573 ISHARES TR MSCI PERU CAP 464289842 896.55 19,198 SH SHARED 19,198 ISHARES TR RUSSELL1000VAL 464287598 887.37 12,664 SH SHARED 12,664 ISHARES TR PHILL INVSTMRK 46429B408 797.25 27,740 SH SHARED 17 27,740 ISHARES TR S&P 500 INDEX 464287200 785.83 5,565 SH SHARED 5,565 ISHARES TR HIGH YLD CORP 464288513 780.18 8,600 SH P SHARED 8,600 ISHARES TR DJ SEL DIV INX 464287168 749.86 13,400 SH C SHARED 13,400 ISHARES TR BARCLYS SH TREA 464288679 709.95 6,443 SH SHARED 6,443 ISHARES TR POLND INVT MKT 46429B606 615.39 23,719 SH SHARED 01 23,719 ISHARES TR S&P NA MULTIMD 464287531 604.71 19,363 SH SHARED 01 19,363 ISHARES TR S&P MODERATE 464289875 584.63 18,726 SH SHARED 01 18,726 ISHARES TR S&P INDIA 50 464289529 553.22 23,313 SH SHARED 01 23,313 ISHARES TR MSCI ACWI INDX 464288257 520.19 11,021 SH SHARED 11,021 ISHARES TR REAL EST 50 IN 464288521 502.18 13,153 SH SHARED 13,153 ISHARES TR S&P NTL AMTFREE 464288414 492.30 4,500 SH P SHARED 4,500 ISHARES TR MSCI EMERG MKT 464287234 451.78 10,520 SH SHARED 10,520 ISHARES TR DJ REGIONAL BK 464288778 444.76 17,934 SH SHARED 01 17,934 ISHARES TR RUS200 VAL IDX 464289420 443.78 14,685 SH SHARED 14,685 ISHARES TR S&P/TOPIX 150 464287382 433.17 9,967 SH SHARED 17 9,967 ISHARES TR DJ SEL DIV INX 464287168 422.22 7,545 SH SHARED 7,545 ISHARES TR DEV SM CP EX-N 464288497 417.31 11,742 SH SHARED 01 11,742 ISHARES TR POLND INVT MKT 46429B606 415.12 16,000 SH SHARED 16,000 ISHARES TR US PFD STK IDX 464288687 402.11 10,300 SH P SHARED 10,300 ISHARES TR HIGH YLD CORP 464288513 390.09 4,300 SH C SHARED 4,300 ISHARES TR IBOXX INV CPBD 464287242 358.45 3,100 SH C SHARED 3,100 ISHARES TR BARCLYS TIPS BD 464287176 329.42 2,800 SH C SHARED 2,800 ISHARES TR DJ AEROSPACE 464288760 281.54 4,194 SH SHARED 01 4,194 ISHARES TR S&P GTFIDX ETF 464288174 280.13 6,773 SH SHARED 01 6,773 ISHARES TR DJ HOME CONSTN 464288752 269.38 18,300 SH C SHARED 18,300 ISHARES TR EPRA/NAR DEV ASI 464288463 267.78 9,479 SH SHARED 01 9,479 ISHARES TR FTSE CHINA25 IDX 464287184 265.45 7,240 SH SHARED 7,240
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES TR 2015 S&P AMTFR 464289339 255.86 4,786 SH SHARED 01 4,786 ISHARES TR MSCI BRAZ SMCP 464289131 227.34 8,300 SH SHARED 8,300 ISHARES TR REAL EST 50 IN 464288521 207.81 5,443 SH SHARED 01 5,443 ISHARES TR RESIDENT PLS CAP 464288562 206.66 4,453 SH SHARED 4,453 ISHARES TR S&P SMLCAP 600 464287804 206.04 2,700 SH C SHARED 2,700 ISHARES TR MSCI BRAZ SMCP 464289131 187.65 6,851 SH SHARED 6,851 ISHARES TR BARCLYS 10-20YR 464288653 178.86 1,400 SH SHARED 1,400 ISHARES TR 2012 S&P AMTFR 464289412 174.07 3,424 SH SHARED 3,424 ISHARES TR MSCI PERU CAP 464289842 173.49 3,715 SH SHARED 3,715 ISHARES TR BRC 0-5 YR TIP 46429B747 171.20 1,657 SH SHARED 1,657 ISHARES TR NYSE COMP INDX 464287143 166.79 2,223 SH SHARED 2,223 ISHARES TR FTSE CHINA ETF 464288190 165.41 3,722 SH SHARED 01 3,722 ISHARES TR S&P SMLCP GROW 464287887 164.35 1,990 SH SHARED 1,990 ISHARES TR DJ INS INDX FD 464288786 164.18 5,122 SH SHARED 01 5,122 ISHARES TR S&P CONSR ALL 464289883 163.76 5,426 SH SHARED 01 5,426 ISHARES TR S&P EMRG INFRS 464288216 149.45 4,500 SH SHARED 4,500 ISHARES TR MSCI EAFE INDEX 464287465 136.46 2,486 SH SHARED 2,486 ISHARES TR S&PCITI1-3YRTB 464288125 131.86 1,329 SH SHARED 1,329 ISHARES TR MSCI BRAZ SMCP 464289131 126.02 4,601 SH SHARED 01 4,601 ISHARES TR MSCI CHINA IDX 46429B671 124.03 2,850 SH SHARED 01 2,850 ISHARES TR BARCLYS INTER GV 464288612 122.46 1,102 SH SHARED 1,102 ISHARES TR MSCI RUSS INDX 46429B705 121.91 4,900 SH SHARED 01 4,900 ISHARES TR S&P GL C STAPL 464288737 120.03 1,696 SH SHARED 1,696 ISHARES TR NYSE 100INX FD 464287135 115.79 1,764 SH SHARED 01 1,764 ISHARES TR SMLL GRWTH IDX 464288604 113.60 1,212 SH SHARED 01 1,212 ISHARES TR 2014 S&P AMTFR 464289362 110.75 2,134 SH SHARED 01 2,134 ISHARES TR US PFD STK IDX 464288687 109.31 2,800 SH C SHARED 2,800 ISHARES TR S&P GLBIDX ETF 464288224 106.78 11,734 SH SHARED 01 11,734 ISHARES TR EPRA/NAR DEV EUR 464288471 104.39 3,715 SH SHARED 01 3,715 ISHARES TR S&P AGGR ALL 464289859 102.07 2,800 SH SHARED 2,800 ISHARES TR RUSSELL 3000 464287689 91.61 1,100 SH C SHARED 1,100 ISHARES TR 2013 S&P AMTFR 464289388 84.17 1,643 SH SHARED 01 1,643 ISHARES TR BARCLYS TIPS BD 464287176 81.06 689 SH SHARED 689 ISHARES TR 2013 S&P AMTFR 464289388 78.23 1,527 SH SHARED 1,527 ISHARES TR S&P GBL FIN 464287333 74.23 1,740 SH SHARED 1,740 ISHARES TR 2016 S&P AMTFR 464289313 66.65 1,244 SH SHARED 1,244 ISHARES TR RETAIL CAP IDX 464288547 61.17 1,874 SH SHARED 01 1,874 ISHARES TR 2014 S&P AMTFR 464289362 61.09 1,177 SH SHARED 1,177 ISHARES TR MSCI KLD400 SOC 464288570 57.76 1,113 SH SHARED 1,113 ISHARES TR S&P 500 INDEX 464287200 56.48 400 SH P SHARED 400 ISHARES TR BARCLYS CR BD 464288620 55.74 508 SH SHARED 508 ISHARES TR S&P NUCIDX ETF 464288232 54.79 1,558 SH SHARED 1,558 ISHARES TR DJ PHARMA INDX 464288836 49.84 600 SH SHARED 600 ISHARES TR FTSE CHINA25 IDX 464287184 48.76 1,330 SH SHARED 17 1,330 ISHARES TR RUS200 IDX ETF 464289446 46.35 1,418 SH SHARED 01 1,418 ISHARES TR EPRA/NAR DEV ASI 464288463 43.08 1,525 SH SHARED 1,525 ISHARES TR S&P GLO INFRAS 464288372 42.92 1,212 SH SHARED 1,212 ISHARES TR DJ HOME CONSTN 464288752 42.69 2,900 SH P SHARED 2,900 ISHARES TR S&P GLBIDX ETF 464288224 39.12 4,299 SH SHARED 4,299 ISHARES TR S&P GRWTH ALL 464289867 39.08 1,172 SH SHARED 01 1,172 ISHARES TR S&P TARGET 35 464289701 38.87 1,095 SH SOLE 1,095 ISHARES TR 2016 S&P AMTFR 464289313 34.99 653 SH SHARED 01 653 ISHARES TR MSCI EMG MATS 464289198 34.38 1,602 SH SHARED 1,602
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ISHARES TR S&P GLO INFRAS 464288372 32.61 921 SH SHARED 17 921 ISHARES TR S&P SMLCAP 600 464287804 30.52 400 SH P SHARED 400 ISHARES TR TRGT 2050 INDX 46429B630 30.35 1,099 SH SOLE 1,099 ISHARES TR 2015 S&P AMTFR 464289339 30.04 562 SH SHARED 562 ISHARES TR USA MIN VOL ID 46429B697 28.17 998 SH SOLE 998 ISHARES TR S&P CONSR ALL 464289883 25.83 856 SH SHARED 856 ISHARES TR INTL INFL LKD 46429B770 25.81 518 SH SHARED 01 518 ISHARES TR INDO INVS MRKT 46429B309 23.89 772 SH SHARED 772 ISHARES TR S&P LTN AM 40 464287390 23.82 500 SH P SHARED 500 ISHARES TR INDL OFF CAP IDX 464288554 23.74 840 SH SHARED 840 ISHARES TR ZEALAND INVST 464289123 23.65 747 SH SHARED 747 ISHARES TR IBOXX INV CPBD 464287242 23.13 200 SH P SHARED 200 ISHARES TR S&P EURO PLUS 464287861 22.41 600 SH P SHARED 600 ISHARES TR S&P AGGR ALL 464289859 22.24 610 SH SHARED 01 610 ISHARES TR DJ HOME CONSTN 464288752 21.23 1,442 SH SHARED 1,442 ISHARES TR MSCI EMG MATS 464289198 21.18 987 SH SHARED 01 987 ISHARES TR RUSSELL1000VAL 464287598 21.02 300 SH P SHARED 300 ISHARES TR BARCLYS 7-10 YR 464287440 20.66 200 SH P SHARED 01 200 ISHARES TR S&P TARGET 10 464289206 20.30 628 SH SOLE 628 ISHARES TR S&P TARGET 15 464289305 20.18 600 SH SHARED 01 600 ISHARES TR FLTG RATE NT 46429B655 20.04 400 SH SHARED 01 400 ISHARES TR DJ OIL&GAS EXP 464288851 19.74 300 SH C SHARED 300 ISHARES TR 2012 S&P AMTFR 464289412 16.83 331 SH SHARED 01 331 ISHARES TR S&P TARGET RET 464289107 16.79 541 SH SOLE 541 ISHARES TR S&P SMLCP VALU 464287879 15.71 200 SH C SHARED 200 ISHARES TR EPRA/NAR DEV R/E 464288489 15.29 532 SH SHARED 532 ISHARES TR MSCI EURO FINL 464289180 13.16 740 SH SHARED 01 740 ISHARES TR S&P GBL INF 464287291 12.95 183 SH SHARED 183 ISHARES TR HLTH CR IDX FD 464289552 9.95 165 SH SOLE 165 ISHARES TR S&P/TOPIX 150 464287382 9.78 225 SH SHARED 01 225 ISHARES TR S&P TARGET 15 464289305 9.42 280 SH SHARED 280 ISHARES TR TRANSP AVE IDX 464287192 8.90 95 SH SHARED 95 ISHARES TR S&P TARGET 20 464289404 7.72 223 SH SOLE 223 ISHARES TR S&P NUCIDX ETF 464288232 7.39 210 SH SHARED 01 210 ISHARES TR S&P/TOPIX 150 464287382 7.17 165 SH SHARED 165 ISHARES TR DJ REGIONAL BK 464288778 4.96 200 SH C SHARED 200 ISHARES TR S&P GTFIDX ETF 464288174 4.80 116 SH SHARED 116 ISHARES TR PHILL INVSTMRK 46429B408 4.05 141 SH SHARED 01 141 ISHARES TR S&P GLB MTRLS 464288695 3.79 60 SH SHARED 60 ISHARES TR MSCI ACWI EX 464289164 3.59 172 SH SOLE 172 ISHARES TR MSCI KOKUSAI 464288265 3.35 80 SH SOLE 80 ISHARES TR S&P LTN AM 40 464287390 3.29 69 SH SHARED 69 ISHARES TR NYSE COMP INDX 464287143 2.25 30 SH SHARED 01 30 ISHARES TR MATRLS IDX FD 464289578 2.22 40 SH SOLE 40 ISHARES TR GLB INFL LKD 46429B812 2.03 40 SH SHARED 01 40 ISHARES TR INT PFD STK FD 46429B135 1.74 67 SH SOLE 67 ISHARES TR 10+ YR CR BD 464289511 1.68 29 SH SHARED 29 ISHARES TR TRGT 2045 INDX 46429B648 1.38 50 SH SOLE 50 ISIS PHARMACEUTICALS INC COM 464330109 1,460.38 166,520 SH SHARED 01 166,520 ISIS PHARMACEUTICALS INC COM 464330109 470.95 53,700 SH C SHARED 53,700 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 16.49 1,867 SH SOLE 1,867 ISORAY INC COM 46489V104 4.93 10,246 SH SOLE 10,246 ISTA PHARMACEUTICALS INC COM NEW 45031X204 13.52 1,500 SH P SOLE 1,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ISTA PHARMACEUTICALS INC COM NEW 45031X204 4.51 500 SH C SOLE 500 ISTAR FINL INC COM 45031U101 5,018.53 692,211 SH SHARED 692,211 ISTAR FINL INC COM 45031U101 77.58 10,700 SH C SHARED 10,700 ISTAR FINL INC COM 45031U101 52.35 7,221 SH SHARED 01 7,221 ISTAR FINL INC COM 45031U101 39.15 5,400 SH P SHARED 5,400 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 11,032.08 574,887 SH SHARED 574,887 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,614.34 188,345 SH SHARED 01 188,345 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,027.68 157,774 SH SHARED 157,774 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2,197.79 114,528 SH SHARED 20 114,528 ITC HLDGS CORP COM 465685105 7,576.82 98,477 SH SHARED 98,477 ITC HLDGS CORP COM 465685105 6,240.83 81,113 SH SHARED 01 81,113 ITERIS INC COM 46564T107 8.07 5,417 SH SOLE 5,417 ITRON INC COM 465741106 8,598.66 189,356 SH SHARED 189,356 ITRON INC COM 465741106 755.58 16,639 SH SHARED 01 16,639 ITRON INC COM 465741106 136.23 3,000 SH SHARED 3,000 ITRON INC COM 465741106 40.87 900 SH C SHARED 900 ITT CORP NEW COM NEW 450911201 1,824.33 79,526 SH SHARED 01 79,526 ITT CORP NEW COM NEW 450911201 1,412.21 61,561 SH SHARED 61,561 ITT CORP NEW COM NEW 450911201 13.76 600 SH P SHARED 600 ITT CORP NEW COM NEW 450911201 9.18 400 SH C SHARED 400 ITT EDUCATIONAL SERVICES INC COM 45068B109 1,799.54 27,208 SH SHARED 27,208 ITT EDUCATIONAL SERVICES INC COM 45068B109 1,166.51 17,637 SH SHARED 01 17,637 ITT EDUCATIONAL SERVICES INC COM 45068B109 66.14 1,000 SH P SHARED 1,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 46.30 700 SH C SHARED 700 ITURAN LOCATION AND CONTROL SHS M6158M104 327.51 24,368 SH SHARED 24,368 ITURAN LOCATION AND CONTROL SHS M6158M104 9.10 677 SH SHARED 01 677 IVANHOE ENERGY INC COM 465790103 110.88 105,600 SH SHARED 01 105,600 IVANHOE ENERGY INC COM 465790103 17.17 16,356 SH SHARED 16,356 IVANHOE ENERGY INC COM 465790103 1.05 1,000 SH C SHARED 1,000 IVANHOE MINES LTD COM 46579N103 6,906.26 438,771 SH SHARED 438,771 IVANHOE MINES LTD COM 46579N103 3,054.39 194,053 SH SHARED 01 194,053 IVANHOE MINES LTD COM 46579N103 1,216.70 77,300 SH C SHARED 77,300 IVANHOE MINES LTD COM 46579N103 901.90 57,300 SH P SHARED 57,300 IVANHOE MINES LTD COM 46579N103 263.88 16,765 SH SHARED 16,765 IVAX DIAGNOSTICS INC COM 45070W109 1.08 1,637 SH SOLE 1,637 IXYS CORP COM 46600W106 9.24 700 SH SHARED 01 700 J & J SNACK FOODS CORP COM 466032109 117.67 2,243 SH SHARED 2,243 J & J SNACK FOODS CORP COM 466032109 58.91 1,123 SH SHARED 01 1,123 J ALEXANDERS CORP COM 466096104 0.32 38 SH SOLE 38 J F CHINA REGION FD INC COM 46614T107 21.08 1,656 SH SHARED 01 1,656 J2 GLOBAL INC COM 48123V102 2,188.20 76,297 SH SHARED 01 76,297 J2 GLOBAL INC COM 48123V102 72.42 2,525 SH SHARED 2,525 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 277.11 178,781 SH SHARED 178,781 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 33.85 21,840 SH SHARED 01 21,840 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 5.43 3,500 SH C SHARED 3,500 JABIL CIRCUIT INC COM 466313103 12,499.51 497,592 SH SHARED 01 497,592 JABIL CIRCUIT INC COM 466313103 705.29 28,077 SH SHARED 28,077 JABIL CIRCUIT INC COM 466313103 326.56 13,000 SH C SHARED 13,000 JABIL CIRCUIT INC COM 466313103 115.55 4,600 SH P SHARED 4,600 JACADA LTD SHS NEW M6184R119 4.19 2,241 SH SOLE 2,241 JACK IN THE BOX INC COM 466367109 19.46 812 SH SHARED 01 812 JACKSONVILLE BANCORP INC MD COM 46924R106 4.29 282 SH SOLE 282 JACOBS ENGR GROUP INC DEL COM 469814107 8,037.05 181,137 SH SHARED 01 181,137
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- JACOBS ENGR GROUP INC DEL COM 469814107 696.61 15,700 SH C SHARED 15,700 JACOBS ENGR GROUP INC DEL COM 469814107 549.30 12,380 SH SHARED 20 12,380 JACOBS ENGR GROUP INC DEL COM 469814107 346.09 7,800 SH SHARED 7,800 JACOBS ENGR GROUP INC DEL COM 469814107 84.30 1,900 SH P SHARED 1,900 JACOBS ENGR GROUP INC DEL COM 469814107 41.44 934 SH SHARED 934 JAGUAR MNG INC COM 47009M103 2,090.29 447,600 SH C SHARED 447,600 JAGUAR MNG INC COM 47009M103 1,082.13 231,720 SH SHARED 01 231,720 JAGUAR MNG INC COM 47009M103 159.71 34,200 SH P SHARED 34,200 JAGUAR MNG INC COM 47009M103 2.34 500 SH SHARED 500 JAKKS PAC INC COM 47012E106 82.66 4,737 SH SOLE 4,737 JAMBA INC COM 47023A101 3.11 1,500 SH SHARED 01 1,500 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 128.24 3,190 SH SHARED 01 3,190 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 40.16 999 SH SHARED 999 JAMES RIVER COAL CO NOTE 4.500%12/0 470355AF5 1,542.24 2,754,000 PRN SOLE 2,754,000 JAMES RIVER COAL CO COM NEW 470355207 131.62 25,707 SH SHARED 01 25,707 JAMES RIVER COAL CO COM NEW 470355207 110.08 21,500 SH C SHARED 21,500 JAMES RIVER COAL CO COM NEW 470355207 58.88 11,500 SH P SHARED 11,500 JANUS CAP GROUP INC COM 47102X105 468.64 52,597 SH SHARED 52,597 JANUS CAP GROUP INC COM 47102X105 352.10 39,517 SH SHARED 01 39,517 JANUS CAP GROUP INC COM 47102X105 40.99 4,600 SH C SHARED 4,600 JANUS CAP GROUP INC COM 47102X105 1.78 200 SH P SHARED 200 JANUS CAP GROUP INC NOTE 3.250% 7/1 47102XAG0 1.06 1,000 PRN SHARED 01 1,000 JAPAN EQUITY FD INC COM 471057109 26.42 4,660 SH SHARED 4,660 JAPAN EQUITY FD INC COM 471057109 8.85 1,560 SH SHARED 01 1,560 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 64.27 8,208 SH SHARED 01 8,208 JARDEN CORP COM 471109108 924.00 22,968 SH SHARED 01 22,968 JARDEN CORP COM 471109108 539.08 13,400 SH C SHARED 13,400 JARDEN CORP COM 471109108 71.77 1,784 SH SHARED 1,784 JARDEN CORP COM 471109108 8.05 200 SH P SHARED 200 JARDEN CORP COM 471109108 7.04 175 SH SHARED 20 175 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1,648.13 34,003 SH SHARED 01 34,003 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 135.72 2,800 SH C SHARED 2,800 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4.85 100 SH P SHARED 100 JDA SOFTWARE GROUP INC COM 46612K108 98.38 3,580 SH SHARED 01 3,580 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,449.00 100,000 SH SHARED 01 100,000 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,367.86 94,400 SH C SHARED 94,400 JDS UNIPHASE CORP COM PAR $0.001 46612J507 139.10 9,600 SH P SHARED 9,600 JDS UNIPHASE CORP COM PAR $0.001 46612J507 10.58 730 SH SHARED 20 730 JEFFERIES GROUP INC NEW COM 472319102 1,528.56 81,134 SH SHARED 01 81,134 JEFFERIES GROUP INC NEW COM 472319102 1,168.08 62,000 SH P SHARED 01 62,000 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 1,039.30 1,094,000 PRN SHARED 01 1,094,000 JEFFERIES GROUP INC NEW COM 472319102 674.47 35,800 SH P SHARED 35,800 JEFFERIES GROUP INC NEW COM 472319102 663.17 35,200 SH C SHARED 35,200 JETBLUE AIRWAYS CORP COM 477143101 2,269.05 464,018 SH SHARED 464,018 JETBLUE AIRWAYS CORP COM 477143101 1,003.11 205,134 SH SHARED 01 205,134 JETBLUE AIRWAYS CORP COM 477143101 664.06 135,800 SH P SHARED 135,800 JETBLUE AIRWAYS CORP COM 477143101 273.84 56,000 SH C SHARED 56,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 1.28 1,000 PRN SHARED 01 1,000 JEWETT CAMERON TRADING LTD COM NEW 47733C207 7.04 791 SH SOLE 791 JIAYUAN COM INTL LTD SPONSORED ADR 477374102 0.52 100 SH C SOLE 100 JINGWEI INTL LTD COM 47759G108 42.76 19,887 SH SOLE 19,887 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 82.73 13,563 SH SOLE 13,563 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 65.27 10,700 SH P SOLE 10,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- JINPAN INTL LTD ORD G5138L100 17.46 2,000 SH SHARED 01 2,000 JINPAN INTL LTD ORD G5138L100 14.47 1,658 SH SHARED 1,658 JINPAN INTL LTD ORD G5138L100 8.73 1,000 SH P SHARED 1,000 JIVE SOFTWARE INC COM 47760A108 725.17 26,700 SH C SHARED 26,700 JIVE SOFTWARE INC COM 47760A108 553.14 20,366 SH SHARED 20,366 JIVE SOFTWARE INC COM 47760A108 177.90 6,550 SH SHARED 01 6,550 JMP GROUP INC COM 46629U107 0.74 100 SH SHARED 01 100 JOES JEANS INC COM 47777N101 11.54 9,457 SH SOLE 9,457 JOHN BEAN TECHNOLOGIES CORP COM 477839104 71.88 4,437 SH SHARED 01 4,437 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 55.98 3,245 SH SHARED 01 3,245 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 33.31 1,931 SH SHARED 1,931 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 817.69 49,617 SH SHARED 01 49,617 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 59.87 3,633 SH SHARED 3,633 JOHNSON & JOHNSON COM 478160104 421,222.87 6,386,035 SH SHARED 01 6,386,035 JOHNSON & JOHNSON COM 478160104 88,131.73 1,336,139 SH SHARED 1,336,139 JOHNSON & JOHNSON COM 478160104 25,368.22 384,600 SH P SHARED 384,600 JOHNSON & JOHNSON COM 478160104 24,750.76 375,239 SH SHARED 375,239 JOHNSON & JOHNSON COM 478160104 23,475.16 355,900 SH C SHARED 355,900 JOHNSON & JOHNSON COM 478160104 3,129.27 47,442 SH SHARED 20 47,442 JOHNSON & JOHNSON COM 478160104 2,750.99 41,782 SH SHARED 17 41,782 JOHNSON CTLS INC COM 478366107 94,742.11 2,916,937 SH SHARED 2,916,937 JOHNSON CTLS INC COM 478366107 23,521.04 724,170 SH SHARED 01 724,170 JOHNSON CTLS INC COM 478366107 2,067.94 63,668 SH SHARED 63,668 JOHNSON CTLS INC COM 478366107 1,750.67 53,900 SH C SHARED 53,900 JOHNSON CTLS INC COM 478366107 501.98 15,455 SH SHARED 20 15,455 JOHNSON CTLS INC COM 478366107 399.50 12,300 SH P SHARED 12,300 JONES GROUP INC COM 48020T101 1,614.98 128,581 SH SHARED 01 128,581 JONES LANG LASALLE INC COM 48020Q107 2,410.32 28,932 SH SHARED 01 28,932 JONES LANG LASALLE INC COM 48020Q107 807.19 9,689 SH SHARED 9,689 JONES LANG LASALLE INC COM 48020Q107 16.66 200 SH C SHARED 200 JONES SODA CO COM 48023P106 17.40 37,904 SH SHARED 37,904 JONES SODA CO COM 48023P106 1.38 3,000 SH SHARED 01 3,000 JOS A BANK CLOTHIERS INC COM 480838101 131.07 2,600 SH P SHARED 2,600 JOS A BANK CLOTHIERS INC COM 480838101 40.33 800 SH C SHARED 800 JOS A BANK CLOTHIERS INC COM 480838101 1.36 27 SH SHARED 01 27 JOURNAL COMMUNICATIONS INC CL A 481130102 86.18 15,308 SH SOLE 15,308 JOY GLOBAL INC COM 481165108 42,726.87 581,318 SH SHARED 01 581,318 JOY GLOBAL INC COM 481165108 9,878.40 134,400 SH P SHARED 134,400 JOY GLOBAL INC COM 481165108 7,908.60 107,600 SH C SHARED 107,600 JOY GLOBAL INC COM 481165108 2,973.59 40,457 SH SHARED 40,457 JOY GLOBAL INC COM 481165108 499.80 6,800 SH SHARED 6,800 JOY GLOBAL INC COM 481165108 2.57 35 SH SHARED 20 35 JPMORGAN CHASE & CO COM 46625H100 299,228.18 6,507,790 SH SHARED 6,507,790 JPMORGAN CHASE & CO COM 46625H100 262,405.19 5,706,942 SH SHARED 01 5,706,942 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 93,571.25 2,390,681 SH SHARED 01 2,390,681 JPMORGAN CHASE & CO COM 46625H100 50,518.23 1,098,700 SH P SHARED 1,098,700 JPMORGAN CHASE & CO COM 46625H100 37,202.42 809,100 SH C SHARED 809,100 JPMORGAN CHASE & CO COM 46625H100 26,057.00 566,703 SH SHARED 566,703 JPMORGAN CHASE & CO COM 46625H100 7,608.77 165,480 SH SHARED 20 165,480 JPMORGAN CHASE & CO COM 46625H100 800.28 17,405 SH SHARED 17 17,405 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 166.39 12,436 SH SHARED 01 12,436 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 24.55 1,835 SH SHARED 1,835 JUNIPER NETWORKS INC COM 48203R104 20,221.34 883,800 SH C SHARED 883,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- JUNIPER NETWORKS INC COM 48203R104 6,423.51 280,748 SH SHARED 01 280,748 JUNIPER NETWORKS INC COM 48203R104 4,772.77 208,600 SH P SHARED 208,600 JUNIPER NETWORKS INC COM 48203R104 1,233.76 53,923 SH SHARED 53,923 JUNIPER NETWORKS INC COM 48203R104 745.89 32,600 SH SHARED 32,600 JUNIPER NETWORKS INC COM 48203R104 425.00 18,575 SH SHARED 20 18,575 JUST ENERGY GROUP INC COM 48213W101 2,855.73 206,339 SH SHARED 206,339 JUST ENERGY GROUP INC COM 48213W101 218.28 15,772 SH SHARED 01 15,772 K V PHARMACEUTICAL CO CL B CONV 482740107 0.50 363 SH SOLE 363 K12 INC COM 48273U102 254.54 10,772 SH SHARED 01 10,772 K12 INC COM 48273U102 7.09 300 SH P SHARED 300 K12 INC COM 48273U102 4.73 200 SH C SHARED 200 KADANT INC COM 48282T104 29.56 1,241 SH SHARED 1,241 KADANT INC COM 48282T104 20.82 874 SH SHARED 01 874 KAISER ALUMINUM CORP COM PAR $0.01 483007704 2,391.21 50,597 SH SHARED 01 50,597 KAISER ALUMINUM CORP COM PAR $0.01 483007704 9.45 200 SH C SHARED 200 KAISER FED FINL GROUP INC COM 483056107 64.00 4,575 SH SOLE 4,575 KAMAN CORP COM 483548103 16.98 500 SH SHARED 01 500 KANDI TECHNOLOGIES CORP COM 483709101 60.88 17,800 SH SOLE 17,800 KANDI TECHNOLOGIES CORP COM 483709101 6.84 2,000 SH P SOLE 2,000 KANSAS CITY SOUTHERN COM NEW 485170302 2,081.45 29,034 SH SHARED 01 29,034 KANSAS CITY SOUTHERN COM NEW 485170302 460.11 6,418 SH SHARED 6,418 KANSAS CITY SOUTHERN COM NEW 485170302 229.41 3,200 SH C SHARED 3,200 KANSAS CITY SOUTHERN COM NEW 485170302 6.45 90 SH SHARED 20 90 KAPSTONE PAPER & PACKAGING C COM 48562P103 2.40 122 SH SHARED 01 122 KAR AUCTION SVCS INC COM 48238T109 170.53 10,520 SH SHARED 01 10,520 KAR AUCTION SVCS INC COM 48238T109 13.67 843 SH SHARED 843 KAYDON CORP COM 486587108 328.24 12,867 SH SHARED 01 12,867 KAYDON CORP COM 486587108 38.27 1,500 SH P SHARED 1,500 KAYDON CORP COM 486587108 12.76 500 SH C SHARED 500 KAYDON CORP COM 486587108 2.42 95 SH SHARED 20 95 KAYDON CORP COM 486587108 2.22 87 SH SHARED 87 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 2,254.43 87,892 SH SHARED 01 87,892 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 11,399.64 414,834 SH SHARED 01 414,834 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 10,770.56 392,513 SH SHARED 01 392,513 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 45.80 1,669 SH SHARED 1,669 KAYNE ANDERSON MLP INVSMNT C COM 486606106 19,339.10 620,838 SH SHARED 01 620,838 KAYNE ANDERSON MLP INVSMNT C COM 486606106 63.89 2,051 SH SHARED 2,051 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 823.25 22,432 SH SHARED 22,432 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 300.21 8,180 SH SHARED 20 8,180 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 91.64 2,497 SH SHARED 01 2,497 KB HOME COM 48666K109 8,123.03 912,700 SH C SHARED 912,700 KB HOME COM 48666K109 1,290.01 144,945 SH SHARED 144,945 KB HOME COM 48666K109 558.92 62,800 SH P SHARED 62,800 KB HOME COM 48666K109 423.42 47,575 SH SHARED 01 47,575 KBR INC COM 48242W106 9,150.46 257,397 SH SHARED 257,397 KBR INC COM 48242W106 6,684.25 188,024 SH SHARED 01 188,024 KBR INC COM 48242W106 412.38 11,600 SH SHARED 11,600 KBR INC COM 48242W106 32.00 900 SH C SHARED 900 KBR INC COM 48242W106 14.22 400 SH P SHARED 400 KBW INC COM 482423100 0.54 29 SH SHARED 01 29 KEATING CAPITAL INC COM 48722R106 5.12 643 SH SOLE 643 KEEGAN RES INC COM 487275109 15.04 4,000 SH C SOLE 4,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- KEEGAN RES INC COM 487275109 9.78 2,600 SH P SOLE 2,600 KEEGAN RES INC COM 487275109 1.50 400 SH SOLE 400 KELLOGG CO COM 487836108 27,804.85 518,457 SH SHARED 01 518,457 KELLOGG CO COM 487836108 2,323.09 43,317 SH SHARED 43,317 KELLOGG CO COM 487836108 1,088.69 20,300 SH C SHARED 20,300 KELLOGG CO COM 487836108 958.37 17,870 SH SHARED 17,870 KELLOGG CO COM 487836108 947.11 17,660 SH SHARED 17 17,660 KELLOGG CO COM 487836108 380.77 7,100 SH P SHARED 7,100 KELLY SVCS INC CL A 488152208 882.90 55,216 SH SHARED 01 55,216 KELLY SVCS INC CL A 488152208 225.54 14,105 SH SHARED 14,105 KELLY SVCS INC CL B 488152307 37.84 2,383 SH SOLE 2,383 KEMET CORP COM NEW 488360207 479.99 51,281 SH SHARED 01 51,281 KEMET CORP COM NEW 488360207 32.76 3,500 SH P SHARED 3,500 KEMET CORP COM NEW 488360207 0.94 100 SH C SHARED 100 KEMPER CORP DEL COM 488401100 127.51 4,211 SH SHARED 4,211 KEMPER CORP DEL COM 488401100 87.15 2,878 SH SHARED 01 2,878 KENEXA CORP COM 488879107 2,206.86 70,642 SH SHARED 01 70,642 KENEXA CORP COM 488879107 964.72 30,881 SH SHARED 30,881 KENNAMETAL INC COM 489170100 2,645.22 59,403 SH SHARED 01 59,403 KENNAMETAL INC COM 489170100 427.31 9,596 SH SHARED 9,596 KENNAMETAL INC COM 489170100 13.36 300 SH C SHARED 300 KENNEDY-WILSON HLDGS INC COM 489398107 301.02 22,298 SH SHARED 01 22,298 KENNEDY-WILSON HLDGS INC COM 489398107 273.23 20,239 SH SHARED 20,239 KENTUCKY FIRST FED BANCORP COM 491292108 9.94 1,118 SH SOLE 1,118 KERYX BIOPHARMACEUTICALS INC COM 492515101 1,183.24 237,598 SH SHARED 237,598 KERYX BIOPHARMACEUTICALS INC COM 492515101 523.90 105,200 SH P SHARED 105,200 KERYX BIOPHARMACEUTICALS INC COM 492515101 364.04 73,100 SH C SHARED 73,100 KERYX BIOPHARMACEUTICALS INC COM 492515101 4.48 900 SH SHARED 01 900 KEWAUNEE SCIENTIFIC CORP COM 492854104 23.75 2,730 SH SHARED 01 2,730 KEY ENERGY SVCS INC COM 492914106 3,680.31 238,208 SH SHARED 01 238,208 KEY ENERGY SVCS INC COM 492914106 91.16 5,900 SH C SHARED 5,900 KEY ENERGY SVCS INC COM 492914106 23.18 1,500 SH P SHARED 1,500 KEY TECHNOLOGY INC COM 493143101 51.28 3,800 SH SHARED 01 3,800 KEY TECHNOLOGY INC COM 493143101 20.16 1,494 SH SHARED 1,494 KEY TRONICS CORP COM 493144109 19.66 2,076 SH SHARED 01 2,076 KEYCORP NEW COM 493267108 8,806.35 1,036,041 SH SHARED 01 1,036,041 KEYCORP NEW COM 493267108 425.00 50,000 SH SHARED 50,000 KEYCORP NEW COM 493267108 233.75 27,500 SH C SHARED 27,500 KEYCORP NEW COM 493267108 166.60 19,600 SH P SHARED 19,600 KEYCORP NEW COM 493267108 130.37 15,338 SH SHARED 15,338 KEYCORP NEW PFD 7.75% SR A 493267405 7.97 71 SH SHARED 71 KEYCORP NEW PFD 7.75% SR A 493267405 0.79 7 SH SHARED 01 7 KEYNOTE SYS INC COM 493308100 550.30 27,849 SH SOLE 27,849 KEYW HLDG CORP COM 493723100 1,952.00 251,871 SH SOLE 251,871 KID BRANDS INC COM 49375T100 758.46 280,911 SH SHARED 01 280,911 KILROY RLTY CORP COM 49427F108 3,448.91 73,995 SH SHARED 01 73,995 KILROY RLTY CORP COM 49427F108 2,213.98 47,500 SH P SHARED 47,500 KILROY RLTY CORP COM 49427F108 1,386.09 29,738 SH SHARED 29,738 KIMBALL INTL INC CL B 494274103 9.94 1,438 SH SHARED 01 1,438 KIMBALL INTL INC CL B 494274103 9.25 1,339 SH SHARED 1,339 KIMBER RES INC COM 49435N101 65.32 71,000 SH SHARED 01 71,000 KIMBERLY CLARK CORP COM 494368103 116,082.74 1,571,021 SH SHARED 01 1,571,021 KIMBERLY CLARK CORP COM 494368103 10,566.79 143,007 SH SHARED 143,007
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- ---------- --------- --------- KIMBERLY CLARK CORP COM 494368103 5,017.13 67,900 SH C SHARED 67,900 KIMBERLY CLARK CORP COM 494368103 3,359.63 45,468 SH SHARED 20 45,468 KIMBERLY CLARK CORP COM 494368103 2,161.06 29,247 SH SHARED 29,247 KIMBERLY CLARK CORP COM 494368103 982.74 13,300 SH P SHARED 13,300 KIMBERLY CLARK CORP COM 494368103 73.89 1,000 SH C SHARED 01 1,000 KIMCO RLTY CORP COM 49446R109 3,998.36 207,599 SH SHARED 207,599 KIMCO RLTY CORP COM 49446R109 3,484.25 180,906 SH SHARED 180,906 KIMCO RLTY CORP COM 49446R109 979.95 50,880 SH SHARED 01 50,880 KIMCO RLTY CORP COM 49446R109 26.96 1,400 SH C SHARED 1,400 KIMCO RLTY CORP COM 49446R109 21.19 1,100 SH P SHARED 1,100 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 64,823.62 783,367 SH SHARED 01 783,367 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 34,365.99 415,299 SH SHARED 415,299 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 10,724.40 129,600 SH P SHARED 129,600 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,739.03 33,100 SH C SHARED 33,100 KINDER MORGAN INC DEL COM 49456B101 21,137.07 546,884 SH SHARED 01 546,884 KINDER MORGAN INC DEL COM 49456B101 3,246.60 84,000 SH P SHARED 84,000 KINDER MORGAN INC DEL COM 49456B101 3,096.91 80,127 SH SHARED 80,127 KINDER MORGAN INC DEL COM 49456B101 332.39 8,600 SH SHARED 8,600 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 24,945.53 334,256 SH SHARED 01 334,256 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1,834.70 24,584 SH SHARED 24,584 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 445.47 5,969 SH SHARED 5,969 KINDRED HEALTHCARE INC COM 494580103 586.47 67,878 SH SHARED 01 67,878 KINDRED HEALTHCARE INC COM 494580103 283.59 32,823 SH SHARED 32,823 KINDRED HEALTHCARE INC COM 494580103 17.28 2,000 SH P SHARED 2,000 KINGSTONE COS INC COM 496719105 3.56 1,120 SH SOLE 1,120 KINGTONE WIRELESSINFO SOL HL SPONSORED ADR 496880105 0.02 43 SH SOLE 43 KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 11,413.75 11,500,000 PRN SOLE 11,500,000 KINROSS GOLD CORP COM NO PAR 496902404 8,179.00 835,444 SH SHARED 01 835,444 KINROSS GOLD CORP COM NO PAR 496902404 6,278.33 641,300 SH P SHARED 641,300 KINROSS GOLD CORP COM NO PAR 496902404 2,585.72 264,118 SH SHARED 264,118 KINROSS GOLD CORP COM NO PAR 496902404 1,971.62 201,391 SH SHARED 201,391 KINROSS GOLD CORP COM NO PAR 496902404 1,703.46 174,000 SH C SHARED 174,000 KINROSS GOLD CORP COM NO PAR 496902404 0.01 1 SH SHARED 20 1 KIOR INC CL A 497217109 637.43 47,676 SH SHARED 47,676 KIOR INC CL A 497217109 133.70 10,000 SH SHARED 01 10,000 KIPS BAY MED INC COM 49726K105 2.60 1,743 SH SHARED 1,743 KIPS BAY MED INC COM 49726K105 0.75 500 SH SHARED 01 500 KIRBY CORP COM 497266106 2,726.93 41,449 SH SHARED 01 41,449 KIRBY CORP COM 497266106 715.47 10,875 SH SHARED 20 10,875 KIRBY CORP COM 497266106 242.77 3,690 SH SHARED 3,690 KIRBY CORP COM 497266106 39.47 600 SH C SHARED 600 KIT DIGITAL INC COM NEW 482470200 118.13 16,407 SH SOLE 16,407 KIT DIGITAL INC COM NEW 482470200 72.72 10,100 SH P SOLE 10,100 KITE RLTY GROUP TR COM 49803T102 372.35 70,654 SH SHARED 01 70,654 KITE RLTY GROUP TR COM 49803T102 142.62 27,063 SH SHARED 27,063 KITE RLTY GROUP TR COM 49803T102 35.15 6,669 SH SHARED 6,669
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- KKR & CO L P DEL COM UNITS 48248M102 15,255.83 1,028,714 SH SHARED 1,028,714 KKR & CO L P DEL COM UNITS 48248M102 4,513.32 304,337 SH SHARED 01 304,337 KKR & CO L P DEL COM UNITS 48248M102 275.84 18,600 SH C SHARED 18,600 KKR & CO L P DEL COM UNITS 48248M102 108.26 7,300 SH P SHARED 7,300 KKR FINANCIAL HLDGS LLC COM 48248A306 20,961.62 2,275,963 SH SHARED 2,275,963 KKR FINANCIAL HLDGS LLC COM 48248A306 4,794.73 520,600 SH P SHARED 520,600 KKR FINANCIAL HLDGS LLC COM 48248A306 2,496.92 271,110 SH SHARED 01 271,110 KKR FINANCIAL HLDGS LLC COM 48248A306 23.95 2,600 SH C SHARED 2,600 KLA-TENCOR CORP COM 482480100 11,498.24 211,287 SH SHARED 01 211,287 KLA-TENCOR CORP COM 482480100 3,189.01 58,600 SH C SHARED 58,600 KLA-TENCOR CORP COM 482480100 908.81 16,700 SH P SHARED 16,700 KLA-TENCOR CORP COM 482480100 593.61 10,908 SH SHARED 10,908 KLA-TENCOR CORP COM 482480100 167.72 3,082 SH SHARED 3,082 KMG CHEMICALS INC COM 482564101 8.27 458 SH SOLE 458 KNIGHT CAP GROUP INC CL A COM 499005106 1,241.35 96,453 SH SHARED 01 96,453 KNIGHT CAP GROUP INC CL A COM 499005106 418.04 32,482 SH SHARED 32,482 KNIGHT CAP GROUP INC CL A COM 499005106 64.35 5,000 SH P SHARED 5,000 KNIGHT CAP GROUP INC CL A COM 499005106 48.91 3,800 SH C SHARED 3,800 KNIGHT TRANSN INC COM 499064103 1,472.05 83,355 SH SHARED 01 83,355 KNIGHT TRANSN INC COM 499064103 8.83 500 SH C SHARED 500 KNOLL INC COM NEW 498904200 316.46 19,018 SH SHARED 19,018 KNOLL INC COM NEW 498904200 4.99 300 SH SHARED 01 300 KNOLOGY INC COM 499183804 36.40 2,000 SH SHARED 01 2,000 KOBEX MINERALS INC COM 49989C105 0.95 1,673 SH SOLE 1,673 KODIAK OIL & GAS CORP COM 50015Q100 1,450.30 145,612 SH SHARED 01 145,612 KODIAK OIL & GAS CORP COM 50015Q100 373.50 37,500 SH P SHARED 37,500 KODIAK OIL & GAS CORP COM 50015Q100 204.18 20,500 SH C SHARED 20,500 KODIAK OIL & GAS CORP COM 50015Q100 33.37 3,350 SH SHARED 3,350 KOHLBERG CAPITAL CORP COM 500233101 597.07 86,407 SH SHARED 86,407 KOHLBERG CAPITAL CORP COM 500233101 130.40 18,871 SH SHARED 01 18,871 KOHLS CORP COM 500255104 4,445.82 88,863 SH SHARED 01 88,863 KOHLS CORP COM 500255104 2,386.43 47,700 SH P SHARED 47,700 KOHLS CORP COM 500255104 1,988.39 39,744 SH C SHARED 39,744 KOHLS CORP COM 500255104 1,054.63 21,080 SH SHARED 20 21,080 KOHLS CORP COM 500255104 864.47 17,279 SH SHARED 17,279 KOHLS CORP COM 500255104 408.34 8,162 SH SHARED 8,162 KONA GRILL INC COM 50047H201 8.62 1,584 SH SOLE 1,584 KONAMI CORP SPONSORED ADR 50046R101 2.05 72 SH SHARED 01 72 KONGZHONG CORP SPONSORED ADR 50047P104 512.99 94,300 SH SHARED 01 94,300 KONGZHONG CORP SPONSORED ADR 50047P104 2.32 426 SH SHARED 426 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 3,570.81 175,470 SH SHARED 01 175,470 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 291.96 14,347 SH SHARED 14,347 KOPIN CORP COM 500600101 15.06 3,700 SH SHARED 01 3,700 KOPPERS HOLDINGS INC COM 50060P106 3,083.91 79,977 SH SHARED 01 79,977 KOPPERS HOLDINGS INC COM 50060P106 56.07 1,454 SH SHARED 1,454 KOPPERS HOLDINGS INC COM 50060P106 34.70 900 SH C SHARED 900 KOREA ELECTRIC PWR SPONSORED ADR 500631106 5,088.66 522,987 SH SHARED 522,987 KOREA ELECTRIC PWR SPONSORED ADR 500631106 2,080.50 213,823 SH SHARED 01 213,823 KOREA ELECTRIC PWR SPONSORED ADR 500631106 22.38 2,300 SH SHARED 2,300 KOREA EQUITY FD INC COM 50063B104 28.02 2,877 SH SHARED 2,877 KOREA EQUITY FD INC COM 50063B104 3.58 368 SH SHARED 01 368 KOREA FD COM NEW 500634209 90.02 2,220 SH SHARED 01 2,220 KOREA FD COM NEW 500634209 48.90 1,206 SH SHARED 1,206
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- KORN FERRY INTL COM NEW 500643200 216.81 12,944 SH SHARED 01 12,944 KORN FERRY INTL COM NEW 500643200 17.25 1,030 SH SHARED 1,030 KOSMOS ENERGY LTD SHS G5315B107 116.01 8,762 SH SOLE 8,762 KRAFT FOODS INC CL A 50075N104 81,899.27 2,154,677 SH SHARED 01 2,154,677 KRAFT FOODS INC CL A 50075N104 40,186.91 1,057,272 SH SHARED 1,057,272 KRAFT FOODS INC CL A 50075N104 18,982.19 499,400 SH C SHARED 499,400 KRAFT FOODS INC CL A 50075N104 5,254.81 138,248 SH SHARED 138,248 KRAFT FOODS INC CL A 50075N104 5,040.13 132,600 SH P SHARED 132,600 KRAFT FOODS INC CL A 50075N104 1,886.44 49,630 SH SHARED 20 49,630 KRATON PERFORMANCE POLYMERS COM 50077C106 2,196.46 82,667 SH SHARED 01 82,667 KRATON PERFORMANCE POLYMERS COM 50077C106 56.89 2,141 SH SHARED 2,141 KRATON PERFORMANCE POLYMERS COM 50077C106 10.63 400 SH C SHARED 400 KRATON PERFORMANCE POLYMERS COM 50077C106 3.72 140 SH SHARED 20 140 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 63.76 11,941 SH SHARED 11,941 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 24.65 4,616 SH SHARED 01 4,616 KRISPY KREME DOUGHNUTS INC COM 501014104 116.22 15,920 SH SHARED 15,920 KRISPY KREME DOUGHNUTS INC COM 501014104 43.07 5,900 SH C SHARED 5,900 KRISPY KREME DOUGHNUTS INC COM 501014104 35.92 4,921 SH SHARED 01 4,921 KROGER CO COM 501044101 4,548.12 187,706 SH SHARED 01 187,706 KROGER CO COM 501044101 3,557.16 146,808 SH SHARED 146,808 KROGER CO COM 501044101 1,026.02 42,345 SH SHARED 20 42,345 KROGER CO COM 501044101 896.51 37,000 SH SHARED 37,000 KROGER CO COM 501044101 159.92 6,600 SH C SHARED 6,600 KROGER CO COM 501044101 96.92 4,000 SH P SHARED 4,000 KRONOS WORLDWIDE INC COM 50105F105 1,309.70 52,514 SH SHARED 01 52,514 KRONOS WORLDWIDE INC COM 50105F105 177.07 7,100 SH C SHARED 7,100 KRONOS WORLDWIDE INC COM 50105F105 32.42 1,300 SH P SHARED 1,300 KRONOS WORLDWIDE INC COM 50105F105 13.77 552 SH SHARED 552 KT CORP SPONSORED ADR 48268K101 5,653.75 412,984 SH SHARED 412,984 KT CORP SPONSORED ADR 48268K101 458.34 33,480 SH SHARED 20 33,480 KT CORP SPONSORED ADR 48268K101 177.66 12,977 SH SHARED 01 12,977 KT CORP SPONSORED ADR 48268K101 65.92 4,815 SH SHARED 4,815 KU6 MEDIA CO LTD SPONSORED ADR 48274B103 10.90 5,071 SH SOLE 5,071 KUBOTA CORP ADR 501173207 2,228.72 46,048 SH SHARED 01 46,048 KUBOTA CORP ADR 501173207 38.28 791 SH SHARED 791 KULICKE & SOFFA INDS INC COM 501242101 76.87 6,184 SH SHARED 01 6,184 KULICKE & SOFFA INDS INC COM 501242101 18.65 1,500 SH C SHARED 1,500 KVH INDS INC COM 482738101 1.31 125 SH SHARED 01 125 KYOCERA CORP ADR 501556203 190.73 2,066 SH SHARED 2,066 KYOCERA CORP ADR 501556203 29.08 315 SH SHARED 01 315 L & L ENERGY INC COM 50162D100 4.90 2,000 SH P SHARED 2,000 L & L ENERGY INC COM 50162D100 3.92 1,600 SH C SHARED 1,600 L & L ENERGY INC COM 50162D100 2.45 1,000 SH SHARED 01 1,000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 76.93 79,000 PRN SHARED 01 79,000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3,807.43 53,800 SH C SHARED 53,800 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,501.72 35,350 SH SHARED 01 35,350 L-3 COMMUNICATIONS HLDGS INC COM 502424104 686.47 9,700 SH P SHARED 9,700 L-3 COMMUNICATIONS HLDGS INC COM 502424104 523.70 7,400 SH SHARED 7,400 LA Z BOY INC COM 505336107 12.87 860 SH SHARED 01 860
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- LA Z BOY INC COM 505336107 2.99 200 SH C SHARED 200 LABORATORY CORP AMER HLDGS COM NEW 50540R409 7,959.86 86,955 SH SHARED 01 86,955 LABORATORY CORP AMER HLDGS COM NEW 50540R409 609.75 6,661 SH SHARED 20 6,661 LABORATORY CORP AMER HLDGS COM NEW 50540R409 576.70 6,300 SH SHARED 6,300 LABORATORY CORP AMER HLDGS COM NEW 50540R409 347.85 3,800 SH P SHARED 3,800 LABORATORY CORP AMER HLDGS COM NEW 50540R409 302.72 3,307 SH SHARED 3,307 LABORATORY CORP AMER HLDGS COM NEW 50540R409 228.85 2,500 SH C SHARED 2,500 LACLEDE GROUP INC COM 505597104 287.69 7,373 SH SHARED 01 7,373 LACLEDE GROUP INC COM 505597104 126.93 3,253 SH SHARED 3,253 LACROSSE FOOTWEAR INC COM 505688101 6.50 500 SH SHARED 01 500 LADENBURG THALMAN FIN SVCS I COM 50575Q102 17.80 10,000 SH SHARED 01 10,000 LAKE SHORE GOLD CORP COM 510728108 2.29 2,200 SH SOLE 2,200 LAKELAND FINL CORP COM 511656100 234.56 9,011 SH SHARED 9,011 LAKELAND FINL CORP COM 511656100 112.32 4,315 SH SHARED 01 4,315 LAKES ENTMNT INC COM 51206P109 234.00 130,000 SH SHARED 01 130,000 LAKES ENTMNT INC COM 51206P109 2.54 1,413 SH SHARED 1,413 LAM RESEARCH CORP COM 512807108 3,772.26 84,542 SH SHARED 01 84,542 LAM RESEARCH CORP COM 512807108 2,232.87 50,042 SH SHARED 50,042 LAM RESEARCH CORP COM 512807108 1,374.30 30,800 SH C SHARED 30,800 LAM RESEARCH CORP COM 512807108 476.54 10,680 SH SHARED 20 10,680 LAM RESEARCH CORP COM 512807108 383.73 8,600 SH SHARED 8,600 LAM RESEARCH CORP COM 512807108 249.87 5,600 SH P SHARED 5,600 LAMAR ADVERTISING CO CL A 512815101 418.09 12,900 SH C SHARED 12,900 LAMAR ADVERTISING CO CL A 512815101 181.50 5,600 SH P SHARED 5,600 LAMAR ADVERTISING CO CL A 512815101 67.90 2,095 SH SHARED 2,095 LAMAR ADVERTISING CO CL A 512815101 20.61 636 SH SHARED 01 636 LAN AIRLINES S A SPONSORED ADR 501723100 2,876.16 98,871 SH SHARED 98,871 LAN AIRLINES S A SPONSORED ADR 501723100 8.26 284 SH SHARED 01 284 LANCASTER COLONY CORP COM 513847103 492.67 7,413 SH SHARED 01 7,413 LANCASTER COLONY CORP COM 513847103 13.36 201 SH SHARED 201 LANDAUER INC COM 51476K103 2,509.75 47,336 SH SHARED 01 47,336 LANDAUER INC COM 51476K103 1,094.12 20,636 SH SHARED 20,636 LANDEC CORP COM 514766104 22.86 3,500 SH SHARED 01 3,500 LANDEC CORP COM 514766104 13.33 2,042 SH SHARED 2,042 LANDMARK BANCORP INC COM 51504L107 43.45 2,315 SH SHARED 01 2,315 LANDSTAR SYS INC COM 515098101 2,897.02 50,191 SH SHARED 01 50,191 LANNET INC COM 516012101 3.45 828 SH SHARED 01 828 LANTRONIX INC COM NEW 516548203 0.20 72 SH SOLE 72 LAPORTE BANCORP INC COM 516650108 10.34 1,163 SH SOLE 1,163 LAREDO PETE HLDGS INC COM 516806106 1,227.86 52,383 SH SHARED 52,383 LAREDO PETE HLDGS INC COM 516806106 10.78 460 SH SHARED 01 460 LAS VEGAS SANDS CORP COM 517834107 21,018.81 365,100 SH C SHARED 365,100 LAS VEGAS SANDS CORP COM 517834107 17,067.37 296,463 SH SHARED 01 296,463 LAS VEGAS SANDS CORP COM 517834107 14,024.05 243,600 SH P SHARED 243,600 LAS VEGAS SANDS CORP COM 517834107 8,161.01 141,758 SH SHARED 20 141,758 LAS VEGAS SANDS CORP COM 517834107 2,444.71 42,465 SH SHARED 42,465 LAS VEGAS SANDS CORP COM 517834107 1,370.17 23,800 SH SHARED 23,800 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 1,045.77 37,163 SH SHARED 37,163 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 177.54 6,309 SH SHARED 01 6,309 LATIN AMERN DISCOVERY FD INC COM 51828C106 45.31 2,773 SH SOLE 2,773 LATTICE SEMICONDUCTOR CORP COM 518415104 1,518.26 236,122 SH SHARED 01 236,122 LATTICE SEMICONDUCTOR CORP COM 518415104 168.77 26,247 SH SHARED 26,247 LAUDER ESTEE COS INC CL A 518439104 14,791.95 238,811 SH SHARED 01 238,811
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- LAUDER ESTEE COS INC CL A 518439104 9,037.05 145,900 SH C SHARED 145,900 LAUDER ESTEE COS INC CL A 518439104 7,991.00 129,012 SH SHARED 20 129,012 LAUDER ESTEE COS INC CL A 518439104 3,239.46 52,300 SH P SHARED 52,300 LAUDER ESTEE COS INC CL A 518439104 941.49 15,200 SH SHARED 15,200 LAUDER ESTEE COS INC CL A 518439104 436.00 7,039 SH SHARED 7,039 LAWSON PRODS INC COM 520776105 60.44 4,000 SH SHARED 01 4,000 LAYNE CHRISTENSEN CO COM 521050104 2,317.96 104,178 SH SHARED 104,178 LAYNE CHRISTENSEN CO COM 521050104 227.35 10,218 SH SHARED 01 10,218 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1,385.66 92,624 SH SHARED 01 92,624 LAZARD LTD SHS A G54050102 693.27 24,274 SH SHARED 01 24,274 LAZARD LTD SHS A G54050102 55.69 1,950 SH SHARED 20 1,950 LAZARD LTD SHS A G54050102 8.57 300 SH C SHARED 300 LAZARD WORLD DIVID & INCOME COM 521076109 687.82 56,379 SH SHARED 01 56,379 LAZARD WORLD DIVID & INCOME COM 521076109 15.95 1,307 SH SHARED 1,307 LCA-VISION INC COM PAR $.001 501803308 295.55 47,062 SH SHARED 47,062 LCA-VISION INC COM PAR $.001 501803308 2.47 394 SH SHARED 01 394 LCNB CORP COM 50181P100 172.25 13,000 SH SHARED 01 13,000 LCNB CORP COM 50181P100 5.14 388 SH SHARED 388 LDK SOLAR CO LTD SPONSORED ADR 50183L107 1,998.32 499,580 SH SHARED 499,580 LDK SOLAR CO LTD SPONSORED ADR 50183L107 364.57 91,142 SH SHARED 01 91,142 LE GAGA HLDGS LTD SPONSORED ADR 521168104 6.51 1,451 SH SOLE 1,451 LEADING BRANDS INC COM NEW 52170U207 8.09 2,100 SH SHARED 01 2,100 LEAP WIRELESS INTL INC COM NEW 521863308 465.18 53,285 SH SHARED 01 53,285 LEAP WIRELESS INTL INC COM NEW 521863308 159.94 18,321 SH SHARED 18,321 LEAP WIRELESS INTL INC COM NEW 521863308 24.44 2,800 SH C SHARED 2,800 LEAP WIRELESS INTL INC COM NEW 521863308 18.33 2,100 SH P SHARED 2,100 LEAPFROG ENTERPRISES INC CL A 52186N106 473.22 56,605 SH SHARED 01 56,605 LEAPFROG ENTERPRISES INC CL A 52186N106 6.69 800 SH C SHARED 800 LEAR CORP COM NEW 521865204 9,384.47 201,860 SH SHARED 01 201,860 LEAR CORP COM NEW 521865204 1,221.01 26,264 SH SHARED 26,264 LEAR CORP COM NEW 521865204 283.59 6,100 SH C SHARED 6,100 LEAR CORP COM NEW 521865204 79.03 1,700 SH P SHARED 1,700 LECROY CORP COM 52324W109 110.60 10,645 SH SOLE 10,645 LEE ENTERPRISES INC COM 523768109 12.80 10,000 SH SHARED 01 10,000 LEE ENTERPRISES INC COM 523768109 11.03 8,618 SH SHARED 8,618 LEGACY RESERVES LP UNIT LP INT 524707304 8,829.57 305,310 SH SHARED 01 305,310 LEGACY RESERVES LP UNIT LP INT 524707304 153.28 5,300 SH C SHARED 5,300 LEGACY RESERVES LP UNIT LP INT 524707304 122.10 4,222 SH SHARED 4,222 LEGG MASON INC COM 524901105 1,026.04 36,736 SH SHARED 01 36,736 LEGG MASON INC COM 524901105 733.30 26,255 SH SHARED 26,255 LEGG MASON INC COM 524901105 307.23 11,000 SH SHARED 11,000 LEGG MASON INC COM 524901105 304.44 10,900 SH C SHARED 10,900 LEGG MASON INC COM 524901105 25.14 900 SH P SHARED 900 LEGGETT & PLATT INC COM 524660107 2,334.43 101,453 SH SHARED 01 101,453 LEGGETT & PLATT INC COM 524660107 274.56 11,932 SH SHARED 11,932 LEGGETT & PLATT INC COM 524660107 237.00 10,300 SH SHARED 10,300 LEGGETT & PLATT INC COM 524660107 29.91 1,300 SH C SHARED 1,300 LEMAITRE VASCULAR INC COM 525558201 3.84 652 SH SOLE 652 LENDER PROCESSING SVCS INC COM 52602E102 2,311.71 88,912 SH SHARED 01 88,912 LENDER PROCESSING SVCS INC COM 52602E102 257.40 9,900 SH C SHARED 9,900 LENDER PROCESSING SVCS INC COM 52602E102 145.60 5,600 SH P SHARED 5,600 LENDER PROCESSING SVCS INC COM 52602E102 96.20 3,700 SH SHARED 3,700 LENNAR CORP CL A 526057104 6,178.01 227,300 SH P SHARED 227,300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- ---------- --------- LENNAR CORP CL A 526057104 1,948.10 71,674 SH SHARED 01 71,674 LENNAR CORP CL A 526057104 1,424.23 52,400 SH C SHARED 52,400 LENNAR CORP CL A 526057104 692.14 25,465 SH SHARED 25,465 LENNAR CORP CL B 526057302 135.71 6,072 SH SHARED 6,072 LENNAR CORP CL B 526057302 0.40 18 SH SHARED 01 18 LENNOX INTL INC COM 526107107 536.47 13,312 SH SHARED 01 13,312 LENNOX INTL INC COM 526107107 295.00 7,320 SH SHARED 7,320 LENTUO INTL INC SPONSORED ADS 526353107 8.80 2,317 SH SOLE 2,317 LEUCADIA NATL CORP COM 527288104 7,103.51 272,165 SH SHARED 01 272,165 LEUCADIA NATL CORP COM 527288104 359.66 13,780 SH SHARED 13,780 LEUCADIA NATL CORP COM 527288104 62.64 2,400 SH P SHARED 2,400 LEUCADIA NATL CORP COM 527288104 5.22 200 SH C SHARED 200 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 2,879.32 111,905 SH SHARED 01 111,905 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 1,679.11 65,259 SH SHARED 65,259 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 306.86 11,926 SH SHARED 11,926 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 254.73 9,900 SH C SHARED 9,900 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 64.33 2,500 SH P SHARED 2,500 LEXICON PHARMACEUTICALS INC COM 528872104 46.04 24,750 SH SHARED 01 24,750 LEXINGTON REALTY TRUST COM 529043101 602.56 67,026 SH SHARED 67,026 LEXINGTON REALTY TRUST COM 529043101 126.54 14,076 SH SHARED 01 14,076 LEXMARK INTL NEW CL A 529771107 3,081.02 92,690 SH SHARED 01 92,690 LEXMARK INTL NEW CL A 529771107 2,915.15 87,700 SH C SHARED 87,700 LEXMARK INTL NEW CL A 529771107 1,146.78 34,500 SH P SHARED 34,500 LEXMARK INTL NEW CL A 529771107 674.34 20,287 SH SHARED 20,287 LG DISPLAY CO LTD SPONS ADR REP 50186V102 10,309.67 875,928 SH SHARED 875,928 LG DISPLAY CO LTD SPONS ADR REP 50186V102 114.03 9,688 SH SHARED 01 9,688 LGL GROUP INC COM 50186A108 9.33 1,285 SH SOLE 1,285 LHC GROUP INC COM 50187A107 97.34 5,253 SH SOLE 5,253 LIBBEY INC COM 529898108 2.59 200 SH SHARED 01 200 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 455.17 92,327 SH SHARED 01 92,327 LIBERTY ALL-STAR GROWTH FD I COM 529900102 290.08 66,686 SH SHARED 01 66,686 LIBERTY GLOBAL INC COM SER C 530555309 2,083.07 43,497 SH SHARED 43,497 LIBERTY GLOBAL INC COM SER A 530555101 2,040.11 40,737 SH SHARED 40,737 LIBERTY GLOBAL INC COM SER C 530555309 799.91 16,703 SH SHARED 01 16,703 LIBERTY GLOBAL INC COM SER A 530555101 746.19 14,900 SH C SHARED 14,900 LIBERTY GLOBAL INC COM SER A 530555101 746.04 14,897 SH SHARED 01 14,897 LIBERTY GLOBAL INC COM SER A 530555101 452.62 9,038 SH SHARED 9,038 LIBERTY GLOBAL INC COM SER C 530555309 279.92 5,845 SH SHARED 5,845 LIBERTY GLOBAL INC COM SER B 530555200 55.72 1,117 SH SOLE 1,117 LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 4,798.67 251,371 SH SHARED 01 251,371 LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 1,700.52 89,079 SH SHARED 89,079 LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 666.24 34,900 SH SHARED 34,900 LIBERTY INTERACTIVE CORPORAT INT COM SER B 53071M203 36.23 1,906 SH SOLE 1,906 LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 22.91 1,200 SH C SHARED 1,200 LIBERTY MEDIA CORP DEB 3.250% 3/1 530715AR2 37.52 43,000 PRN SHARED 01 43,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 18.11 30,000 PRN SHARED 01 30,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 19,204.08 15,904,000 PRN SHARED 15,904,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 3.62 3,000 PRN SHARED 01 3,000 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 8,520.49 96,659 SH SHARED 96,659 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 7,169.68 81,335 SH SHARED 01 81,335 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 770.08 8,736 SH SHARED 8,736 LIBERTY MEDIA CORPORATION LIB CAP COM B 530322205 81.78 930 SH SOLE 930 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 17.63 200 SH C SHARED 200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 5.29 60 SH SHARED 20 60 LIBERTY PPTY TR SH BEN INT 531172104 2,031.93 56,885 SH SHARED 56,885 LIBERTY PPTY TR SH BEN INT 531172104 1,909.48 53,457 SH SHARED 53,457 LIBERTY PPTY TR SH BEN INT 531172104 1,178.44 32,991 SH SHARED 01 32,991 LIFE PARTNERS HOLDINGS INC COM 53215T106 29.31 7,201 SH SHARED 7,201 LIFE PARTNERS HOLDINGS INC COM 53215T106 20.35 5,000 SH P SHARED 5,000 LIFE PARTNERS HOLDINGS INC COM 53215T106 8.91 2,188 SH SHARED 01 2,188 LIFE TECHNOLOGIES CORP COM 53217V109 8,716.08 178,535 SH SHARED 01 178,535 LIFE TECHNOLOGIES CORP COM 53217V109 836.48 17,134 SH SHARED 17,134 LIFE TECHNOLOGIES CORP COM 53217V109 693.39 14,203 SH SHARED 14,203 LIFE TECHNOLOGIES CORP COM 53217V109 112.29 2,300 SH C SHARED 2,300 LIFE TECHNOLOGIES CORP COM 53217V109 78.11 1,600 SH P SHARED 1,600 LIFE TIME FITNESS INC COM 53217R207 1,431.23 28,302 SH SHARED 01 28,302 LIFE TIME FITNESS INC COM 53217R207 440.46 8,710 SH SHARED 8,710 LIFE TIME FITNESS INC COM 53217R207 267.01 5,280 SH SHARED 20 5,280 LIFEPOINT HOSPITALS INC COM 53219L109 273.04 6,923 SH SHARED 01 6,923 LIFEPOINT HOSPITALS INC COM 53219L109 83.38 2,114 SH SHARED 2,114 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 30.31 29,000 PRN SHARED 01 29,000 LIFEWAY FOODS INC COM 531914109 190.69 20,615 SH SHARED 01 20,615 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 11.99 752 SH SHARED 01 752 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 4.79 300 SH P SHARED 300 LIGHTBRIDGE CORP COM 53224K104 25.17 7,863 SH SHARED 7,863 LIGHTBRIDGE CORP COM 53224K104 5.12 1,600 SH C SHARED 1,600 LIGHTBRIDGE CORP COM 53224K104 1.60 500 SH SHARED 01 500 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 0.66 474 SH SHARED 01 474 LIHUA INTL INC COM 532352101 21.10 3,669 SH SOLE 3,669 LIHUA INTL INC COM 532352101 4.60 800 SH P SOLE 800 LILLY ELI & CO COM 532457108 37,096.95 921,320 SH SHARED 01 921,320 LILLY ELI & CO COM 532457108 16,283.17 404,400 SH C SHARED 404,400 LILLY ELI & CO COM 532457108 6,873.24 170,700 SH P SHARED 170,700 LILLY ELI & CO COM 532457108 2,980.78 74,029 SH SHARED 20 74,029 LILLY ELI & CO COM 532457108 2,915.63 72,411 SH SHARED 72,411 LIME ENERGY CO COM NEW 53261U205 1,456.48 503,973 SH SHARED 503,973 LIME ENERGY CO COM NEW 53261U205 0.72 250 SH SHARED 01 250 LIMELIGHT NETWORKS INC COM 53261M104 10.93 3,323 SH SHARED 01 3,323 LIMELIGHT NETWORKS INC COM 53261M104 6.91 2,100 SH C SHARED 2,100 LIMITED BRANDS INC COM 532716107 11,869.20 247,275 SH SHARED 01 247,275 LIMITED BRANDS INC COM 532716107 1,123.20 23,400 SH SHARED 23,400 LIMITED BRANDS INC COM 532716107 859.20 17,900 SH C SHARED 17,900 LIMITED BRANDS INC COM 532716107 283.20 5,900 SH P SHARED 5,900 LIMITED BRANDS INC COM 532716107 13.68 285 SH SHARED 20 285 LIN TV CORP CL A 532774106 3.17 782 SH SOLE 782 LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 7,752.50 7,000,000 PRN SOLE 7,000,000 LINCARE HLDGS INC COM 532791100 251.04 9,700 SH P SHARED 9,700 LINCARE HLDGS INC COM 532791100 108.98 4,211 SH SHARED 4,211 LINCARE HLDGS INC COM 532791100 15.27 590 SH SHARED 01 590 LINCOLN EDL SVCS CORP COM 533535100 7.91 1,000 SH C SOLE 1,000 LINCOLN EDL SVCS CORP COM 533535100 3.96 500 SH P SOLE 500 LINCOLN ELEC HLDGS INC COM 533900106 1,721.17 37,953 SH SHARED 01 37,953 LINCOLN ELEC HLDGS INC COM 533900106 1,417.55 31,258 SH SHARED 31,258 LINCOLN ELEC HLDGS INC COM 533900106 476.86 10,515 SH SHARED 20 10,515 LINCOLN NATL CORP IND COM 534187109 40,984.29 1,554,791 SH SHARED 01 1,554,791 LINCOLN NATL CORP IND COM 534187109 3,086.76 117,100 SH C SHARED 117,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- LINCOLN NATL CORP IND COM 534187109 667.46 25,321 SH SHARED 25,321 LINCOLN NATL CORP IND COM 534187109 295.23 11,200 SH P SHARED 11,200 LINCOLN NATL CORP IND PFD A CONV $3 534187208 124.03 314 SH SOLE 314 LINDSAY CORP COM 535555106 6,766.37 102,103 SH SHARED 01 102,103 LINDSAY CORP COM 535555106 935.60 14,118 SH SHARED 14,118 LINDSAY CORP COM 535555106 72.90 1,100 SH C SHARED 1,100 LINDSAY CORP COM 535555106 66.27 1,000 SH P SHARED 1,000 LINEAR TECHNOLOGY CORP COM 535678106 7,538.93 223,707 SH SHARED 223,707 LINEAR TECHNOLOGY CORP COM 535678106 5,264.61 156,220 SH SHARED 01 156,220 LINEAR TECHNOLOGY CORP COM 535678106 1,270.49 37,700 SH C SHARED 37,700 LINEAR TECHNOLOGY CORP COM 535678106 977.30 29,000 SH P SHARED 29,000 LINEAR TECHNOLOGY CORP COM 535678106 481.91 14,300 SH SHARED 14,300 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 6.38 6,000 PRN SHARED 01 6,000 LINKEDIN CORP COM CL A 53578A108 7,690.76 75,407 SH SHARED 01 75,407 LINKEDIN CORP COM CL A 53578A108 5,201.49 51,000 SH P SHARED 51,000 LINKEDIN CORP COM CL A 53578A108 4,834.33 47,400 SH C SHARED 47,400 LINKEDIN CORP COM CL A 53578A108 21.42 210 SH SHARED 210 LINN ENERGY LLC UNIT LTD LIAB 536020100 63,780.51 1,671,835 SH SHARED 01 1,671,835 LINN ENERGY LLC UNIT LTD LIAB 536020100 2,727.73 71,500 SH C SHARED 71,500 LINN ENERGY LLC UNIT LTD LIAB 536020100 2,189.81 57,400 SH P SHARED 57,400 LINN ENERGY LLC UNIT LTD LIAB 536020100 329.39 8,634 SH SHARED 8,634 LIONBRIDGE TECHNOLOGIES INC COM 536252109 9.84 3,417 SH SOLE 3,417 LIONS GATE ENTMNT CORP COM NEW 535919203 3,335.23 239,600 SH SHARED 01 239,600 LIONS GATE ENTMNT CORP COM NEW 535919203 2,044.85 146,900 SH P SHARED 146,900 LIONS GATE ENTMNT CORP COM NEW 535919203 933.00 67,026 SH SHARED 67,026 LIONS GATE ENTMNT CORP COM NEW 535919203 782.30 56,200 SH C SHARED 56,200 LIONS GATE ENTMT INC NOTE 3.625% 3/1 53626YAA6 3.56 2,000 PRN SHARED 01 2,000 LIQUIDITY SERVICES INC COM 53635B107 1,452.91 32,431 SH SHARED 01 32,431 LIQUIDITY SERVICES INC COM 53635B107 76.16 1,700 SH C SHARED 1,700 LITHIA MTRS INC CL A 536797103 840.23 32,070 SH SHARED 01 32,070 LITHIA MTRS INC CL A 536797103 20.96 800 SH C SHARED 800 LITTELFUSE INC COM 537008104 32.48 518 SH SHARED 01 518 LIVE NATION ENTERTAINMENT IN COM 538034109 71,065.18 7,560,126 SH SHARED 7,560,126 LIVE NATION ENTERTAINMENT IN COM 538034109 1,722.66 183,262 SH SHARED 01 183,262 LIVE NATION ENTERTAINMENT IN COM 538034109 25.38 2,700 SH C SHARED 2,700 LIVEDEAL INC COM NEW 538144304 0.85 204 SH SOLE 204 LIVEPERSON INC COM 538146101 72.61 4,330 SH SHARED 01 4,330 LIVEPERSON INC COM 538146101 8.39 500 SH C SHARED 500 LIZ CLAIBORNE INC COM 539320101 745.97 55,836 SH SHARED 55,836 LIZ CLAIBORNE INC COM 539320101 152.68 11,428 SH SHARED 01 11,428 LIZ CLAIBORNE INC COM 539320101 18.70 1,400 SH C SHARED 1,400 LIZHAN ENVIRONMENTAL CORP SHS G55329109 2.87 5,747 SH SOLE 5,747 LJ INTL INC ORD G55312105 19.72 8,500 SH SHARED 01 8,500 LJ INTL INC ORD G55312105 2.99 1,289 SH SHARED 1,289 LKQ CORP COM 501889208 3,743.39 120,096 SH SHARED 01 120,096 LKQ CORP COM 501889208 1,365.68 43,814 SH SHARED 43,814 LKQ CORP COM 501889208 359.08 11,520 SH SHARED 20 11,520 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 493.29 232,683 SH SHARED 01 232,683 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 280.20 132,168 SH SHARED 132,168 LMI AEROSPACE INC COM 502079106 67.10 3,687 SH SOLE 3,687 LML PMT SYS INC COM 50208P109 5.51 2,712 SH SHARED 01 2,712 LMP CAP & INCOME FD INC COM 50208A102 105.08 7,848 SH SHARED 01 7,848 LMP CAP & INCOME FD INC COM 50208A102 39.96 2,984 SH SHARED 2,984
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- LMP CORPORATE LN FD INC COM 50208B100 4,791.44 402,642 SH SHARED 01 402,642 LMP REAL ESTATE INCOME FD IN COM 50208C108 238.80 23,140 SH SHARED 01 23,140 LNB BANCORP INC COM 502100100 5.14 740 SH SHARED 740 LNB BANCORP INC COM 502100100 2.78 400 SH SHARED 01 400 LOCAL COM CORP COM 53954R105 48.11 18,648 SH SHARED 18,648 LOCAL COM CORP COM 53954R105 25.92 10,048 SH SHARED 01 10,048 LOCKHEED MARTIN CORP COM 539830109 29,649.67 329,954 SH SHARED 01 329,954 LOCKHEED MARTIN CORP COM 539830109 9,471.24 105,400 SH C SHARED 105,400 LOCKHEED MARTIN CORP COM 539830109 1,720.01 19,141 SH SHARED 19,141 LOCKHEED MARTIN CORP COM 539830109 1,715.97 19,096 SH SHARED 19,096 LOCKHEED MARTIN CORP COM 539830109 1,069.33 11,900 SH P SHARED 11,900 LODGENET INTERACTIVE CORP COM 540211109 1,211.81 346,232 SH SOLE 346,232 LOEWS CORP COM 540424108 6,315.61 158,405 SH SHARED 01 158,405 LOEWS CORP COM 540424108 878.62 22,037 SH SHARED 22,037 LOEWS CORP COM 540424108 856.33 21,478 SH SHARED 21,478 LOEWS CORP COM 540424108 215.30 5,400 SH P SHARED 5,400 LOEWS CORP COM 540424108 11.96 300 SH C SHARED 300 LOGITECH INTL S A SHS H50430232 3,345.29 428,883 SH SHARED 428,883 LOGITECH INTL S A SHS H50430232 2,509.03 321,670 SH P SHARED 321,670 LOGITECH INTL S A SHS H50430232 2,076.36 266,200 SH C SHARED 266,200 LOGITECH INTL S A SHS H50430232 274.16 35,149 SH SHARED 01 35,149 LOGITECH INTL S A SHS H50430232 248.85 31,904 SH SHARED 31,904 LOGITECH INTL S A SHS H50430232 2.55 327 SH SHARED 17 327 LOGMEIN INC COM 54142L109 803.14 22,797 SH SOLE 22,797 LOGMEIN INC COM 54142L109 176.15 5,000 SH P SOLE 5,000 LONE PINE RES INC COM 54222A106 162.61 25,017 SH SHARED 25,017 LONE PINE RES INC COM 54222A106 107.46 16,532 SH SHARED 01 16,532 LONE PINE RES INC COM 54222A106 0.65 100 SH C SHARED 100 LONGWEI PETROLEUM INV HLDG L COM 543354104 2.02 1,205 SH SOLE 1,205 LOOKSMART LTD COM NEW 543442503 27.29 24,588 SH SOLE 24,588 LOOPNET INC COM 543524300 974.78 51,905 SH SOLE 51,905 LORAL SPACE & COMMUNICATNS I COM 543881106 79.60 1,000 SH SHARED 01 1,000 LORILLARD INC COM 544147101 28,331.78 218,812 SH SHARED 01 218,812 LORILLARD INC COM 544147101 3,871.45 29,900 SH C SHARED 29,900 LORILLARD INC COM 544147101 3,291.90 25,424 SH SHARED 25,424 LORILLARD INC COM 544147101 1,747.98 13,500 SH P SHARED 13,500 LORILLARD INC COM 544147101 1,165.06 8,998 SH SHARED 8,998 LORILLARD INC COM 544147101 1,032.09 7,971 SH SHARED 20 7,971 LOUISANA BANCORP INC NEW COM 54619P104 35.82 2,247 SH SOLE 2,247 LOUISIANA PAC CORP COM 546347105 70.07 7,494 SH SHARED 01 7,494 LOUISIANA PAC CORP COM 546347105 65.45 7,000 SH C SHARED 7,000 LOUISIANA PAC CORP COM 546347105 7.48 800 SH P SHARED 800 LOWES COS INC COM 548661107 31,195.61 994,124 SH SHARED 01 994,124 LOWES COS INC COM 548661107 4,393.20 140,000 SH C SHARED 140,000 LOWES COS INC COM 548661107 2,603.79 82,976 SH SHARED 82,976 LOWES COS INC COM 548661107 2,518.46 80,257 SH SHARED 80,257 LOWES COS INC COM 548661107 1,628.62 51,900 SH P SHARED 51,900 LOWES COS INC COM 548661107 7.85 250 SH SHARED 20 250 LPL INVT HLDGS INC COM 50213H100 2,654.59 69,968 SH SHARED 01 69,968 LPL INVT HLDGS INC COM 50213H100 25.46 671 SH SHARED 671 LRAD CORP COM 50213V109 0.46 300 SH SHARED 01 300 LRR ENERGY LP COM 50214A104 10.27 500 SH P SHARED 500 LRR ENERGY LP COM 50214A104 8.38 408 SH SHARED 408
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- LRR ENERGY LP COM 50214A104 2.05 100 SH SHARED 01 100 LSB FINL CORP COM 501925101 21.98 1,289 SH SOLE 1,289 LSB INDS INC COM 502160104 142.25 3,655 SH SHARED 3,655 LSB INDS INC COM 502160104 33.51 861 SH SHARED 01 861 LSI CORPORATION COM 502161102 2,052.92 236,511 SH SHARED 236,511 LSI CORPORATION COM 502161102 803.77 92,600 SH C SHARED 92,600 LSI CORPORATION COM 502161102 469.84 54,129 SH SHARED 01 54,129 LSI CORPORATION COM 502161102 309.03 35,602 SH SHARED 35,602 LSI CORPORATION COM 502161102 6.94 800 SH P SHARED 800 LSI INDS INC COM 50216C108 13.74 1,875 SH SHARED 01 1,875 LTC PPTYS INC COM 502175102 425.73 13,304 SH SHARED 13,304 LTC PPTYS INC COM 502175102 308.13 9,629 SH SHARED 01 9,629 LTX-CREDENCE CORP COM NEW 502403207 106.41 14,800 SH C SHARED 14,800 LTX-CREDENCE CORP COM NEW 502403207 0.24 33 SH SHARED 01 33 LUBYS INC COM 549282101 0.61 100 SH SHARED 01 100 LUCAS ENERGY INC COM NEW 549333201 15.86 6,395 SH SHARED 6,395 LUCAS ENERGY INC COM NEW 549333201 0.99 400 SH P SHARED 400 LUCAS ENERGY INC COM NEW 549333201 0.07 30 SH SHARED 01 30 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 42.25 43,000 PRN SHARED 01 43,000 LUFKIN INDS INC COM 549764108 4,156.22 51,534 SH SHARED 01 51,534 LUFKIN INDS INC COM 549764108 80.65 1,000 SH C SHARED 1,000 LUFKIN INDS INC COM 549764108 44.28 549 SH SHARED 549 LULULEMON ATHLETICA INC COM 550021109 21,479.42 287,427 SH SHARED 01 287,427 LULULEMON ATHLETICA INC COM 550021109 6,897.58 92,300 SH P SHARED 92,300 LULULEMON ATHLETICA INC COM 550021109 1,935.51 25,900 SH P SHARED 01 25,900 LULULEMON ATHLETICA INC COM 550021109 1,800.99 24,100 SH C SHARED 24,100 LULULEMON ATHLETICA INC COM 550021109 1,100.55 14,727 SH SHARED 14,727 LULULEMON ATHLETICA INC COM 550021109 403.54 5,400 SH SHARED 5,400 LULULEMON ATHLETICA INC COM 550021109 367.67 4,920 SH SHARED 20 4,920 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 125.55 5,000 SH C SHARED 5,000 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 25.11 1,000 SH P SHARED 1,000 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 0.78 31 SH SHARED 01 31 LUMINEX CORP DEL COM 55027E102 198.64 8,507 SH SHARED 01 8,507 LUMOS NETWORKS CORP COM 550283105 69.46 6,455 SH SHARED 01 6,455 LUNA INNOVATIONS COM 550351100 1.52 908 SH SOLE 908 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 22.26 617 SH SHARED 617 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 20.81 577 SH SHARED 01 577 LYDALL INC DEL COM 550819106 22.56 2,214 SH SOLE 2,214 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 16,883.08 386,783 SH SHARED 386,783 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4,901.94 112,301 SH SHARED 20 112,301 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4,321.09 98,994 SH SHARED 01 98,994 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 938.08 21,491 SH SHARED 21,491 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 768.24 17,600 SH C SHARED 17,600 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 126.59 2,900 SH P SHARED 2,900 M & T BK CORP COM 55261F104 5,150.33 59,281 SH SHARED 01 59,281 M & T BK CORP COM 55261F104 582.10 6,700 SH SHARED 6,700 M & T BK CORP COM 55261F104 460.46 5,300 SH P SHARED 5,300 M & T BK CORP COM 55261F104 260.64 3,000 SH C SHARED 3,000 M D C HLDGS INC COM 552676108 1,325.73 51,405 SH SHARED 01 51,405 M D C HLDGS INC COM 552676108 54.16 2,100 SH C SHARED 2,100 M/I HOMES INC COM 55305B101 142.14 11,500 SH SHARED 01 11,500 MA COM TECHNOLOGY SOLUTIONS COM 55405Y100 5.58 269 SH SOLE 269 MACERICH CO COM 554382101 5,651.53 97,862 SH SHARED 97,862
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- MACERICH CO COM 554382101 3,934.16 68,124 SH SHARED 68,124 MACERICH CO COM 554382101 2,999.25 51,935 SH SHARED 01 51,935 MACERICH CO COM 554382101 17.33 300 SH C SHARED 300 MACK CALI RLTY CORP COM 554489104 1,605.16 55,696 SH SHARED 55,696 MACK CALI RLTY CORP COM 554489104 1,103.52 38,290 SH SHARED 38,290 MACK CALI RLTY CORP COM 554489104 1,016.48 35,270 SH SHARED 01 35,270 MACQUARIE FT TR GB INF UT DI COM 55607W100 20.48 1,280 SH SHARED 01 1,280 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 6,537.65 354,344 SH SHARED 01 354,344 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 517.78 15,695 SH SHARED 01 15,695 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 461.17 13,979 SH SHARED 13,979 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 13.20 400 SH C SHARED 400 MACYS INC COM 55616P104 11,184.83 281,521 SH SHARED 01 281,521 MACYS INC COM 55616P104 3,492.27 87,900 SH P SHARED 87,900 MACYS INC COM 55616P104 2,141.45 53,900 SH C SHARED 53,900 MACYS INC COM 55616P104 1,027.30 25,857 SH SHARED 25,857 MAD CATZ INTERACTIVE INC COM 556162105 0.12 200 SH SHARED 01 200 MADDEN STEVEN LTD COM 556269108 913.14 21,360 SH SHARED 01 21,360 MADISON CLAYMORE CALL &EQTY COM 556582104 57.26 6,924 SH SHARED 01 6,924 MADISON SQUARE GARDEN CO CL A 55826P100 1,846.08 53,979 SH SHARED 01 53,979 MADISON SQUARE GARDEN CO CL A 55826P100 46.48 1,359 SH SHARED 1,359 MADISON SQUARE GARDEN CO CL A 55826P100 34.20 1,000 SH P SHARED 1,000 MADISON SQUARE GARDEN CO CL A 55826P100 17.10 500 SH C SHARED 500 MADISON STRTG SECTOR PREM FD COM 558268108 144.24 12,213 SH SHARED 01 12,213 MAG SILVER CORP COM 55903Q104 98.98 9,800 SH C SOLE 9,800 MAG SILVER CORP COM 55903Q104 3.03 300 SH SOLE 300 MAGAL SECURITY SYS LTD ORD M6786D104 2.97 638 SH SOLE 638 MAGELLAN HEALTH SVCS INC COM NEW 559079207 1,319.53 27,034 SH SHARED 01 27,034 MAGELLAN HEALTH SVCS INC COM NEW 559079207 175.37 3,593 SH SHARED 3,593 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 149,484.82 2,066,420 SH SHARED 01 2,066,420 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 26,480.56 366,057 SH SHARED 366,057 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 65.11 900 SH C SHARED 900 MAGELLAN PETE CORP COM 559091301 10.98 8,575 SH SHARED 01 8,575 MAGELLAN PETE CORP COM 559091301 0.14 113 SH SHARED 113 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 211.92 33,010 SH SHARED 33,010 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 32.10 5,000 SH SHARED 5,000 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 4.49 700 SH C SHARED 700 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 3.21 500 SH P SHARED 500 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 1.28 200 SH SHARED 01 200 MAGICJACK VOCALTEC LTD SHS M6787E101 3,829.33 176,467 SH SOLE 176,467 MAGICJACK VOCALTEC LTD SHS M6787E101 381.92 17,600 SH P SOLE 17,600 MAGICJACK VOCALTEC LTD SHS M6787E101 62.93 2,900 SH C SOLE 2,900 MAGNA INTL INC COM 559222401 3,984.43 83,461 SH SHARED 01 83,461 MAGNA INTL INC COM 559222401 822.08 17,220 SH SHARED 17,220 MAGNA INTL INC COM 559222401 817.79 17,130 SH SHARED 17,130 MAGNA INTL INC COM 559222401 42.97 900 SH C SHARED 900 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 514.02 42,835 SH SHARED 01 42,835 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 150.35 12,529 SH SHARED 12,529 MAGNETEK INC COM NEW 559424403 13.18 685 SH SOLE 685 MAGNUM HUNTER RES CORP DEL COM 55973B102 1,846.87 288,123 SH SHARED 01 288,123 MAGNUM HUNTER RES CORP DEL COM 55973B102 944.19 147,300 SH C SHARED 147,300 MAGNUM HUNTER RES CORP DEL COM 55973B102 78.20 12,200 SH P SHARED 12,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- MAGYAR BANCORP INC COM 55977T109 3.30 641 SH SOLE 641 MAHANAGAR TEL NIGAM LTD SPONS ADR 2001 559778402 7.17 7,025 SH SOLE 7,025 MAIDEN HOLDINGS LTD SHS G5753U112 9.00 1,000 SH SHARED 01 1,000 MAIDENFORM BRANDS INC COM 560305104 1.89 84 SH SHARED 01 84 MAIN STREET CAPITAL CORP COM 56035L104 3,399.83 138,036 SH SHARED 138,036 MAIN STREET CAPITAL CORP COM 56035L104 170.81 6,935 SH SHARED 01 6,935 MAIN STREET CAPITAL CORP COM 56035L104 32.02 1,300 SH C SHARED 1,300 MAIN STREET CAPITAL CORP COM 56035L104 4.93 200 SH P SHARED 200 MAINSOURCE FINANCIAL GP INC COM 56062Y102 74.35 6,170 SH SHARED 6,170 MAINSOURCE FINANCIAL GP INC COM 56062Y102 49.01 4,067 SH SHARED 01 4,067 MAJESCO ENTERTAINMENT CO COM NEW 560690208 289.50 117,205 SH SOLE 117,205 MAJESCO ENTERTAINMENT CO COM NEW 560690208 1.98 800 SH C SOLE 800 MAKEMUSIC INC COM NEW 56086P202 16.00 3,748 SH SHARED 3,748 MAKEMUSIC INC COM NEW 56086P202 8.93 2,091 SH SHARED 01 2,091 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 157.23 6,845 SH SHARED 01 6,845 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 109.96 4,787 SH SHARED 4,787 MAKITA CORP ADR NEW 560877300 667.11 16,570 SH SHARED 20 16,570 MAKITA CORP ADR NEW 560877300 125.81 3,125 SH SHARED 3,125 MAKITA CORP ADR NEW 560877300 63.21 1,570 SH SHARED 01 1,570 MAKO SURGICAL CORP COM 560879108 4,339.34 102,950 SH SHARED 01 102,950 MAKO SURGICAL CORP COM 560879108 754.49 17,900 SH C SHARED 17,900 MAKO SURGICAL CORP COM 560879108 362.49 8,600 SH P SHARED 8,600 MAKO SURGICAL CORP COM 560879108 352.08 8,353 SH SHARED 8,353 MALAYSIA FD INC COM 560905101 7.73 753 SH SOLE 753 MALVERN FEDERAL BANCORP INC COM 561410101 6.70 859 SH SOLE 859 MANAGED DURATION INVT GRD FU COM 56165R103 154.79 10,104 SH SHARED 01 10,104 MANAGED HIGH YIELD PLUS FD I COM 561911108 9.13 4,169 SH SHARED 4,169 MANAGED HIGH YIELD PLUS FD I COM 561911108 7.31 3,337 SH SHARED 01 3,337 MANHATTAN ASSOCS INC COM 562750109 576.06 12,120 SH SHARED 01 12,120 MANHATTAN ASSOCS INC COM 562750109 91.88 1,933 SH SHARED 1,933 MANHATTAN BRIDGE CAPITAL INC COM 562803106 2.20 2,113 SH SOLE 2,113 MANITEX INTL INC COM 563420108 14.66 2,000 SH SHARED 01 2,000 MANITOWOC INC COM 563571108 2,923.07 210,900 SH SHARED 01 210,900 MANITOWOC INC COM 563571108 1,431.74 103,300 SH P SHARED 103,300 MANITOWOC INC COM 563571108 951.00 68,615 SH SHARED 68,615 MANITOWOC INC COM 563571108 313.24 22,600 SH C SHARED 22,600 MANNATECH INC COM NEW 563771203 4.93 1,350 SH SHARED 01 1,350 MANNING & NAPIER INC CL A 56382Q102 292.68 19,910 SH SHARED 20 19,910 MANNKIND CORP COM 56400P201 1,052.30 426,033 SH SHARED 426,033 MANNKIND CORP COM 56400P201 395.69 160,200 SH C SHARED 160,200 MANNKIND CORP COM 56400P201 249.22 100,900 SH P SHARED 100,900 MANNKIND CORP COM 56400P201 9.14 3,700 SH SHARED 01 3,700 MANPOWERGROUP INC COM 56418H100 500.84 10,573 SH SHARED 10,573 MANPOWERGROUP INC COM 56418H100 232.11 4,900 SH SHARED 4,900 MANPOWERGROUP INC COM 56418H100 29.18 616 SH SHARED 01 616 MANTECH INTL CORP CL A 564563104 74.78 2,170 SH SHARED 01 2,170 MANULIFE FINL CORP COM 56501R106 9,114.00 672,620 SH SHARED 672,620 MANULIFE FINL CORP COM 56501R106 9,036.50 666,900 SH C SHARED 666,900 MANULIFE FINL CORP COM 56501R106 4,449.44 328,372 SH SHARED 01 328,372 MANULIFE FINL CORP COM 56501R106 1,548.77 114,300 SH SHARED 114,300 MANULIFE FINL CORP COM 56501R106 164.09 12,110 SH SHARED 20 12,110 MANULIFE FINL CORP COM 56501R106 18.97 1,400 SH P SHARED 1,400 MAP PHARMACEUTICALS INC COM 56509R108 192.42 13,400 SH P SOLE 13,400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MAP PHARMACEUTICALS INC COM 56509R108 64.62 4,500 SH C SOLE 4,500 MARATHON OIL CORP COM 565849106 27,007.01 851,956 SH SHARED 01 851,956 MARATHON OIL CORP COM 565849106 4,606.01 145,300 SH C SHARED 145,300 MARATHON OIL CORP COM 565849106 1,740.33 54,900 SH P SHARED 54,900 MARATHON OIL CORP COM 565849106 1,605.19 50,637 SH SHARED 50,637 MARATHON OIL CORP COM 565849106 1,040.62 32,827 SH SHARED 32,827 MARATHON OIL CORP COM 565849106 8.56 270 SH SHARED 20 270 MARATHON PETE CORP COM 56585A102 12,192.96 281,203 SH SHARED 01 281,203 MARATHON PETE CORP COM 56585A102 1,000.23 23,068 SH SHARED 23,068 MARATHON PETE CORP COM 56585A102 641.34 14,791 SH SHARED 14,791 MARATHON PETE CORP COM 56585A102 498.94 11,507 SH SHARED 20 11,507 MARATHON PETE CORP COM 56585A102 234.14 5,400 SH C SHARED 5,400 MARATHON PETE CORP COM 56585A102 56.37 1,300 SH P SHARED 1,300 MARCHEX INC CL B 56624R108 553.04 124,000 SH SHARED 01 124,000 MARCHEX INC CL B 56624R108 7.93 1,777 SH SHARED 1,777 MARCUS CORP COM 566330106 10.15 809 SH SHARED 01 809 MARCUS CORP COM 566330106 1.26 100 SH C SHARED 100 MARINE PRODS CORP COM 568427108 16.07 2,700 SH SHARED 01 2,700 MARINE PRODS CORP COM 568427108 1.56 263 SH SHARED 263 MARKEL CORP COM 570535104 3,902.64 8,693 SH SHARED 01 8,693 MARKEL CORP COM 570535104 513.14 1,143 SH SHARED 20 1,143 MARKEL CORP COM 570535104 337.60 752 SH SHARED 752 MARKET LEADER INC COM 57056R103 8.64 2,362 SH SOLE 2,362 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 73,047.13 1,474,508 SH SHARED 01 1,474,508 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 49,069.37 990,500 SH C SHARED 990,500 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 43,793.36 884,000 SH P SHARED 884,000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 22,376.57 423,558 SH SHARED 01 423,558 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 13,089.71 264,225 SH SHARED 264,225 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 11,976.89 487,857 SH SHARED 01 487,857 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 10,115.08 322,753 SH SHARED 01 322,753 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 8,684.49 377,915 SH SHARED 01 377,915 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 6,357.16 205,900 SH C SHARED 205,900 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 5,804.39 327,192 SH SHARED 01 327,192 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,446.35 176,400 SH P SHARED 176,400 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 4,824.99 156,275 SH SHARED 01 156,275 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 4,676.78 190,500 SH P SHARED 190,500 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 3,257.72 80,200 SH P SHARED 80,200 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 2,842.89 64,714 SH SHARED 01 64,714 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 2,264.92 86,184 SH SHARED 01 86,184 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 2,186.24 180,234 SH SHARED 01 180,234 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 2,162.86 88,100 SH C SHARED 88,100 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 1,934.01 43,461 SH SHARED 01 43,461 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 1,794.47 92,024 SH SHARED 01 92,024 MARKET VECTORS ETF TR MINOR METALS 57060U472 1,233.94 71,908 SH SHARED 01 71,908 MARKET VECTORS ETF TR COAL ETF 57060U837 1,222.95 38,361 SH SHARED 01 38,361 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 1,213.44 63,398 SH SHARED 01 63,398 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1,031.67 25,398 SH SHARED 01 25,398 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 972.50 82,137 SH SHARED 01 82,137 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 948.06 31,750 SH SHARED 01 31,750 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 855.85 16,200 SH C SHARED 16,200 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 646.69 12,241 SH SHARED 12,241 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 556.49 13,700 SH C SHARED 13,700 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 537.88 10,143 SH SHARED 01 10,143
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 517.73 9,800 SH P SHARED 9,800 MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 459.72 18,243 SH SHARED 01 18,243 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 364.63 11,810 SH SHARED 11,810 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 348.53 92,940 SH SHARED 01 92,940 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 326.91 8,500 SH SHARED 01 8,500 MARKET VECTORS ETF TR AFRICA ETF 57060U787 318.84 10,808 SH SHARED 01 10,808 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 306.78 18,649 SH SHARED 01 18,649 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 266.79 5,050 SH SHARED 17 5,050 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 181.88 4,983 SH SHARED 01 4,983 MARKET VECTORS ETF TR MINOR METALS 57060U472 171.60 10,000 SH SHARED 10,000 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 169.81 5,500 SH SHARED 17 5,500 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 136.86 2,594 SH SHARED 2,594 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 118.63 3,973 SH SHARED 3,973 MARKET VECTORS ETF TR MINOR METALS 57060U472 112.93 6,581 SH SHARED 6,581 MARKET VECTORS ETF TR RETAIL ETF 57060U225 100.54 2,400 SH SHARED 01 2,400 MARKET VECTORS ETF TR COAL ETF 57060U837 85.53 2,683 SH SHARED 2,683 MARKET VECTORS ETF TR MINOR METALS 57060U472 82.37 4,800 SH C SHARED 4,800 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 78.76 2,200 SH SHARED 01 2,200 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 74.10 2,400 SH SHARED 2,400 MARKET VECTORS ETF TR BNK & BROKERAG 57060U175 69.57 1,600 SH SHARED 01 1,600 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 57.42 3,000 SH SHARED 17 3,000 MARKET VECTORS ETF TR GAMING ETF 57060U829 57.36 1,601 SH SHARED 01 1,601 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 50.68 4,000 SH SHARED 17 4,000 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 46.54 1,300 SH P SHARED 1,300 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 42.52 1,165 SH SHARED 1,165 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 38.26 871 SH SHARED 871 MARKET VECTORS ETF TR LATAM AGGR BD 57060U431 26.67 1,056 SH SOLE 1,056 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 24.43 463 SH SHARED 01 463 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 17.57 1,484 SH SHARED 1,484 MARKET VECTORS ETF TR MINOR METALS 57060U472 17.16 1,000 SH P SHARED 1,000 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 15.70 430 SH SHARED 17 430 MARKET VECTORS ETF TR LAT AM SML CAP 57060U530 15.56 610 SH SOLE 610 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 12.27 629 SH SHARED 629 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 8.45 667 SH SHARED 667 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 8.45 410 SH SHARED 01 410 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 8.24 650 SH SHARED 01 650 MARKET VECTORS ETF TR COAL ETF 57060U837 6.38 200 SH C SHARED 200 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 4.39 100 SH C SHARED 100 MARKET VECTORS ETF TR GERMANY SM CAP 57060U381 4.19 200 SH SOLE 200 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 1.71 104 SH SHARED 104 MARKETAXESS HLDGS INC COM 57060D108 989.19 26,527 SH SHARED 01 26,527 MARKETAXESS HLDGS INC COM 57060D108 457.55 12,270 SH SHARED 20 12,270 MARKETAXESS HLDGS INC COM 57060D108 10.52 282 SH SHARED 282 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 38,774.97 663,387 SH SHARED 01 663,387 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 31,172.61 533,321 SH SHARED 533,321 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 859.22 14,700 SH P SHARED 14,700 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 321.48 5,500 SH C SHARED 5,500 MARRIOTT INTL INC NEW CL A 571903202 10,645.27 281,249 SH SHARED 01 281,249 MARRIOTT INTL INC NEW CL A 571903202 752.69 19,886 SH SHARED 19,886 MARRIOTT INTL INC NEW CL A 571903202 442.85 11,700 SH C SHARED 11,700 MARRIOTT INTL INC NEW CL A 571903202 306.59 8,100 SH P SHARED 8,100 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 259.70 9,109 SH SHARED 01 9,109 MARSH & MCLENNAN COS INC COM 571748102 10,088.27 307,663 SH SHARED 01 307,663
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- MARSH & MCLENNAN COS INC COM 571748102 7,183.60 219,079 SH SHARED 219,079 MARSH & MCLENNAN COS INC COM 571748102 1,180.44 36,000 SH SHARED 36,000 MARSH & MCLENNAN COS INC COM 571748102 147.56 4,500 SH P SHARED 4,500 MARSH & MCLENNAN COS INC COM 571748102 75.42 2,300 SH C SHARED 2,300 MARSHALL EDWARDS INC COM NEW 572322402 1.04 1,367 SH SOLE 1,367 MARTEN TRANS LTD COM 573075108 1,101.29 49,900 SH SHARED 01 49,900 MARTHA STEWART LIVING OMNIME CL A 573083102 26.67 7,000 SH C SHARED 7,000 MARTHA STEWART LIVING OMNIME CL A 573083102 17.24 4,524 SH SHARED 01 4,524 MARTHA STEWART LIVING OMNIME CL A 573083102 16.76 4,400 SH P SHARED 4,400 MARTHA STEWART LIVING OMNIME CL A 573083102 15.08 3,958 SH SHARED 3,958 MARTIN MARIETTA MATLS INC COM 573284106 5,103.55 59,600 SH C SHARED 59,600 MARTIN MARIETTA MATLS INC COM 573284106 2,020.87 23,600 SH P SHARED 23,600 MARTIN MARIETTA MATLS INC COM 573284106 551.89 6,445 SH SHARED 6,445 MARTIN MARIETTA MATLS INC COM 573284106 375.15 4,381 SH SHARED 01 4,381 MARTIN MARIETTA MATLS INC COM 573284106 291.14 3,400 SH SHARED 3,400 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 963.95 28,536 SH SHARED 01 28,536 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 28.65 848 SH SHARED 848 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 3,503.07 222,700 SH C SHARED 222,700 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,777.89 176,598 SH SHARED 01 176,598 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,068.18 131,480 SH SHARED 131,480 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 715.72 45,500 SH P SHARED 45,500 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 667.53 42,437 SH SHARED 42,437 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9.60 610 SH SHARED 20 610 MASCO CORP COM 574599106 923.04 69,038 SH SHARED 01 69,038 MASCO CORP COM 574599106 423.83 31,700 SH P SHARED 31,700 MASCO CORP COM 574599106 268.74 20,100 SH SHARED 20,100 MASCO CORP COM 574599106 108.30 8,100 SH C SHARED 8,100 MASIMO CORP COM 574795100 306.54 13,111 SH SHARED 13,111 MASIMO CORP COM 574795100 7.01 300 SH C SHARED 300 MASIMO CORP COM 574795100 0.05 2 SH SHARED 01 2 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 14.35 1,000 SH SHARED 01 1,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 201.94 225,000 PRN SHARED 01 225,000 MASTEC INC COM 576323109 159.93 8,841 SH SHARED 01 8,841 MASTERCARD INC CL A 57636Q104 138,834.13 330,133 SH SHARED 330,133 MASTERCARD INC CL A 57636Q104 56,688.79 134,800 SH C SHARED 134,800 MASTERCARD INC CL A 57636Q104 41,817.24 99,437 SH SHARED 01 99,437 MASTERCARD INC CL A 57636Q104 39,152.27 93,100 SH P SHARED 93,100 MASTERCARD INC CL A 57636Q104 3,726.83 8,862 SH SHARED 20 8,862 MASTERCARD INC CL A 57636Q104 3,025.79 7,195 SH SHARED 7,195 MATERIAL SCIENCES CORP COM 576674105 9.53 1,155 SH SHARED 1,155 MATERIAL SCIENCES CORP COM 576674105 0.15 18 SH SHARED 01 18 MATERION CORP COM 576690101 490.97 17,089 SH SHARED 01 17,089 MATERION CORP COM 576690101 439.74 15,306 SH SHARED 15,306 MATERION CORP COM 576690101 17.24 600 SH C SHARED 600 MATRIX SVC CO COM 576853105 43.28 3,089 SH SOLE 3,089 MATTEL INC COM 577081102 28,434.92 844,769 SH SHARED 01 844,769 MATTEL INC COM 577081102 2,861.10 85,000 SH P SHARED 85,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- MATTEL INC COM 577081102 1,831.10 54,400 SH C SHARED 54,400 MATTEL INC COM 577081102 740.52 22,000 SH SHARED 22,000 MATTEL INC COM 577081102 681.24 20,239 SH SHARED 20,239 MATTERSIGHT CORP COM 577097108 182.76 21,501 SH SOLE 21,501 MATTHEWS INTL CORP CL A 577128101 418.47 13,226 SH SHARED 01 13,226 MATTHEWS INTL CORP CL A 577128101 165.70 5,237 SH SHARED 5,237 MATTHEWS INTL CORP CL A 577128101 6.96 220 SH SHARED 20 220 MATTRESS FIRM HLDG CORP COM 57722W106 1,492.09 39,369 SH SHARED 01 39,369 MATTRESS FIRM HLDG CORP COM 57722W106 372.94 9,840 SH SHARED 9,840 MATTSON TECHNOLOGY INC COM 577223100 485.90 175,414 SH SHARED 175,414 MATTSON TECHNOLOGY INC COM 577223100 13.14 4,744 SH SHARED 01 4,744 MAUI LD & PINEAPPLE INC COM 577345101 216.16 53,637 SH SHARED 01 53,637 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 0.14 100 SH SHARED 01 100 MAXIM INTEGRATED PRODS INC COM 57772K101 9,952.81 348,122 SH SHARED 348,122 MAXIM INTEGRATED PRODS INC COM 57772K101 3,500.10 122,424 SH SHARED 01 122,424 MAXIM INTEGRATED PRODS INC COM 57772K101 543.21 19,000 SH SHARED 19,000 MAXIM INTEGRATED PRODS INC COM 57772K101 217.28 7,600 SH C SHARED 7,600 MAXIM INTEGRATED PRODS INC COM 57772K101 14.30 500 SH P SHARED 500 MAXIMUS INC COM 577933104 0.61 15 SH SHARED 01 15 MAXWELL TECHNOLOGIES INC COM 577767106 163.06 8,896 SH SHARED 01 8,896 MAYFLOWER BANCORP INC COM 578321101 10.06 1,242 SH SOLE 1,242 MBIA INC COM 55262C100 2,955.70 301,602 SH SHARED 301,602 MBIA INC COM 55262C100 2,822.40 288,000 SH P SHARED 288,000 MBIA INC COM 55262C100 148.96 15,200 SH C SHARED 15,200 MBIA INC COM 55262C100 8.33 850 SH SHARED 01 850 MCCLATCHY CO CL A 579489105 379.17 131,200 SH SHARED 01 131,200 MCCLATCHY CO CL A 579489105 78.90 27,300 SH C SHARED 27,300 MCCLATCHY CO CL A 579489105 1.45 500 SH P SHARED 500 MCCORMICK & CO INC COM NON VTG 579780206 6,710.46 123,286 SH SHARED 01 123,286 MCCORMICK & CO INC COM NON VTG 579780206 1,360.75 25,000 SH C SHARED 25,000 MCCORMICK & CO INC COM NON VTG 579780206 511.64 9,400 SH SHARED 9,400 MCCORMICK & CO INC COM NON VTG 579780206 104.78 1,925 SH SHARED 20 1,925 MCCORMICK & CO INC COM VTG 579780107 40.24 742 SH SHARED 742 MCCORMICK & CO INC COM VTG 579780107 1.30 24 SH SHARED 01 24 MCDERMOTT INTL INC COM 580037109 2,799.74 218,559 SH SHARED 01 218,559 MCDERMOTT INTL INC COM 580037109 477.81 37,300 SH C SHARED 37,300 MCDERMOTT INTL INC COM 580037109 187.53 14,639 SH SHARED 14,639 MCDERMOTT INTL INC COM 580037109 151.09 11,795 SH SHARED 20 11,795 MCDERMOTT INTL INC COM 580037109 120.41 9,400 SH P SHARED 9,400 MCDONALDS CORP COM 580135101 278,910.37 2,843,123 SH SHARED 01 2,843,123 MCDONALDS CORP COM 580135101 85,458.74 871,139 SH SHARED 871,139 MCDONALDS CORP COM 580135101 56,986.29 580,900 SH P SHARED 580,900 MCDONALDS CORP COM 580135101 31,313.52 319,200 SH C SHARED 319,200 MCDONALDS CORP COM 580135101 9,721.51 99,098 SH SHARED 99,098 MCDONALDS CORP COM 580135101 7,324.05 74,659 SH SHARED 20 74,659 MCDONALDS CORP COM 580135101 3,069.35 31,293 SH SHARED 17 31,293 MCDONALDS CORP COM 580135101 88.29 900 SH C SHARED 01 900 MCEWEN MNG INC COM 58039P107 1,373.68 309,388 SH SHARED 01 309,388 MCEWEN MNG INC COM 58039P107 662.45 149,200 SH C SHARED 149,200 MCEWEN MNG INC COM 58039P107 614.05 138,300 SH P SHARED 138,300 MCG CAPITAL CORP COM 58047P107 1,695.58 398,023 SH SHARED 398,023 MCG CAPITAL CORP COM 58047P107 41.43 9,725 SH SHARED 01 9,725
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MCG CAPITAL CORP COM 58047P107 4.69 1,100 SH P SHARED 1,100 MCG CAPITAL CORP COM 58047P107 2.13 500 SH C SHARED 500 MCGRATH RENTCORP COM 580589109 905.18 28,190 SH SHARED 01 28,190 MCGRAW HILL COS INC COM 580645109 14,858.33 306,547 SH SHARED 01 306,547 MCGRAW HILL COS INC COM 580645109 1,037.26 21,400 SH SHARED 21,400 MCGRAW HILL COS INC COM 580645109 817.01 16,856 SH SHARED 16,856 MCGRAW HILL COS INC COM 580645109 315.06 6,500 SH P SHARED 6,500 MCGRAW HILL COS INC COM 580645109 174.49 3,600 SH C SHARED 3,600 MCKESSON CORP COM 58155Q103 31,872.01 363,131 SH SHARED 01 363,131 MCKESSON CORP COM 58155Q103 4,331.01 49,345 SH SHARED 20 49,345 MCKESSON CORP COM 58155Q103 3,698.28 42,136 SH SHARED 42,136 MCKESSON CORP COM 58155Q103 2,791.09 31,800 SH P SHARED 31,800 MCKESSON CORP COM 58155Q103 2,367.24 27,016 SH SHARED 17 27,016 MCKESSON CORP COM 58155Q103 1,478.22 16,842 SH C SHARED 16,842 MCKESSON CORP COM 58155Q103 1,471.73 16,768 SH SHARED 16,768 MCMORAN EXPLORATION CO COM 582411104 1,527.96 142,800 SH C SHARED 142,800 MCMORAN EXPLORATION CO COM 582411104 1,382.22 129,179 SH SHARED 01 129,179 MCMORAN EXPLORATION CO COM 582411104 661.26 61,800 SH P SHARED 61,800 MDC PARTNERS INC CL A SUB VTG 552697104 44.54 4,005 SH SHARED 01 4,005 MDU RES GROUP INC COM 552690109 3,677.13 164,231 SH SHARED 20 164,231 MDU RES GROUP INC COM 552690109 1,773.98 79,231 SH SHARED 79,231 MDU RES GROUP INC COM 552690109 909.03 40,600 SH SHARED 01 40,600 MDU RES GROUP INC COM 552690109 201.51 9,000 SH SHARED 9,000 MEAD JOHNSON NUTRITION CO COM 582839106 31,958.94 387,475 SH SHARED 01 387,475 MEAD JOHNSON NUTRITION CO COM 582839106 4,569.39 55,400 SH P SHARED 55,400 MEAD JOHNSON NUTRITION CO COM 582839106 3,093.00 37,500 SH C SHARED 37,500 MEAD JOHNSON NUTRITION CO COM 582839106 1,100.94 13,348 SH SHARED 13,348 MEAD JOHNSON NUTRITION CO COM 582839106 16.50 200 SH C SHARED 01 200 MEADOWBROOK INS GROUP INC COM 58319P108 51.32 5,501 SH SHARED 5,501 MEADOWBROOK INS GROUP INC COM 58319P108 32.36 3,468 SH SHARED 01 3,468 MEADWESTVACO CORP COM 583334107 8,767.43 277,538 SH SHARED 01 277,538 MEADWESTVACO CORP COM 583334107 432.78 13,700 SH SHARED 13,700 MEADWESTVACO CORP COM 583334107 207.61 6,572 SH SHARED 6,572 MEADWESTVACO CORP COM 583334107 15.80 500 SH C SHARED 500 MEADWESTVACO CORP COM 583334107 9.79 310 SH SHARED 20 310 MEASUREMENT SPECIALTIES INC COM 583421102 182.65 5,420 SH SHARED 5,420 MEASUREMENT SPECIALTIES INC COM 583421102 25.44 755 SH SHARED 01 755 MECHEL OAO SPONSORED ADR 583840103 717.41 79,890 SH SHARED 79,890 MECHEL OAO SPONSORED ADR 583840103 106.86 11,900 SH SHARED 11,900 MECHEL OAO SPONSORED ADR 583840103 23.33 2,598 SH SHARED 01 2,598 MECHEL OAO SPON ADR PFD 583840509 11.42 3,200 SH SOLE 3,200 MECOX LANE LIMITED SPONSORED ADR 58403M102 72.11 58,627 SH SHARED 01 58,627 MEDALLION FINL CORP COM 583928106 1,040.79 93,261 SH SOLE 93,261 MEDASSETS INC COM 584045108 607.61 46,171 SH SHARED 01 46,171 MEDASSETS INC COM 584045108 335.58 25,500 SH SHARED 25,500 MEDASSETS INC COM 584045108 184.45 14,016 SH SHARED 14,016 MEDASSETS INC COM 584045108 7.90 600 SH C SHARED 600 MEDCATH CORP COM 58404W109 3,382.93 430,398 SH SOLE 430,398 MEDCO HEALTH SOLUTIONS INC COM 58405U102 67,593.45 961,500 SH C SHARED 961,500 MEDCO HEALTH SOLUTIONS INC COM 58405U102 46,136.20 656,276 SH SHARED 656,276 MEDCO HEALTH SOLUTIONS INC COM 58405U102 27,104.80 385,559 SH SHARED 01 385,559 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6,886.59 97,960 SH SHARED 97,960 MEDCO HEALTH SOLUTIONS INC COM 58405U102 4,154.73 59,100 SH P SHARED 59,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- MEDGENICS INC COM NEW 58436Q203 1.05 200 SH SOLE 200 MEDIA GEN INC CL A 584404107 109.65 21,333 SH SHARED 21,333 MEDIA GEN INC CL A 584404107 0.51 100 SH SHARED 01 100 MEDICAL ACTION INDS INC COM 58449L100 21.75 3,802 SH SHARED 01 3,802 MEDICAL PPTYS TRUST INC COM 58463J304 2,998.53 323,117 SH SHARED 01 323,117 MEDICAL PPTYS TRUST INC COM 58463J304 536.46 57,808 SH SHARED 57,808 MEDICAL PPTYS TRUST INC COM 58463J304 27.84 3,000 SH P SHARED 3,000 MEDICAL PPTYS TRUST INC COM 58463J304 12.06 1,300 SH C SHARED 1,300 MEDICINES CO COM 584688105 155.58 7,752 SH SHARED 7,752 MEDICINES CO COM 584688105 14.29 712 SH SHARED 01 712 MEDICINES CO COM 584688105 6.02 300 SH C SHARED 300 MEDICINES CO COM 584688105 2.01 100 SH P SHARED 100 MEDICINOVA INC COM NEW 58468P206 12.27 4,228 SH SHARED 01 4,228 MEDICINOVA INC COM NEW 58468P206 2.90 1,000 SH SHARED 1,000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 293.20 7,800 SH C SHARED 7,800 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 219.79 5,847 SH SHARED 01 5,847 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 184.19 4,900 SH P SHARED 4,900 MEDIDATA SOLUTIONS INC COM 58471A105 330.79 12,417 SH SHARED 01 12,417 MEDIFAST INC COM 58470H101 48.64 2,786 SH SHARED 2,786 MEDIFAST INC COM 58470H101 27.36 1,567 SH SHARED 01 1,567 MEDIVATION INC COM 58501N101 993.78 13,300 SH C SHARED 13,300 MEDIVATION INC COM 58501N101 635.87 8,510 SH SHARED 01 8,510 MEDIVATION INC COM 58501N101 635.12 8,500 SH P SHARED 8,500 MEDIVATION INC NOTE 2.625% 4/0 58501NAA9 24.29 23,000 PRN SHARED 01 23,000 MEDIWARE INFORMATION SYS INC COM 584946107 151.45 10,310 SH SOLE 10,310 MEDLEY CAP CORP COM 58503F106 1,346.15 119,445 SH SHARED 01 119,445 MEDLEY CAP CORP COM 58503F106 1,318.85 117,023 SH SHARED 117,023 MEDNAX INC COM 58502B106 473.44 6,366 SH SHARED 01 6,366 MEDNAX INC COM 58502B106 462.21 6,215 SH SHARED 20 6,215 MEDNAX INC COM 58502B106 179.23 2,410 SH SHARED 2,410 MEDNAX INC COM 58502B106 118.99 1,600 SH C SHARED 1,600 MEDTOX SCIENTIFIC INC COM NEW 584977201 33.72 2,000 SH SHARED 01 2,000 MEDTRONIC INC COM 585055106 137,359.23 3,504,956 SH SHARED 01 3,504,956 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 50,500.00 50,000,000 PRN SHARED 50,000,000 MEDTRONIC INC COM 585055106 26,771.00 683,108 SH SHARED 683,108 MEDTRONIC INC COM 585055106 15,074.12 384,642 SH SHARED 384,642 MEDTRONIC INC COM 585055106 12,097.84 308,697 SH C SHARED 308,697 MEDTRONIC INC COM 585055106 1,626.39 41,500 SH P SHARED 41,500 MEDTRONIC INC COM 585055106 1,042.57 26,603 SH SHARED 20 26,603 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 380.77 377,000 PRN SHARED 01 377,000 MELA SCIENCES INC COM 55277R100 805.50 179,799 SH SHARED 179,799 MELA SCIENCES INC COM 55277R100 665.68 148,590 SH SHARED 01 148,590 MELA SCIENCES INC COM 55277R100 51.52 11,500 SH P SHARED 11,500 MELA SCIENCES INC COM 55277R100 3.58 800 SH C SHARED 800 MELCO CROWN ENTMT LTD ADR 585464100 820.79 60,175 SH SHARED 01 60,175 MELCO CROWN ENTMT LTD ADR 585464100 338.87 24,844 SH SHARED 24,844 MELCO CROWN ENTMT LTD ADR 585464100 37.99 2,785 SH SHARED 20 2,785 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,869.30 44,688 SH SHARED 44,688 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,646.39 39,359 SH SHARED 01 39,359 MELLANOX TECHNOLOGIES LTD SHS M51363113 50.41 1,205 SH SHARED 20 1,205 MEMC ELECTR MATLS INC COM 552715104 1,247.67 345,615 SH SHARED 345,615 MEMC ELECTR MATLS INC COM 552715104 1,213.68 336,200 SH P SHARED 336,200 MEMC ELECTR MATLS INC COM 552715104 666.82 184,714 SH SHARED 01 184,714
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- MEMC ELECTR MATLS INC COM 552715104 247.50 68,560 SH C SHARED 68,560 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 38.68 2,075 SH SHARED 2,075 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 6.52 350 SH SHARED 01 350 MEMSIC INC COM 586264103 78.08 18,546 SH SOLE 18,546 MENS WEARHOUSE INC COM 587118100 1,727.59 44,560 SH SHARED 01 44,560 MENS WEARHOUSE INC COM 587118100 15.51 400 SH P SHARED 400 MENS WEARHOUSE INC COM 587118100 7.75 200 SH C SHARED 200 MENTOR GRAPHICS CORP COM 587200106 112.94 7,600 SH C SHARED 7,600 MENTOR GRAPHICS CORP COM 587200106 29.93 2,014 SH SHARED 01 2,014 MENTOR GRAPHICS CORP COM 587200106 5.94 400 SH P SHARED 400 MERCADOLIBRE INC COM 58733R102 2,692.55 27,534 SH SHARED 20 27,534 MERCADOLIBRE INC COM 58733R102 1,729.91 17,690 SH SHARED 01 17,690 MERCADOLIBRE INC COM 58733R102 1,271.27 13,000 SH C SHARED 13,000 MERCADOLIBRE INC COM 58733R102 1,124.59 11,500 SH P SHARED 11,500 MERCADOLIBRE INC COM 58733R102 56.52 578 SH SHARED 578 MERCANTILE BANK CORP COM 587376104 94.15 6,616 SH SHARED 6,616 MERCANTILE BANK CORP COM 587376104 9.96 700 SH SHARED 01 700 MERCER INTL INC COM 588056101 295.98 37,044 SH SHARED 37,044 MERCER INTL INC COM 588056101 147.87 18,507 SH SHARED 01 18,507 MERCHANTS BANCSHARES COM 588448100 35.82 1,271 SH SHARED 01 1,271 MERCK & CO INC NEW COM 58933Y105 176,498.73 4,596,321 SH SHARED 01 4,596,321 MERCK & CO INC NEW COM 58933Y105 46,603.74 1,213,639 SH SHARED 1,213,639 MERCK & CO INC NEW COM 58933Y105 26,681.13 694,821 SH SHARED 694,821 MERCK & CO INC NEW COM 58933Y105 14,453.76 376,400 SH C SHARED 376,400 MERCK & CO INC NEW COM 58933Y105 14,211.84 370,100 SH P SHARED 370,100 MERCK & CO INC NEW COM 58933Y105 2,894.59 75,380 SH SHARED 20 75,380 MERCK & CO INC NEW COM 58933Y105 53.76 1,400 SH C SHARED 01 1,400 MERCK & CO INC NEW COM 58933Y105 11.52 300 SH SHARED 17 300 MERCURY COMPUTER SYS COM 589378108 0.21 16 SH SHARED 01 16 MERCURY GENL CORP NEW COM 589400100 611.49 13,980 SH SHARED 01 13,980 MERCURY GENL CORP NEW COM 589400100 606.98 13,877 SH SHARED 13,877 MEREDITH CORP COM 589433101 1,430.93 44,083 SH SHARED 01 44,083 MERGE HEALTHCARE INC COM 589499102 128.70 21,963 SH SOLE 21,963 MERIDIAN BIOSCIENCE INC COM 589584101 1,679.57 86,665 SH SHARED 01 86,665 MERIDIAN BIOSCIENCE INC COM 589584101 131.67 6,794 SH SHARED 6,794 MERIDIAN BIOSCIENCE INC COM 589584101 46.51 2,400 SH C SHARED 2,400 MERIDIAN BIOSCIENCE INC COM 589584101 15.50 800 SH P SHARED 800 MERIDIAN BIOSCIENCE INC COM 589584101 1.84 95 SH SHARED 20 95 MERIT MED SYS INC COM 589889104 53.99 4,347 SH SHARED 01 4,347 MERIT MED SYS INC COM 589889104 9.00 725 SH SHARED 20 725 MERIT MED SYS INC COM 589889104 7.76 625 SH SHARED 625 MERIT MED SYS INC COM 589889104 6.21 500 SH C SHARED 500 MERITAGE HOMES CORP COM 59001A102 21.65 800 SH P SHARED 800 MERITAGE HOMES CORP COM 59001A102 2.71 100 SH C SHARED 100 MERITAGE HOMES CORP COM 59001A102 1.54 57 SH SHARED 01 57 MERITOR INC COM 59001K100 226.66 28,087 SH SHARED 01 28,087 MERITOR INC COM 59001K100 40.35 5,000 SH C SHARED 5,000 MERITOR INC COM 59001K100 18.56 2,300 SH P SHARED 2,300 MERU NETWORKS INC COM 59047Q103 356.14 87,937 SH SHARED 01 87,937 MERU NETWORKS INC COM 59047Q103 22.08 5,451 SH SHARED 5,451 MERU NETWORKS INC COM 59047Q103 8.10 2,000 SH C SHARED 2,000 MERUS LABS INTL INC NEW COM 59047R101 2.26 1,062 SH SOLE 1,062 MESA LABS INC COM 59064R109 163.59 3,317 SH SHARED 3,317
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- MESA LABS INC COM 59064R109 24.66 500 SH SHARED 01 500 MESA RTY TR UNIT BEN INT 590660106 39.03 1,000 SH SHARED 01 1,000 MESABI TR CTF BEN INT 590672101 686.34 22,400 SH SHARED 01 22,400 MESABI TR CTF BEN INT 590672101 49.02 1,600 SH P SHARED 1,600 MESABI TR CTF BEN INT 590672101 24.17 789 SH SHARED 789 MET PRO CORP COM 590876306 11.71 1,109 SH SOLE 1,109 META FINL GROUP INC COM 59100U108 21.00 1,000 SH SHARED 01 1,000 META FINL GROUP INC COM 59100U108 3.49 166 SH SHARED 166 METABOLIX INC COM 591018809 25.16 8,889 SH SHARED 01 8,889 METALICO INC COM 591176102 3.84 900 SH C SHARED 900 METALICO INC COM 591176102 0.85 200 SH P SHARED 200 METALICO INC COM 591176102 0.52 122 SH SHARED 01 122 METHANEX CORP COM 59151K108 5,718.22 176,325 SH SHARED 01 176,325 METHANEX CORP COM 59151K108 2,214.94 68,299 SH SHARED 68,299 METHANEX CORP COM 59151K108 267.22 8,240 SH SHARED 20 8,240 METHANEX CORP COM 59151K108 6.49 200 SH P SHARED 200 METHODE ELECTRS INC COM 591520200 4.87 525 SH SHARED 01 525 METLIFE INC COM 59156R108 144,600.00 3,871,486 SH SHARED 3,871,486 METLIFE INC COM 59156R108 113,022.41 3,026,035 SH SHARED 01 3,026,035 METLIFE INC COM 59156R108 23,750.87 635,900 SH P SHARED 635,900 METLIFE INC COM 59156R108 9,150.75 245,000 SH C SHARED 245,000 METLIFE INC UNIT 99/99/9999 59156R116 8,243.83 116,570 SH SHARED 116,570 METLIFE INC COM 59156R108 3,858.74 103,313 SH SHARED 20 103,313 METLIFE INC COM 59156R108 2,923.01 78,260 SH SHARED 78,260 METLIFE INC UNIT 99/99/9999 59156R116 154.81 2,189 SH SHARED 01 2,189 METROCORP BANCSHARES INC COM 591650106 88.93 8,893 SH SOLE 8,893 METROPCS COMMUNICATIONS INC COM 591708102 934.51 103,604 SH SHARED 103,604 METROPCS COMMUNICATIONS INC COM 591708102 897.01 99,447 SH SHARED 01 99,447 METROPCS COMMUNICATIONS INC COM 591708102 412.29 45,708 SH SHARED 20 45,708 METROPCS COMMUNICATIONS INC COM 591708102 157.85 17,500 SH SHARED 17,500 METROPCS COMMUNICATIONS INC COM 591708102 129.89 14,400 SH C SHARED 14,400 METROPCS COMMUNICATIONS INC COM 591708102 10.82 1,200 SH P SHARED 1,200 METROPOLITAN HEALTH NETWORKS COM 592142103 1,108.35 118,287 SH SOLE 118,287 METROPOLITAN HEALTH NETWORKS COM 592142103 0.94 100 SH P SOLE 100 METTLER TOLEDO INTERNATIONAL COM 592688105 19,434.96 105,196 SH SHARED 105,196 METTLER TOLEDO INTERNATIONAL COM 592688105 1,781.17 9,641 SH SHARED 01 9,641 METTLER TOLEDO INTERNATIONAL COM 592688105 137.64 745 SH SHARED 20 745 MEXICO EQUITY & INCOME FD COM 592834105 22.80 2,000 SH SHARED 01 2,000 MEXICO EQUITY & INCOME FD COM 592834105 21.41 1,878 SH SHARED 1,878 MEXICO FD INC COM 592835102 56.00 2,216 SH SHARED 2,216 MEXICO FD INC COM 592835102 24.28 961 SH SHARED 01 961 MFA FINANCIAL INC COM 55272X102 6,910.06 925,041 SH SHARED 01 925,041 MFA FINANCIAL INC COM 55272X102 257.07 34,413 SH SHARED 34,413 MFA FINANCIAL INC COM 55272X102 17.93 2,400 SH C SHARED 2,400 MFA FINANCIAL INC COM 55272X102 17.18 2,300 SH P SHARED 2,300 MFC INDL LTD COM 55278T105 530.44 68,978 SH SHARED 01 68,978 MFC INDL LTD COM 55278T105 126.15 16,404 SH SHARED 16,404 MFC INDL LTD COM 55278T105 0.05 7 SH SHARED 7 MFRI INC COM 552721102 17.71 2,361 SH SHARED 01 2,361 MFS CALIF MUN FD COM 59318C106 50.63 4,500 SH SHARED 01 4,500 MFS CHARTER INCOME TR SH BEN INT 552727109 972.04 101,572 SH SHARED 01 101,572
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MFS CHARTER INCOME TR SH BEN INT 552727109 41.35 4,321 SH SHARED 4,321 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 48.61 7,170 SH SHARED 01 7,170 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 41.50 6,121 SH SHARED 6,121 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 24.08 4,500 SH SHARED 01 4,500 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 78.40 16,000 SH SHARED 01 16,000 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 32.31 6,594 SH SHARED 6,594 MFS INTER INCOME TR SH BEN INT 55273C107 1,950.65 305,744 SH SHARED 01 305,744 MFS INTER INCOME TR SH BEN INT 55273C107 60.39 9,466 SH SHARED 9,466 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 1,637.62 195,654 SH SHARED 01 195,654 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 14.03 4,413 SH SHARED 01 4,413 MFS INVT GRADE MUN TR SH BEN INT 59318B108 73.24 7,209 SH SHARED 01 7,209 MFS INVT GRADE MUN TR SH BEN INT 59318B108 39.17 3,855 SH SHARED 3,855 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 4,449.20 637,421 SH SHARED 01 637,421 MFS MUN INCOME TR SH BEN INT 552738106 44.42 6,093 SH SHARED 01 6,093 MFS MUN INCOME TR SH BEN INT 552738106 31.19 4,278 SH SHARED 4,278 MFS SPL VALUE TR SH BEN INT 55274E102 6.17 870 SH SHARED 01 870 MGE ENERGY INC COM 55277P104 758.00 17,076 SH SHARED 17,076 MGE ENERGY INC COM 55277P104 222.13 5,004 SH SHARED 01 5,004 MGIC INVT CORP WIS COM 552848103 4,005.82 807,624 SH SHARED 01 807,624 MGIC INVT CORP WIS COM 552848103 347.31 70,022 SH SHARED 70,022 MGIC INVT CORP WIS COM 552848103 334.80 67,500 SH P SHARED 67,500 MGIC INVT CORP WIS COM 552848103 180.54 36,400 SH C SHARED 36,400 MGM RESORTS INTERNATIONAL COM 552953101 10,898.72 800,200 SH P SHARED 800,200 MGM RESORTS INTERNATIONAL COM 552953101 4,240.42 311,338 SH SHARED 311,338 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 3,695.04 3,490,000 PRN SHARED 3,490,000 MGM RESORTS INTERNATIONAL COM 552953101 2,262.47 166,114 SH SHARED 01 166,114 MGM RESORTS INTERNATIONAL COM 552953101 1,818.27 133,500 SH C SHARED 133,500 MGM RESORTS INTERNATIONAL COM 552953101 261.71 19,215 SH SHARED 19,215 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 34.94 33,000 PRN SHARED 01 33,000 MHI HOSPITALITY CORP COM 55302L102 2.94 1,005 SH SOLE 1,005 MI DEVS INC COM 55304X104 3,787.61 109,500 SH SHARED 01 109,500 MI DEVS INC COM 55304X104 996.61 28,812 SH SHARED 28,812 MICHAEL KORS HLDGS LTD SHS G60754101 5,655.51 121,389 SH SHARED 121,389 MICHAEL KORS HLDGS LTD SHS G60754101 3,012.70 64,664 SH SHARED 01 64,664 MICHAEL KORS HLDGS LTD SHS G60754101 568.40 12,200 SH C SHARED 12,200 MICHAEL KORS HLDGS LTD SHS G60754101 279.54 6,000 SH P SHARED 6,000 MICREL INC COM 594793101 294.46 28,700 SH SHARED 01 28,700 MICREL INC COM 594793101 198.58 19,355 SH SHARED 19,355 MICREL INC COM 594793101 10.26 1,000 SH P SHARED 1,000 MICREL INC COM 594793101 1.03 100 SH C SHARED 100 MICROCHIP TECHNOLOGY INC COM 595017104 11,619.94 312,364 SH SHARED 01 312,364 MICROCHIP TECHNOLOGY INC COM 595017104 1,867.44 50,200 SH P SHARED 50,200 MICROCHIP TECHNOLOGY INC COM 595017104 1,644.24 44,200 SH C SHARED 44,200 MICROCHIP TECHNOLOGY INC COM 595017104 546.84 14,700 SH SHARED 14,700 MICROCHIP TECHNOLOGY INC COM 595017104 370.33 9,955 SH SHARED 20 9,955 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 91.08 66,000 PRN SHARED 01 66,000 MICRON TECHNOLOGY INC COM 595112103 65,894.11 8,140,100 SH P SHARED 8,140,100 MICRON TECHNOLOGY INC COM 595112103 28,296.55 3,495,559 SH SHARED 3,495,559 MICRON TECHNOLOGY INC COM 595112103 9,672.72 1,194,900 SH C SHARED 1,194,900 MICRON TECHNOLOGY INC COM 595112103 6,054.87 747,976 SH SHARED 01 747,976 MICRON TECHNOLOGY INC COM 595112103 413.17 51,040 SH SHARED 51,040 MICRON TECHNOLOGY INC COM 595112103 252.93 31,245 SH SHARED 20 31,245 MICRON TECHNOLOGY INC NOTE 4.250%10/1 595112AJ2 46.24 28,000 PRN SHARED 01 28,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- MICROS SYS INC COM 594901100 1,027.23 18,579 SH SHARED 18,579 MICROS SYS INC COM 594901100 641.09 11,595 SH SHARED 01 11,595 MICROS SYS INC COM 594901100 289.44 5,235 SH SHARED 20 5,235 MICROSEMI CORP COM 595137100 607.48 28,334 SH SHARED 01 28,334 MICROSOFT CORP COM 594918104 370,323.40 11,481,116 SH SHARED 01 11,481,116 MICROSOFT CORP COM 594918104 219,377.54 6,801,350 SH C SHARED 6,801,350 MICROSOFT CORP COM 594918104 152,117.32 4,716,085 SH SHARED 4,716,085 MICROSOFT CORP COM 594918104 93,229.85 2,890,400 SH P SHARED 2,890,400 MICROSOFT CORP COM 594918104 42,872.89 1,329,186 SH SHARED 1,329,186 MICROSOFT CORP COM 594918104 10,927.19 338,775 SH SHARED 20 338,775 MICROSTRATEGY INC CL A NEW 594972408 2,814.00 20,100 SH C SHARED 20,100 MICROSTRATEGY INC CL A NEW 594972408 556.08 3,972 SH SHARED 01 3,972 MICROSTRATEGY INC CL A NEW 594972408 50.26 359 SH SHARED 359 MICROSTRATEGY INC CL A NEW 594972408 14.00 100 SH P SHARED 100 MICROVISION INC DEL COM NEW 594960304 3.89 1,426 SH SHARED 01 1,426 MICROVISION INC DEL COM NEW 594960304 1.64 600 SH P SHARED 600 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 5.93 252 SH SOLE 252 MID PENN BANCORP INC COM 59540G107 7.89 781 SH SOLE 781 MID-AMER APT CMNTYS INC COM 59522J103 1,183.08 17,650 SH SHARED 17,650 MID-AMER APT CMNTYS INC COM 59522J103 468.87 6,995 SH SHARED 20 6,995 MID-AMER APT CMNTYS INC COM 59522J103 272.14 4,060 SH SHARED 01 4,060 MIDAS GROUP INC COM 595626102 449.80 39,181 SH SHARED 39,181 MIDAS GROUP INC COM 595626102 15.03 1,309 SH SHARED 01 1,309 MIDDLEBURG FINANCIAL CORP COM 596094102 120.89 7,695 SH SHARED 7,695 MIDDLEBURG FINANCIAL CORP COM 596094102 47.13 3,000 SH SHARED 01 3,000 MIDDLEBY CORP COM 596278101 1,580.23 15,618 SH SHARED 01 15,618 MIDDLEBY CORP COM 596278101 562.56 5,560 SH SHARED 20 5,560 MIDDLESEX WATER CO COM 596680108 2,576.78 136,410 SH SHARED 01 136,410 MIDWESTONE FINL GROUP INC NE COM 598511103 92.73 4,790 SH SOLE 4,790 MILLER ENERGY RES INC COM 600527105 60.77 14,400 SH P SOLE 14,400 MILLER ENERGY RES INC COM 600527105 24.48 5,800 SH C SOLE 5,800 MILLER HERMAN INC COM 600544100 1,014.79 44,198 SH SHARED 01 44,198 MILLER HERMAN INC COM 600544100 58.20 2,535 SH SHARED 20 2,535 MILLER INDS INC TENN COM NEW 600551204 124.46 7,356 SH SHARED 7,356 MILLER INDS INC TENN COM NEW 600551204 5.08 300 SH SHARED 01 300 MINCO GOLD CORPORATION COM 60254D108 14.39 21,000 SH SHARED 01 21,000 MIND C T I LTD ORD M70240102 9.14 4,943 SH SOLE 4,943 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,027.35 31,160 SH SHARED 01 31,160 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 714.79 21,680 SH SHARED 20 21,680 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 218.53 6,628 SH SHARED 6,628 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3.30 100 SH C SHARED 100 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 33.63 5,279 SH SHARED 01 5,279 MINE SAFETY APPLIANCES CO COM 602720104 2,147.33 52,272 SH SHARED 01 52,272 MINE SAFETY APPLIANCES CO COM 602720104 575.12 14,000 SH C SHARED 14,000 MINEFINDERS CORP LTD COM 602900102 656.94 47,262 SH SHARED 47,262 MINEFINDERS CORP LTD COM 602900102 112.59 8,100 SH C SHARED 8,100 MINEFINDERS CORP LTD COM 602900102 13.90 1,000 SH SHARED 01 1,000 MINERALS TECHNOLOGIES INC COM 603158106 948.05 14,494 SH SHARED 01 14,494 MINERALS TECHNOLOGIES INC COM 603158106 876.76 13,404 SH SHARED 13,404 MINNESOTA MUN INCOME PTFL IN COM 604062109 178.90 11,342 SH SHARED 01 11,342 MIPS TECHNOLOGIES INC COM 604567107 725.70 133,400 SH P SHARED 133,400 MIPS TECHNOLOGIES INC COM 604567107 207.81 38,200 SH C SHARED 38,200 MIPS TECHNOLOGIES INC COM 604567107 83.30 15,313 SH SHARED 01 15,313
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- MISONIX INC COM 604871103 6.32 3,131 SH SOLE 3,131 MISSION NEWENERGY LTD SHS NEW Q62163110 2.17 4,520 SH SOLE 4,520 MISSION WEST PPTYS INC COM 605203108 257.54 26,120 SH SHARED 01 26,120 MISTRAS GROUP INC COM 60649T107 0.57 24 SH SHARED 01 24 MITCHAM INDS INC COM 606501104 87.12 3,879 SH SHARED 01 3,879 MITCHAM INDS INC COM 606501104 26.95 1,200 SH C SHARED 1,200 MITCHAM INDS INC COM 606501104 4.49 200 SH P SHARED 200 MITEK SYS INC COM NEW 606710200 1,743.04 150,262 SH SHARED 150,262 MITEK SYS INC COM NEW 606710200 103.24 8,900 SH C SHARED 8,900 MITEK SYS INC COM NEW 606710200 45.82 3,950 SH SHARED 01 3,950 MITEK SYS INC COM NEW 606710200 5.80 500 SH P SHARED 500 MITEL NETWORKS CORP COM 60671Q104 181.68 42,349 SH SHARED 42,349 MITEL NETWORKS CORP COM 60671Q104 0.21 50 SH SHARED 01 50 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1,828.75 367,219 SH SHARED 01 367,219 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 3,615.46 1,119,338 SH SHARED 01 1,119,338 MKS INSTRUMENT INC COM 55306N104 227.17 7,693 SH SHARED 7,693 MKS INSTRUMENT INC COM 55306N104 30.47 1,032 SH SHARED 01 1,032 MKS INSTRUMENT INC COM 55306N104 14.77 500 SH C SHARED 500 MLP & STRATEGIC EQUITY FD IN COM 55312N106 4,966.98 279,044 SH SHARED 01 279,044 MMODAL INC COM 60689B107 30.64 2,904 SH SHARED 01 2,904 MMODAL INC COM 60689B107 26.38 2,500 SH C SHARED 2,500 MOBILE MINI INC COM 60740F105 24.58 1,164 SH SHARED 01 1,164 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 7,999.25 436,164 SH SHARED 01 436,164 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 3,826.38 208,636 SH SHARED 208,636 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 807.14 44,010 SH SHARED 44,010 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 301.31 16,429 SH SHARED 20 16,429 MOCON INC COM 607494101 21.14 1,300 SH SHARED 01 1,300 MOD PAC CORP COM 607495108 0.35 50 SH SHARED 01 50 MODINE MFG CO COM 607828100 168.19 19,048 SH SHARED 19,048 MODINE MFG CO COM 607828100 15.89 1,800 SH SHARED 01 1,800 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 115.66 21,418 SH SHARED 21,418 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 5.19 961 SH SHARED 01 961 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0.65 120 SH SHARED 120 MOHAWK INDS INC COM 608190104 2,046.05 30,763 SH SHARED 01 30,763 MOHAWK INDS INC COM 608190104 578.64 8,700 SH P SHARED 8,700 MOHAWK INDS INC COM 608190104 567.53 8,533 SH SHARED 8,533 MOHAWK INDS INC COM 608190104 272.69 4,100 SH SHARED 4,100 MOHAWK INDS INC COM 608190104 79.81 1,200 SH C SHARED 1,200 MOLEX INC CL A 608554200 2,087.14 89,004 SH SHARED 89,004 MOLEX INC COM 608554101 745.18 26,500 SH SHARED 01 26,500 MOLEX INC CL A 608554200 465.20 19,838 SH SHARED 01 19,838 MOLEX INC COM 608554101 53.43 1,900 SH C SHARED 1,900 MOLEX INC COM 608554101 8.44 300 SH P SHARED 300 MOLINA HEALTHCARE INC COM 60855R100 81.38 2,420 SH SHARED 2,420 MOLINA HEALTHCARE INC COM 60855R100 37.56 1,117 SH SHARED 01 1,117 MOLSON COORS BREWING CO CL B 60871R209 7,209.23 159,320 SH SHARED 01 159,320 MOLSON COORS BREWING CO CL B 60871R209 5,887.39 130,108 SH SHARED 130,108 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 893.48 855,000 PRN SHARED 855,000 MOLSON COORS BREWING CO CL B 60871R209 457.03 10,100 SH C SHARED 10,100 MOLSON COORS BREWING CO CL B 60871R209 452.50 10,000 SH SHARED 10,000 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 202.73 194,000 PRN SHARED 01 194,000 MOLSON COORS BREWING CO CL B 60871R209 22.63 500 SH P SHARED 500 MOLYCORP INC DEL COM 608753109 7,290.37 215,500 SH P SHARED 215,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MOLYCORP INC DEL COM 608753109 4,899.33 144,822 SH SHARED 144,822 MOLYCORP INC DEL COM 608753109 4,774.94 141,145 SH SHARED 01 141,145 MOLYCORP INC DEL COM 608753109 4,726.05 139,700 SH C SHARED 139,700 MOLYCORP INC DEL PFD CONV SER A 608753208 58.46 821 SH SHARED 01 821 MOMENTA PHARMACEUTICALS INC COM 60877T100 183.84 12,000 SH C SHARED 12,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 131.09 8,557 SH SHARED 01 8,557 MOMENTA PHARMACEUTICALS INC COM 60877T100 56.68 3,700 SH P SHARED 3,700 MONARCH FINANCIAL HOLDINGS I PERP CONV SER B 60907Q209 15.66 590 SH SOLE 590 MONARCH FINANCIAL HOLDINGS I COM 60907Q100 6.24 714 SH SOLE 714 MONEYGRAM INTL INC COM NEW 60935Y208 433.40 24,078 SH SHARED 01 24,078 MONEYGRAM INTL INC COM NEW 60935Y208 68.26 3,792 SH SHARED 3,792 MONMOUTH REAL ESTATE INVT CO CL A 609720107 73.39 7,535 SH SHARED 7,535 MONMOUTH REAL ESTATE INVT CO CL A 609720107 9.74 1,000 SH SHARED 01 1,000 MONOLITHIC PWR SYS INC COM 609839105 229.65 11,675 SH SHARED 11,675 MONOLITHIC PWR SYS INC COM 609839105 145.48 7,396 SH SHARED 01 7,396 MONRO MUFFLER BRAKE INC COM 610236101 406.27 9,792 SH SHARED 01 9,792 MONSANTO CO NEW COM 61166W101 60,061.91 753,033 SH SHARED 01 753,033 MONSANTO CO NEW COM 61166W101 20,905.10 262,100 SH C SHARED 262,100 MONSANTO CO NEW COM 61166W101 17,555.18 220,100 SH P SHARED 220,100 MONSANTO CO NEW COM 61166W101 4,082.75 51,188 SH SHARED 51,188 MONSANTO CO NEW COM 61166W101 4,038.01 50,627 SH SHARED 50,627 MONSANTO CO NEW COM 61166W101 239.28 3,000 SH P SHARED 01 3,000 MONSANTO CO NEW COM 61166W101 161.91 2,030 SH SHARED 20 2,030 MONSTER BEVERAGE CORP COM 611740101 17,860.69 287,658 SH SHARED 01 287,658 MONSTER BEVERAGE CORP COM 611740101 4,553.87 73,343 SH SHARED 73,343 MONSTER BEVERAGE CORP COM 611740101 3,284.56 52,900 SH P SHARED 52,900 MONSTER BEVERAGE CORP COM 611740101 1,303.89 21,000 SH C SHARED 21,000 MONSTER BEVERAGE CORP COM 611740101 658.15 10,600 SH SHARED 10,600 MONSTER WORLDWIDE INC COM 611742107 293.25 30,077 SH SHARED 01 30,077 MONSTER WORLDWIDE INC COM 611742107 207.77 21,310 SH SHARED 21,310 MONSTER WORLDWIDE INC COM 611742107 62.40 6,400 SH C SHARED 6,400 MONSTER WORLDWIDE INC COM 611742107 12.68 1,300 SH P SHARED 1,300 MONTGOMERY STR INCOME SECS I COM 614115103 249.72 15,805 SH SHARED 01 15,805 MONTGOMERY STR INCOME SECS I COM 614115103 33.18 2,100 SH SHARED 2,100 MOODYS CORP COM 615369105 2,504.95 59,500 SH P SHARED 59,500 MOODYS CORP COM 615369105 981.14 23,305 SH SHARED 23,305 MOODYS CORP COM 615369105 908.73 21,585 SH SHARED 01 21,585 MOODYS CORP COM 615369105 804.11 19,100 SH C SHARED 19,100 MOODYS CORP COM 615369105 635.71 15,100 SH SHARED 15,100 MOOG INC CL A 615394202 241.51 5,631 SH SHARED 01 5,631 MOOG INC CL B 615394301 97.09 2,258 SH SOLE 2,258 MORGAN STANLEY COM NEW 617446448 15,565.27 792,529 SH SHARED 792,529 MORGAN STANLEY COM NEW 617446448 15,183.68 773,100 SH P SHARED 773,100 MORGAN STANLEY COM NEW 617446448 6,245.11 317,979 SH SHARED 01 317,979 MORGAN STANLEY COM NEW 617446448 5,897.89 300,300 SH C SHARED 300,300 MORGAN STANLEY COM NEW 617446448 5,266.88 268,171 SH SHARED 268,171 MORGAN STANLEY COM NEW 617446448 1,131.49 57,936 SH SHARED 17 57,936 MORGAN STANLEY COM NEW 617446448 1,061.25 54,035 SH SHARED 20 54,035 MORGAN STANLEY INCOME SEC INC 61745P874 771.16 43,348 SH SHARED 01 43,348 MORGAN STANLEY SHRT EUR ETN20 617480280 59.65 1,400 SH SOLE 1,400 MORGAN STANLEY INCOME SEC INC 61745P874 50.22 2,823 SH SHARED 2,823 MORGAN STANLEY RUPEE/USD ETN 61747W265 33.19 862 SH SOLE 862 MORGAN STANLEY INCOME SEC INC 61745P874 25.96 1,459 SH SHARED 1,459
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MORGAN STANLEY RENMIN/USD ETN 61747W257 25.17 614 SH SHARED 01 614 MORGAN STANLEY CUSHNG MLP ETN 61760E846 16.35 1,006 SH SOLE 1,006 MORGAN STANLEY S&P500 CRD OIL 61760E390 12.26 399 SH SOLE 399 MORGAN STANLEY ASIA PAC FD I COM 61744U106 771.68 51,930 SH SHARED 01 51,930 MORGAN STANLEY ASIA PAC FD I COM 61744U106 24.56 1,653 SH SHARED 1,653 MORGAN STANLEY CHINA A SH FD COM 617468103 8,898.70 454,247 SH SHARED 454,247 MORGAN STANLEY CHINA A SH FD COM 617468103 2,324.88 118,677 SH SHARED 01 118,677 MORGAN STANLEY EASTN EUR FD COM 616988101 27.24 1,643 SH SOLE 1,643 MORGAN STANLEY EM MKTS DM DE COM 617477104 15,877.12 977,655 SH SHARED 01 977,655 MORGAN STANLEY EM MKTS DM DE COM 617477104 3.49 215 SH SHARED 215 MORGAN STANLEY EMER MKTS DEB COM 61744H105 759.81 70,029 SH SHARED 01 70,029 MORGAN STANLEY EMER MKTS FD COM 61744G107 163.17 11,153 SH SHARED 01 11,153 MORGAN STANLEY EMER MKTS FD COM 61744G107 35.01 2,393 SH SHARED 2,393 MORGAN STANLEY FRNT EMERG FD COM 61757P101 31.45 2,761 SH SHARED 2,761 MORGAN STANLEY FRNT EMERG FD COM 61757P101 22.38 1,965 SH SHARED 01 1,965 MORGAN STANLEY INDIA INVS FD COM 61745C105 1,443.50 87,168 SH SHARED 01 87,168 MORGAN STANLEY INDIA INVS FD COM 61745C105 11.86 716 SH SHARED 716 MORGANS HOTEL GROUP CO COM 61748W108 2.72 550 SH SHARED 01 550 MORNINGSTAR INC COM 617700109 5,317.13 84,332 SH SHARED 01 84,332 MORNINGSTAR INC COM 617700109 546.33 8,665 SH SHARED 8,665 MORNINGSTAR INC COM 617700109 384.61 6,100 SH SHARED 20 6,100 MOSAIC CO NEW COM 61945C103 25,422.34 459,800 SH C SHARED 459,800 MOSAIC CO NEW COM 61945C103 20,720.87 374,767 SH SHARED 01 374,767 MOSAIC CO NEW COM 61945C103 16,245.09 293,816 SH SHARED 293,816 MOSAIC CO NEW COM 61945C103 12,423.66 224,700 SH P SHARED 224,700 MOSAIC CO NEW COM 61945C103 1,232.97 22,300 SH SHARED 22,300 MOSYS INC COM 619718109 25.81 6,500 SH SHARED 01 6,500 MOTORCAR PTS AMER INC COM 620071100 272.93 28,371 SH SOLE 28,371 MOTOROLA MOBILITY HLDGS INC COM 620097105 59,356.03 1,512,641 SH SHARED 1,512,641 MOTOROLA MOBILITY HLDGS INC COM 620097105 6,003.72 153,000 SH P SHARED 153,000 MOTOROLA MOBILITY HLDGS INC COM 620097105 960.79 24,485 SH SHARED 01 24,485 MOTOROLA MOBILITY HLDGS INC COM 620097105 784.80 20,000 SH C SHARED 20,000 MOTOROLA MOBILITY HLDGS INC COM 620097105 702.40 17,900 SH SHARED 17,900 MOTOROLA SOLUTIONS INC COM NEW 620076307 14,579.77 286,834 SH SHARED 01 286,834 MOTOROLA SOLUTIONS INC COM NEW 620076307 2,160.28 42,500 SH P SHARED 42,500 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,053.76 20,731 SH SHARED 20,731 MOTOROLA SOLUTIONS INC COM NEW 620076307 789.80 15,538 SH SHARED 15,538 MOTOROLA SOLUTIONS INC COM NEW 620076307 716.70 14,100 SH C SHARED 14,100 MOTRICITY INC COM 620107102 11.17 10,157 SH SHARED 10,157 MOTRICITY INC COM 620107102 4.62 4,200 SH P SHARED 4,200 MOTRICITY INC COM 620107102 1.04 946 SH SHARED 01 946 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 1.99 379 SH SOLE 379 MOVADO GROUP INC COM 624580106 246.90 10,057 SH SHARED 10,057 MOVADO GROUP INC COM 624580106 12.28 500 SH C SHARED 500 MOVADO GROUP INC COM 624580106 1.69 69 SH SHARED 01 69 MPG OFFICE TR INC COM 553274101 20.59 8,800 SH SHARED 01 8,800 MPG OFFICE TR INC COM 553274101 0.47 200 SH C SHARED 200 MSB FINANCIAL CORPORATION COM 55352P102 6.92 1,217 SH SOLE 1,217 MSC INDL DIRECT INC CL A 553530106 2,682.70 32,213 SH SHARED 01 32,213 MSC INDL DIRECT INC CL A 553530106 995.45 11,953 SH SHARED 11,953 MSCI INC CL A 55354G100 4,680.06 127,141 SH SHARED 01 127,141 MSCI INC CL A 55354G100 416.51 11,315 SH SHARED 11,315 MTR GAMING GROUP INC COM 553769100 122.52 24,954 SH SHARED 24,954
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- MTR GAMING GROUP INC COM 553769100 1.40 285 SH SHARED 01 285 MTS SYS CORP COM 553777103 1,120.57 21,107 SH SHARED 01 21,107 MTS SYS CORP COM 553777103 272.30 5,129 SH SHARED 5,129 MUELLER INDS INC COM 624756102 7,862.85 173,000 SH C SHARED 173,000 MUELLER INDS INC COM 624756102 310.15 6,824 SH SHARED 6,824 MUELLER INDS INC COM 624756102 161.62 3,556 SH SHARED 01 3,556 MUELLER WTR PRODS INC COM SER A 624758108 113.23 34,003 SH SHARED 01 34,003 MUELLER WTR PRODS INC COM SER A 624758108 42.29 12,700 SH P SHARED 12,700 MUELLER WTR PRODS INC COM SER A 624758108 0.67 200 SH C SHARED 200 MULTI COLOR CORP COM 625383104 12.76 567 SH SHARED 01 567 MULTIMEDIA GAMES HLDG CO INC COM 625453105 147.02 13,414 SH SOLE 13,414 MULTIMEDIA GAMES HLDG CO INC COM 625453105 6.58 600 SH C SOLE 600 MURPHY OIL CORP COM 626717102 9,509.63 169,000 SH P SHARED 169,000 MURPHY OIL CORP COM 626717102 6,396.83 113,681 SH SHARED 113,681 MURPHY OIL CORP COM 626717102 6,302.24 112,000 SH C SHARED 112,000 MURPHY OIL CORP COM 626717102 5,454.14 96,928 SH SHARED 01 96,928 MURPHY OIL CORP COM 626717102 737.14 13,100 SH SHARED 13,100 MUTUALFIRST FINL INC COM 62845B104 30.34 3,109 SH SOLE 3,109 MV OIL TR TR UNITS 553859109 474.60 11,472 SH SHARED 01 11,472 MV OIL TR TR UNITS 553859109 74.47 1,800 SH SHARED 1,800 MVC CAPITAL INC COM 553829102 1,719.66 130,972 SH SHARED 130,972 MVC CAPITAL INC COM 553829102 16.69 1,271 SH SHARED 01 1,271 MWI VETERINARY SUPPLY INC COM 55402X105 565.31 6,424 SH SHARED 01 6,424 MYERS INDS INC COM 628464109 130.46 8,845 SH SOLE 8,845 MYLAN INC COM 628530107 14,976.06 638,638 SH SHARED 01 638,638 MYLAN INC COM 628530107 4,673.59 199,300 SH P SHARED 199,300 MYLAN INC COM 628530107 2,072.98 88,400 SH C SHARED 88,400 MYLAN INC COM 628530107 935.66 39,900 SH SHARED 39,900 MYLAN INC COM 628530107 750.45 32,002 SH SHARED 32,002 MYLAN INC COM 628530107 6.80 290 SH SHARED 20 290 MYR GROUP INC DEL COM 55405W104 2,481.72 138,954 SH SHARED 138,954 MYR GROUP INC DEL COM 55405W104 75.99 4,255 SH SHARED 01 4,255 MYREXIS INC COM 62856H107 2.78 918 SH SHARED 01 918 MYRIAD GENETICS INC COM 62855J104 1,798.47 76,013 SH SHARED 01 76,013 MYRIAD GENETICS INC COM 62855J104 328.73 13,894 SH SHARED 13,894 MYRIAD GENETICS INC COM 62855J104 167.99 7,100 SH P SHARED 7,100 MYRIAD GENETICS INC COM 62855J104 37.86 1,600 SH C SHARED 1,600 NABI BIOPHARMACEUTICALS COM 629519109 0.48 257 SH SHARED 01 257 NABORS INDUSTRIES LTD SHS G6359F103 6,688.54 382,421 SH SHARED 01 382,421 NABORS INDUSTRIES LTD SHS G6359F103 4,830.35 276,178 SH SHARED 276,178 NABORS INDUSTRIES LTD SHS G6359F103 1,308.25 74,800 SH P SHARED 74,800 NABORS INDUSTRIES LTD SHS G6359F103 477.48 27,300 SH C SHARED 27,300 NABORS INDUSTRIES LTD SHS G6359F103 348.05 19,900 SH SHARED 19,900 NABORS INDUSTRIES LTD SHS G6359F103 72.67 4,155 SH SHARED 20 4,155 NACCO INDS INC CL A 629579103 204.00 1,753 SH SHARED 01 1,753 NAM TAI ELECTRS INC COM PAR $0.02 629865205 0.60 100 SH SHARED 01 100 NANOMETRICS INC COM 630077105 5.55 300 SH P SOLE 300 NANOPHASE TCHNOLOGIES CORP COM 630079101 1.28 3,050 SH SHARED 01 3,050 NANOSPHERE INC COM 63009F105 35.46 18,000 SH SHARED 01 18,000 NANOSPHERE INC COM 63009F105 7.62 3,867 SH SHARED 3,867 NAPCO SEC TECHNOLOGIES INC COM 630402105 5.47 1,749 SH SOLE 1,749 NASB FINL INC COM 628968109 6.91 447 SH SOLE 447 NASDAQ OMX GROUP INC COM 631103108 1,557.55 60,137 SH SHARED 60,137
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NASDAQ OMX GROUP INC COM 631103108 1,002.49 38,706 SH SHARED 01 38,706 NASDAQ OMX GROUP INC COM 631103108 318.57 12,300 SH C SHARED 12,300 NASDAQ OMX GROUP INC COM 631103108 225.33 8,700 SH SHARED 8,700 NASDAQ OMX GROUP INC COM 631103108 132.09 5,100 SH P SHARED 5,100 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 30.88 31,000 PRN SHARED 01 31,000 NASDAQ OMX GROUP INC COM 631103108 5.57 215 SH SHARED 20 215 NASDAQ PREM INCM & GRW FD IN COM 63110R105 2,073.93 131,511 SH SHARED 01 131,511 NASH FINCH CO FRNT 1.631% 3/1 631158AD4 33.57 72,000 PRN SHARED 01 72,000 NATHANS FAMOUS INC NEW COM 632347100 49.25 2,323 SH SOLE 2,323 NATIONAL BANKSHARES INC VA COM 634865109 8.94 297 SH SHARED 01 297 NATIONAL BEVERAGE CORP COM 635017106 339.65 21,175 SH SHARED 21,175 NATIONAL BEVERAGE CORP COM 635017106 204.98 12,779 SH SHARED 01 12,779 NATIONAL BEVERAGE CORP COM 635017106 1.60 100 SH C SHARED 100 NATIONAL BK GREECE S A ADR PRF SER A 633643507 173.66 27,135 SH SHARED 01 27,135 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 120.32 45,063 SH SHARED 45,063 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 4.23 1,584 SH SHARED 01 1,584 NATIONAL CINEMEDIA INC COM 635309107 51.07 3,338 SH SHARED 01 3,338 NATIONAL FINL PARTNERS CORP COM 63607P208 383.81 25,351 SH SHARED 25,351 NATIONAL FINL PARTNERS CORP COM 63607P208 75.70 5,000 SH C SHARED 5,000 NATIONAL FINL PARTNERS CORP COM 63607P208 9.08 600 SH SHARED 01 600 NATIONAL FUEL GAS CO N J COM 636180101 9,347.69 194,258 SH SHARED 01 194,258 NATIONAL FUEL GAS CO N J COM 636180101 116.11 2,413 SH SHARED 2,413 NATIONAL FUEL GAS CO N J COM 636180101 72.18 1,500 SH P SHARED 1,500 NATIONAL FUEL GAS CO N J COM 636180101 43.31 900 SH C SHARED 900 NATIONAL GRID PLC SPON ADR NEW 636274300 38,613.51 764,927 SH SHARED 01 764,927 NATIONAL GRID PLC SPON ADR NEW 636274300 3,216.08 63,710 SH SHARED 20 63,710 NATIONAL HEALTH INVS INC COM 63633D104 599.99 12,300 SH SHARED 12,300 NATIONAL HEALTH INVS INC COM 63633D104 430.19 8,819 SH SHARED 01 8,819 NATIONAL HEALTH INVS INC COM 63633D104 295.85 6,065 SH SHARED 20 6,065 NATIONAL HEALTHCARE CORP PFD CONV SER A 635906209 23.20 1,600 SH SOLE 1,600 NATIONAL INSTRS CORP COM 636518102 3,283.37 115,125 SH SHARED 01 115,125 NATIONAL INSTRS CORP COM 636518102 634.71 22,255 SH SHARED 22,255 NATIONAL INSTRS CORP COM 636518102 99.59 3,492 SH SHARED 20 3,492 NATIONAL OILWELL VARCO INC COM 637071101 33,727.07 424,400 SH P SHARED 424,400 NATIONAL OILWELL VARCO INC COM 637071101 26,423.54 332,497 SH SHARED 01 332,497 NATIONAL OILWELL VARCO INC COM 637071101 10,704.61 134,700 SH C SHARED 134,700 NATIONAL OILWELL VARCO INC COM 637071101 5,015.67 63,114 SH SHARED 63,114 NATIONAL OILWELL VARCO INC COM 637071101 2,301.61 28,962 SH SHARED 28,962 NATIONAL PENN BANCSHARES INC COM 637138108 123.96 14,007 SH SOLE 14,007 NATIONAL PRESTO INDS INC COM 637215104 2,415.53 31,842 SH SHARED 01 31,842 NATIONAL PRESTO INDS INC COM 637215104 220.30 2,904 SH SHARED 2,904 NATIONAL RETAIL PPTYS INC COM 637417106 5,594.75 205,765 SH SHARED 01 205,765 NATIONAL RETAIL PPTYS INC COM 637417106 126.41 4,649 SH SHARED 4,649 NATIONAL RETAIL PPTYS INC COM 637417106 2.72 100 SH C SHARED 100 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 107.29 4,597 SH SHARED 4,597 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 37.34 1,600 SH SHARED 01 1,600 NATIONAL WESTN LIFE INS CO CL A 638522102 1.23 9 SH SHARED 01 9 NATIONSTAR MTG HLDGS INC COM 63861C109 35.90 2,500 SH SHARED 01 2,500 NATURAL GAS SERVICES GROUP COM 63886Q109 299.68 22,703 SH SHARED 01 22,703 NATURAL GAS SERVICES GROUP COM 63886Q109 1.32 100 SH C SHARED 100 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 10,130.31 422,272 SH SHARED 01 422,272 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 461.04 19,218 SH SHARED 19,218 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 35.99 1,500 SH C SHARED 1,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NATURES SUNSHINE PRODUCTS IN COM 639027101 175.07 10,928 SH SHARED 10,928 NATURES SUNSHINE PRODUCTS IN COM 639027101 6.41 400 SH SHARED 01 400 NATUS MEDICAL INC DEL COM 639050103 88.28 7,400 SH SHARED 01 7,400 NATUZZI S P A ADR 63905A101 7.04 2,609 SH SOLE 2,609 NAUGATUCK VY FINL CORP MD COM 63906P107 270.81 37,353 SH SHARED 01 37,353 NAUTILUS INC COM 63910B102 110.91 39,611 SH SHARED 39,611 NAUTILUS INC COM 63910B102 1.70 608 SH SHARED 01 608 NAUTILUS MARINE ACQUISIT COR SHS Y6255E101 4.90 500 SH SOLE 500 NAUTILUS MARINE ACQUISIT COR *W EXP 06/17/201 Y6255E119 0.90 3,600 SH SOLE 3,600 NAVARRE CORP COM 639208107 26.70 15,000 SH SHARED 01 15,000 NAVARRE CORP COM 639208107 3.71 2,082 SH SHARED 2,082 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 49.20 15,000 SH P SHARED 15,000 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 41.00 12,500 SH SHARED 01 12,500 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 24.09 7,345 SH SHARED 7,345 NAVIGANT CONSULTING INC COM 63935N107 13.91 1,000 SH SHARED 01 1,000 NAVIOS MARITIME ACQUIS CORP UNIT 99/99/9999 Y62159127 23.19 6,645 SH SOLE 6,645 NAVIOS MARITIME ACQUIS CORP *W EXP 06/25/201 Y62159119 0.24 1,316 SH SOLE 1,316 NAVIOS MARITIME HOLDINGS INC COM Y62196103 126.63 30,150 SH SHARED 30,150 NAVIOS MARITIME HOLDINGS INC COM Y62196103 102.87 24,492 SH SHARED 01 24,492 NAVIOS MARITIME HOLDINGS INC COM Y62196103 49.56 11,800 SH P SHARED 11,800 NAVIOS MARITIME HOLDINGS INC COM Y62196103 5.46 1,300 SH C SHARED 1,300 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 10,027.86 601,551 SH SHARED 01 601,551 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 115.02 6,900 SH C SHARED 6,900 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 33.86 2,031 SH SHARED 2,031 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 6.67 400 SH P SHARED 400 NAVISTAR INTL CORP PFD SR D CONV 638901306 2.00 161 SH SOLE 161 NAVISTAR INTL CORP NEW COM 63934E108 4,513.86 111,591 SH SHARED 01 111,591 NAVISTAR INTL CORP NEW COM 63934E108 2,576.67 63,700 SH C SHARED 63,700 NAVISTAR INTL CORP NEW COM 63934E108 129.44 3,200 SH SHARED 3,200 NAVISTAR INTL CORP NEW COM 63934E108 44.50 1,100 SH P SHARED 1,100 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 11.03 10,000 PRN SHARED 01 10,000 NBT BANCORP INC COM 628778102 67.63 3,063 SH SHARED 01 3,063 NCI BUILDING SYS INC COM NEW 628852204 206.58 17,948 SH SHARED 17,948 NCI BUILDING SYS INC COM NEW 628852204 54.21 4,710 SH SHARED 01 4,710 NCR CORP NEW COM 62886E108 619.26 28,524 SH SHARED 28,524 NCR CORP NEW COM 62886E108 380.95 17,547 SH SHARED 01 17,547 NCR CORP NEW COM 62886E108 165.00 7,600 SH P SHARED 7,600 NCR CORP NEW COM 62886E108 13.03 600 SH C SHARED 600 NCR CORP NEW COM 62886E108 7.60 350 SH SHARED 20 350 NEENAH PAPER INC COM 640079109 367.91 12,371 SH SHARED 01 12,371 NEKTAR THERAPEUTICS COM 640268108 7.92 1,000 SH C SHARED 1,000 NEKTAR THERAPEUTICS COM 640268108 5.19 655 SH SHARED 01 655 NELNET INC CL A 64031N108 36.53 1,410 SH SHARED 01 1,410 NELNET INC CL A 64031N108 21.45 828 SH SHARED 828 NEOGEN CORP COM 640491106 6,299.72 161,242 SH SHARED 01 161,242 NEOSTEM INC COM NEW 640650305 15.38 40,701 SH SOLE 40,701 NEOSTEM INC *W EXP 07/01/201 640650115 0.01 279 SH SOLE 279 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 2.25 715 SH SOLE 715 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 138.18 15,285 SH SHARED 15,285 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 49.94 5,524 SH SHARED 01 5,524 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 18.08 2,000 SH C SHARED 2,000 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 5.60 620 SH SHARED 20 620 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 10.78 771 SH SOLE 771
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- NETAPP INC COM 64110D104 46,632.43 1,041,600 SH C SHARED 1,041,600 NETAPP INC COM 64110D104 20,000.10 446,730 SH SHARED 01 446,730 NETAPP INC COM 64110D104 7,044.51 157,349 SH SHARED 20 157,349 NETAPP INC COM 64110D104 6,069.07 135,561 SH SHARED 135,561 NETAPP INC COM 64110D104 2,216.12 49,500 SH P SHARED 49,500 NETAPP INC COM 64110D104 1,177.45 26,300 SH SHARED 26,300 NETAPP INC NOTE 1.750% 6/0 64110DAB0 102.86 71,000 PRN SHARED 01 71,000 NETEASE COM INC SPONSORED ADR 64110W102 4,197.73 72,250 SH SHARED 01 72,250 NETEASE COM INC SPONSORED ADR 64110W102 1,120.92 19,293 SH SHARED 19,293 NETEASE COM INC SPONSORED ADR 64110W102 204.80 3,525 SH SHARED 20 3,525 NETFLIX INC COM 64110L106 102,201.54 888,400 SH C SHARED 888,400 NETFLIX INC COM 64110L106 73,614.10 639,900 SH P SHARED 639,900 NETFLIX INC COM 64110L106 3,468.92 30,154 SH SHARED 01 30,154 NETFLIX INC COM 64110L106 511.24 4,444 SH SHARED 4,444 NETGEAR INC COM 64111Q104 1,629.99 42,670 SH SHARED 01 42,670 NETGEAR INC COM 64111Q104 22.92 600 SH C SHARED 600 NETLIST INC COM 64118P109 15.93 4,500 SH SHARED 01 4,500 NETLIST INC COM 64118P109 0.35 100 SH C SHARED 100 NETQIN MOBILE INC ADR REPR CL A 64118U108 62.99 5,920 SH SOLE 5,920 NETSCOUT SYS INC COM 64115T104 0.33 16 SH SHARED 01 16 NETSOL TECHNOLOGIES INC COM NEW 64115A204 10.79 29,151 SH SHARED 29,151 NETSOL TECHNOLOGIES INC COM NEW 64115A204 1.80 4,860 SH SHARED 01 4,860 NETSUITE INC COM 64118Q107 519.85 10,337 SH SHARED 10,337 NETSUITE INC COM 64118Q107 308.03 6,125 SH SHARED 01 6,125 NETSUITE INC COM 64118Q107 241.39 4,800 SH P SHARED 01 4,800 NETSUITE INC COM 64118Q107 155.90 3,100 SH C SHARED 3,100 NETSUITE INC COM 64118Q107 100.58 2,000 SH P SHARED 2,000 NETWORK ENGINES INC COM 64121A107 5.72 4,000 SH SHARED 01 4,000 NETWORK ENGINES INC COM 64121A107 5.44 3,804 SH SHARED 3,804 NEUBERGER BERMAN CA INT MUN COM 64123C101 909.90 56,727 SH SHARED 01 56,727 NEUBERGER BERMAN HGH YLD FD COM 64128C106 1,736.85 128,181 SH SHARED 01 128,181 NEUBERGER BERMAN HGH YLD FD COM 64128C106 59.81 4,414 SH SHARED 4,414 NEUBERGER BERMAN INTER MUNI COM 64124P101 2,018.70 125,385 SH SHARED 01 125,385 NEUBERGER BERMAN INTER MUNI COM 64124P101 20.88 1,297 SH SHARED 1,297 NEUBERGER BERMAN NY INT MUN COM 64124K102 537.23 36,596 SH SHARED 01 36,596 NEUBERGER BERMAN RE ES SEC F COM 64190A103 34.51 8,064 SH SHARED 01 8,064 NEURALSTEM INC COM 64127R302 12.85 11,477 SH SHARED 11,477 NEURALSTEM INC COM 64127R302 1.12 1,000 SH SHARED 01 1,000 NEUROCRINE BIOSCIENCES INC COM 64125C109 39.85 5,000 SH SHARED 01 5,000 NEUROCRINE BIOSCIENCES INC COM 64125C109 31.88 4,000 SH C SHARED 4,000 NEUROGESX INC COM 641252101 13.02 25,522 SH SHARED 25,522 NEUROGESX INC COM 641252101 0.26 500 SH SHARED 01 500 NEUROMETRIX INC COM NEW 641255203 15.25 20,602 SH SOLE 20,602 NEUSTAR INC CL A 64126X201 337.71 9,066 SH SHARED 01 9,066 NEUSTAR INC CL A 64126X201 115.33 3,096 SH SHARED 3,096 NEUSTAR INC CL A 64126X201 7.08 190 SH SHARED 20 190 NEUTRAL TANDEM INC COM 64128B108 201.18 16,504 SH SHARED 16,504 NEUTRAL TANDEM INC COM 64128B108 76.55 6,280 SH SHARED 01 6,280 NEUTRAL TANDEM INC COM 64128B108 4.88 400 SH C SHARED 400 NEUTRAL TANDEM INC COM 64128B108 2.26 185 SH SHARED 20 185 NEVADA GOLD & CASINOS INC COM NEW 64126Q206 9.40 6,575 SH SOLE 6,575 NEVSUN RES LTD COM 64156L101 9.57 2,600 SH P SHARED 2,600 NEVSUN RES LTD COM 64156L101 9.20 2,500 SH SHARED 01 2,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NEVSUN RES LTD COM 64156L101 4.05 1,100 SH SHARED 1,100 NEW AMER HIGH INCOME FD INC COM NEW 641876800 260.34 25,300 SH SHARED 01 25,300 NEW CENTRY BANCORP INC DUNN COM 64353M100 1.52 455 SH SHARED 01 455 NEW CONCEPT ENERGY INC COM 643611106 5.72 2,071 SH SOLE 2,071 NEW ENERGY SYS GROUP COM 643847106 18.57 32,018 SH SOLE 32,018 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 97.40 9,276 SH SHARED 01 9,276 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 11.29 1,075 SH SHARED 1,075 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 13.89 505 SH SHARED 505 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 9.90 360 SH SHARED 01 360 NEW FRONTIER MEDIA INC COM 644398109 4.37 2,818 SH SOLE 2,818 NEW GOLD INC CDA COM 644535106 3,458.50 350,051 SH SHARED 01 350,051 NEW GOLD INC CDA COM 644535106 1,866.36 188,903 SH SHARED 188,903 NEW GOLD INC CDA COM 644535106 666.90 67,500 SH P SHARED 67,500 NEW GOLD INC CDA COM 644535106 254.90 25,800 SH SHARED 25,800 NEW GOLD INC CDA COM 644535106 169.94 17,200 SH C SHARED 17,200 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 11.19 900 SH SHARED 01 900 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 0.14 11 SH SHARED 11 NEW JERSEY RES COM 646025106 2,141.95 48,058 SH SHARED 01 48,058 NEW JERSEY RES COM 646025106 646.58 14,507 SH SHARED 14,507 NEW MTN FIN CORP COM 647551100 647.26 47,108 SH SHARED 47,108 NEW MTN FIN CORP COM 647551100 25.76 1,875 SH SHARED 01 1,875 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 545.99 19,883 SH SHARED 19,883 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 516.41 18,806 SH SHARED 01 18,806 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 136.20 4,960 SH SHARED 20 4,960 NEW YORK & CO INC COM 649295102 154.52 41,426 SH SOLE 41,426 NEW YORK CMNTY BANCORP INC COM 649445103 20,151.40 1,448,699 SH SHARED 01 1,448,699 NEW YORK CMNTY BANCORP INC COM 649445103 824.86 59,300 SH C SHARED 59,300 NEW YORK CMNTY BANCORP INC COM 649445103 325.49 23,400 SH SHARED 23,400 NEW YORK CMNTY BANCORP INC COM 649445103 141.88 10,200 SH P SHARED 10,200 NEW YORK CMNTY CAP TR V UNIT 99/99/9999 64944P307 1,422.18 29,815 SH SHARED 01 29,815 NEW YORK CMNTY CAP TR V UNIT 99/99/9999 64944P307 45.79 960 SH SHARED 960 NEW YORK MTG TR INC COM PAR $.02 649604501 24.30 3,716 SH SOLE 3,716 NEW YORK TIMES CO CL A 650111107 188.25 27,725 SH SHARED 27,725 NEW YORK TIMES CO CL A 650111107 33.95 5,000 SH P SHARED 5,000 NEW YORK TIMES CO CL A 650111107 28.57 4,208 SH SHARED 01 4,208 NEW YORK TIMES CO CL A 650111107 20.37 3,000 SH C SHARED 3,000 NEWBRIDGE BANCORP COM 65080T102 7.19 1,500 SH SHARED 01 1,500 NEWCASTLE INVT CORP COM 65105M108 672.83 107,138 SH SHARED 01 107,138 NEWCASTLE INVT CORP COM 65105M108 37.05 5,900 SH C SHARED 5,900 NEWCASTLE INVT CORP COM 65105M108 29.52 4,700 SH P SHARED 4,700 NEWELL RUBBERMAID INC COM 651229106 1,822.39 102,324 SH SHARED 102,324 NEWELL RUBBERMAID INC COM 651229106 1,477.09 82,936 SH SHARED 01 82,936 NEWELL RUBBERMAID INC COM 651229106 347.30 19,500 SH SHARED 19,500 NEWELL RUBBERMAID INC COM 651229106 276.68 15,535 SH SHARED 20 15,535 NEWELL RUBBERMAID INC COM 651229106 185.22 10,400 SH C SHARED 10,400 NEWELL RUBBERMAID INC COM 651229106 7.12 400 SH P SHARED 400 NEWFIELD EXPL CO COM 651290108 3,115.20 89,827 SH SHARED 01 89,827 NEWFIELD EXPL CO COM 651290108 669.32 19,300 SH C SHARED 19,300 NEWFIELD EXPL CO COM 651290108 390.18 11,251 SH SHARED 11,251 NEWFIELD EXPL CO COM 651290108 205.31 5,920 SH SHARED 20 5,920 NEWFIELD EXPL CO COM 651290108 187.27 5,400 SH P SHARED 5,400 NEWFIELD EXPL CO COM 651290108 113.72 3,279 SH SHARED 3,279 NEWMARKET CORP COM 651587107 808.07 4,312 SH SHARED 01 4,312
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- NEWMARKET CORP COM 651587107 74.96 400 SH C SHARED 400 NEWMONT MINING CORP COM 651639106 157,573.53 3,073,406 SH SHARED 3,073,406 NEWMONT MINING CORP COM 651639106 45,625.17 889,900 SH P SHARED 889,900 NEWMONT MINING CORP COM 651639106 39,537.78 771,168 SH SHARED 01 771,168 NEWMONT MINING CORP COM 651639106 17,980.39 350,700 SH C SHARED 350,700 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 5,943.42 4,717,000 PRN SHARED 4,717,000 NEWMONT MINING CORP COM 651639106 5,072.91 98,945 SH SHARED 98,945 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 2,957.44 2,249,000 PRN SHARED 2,249,000 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 114.41 87,000 PRN SHARED 01 87,000 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 42.84 34,000 PRN SHARED 01 34,000 NEWPARK RES INC COM PAR $.01NEW 651718504 100.88 12,318 SH SHARED 01 12,318 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 38.81 35,000 PRN SHARED 01 35,000 NEWPORT CORP COM 651824104 393.49 22,206 SH SHARED 01 22,206 NEWPORT CORP COM 651824104 320.93 18,111 SH SHARED 18,111 NEWPORT CORP COM 651824104 35.44 2,000 SH C SHARED 2,000 NEWS CORP CL A 65248E104 38,673.48 1,962,125 SH SHARED 1,962,125 NEWS CORP CL A 65248E104 16,769.27 850,800 SH P SHARED 850,800 NEWS CORP CL A 65248E104 6,047.26 306,812 SH SHARED 01 306,812 NEWS CORP CL A 65248E104 5,442.05 276,106 SH SHARED 276,106 NEWS CORP CL B 65248E203 3,565.60 178,548 SH SHARED 178,548 NEWS CORP CL B 65248E203 1,038.62 52,009 SH SHARED 01 52,009 NEWS CORP CL A 65248E104 1,020.98 51,800 SH C SHARED 51,800 NEWS CORP CL B 65248E203 583.12 29,200 SH SHARED 29,200 NEWS CORP CL B 65248E203 215.68 10,800 SH C SHARED 10,800 NEWS CORP CL B 65248E203 111.83 5,600 SH P SHARED 5,600 NEWTEK BUSINESS SVCS INC COM 652526104 0.36 238 SH SOLE 238 NEXEN INC COM 65334H102 5,388.62 293,658 SH SHARED 01 293,658 NEXEN INC COM 65334H102 1,906.55 103,899 SH SHARED 103,899 NEXEN INC COM 65334H102 621.90 33,891 SH SHARED 33,891 NEXEN INC COM 65334H102 3.67 200 SH C SHARED 200 NEXSTAR BROADCASTING GROUP I CL A 65336K103 1,855.73 223,313 SH SOLE 223,313 NEXTERA ENERGY INC COM 65339F101 116,442.36 1,906,391 SH SHARED 01 1,906,391 NEXTERA ENERGY INC COM 65339F101 6,893.43 112,859 SH SHARED 112,859 NEXTERA ENERGY INC COM 65339F101 1,618.38 26,496 SH SHARED 26,496 NEXTERA ENERGY INC COM 65339F101 1,441.49 23,600 SH C SHARED 23,600 NEXTERA ENERGY INC COM 65339F101 1,020.04 16,700 SH P SHARED 16,700 NEXTERA ENERGY INC COM 65339F101 586.37 9,600 SH SHARED 20 9,600 NEXXUS LIGHTING INC COM 65338E105 23.10 30,000 SH SHARED 01 30,000 NF ENERGY SAVING CORP COM PAR $0.001 629099300 1.74 1,846 SH SOLE 1,846 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 14,356.44 803,382 SH SHARED 01 803,382 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 96.61 5,406 SH SHARED 5,406 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 34.05 1,652 SH SHARED 1,652 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 14.43 700 SH SHARED 01 700 NGP CAP RES CO COM 62912R107 778.89 118,915 SH SHARED 118,915 NGP CAP RES CO COM 62912R107 515.23 78,661 SH SHARED 01 78,661 NIC INC COM 62914B100 786.22 64,736 SH SHARED 01 64,736 NICE SYS LTD SPONSORED ADR 653656108 3,194.78 81,292 SH SHARED 01 81,292 NICE SYS LTD SPONSORED ADR 653656108 1,792.55 45,612 SH SHARED 45,612 NICE SYS LTD SPONSORED ADR 653656108 141.68 3,605 SH SHARED 20 3,605 NIDEC CORP SPONSORED ADR 654090109 1,046.68 45,887 SH SHARED 01 45,887 NIDEC CORP SPONSORED ADR 654090109 24.27 1,064 SH SHARED 1,064 NIELSEN HOLDINGS N V COM N63218106 6,149.71 204,038 SH SHARED 01 204,038 NIELSEN HOLDINGS N V COM N63218106 598.76 19,866 SH SHARED 19,866
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NIELSEN HOLDINGS N V COM N63218106 117.55 3,900 SH SHARED 3,900 NII HLDGS INC CL B NEW 62913F201 558.97 30,528 SH SHARED 30,528 NII HLDGS INC CL B NEW 62913F201 435.30 23,774 SH SHARED 20 23,774 NII HLDGS INC CL B NEW 62913F201 392.69 21,447 SH SHARED 01 21,447 NII HLDGS INC CL B NEW 62913F201 360.71 19,700 SH C SHARED 19,700 NII HLDGS INC CL B NEW 62913F201 140.99 7,700 SH SHARED 7,700 NII HLDGS INC CL B NEW 62913F201 62.25 3,400 SH P SHARED 3,400 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 53.07 53,000 PRN SHARED 01 53,000 NIKE INC CL B 654106103 60,360.74 556,628 SH SHARED 01 556,628 NIKE INC CL B 654106103 10,985.62 101,306 SH SHARED 101,306 NIKE INC CL B 654106103 9,282.46 85,600 SH C SHARED 85,600 NIKE INC CL B 654106103 9,260.78 85,400 SH P SHARED 85,400 NIKE INC CL B 654106103 7,258.00 66,931 SH SHARED 20 66,931 NIKE INC CL B 654106103 5,598.43 51,627 SH SHARED 51,627 NIKE INC CL B 654106103 10.84 100 SH C SHARED 01 100 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 7,870.81 347,958 SH SHARED 01 347,958 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1,052.64 46,536 SH SHARED 46,536 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 902.94 94,648 SH SHARED 01 94,648 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 789.16 82,721 SH SHARED 82,721 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 44.84 4,700 SH P SHARED 4,700 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 12.40 1,300 SH C SHARED 1,300 NISOURCE INC COM 65473P105 11,381.48 467,412 SH SHARED 467,412 NISOURCE INC COM 65473P105 9,417.83 386,769 SH SHARED 01 386,769 NISOURCE INC COM 65473P105 896.08 36,800 SH C SHARED 36,800 NISOURCE INC COM 65473P105 493.18 20,254 SH SHARED 20,254 NL INDS INC COM NEW 629156407 2.22 149 SH SOLE 149 NOAH ED HLDGS LTD ADR 65487R303 3.40 2,072 SH SOLE 2,072 NOBILITY HOMES INC COM 654892108 7.42 958 SH SOLE 958 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 11,836.32 315,888 SH SHARED 01 315,888 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 4,039.27 107,800 SH SHARED 107,800 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3,185.55 85,016 SH SHARED 85,016 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,753.60 46,800 SH C SHARED 46,800 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 919.51 24,540 SH SHARED 20 24,540 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 408.42 10,900 SH P SHARED 10,900 NOBLE ENERGY INC COM 655044105 13,738.09 140,500 SH P SHARED 140,500 NOBLE ENERGY INC COM 655044105 7,140.97 73,031 SH SHARED 01 73,031 NOBLE ENERGY INC COM 655044105 1,701.37 17,400 SH C SHARED 17,400 NOBLE ENERGY INC COM 655044105 1,241.81 12,700 SH SHARED 12,700 NOBLE ENERGY INC COM 655044105 63.07 645 SH SHARED 20 645 NOKIA CORP SPONSORED ADR 654902204 9,079.32 1,653,792 SH SHARED 1,653,792 NOKIA CORP SPONSORED ADR 654902204 5,758.25 1,048,862 SH SHARED 01 1,048,862 NOMURA HLDGS INC SPONSORED ADR 65535H208 1,631.14 369,873 SH SHARED 01 369,873 NORANDA ALUM HLDG CORP COM 65542W107 58,437.78 5,861,362 SH SHARED 5,861,362 NORANDA ALUM HLDG CORP COM 65542W107 107.93 10,825 SH SHARED 01 10,825 NORDIC AMERICAN TANKERS LIMI COM G65773106 1,042.05 65,620 SH SHARED 01 65,620 NORDIC AMERICAN TANKERS LIMI COM G65773106 217.56 13,700 SH C SHARED 13,700 NORDIC AMERICAN TANKERS LIMI COM G65773106 195.32 12,300 SH P SHARED 12,300 NORDION INC COM 65563C105 75.90 7,809 SH SHARED 7,809 NORDION INC COM 65563C105 2.85 293 SH SHARED 01 293 NORDSON CORP COM 655663102 215.53 3,954 SH SHARED 01 3,954 NORDSON CORP COM 655663102 73.26 1,344 SH SHARED 1,344 NORDSON CORP COM 655663102 16.35 300 SH C SHARED 300 NORDSTROM INC COM 655664100 14,967.90 268,627 SH SHARED 01 268,627
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NORDSTROM INC COM 655664100 3,872.54 69,500 SH C SHARED 69,500 NORDSTROM INC COM 655664100 796.80 14,300 SH P SHARED 14,300 NORDSTROM INC COM 655664100 590.63 10,600 SH SHARED 10,600 NORFOLK SOUTHERN CORP COM 655844108 29,034.91 441,059 SH SHARED 01 441,059 NORFOLK SOUTHERN CORP COM 655844108 4,575.45 69,504 SH SHARED 69,504 NORFOLK SOUTHERN CORP COM 655844108 4,134.12 62,800 SH C SHARED 62,800 NORFOLK SOUTHERN CORP COM 655844108 2,047.31 31,100 SH P SHARED 31,100 NORFOLK SOUTHERN CORP COM 655844108 1,626.00 24,700 SH SHARED 24,700 NORFOLK SOUTHERN CORP COM 655844108 527.17 8,008 SH SHARED 20 8,008 NORTECH SYS INC COM 656553104 20.03 4,804 SH SOLE 4,804 NORTEK INC COM NEW 656559309 1,116.33 25,377 SH SOLE 25,377 NORTEL INVERSORA S A SPON ADR PFD B 656567401 33.52 1,607 SH SOLE 1,607 NORTH AMERN ENERGY PARTNERS COM 656844107 26.55 5,418 SH SHARED 01 5,418 NORTH AMERN ENERGY PARTNERS COM 656844107 2.45 500 SH C SHARED 500 NORTH AMERN PALLADIUM LTD COM 656912102 298.18 113,809 SH SHARED 01 113,809 NORTH AMERN PALLADIUM LTD COM 656912102 88.03 33,600 SH C SHARED 33,600 NORTH AMERN PALLADIUM LTD COM 656912102 77.51 29,584 SH SHARED 29,584 NORTH AMERN PALLADIUM LTD COM 656912102 5.50 2,100 SH P SHARED 2,100 NORTH CENT BANCSHARES INC COM 658418108 20.44 678 SH SOLE 678 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 152.43 4,650 SH SHARED 01 4,650 NORTH VALLEY BANCORP COM NEW 66304M204 6.33 515 SH SOLE 515 NORTHEAST BANCORP COM NEW 663904209 5.86 500 SH SHARED 01 500 NORTHEAST CMNTY BANCORP INC COM 664112109 10.34 1,837 SH SOLE 1,837 NORTHEAST UTILS COM 664397106 77,608.01 2,090,733 SH SHARED 01 2,090,733 NORTHEAST UTILS COM 664397106 49,815.56 1,342,014 SH SHARED 1,342,014 NORTHEAST UTILS COM 664397106 419.46 11,300 SH SHARED 11,300 NORTHEAST UTILS COM 664397106 48.26 1,300 SH C SHARED 1,300 NORTHEAST UTILS COM 664397106 8.54 230 SH SHARED 20 230 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 3,398.78 559,010 SH SHARED 559,010 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 345.43 56,814 SH SHARED 01 56,814 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 54.11 8,900 SH C SHARED 8,900 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5.47 900 SH P SHARED 900 NORTHERN OIL & GAS INC NEV COM 665531109 284.47 13,716 SH SHARED 01 13,716 NORTHERN OIL & GAS INC NEV COM 665531109 76.74 3,700 SH P SHARED 3,700 NORTHERN OIL & GAS INC NEV COM 665531109 66.37 3,200 SH C SHARED 3,200 NORTHERN TECH INTL CORP COM 665809109 2.43 154 SH SOLE 154 NORTHERN TR CORP COM 665859104 3,822.38 80,556 SH SHARED 01 80,556 NORTHERN TR CORP COM 665859104 3,070.58 64,712 SH SHARED 64,712 NORTHERN TR CORP COM 665859104 2,709.40 57,100 SH C SHARED 57,100 NORTHERN TR CORP COM 665859104 784.35 16,530 SH SHARED 16,530 NORTHERN TR CORP COM 665859104 37.96 800 SH P SHARED 800 NORTHFIELD BANCORP INC NEW COM 66611L105 28.44 2,000 SH SHARED 01 2,000 NORTHGATE MINERALS CORP NOTE 3.500%10/0 666416AB8 1,839.09 1,670,000 PRN SOLE 1,670,000 NORTHRIM BANCORP INC COM 666762109 36.73 1,707 SH SOLE 1,707 NORTHROP GRUMMAN CORP COM 666807102 21,514.45 352,234 SH SHARED 01 352,234 NORTHROP GRUMMAN CORP COM 666807102 2,846.33 46,600 SH C SHARED 46,600 NORTHROP GRUMMAN CORP COM 666807102 955.41 15,642 SH SHARED 15,642 NORTHROP GRUMMAN CORP COM 666807102 134.38 2,200 SH P SHARED 2,200 NORTHROP GRUMMAN CORP COM 666807102 8.55 140 SH SHARED 20 140 NORTHSTAR RLTY FIN CORP COM 66704R100 1,028.59 190,128 SH SHARED 190,128 NORTHSTAR RLTY FIN CORP COM 66704R100 923.15 170,638 SH SHARED 01 170,638 NORTHSTAR RLTY FIN CORP COM 66704R100 34.08 6,300 SH C SHARED 6,300 NORTHSTAR RLTY FIN CORP COM 66704R100 27.05 5,000 SH P SHARED 5,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- NORTHWEST BANCSHARES INC MD COM 667340103 298.45 23,500 SH SHARED 23,500 NORTHWEST BANCSHARES INC MD COM 667340103 16.31 1,284 SH SHARED 01 1,284 NORTHWEST NAT GAS CO COM 667655104 660.39 14,546 SH SHARED 01 14,546 NORTHWEST NAT GAS CO COM 667655104 581.12 12,800 SH C SHARED 12,800 NORTHWEST NAT GAS CO COM 667655104 144.24 3,177 SH SHARED 3,177 NORTHWEST PIPE CO COM 667746101 1,450.35 68,284 SH SHARED 68,284 NORTHWEST PIPE CO COM 667746101 104.37 4,914 SH SHARED 01 4,914 NORTHWEST PIPE CO COM 667746101 4.25 200 SH C SHARED 200 NORTHWESTERN CORP COM NEW 668074305 1,972.99 55,640 SH SHARED 55,640 NORTHWESTERN CORP COM NEW 668074305 10.67 301 SH SHARED 01 301 NORWOOD FINANCIAL CORP COM 669549107 52.42 1,978 SH SHARED 01 1,978 NORWOOD FINANCIAL CORP COM 669549107 31.32 1,182 SH SHARED 1,182 NOVA MEASURING INSTRUMENTS L COM M7516K103 29.18 3,257 SH SOLE 3,257 NOVAGOLD RES INC COM NEW 66987E206 6,340.68 883,103 SH SHARED 883,103 NOVAGOLD RES INC COM NEW 66987E206 2,073.75 288,823 SH SHARED 01 288,823 NOVAGOLD RES INC COM NEW 66987E206 2,014.71 280,600 SH C SHARED 280,600 NOVAGOLD RES INC COM NEW 66987E206 185.24 25,800 SH P SHARED 25,800 NOVAGOLD RES INC NOTE 5.500% 5/0 66987EAA5 3.27 3,000 PRN SHARED 01 3,000 NOVARTIS A G SPONSORED ADR 66987V109 146,332.49 2,640,904 SH SHARED 01 2,640,904 NOVARTIS A G SPONSORED ADR 66987V109 896.15 16,173 SH SHARED 16,173 NOVARTIS A G SPONSORED ADR 66987V109 110.82 2,000 SH SHARED 2,000 NOVATEL WIRELESS INC COM NEW 66987M604 3.69 1,100 SH C SOLE 1,100 NOVAVAX INC COM 670002104 8.87 7,036 SH SHARED 01 7,036 NOVAVAX INC COM 670002104 3.02 2,400 SH C SHARED 2,400 NOVELLUS SYS INC COM 670008101 16,166.85 323,920 SH SHARED 01 323,920 NOVELLUS SYS INC COM 670008101 6,354.44 127,318 SH SHARED 127,318 NOVELLUS SYS INC COM 670008101 54.90 1,100 SH P SHARED 1,100 NOVELLUS SYS INC COM 670008101 39.93 800 SH C SHARED 800 NOVOGEN LIMITED SPON ADR 1:25 SH 67010F202 4.77 1,954 SH SHARED 1,954 NOVOGEN LIMITED SPON ADR 1:25 SH 67010F202 3.32 1,360 SH SHARED 01 1,360 NOVO-NORDISK A S ADR 670100205 8,494.88 61,242 SH SHARED 01 61,242 NOVO-NORDISK A S ADR 670100205 58.26 420 SH SHARED 20 420 NPS PHARMACEUTICALS INC COM 62936P103 253.53 37,066 SH SHARED 01 37,066 NPS PHARMACEUTICALS INC COM 62936P103 6.84 1,000 SH C SHARED 1,000 NRG ENERGY INC COM NEW 629377508 127,848.07 8,158,779 SH SHARED 8,158,779 NRG ENERGY INC COM NEW 629377508 622.35 39,716 SH SHARED 01 39,716 NRG ENERGY INC COM NEW 629377508 269.52 17,200 SH SHARED 17,200 NRG ENERGY INC COM NEW 629377508 211.55 13,500 SH P SHARED 13,500 NRG ENERGY INC COM NEW 629377508 14.10 900 SH C SHARED 900 NSTAR COM 67019E107 3,242.79 66,683 SH SHARED 66,683 NSTAR COM 67019E107 1,974.28 40,598 SH SHARED 01 40,598 NSTAR COM 67019E107 364.73 7,500 SH SHARED 7,500 NSTAR COM 67019E107 9.73 200 SH C SHARED 200 NTELOS HLDGS CORP COM NEW 67020Q305 734.62 35,489 SH SHARED 01 35,489 NTS INC NEV COM 62943B105 0.53 872 SH SOLE 872 NTS RLTY HLDGS LTD PARTNERSH PARTSHIP UNITS 629422106 1.72 491 SH SOLE 491 NTT DOCOMO INC SPONS ADR 62942M201 57,842.28 3,469,843 SH SHARED 01 3,469,843 NTT DOCOMO INC SPONS ADR 62942M201 1,498.83 89,912 SH SHARED 89,912 NU SKIN ENTERPRISES INC CL A 67018T105 3,049.25 52,655 SH SHARED 01 52,655 NU SKIN ENTERPRISES INC CL A 67018T105 1,157.74 19,992 SH SHARED 19,992 NU SKIN ENTERPRISES INC CL A 67018T105 949.72 16,400 SH C SHARED 16,400 NU SKIN ENTERPRISES INC CL A 67018T105 46.33 800 SH P SHARED 800 NU SKIN ENTERPRISES INC CL A 67018T105 9.27 160 SH SHARED 20 160
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NUANCE COMMUNICATIONS INC COM 67020Y100 30,872.20 1,206,888 SH SHARED 01 1,206,888 NUANCE COMMUNICATIONS INC COM 67020Y100 4,225.82 165,200 SH P SHARED 01 165,200 NUANCE COMMUNICATIONS INC COM 67020Y100 1,404.34 54,900 SH C SHARED 54,900 NUANCE COMMUNICATIONS INC COM 67020Y100 1,390.35 54,353 SH SHARED 54,353 NUANCE COMMUNICATIONS INC COM 67020Y100 874.84 34,200 SH P SHARED 34,200 NUANCE COMMUNICATIONS INC COM 67020Y100 484.95 18,958 SH SHARED 18,958 NUANCE COMMUNICATIONS INC COM 67020Y100 127.90 5,000 SH C SHARED 01 5,000 NUANCE COMMUNICATIONS INC DBCV 2.750% 8/1 67020YAB6 13.11 9,000 PRN SHARED 01 9,000 NUCOR CORP COM 670346105 13,135.61 305,835 SH SHARED 01 305,835 NUCOR CORP COM 670346105 4,724.50 110,000 SH C SHARED 110,000 NUCOR CORP COM 670346105 2,954.96 68,800 SH P SHARED 68,800 NUCOR CORP COM 670346105 1,626.56 37,871 SH SHARED 37,871 NUCOR CORP COM 670346105 923.43 21,500 SH SHARED 21,500 NUMEREX CORP PA CL A 67053A102 7.92 810 SH SOLE 810 NUPATHE INC COM 67059M100 4.26 1,150 SH SHARED 01 1,150 NUSTAR ENERGY LP UNIT COM 67058H102 36,191.58 612,586 SH SHARED 01 612,586 NUSTAR ENERGY LP UNIT COM 67058H102 13,791.75 233,442 SH SHARED 233,442 NUSTAR ENERGY LP UNIT COM 67058H102 141.79 2,400 SH C SHARED 2,400 NUSTAR ENERGY LP UNIT COM 67058H102 141.79 2,400 SH P SHARED 2,400 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 14,341.34 414,250 SH SHARED 01 414,250 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 745.40 21,531 SH SHARED 21,531 NUTRACEUTICAL INTL CORP COM 67060Y101 9.68 665 SH SHARED 01 665 NUTRI SYS INC NEW COM 67069D108 355.97 31,698 SH SHARED 01 31,698 NUTRI SYS INC NEW COM 67069D108 50.54 4,500 SH C SHARED 4,500 NUTRI SYS INC NEW COM 67069D108 40.43 3,600 SH P SHARED 3,600 NUVASIVE INC COM 670704105 126.52 7,513 SH SHARED 01 7,513 NUVASIVE INC COM 670704105 92.62 5,500 SH C SHARED 5,500 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 45.18 53,000 PRN SHARED 01 53,000 NUVASIVE INC COM 670704105 3.37 200 SH P SHARED 200 NUVASIVE INC NOTE 2.250% 3/1 670704AB1 2.96 3,000 PRN SHARED 01 3,000 NUVEEN AMT-FREE MUN INCOME F COM 670657105 257.71 17,810 SH SHARED 01 17,810 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L100 546.94 38,490 SH SHARED 01 38,490 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 486.35 33,449 SH SHARED 01 33,449 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 27.42 1,886 SH SHARED 1,886 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 399.61 27,037 SH SHARED 01 27,037 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 42.85 2,899 SH SHARED 2,899 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 1,078.31 77,744 SH SHARED 01 77,744 NUVEEN BUILD AMER BD FD COM 67074C103 2,773.48 137,437 SH SHARED 01 137,437 NUVEEN BUILD AMER BD FD COM 67074C103 3.75 186 SH SHARED 186 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 382.05 18,219 SH SHARED 01 18,219 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 13.90 663 SH SHARED 663 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 252.87 18,364 SH SHARED 01 18,364 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 292.09 19,564 SH SHARED 01 19,564 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 20.13 1,348 SH SHARED 1,348 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1,294.44 90,017 SH SHARED 01 90,017 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 8.27 575 SH SHARED 575 NUVEEN CA INVT QUALITY MUN F COM 67062A101 76.35 5,010 SH SHARED 01 5,010 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 114.70 7,400 SH SHARED 01 7,400 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 27.31 1,762 SH SHARED 1,762 NUVEEN CA SELECT QUALITY MUN COM 670975101 163.02 10,477 SH SHARED 01 10,477 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 65.68 4,438 SH SHARED 01 4,438 NUVEEN CALIF MUN VALUE FD COM 67062C107 1,575.21 160,736 SH SHARED 01 160,736 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 28.72 1,818 SH SOLE 1,818
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 195.11 12,853 SH SHARED 01 12,853 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 30.50 2,009 SH SHARED 2,009 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 60.16 4,000 SH SHARED 01 4,000 NUVEEN CALIF QUALITY INCM MU COM 670985100 658.97 41,654 SH SHARED 01 41,654 NUVEEN CALIF QUALITY INCM MU COM 670985100 4.40 278 SH SHARED 278 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 91.81 6,310 SH SHARED 01 6,310 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 74.81 5,250 SH SHARED 01 5,250 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 8.98 630 SH SHARED 630 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 668.96 48,300 SH SHARED 01 48,300 NUVEEN CT DIV ADV MUN FD 3 COM 67071Y108 101.37 7,303 SH SHARED 01 7,303 NUVEEN CT DIV ADV MUN FD 3 COM 67071Y108 10.51 757 SH SHARED 757 NUVEEN CT DIVID ADVANTAGE MU COM SH BEN INT 67069T103 41.40 2,834 SH SHARED 2,834 NUVEEN CT DIVID ADVANTAGE MU COM SH BEN INT 67069T103 35.50 2,430 SH SHARED 01 2,430 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 1,264.44 85,609 SH SHARED 01 85,609 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 34.90 2,363 SH SHARED 2,363 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 46.83 3,083 SH SHARED 01 3,083 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 29.95 1,972 SH SHARED 1,972 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 2,419.73 104,841 SH SHARED 01 104,841 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 123.75 10,550 SH SHARED 01 10,550 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 1,329.83 91,209 SH SHARED 01 91,209 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 38.39 2,633 SH SHARED 2,633 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 224.33 14,995 SH SHARED 01 14,995 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 479.21 26,044 SH SHARED 01 26,044 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 0.77 42 SH SHARED 42 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 160.46 10,662 SH SHARED 01 10,662 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 74.99 4,983 SH SHARED 4,983 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 2,870.70 235,690 SH SHARED 01 235,690 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 10.62 872 SH SHARED 872 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 564.41 42,341 SH SHARED 01 42,341 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 13.90 1,043 SH SHARED 1,043 NUVEEN EQUITY PREM ADV FD COM 6706ET107 442.83 36,537 SH SHARED 01 36,537 NUVEEN EQUITY PREM ADV FD COM 6706ET107 14.17 1,169 SH SHARED 1,169 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 2,506.17 209,371 SH SHARED 01 209,371 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 41.61 3,476 SH SHARED 3,476 NUVEEN FLOATING RATE INCOME COM 67072T108 2,921.81 245,118 SH SHARED 01 245,118 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 580.91 48,208 SH SHARED 01 48,208 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 12.89 905 SH SOLE 905 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 2,826.65 173,308 SH SHARED 01 173,308 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 291.41 20,336 SH SHARED 01 20,336 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 6.59 460 SH SHARED 460 NUVEEN INS CA TX FR ADV MUN COM 670651108 129.05 9,012 SH SHARED 01 9,012 NUVEEN INS MA TX FR ADV MUNF COM 67072F108 84.80 5,730 SH SHARED 01 5,730 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 750.87 51,500 SH SHARED 01 51,500 NUVEEN INSD CALIF DIVID COM 67071M104 1,114.07 72,720 SH SHARED 01 72,720 NUVEEN INSD CALIF DIVID COM 67071M104 3.80 248 SH SHARED 248 NUVEEN INSD CALIF PREM INCOM COM 67061X102 613.18 40,608 SH SHARED 01 40,608 NUVEEN INSD CALIF PREM INCOM COM 67061X102 34.31 2,272 SH SHARED 2,272 NUVEEN INVT QUALITY MUN FD I COM 67062E103 258.61 16,546 SH SHARED 01 16,546 NUVEEN INVT QUALITY MUN FD I COM 67062E103 36.07 2,308 SH SHARED 2,308 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 18.56 1,300 SH SHARED 01 1,300 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 14.65 1,000 SH SHARED 01 1,000 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 7.28 497 SH SHARED 497 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 67.63 4,800 SH SHARED 01 4,800
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 24.56 1,743 SH SHARED 1,743 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 70.38 4,600 SH SHARED 01 4,600 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 38.61 2,784 SH SHARED 01 2,784 NUVEEN MICH PREM INCOME MUN COM 67101Q109 80.69 5,441 SH SOLE 5,441 NUVEEN MICH QUALITY INCOME M COM 670979103 52.89 3,500 SH SHARED 01 3,500 NUVEEN MICH QUALITY INCOME M COM 670979103 9.10 602 SH SHARED 602 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 28.32 1,700 SH SHARED 01 1,700 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 24.54 1,473 SH SHARED 1,473 NUVEEN MTG OPPORTUNITY TERM COM 670735109 490.23 20,968 SH SHARED 01 20,968 NUVEEN MTG OPPORTUNITY TERM COM 670735109 62.03 2,653 SH SHARED 2,653 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 961.98 41,005 SH SHARED 01 41,005 NUVEEN MULT CURR ST GV INCM COM 67090N109 9,797.83 741,137 SH SHARED 01 741,137 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 16,097.82 1,792,630 SH SHARED 01 1,792,630 NUVEEN MULTI STRAT INC & GR COM 67073B106 3,150.76 354,815 SH SHARED 01 354,815 NUVEEN MULTI STRAT INC & GR COM 67073B106 78.70 8,863 SH SHARED 8,863 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 365.74 25,102 SH SHARED 01 25,102 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 40.55 2,783 SH SHARED 2,783 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 207.24 17,127 SH SHARED 01 17,127 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 11.01 910 SH SHARED 910 NUVEEN MUN HIGH INCOME OPP F COM 670682103 95.85 7,436 SH SHARED 01 7,436 NUVEEN MUN HIGH INCOME OPP F COM 670682103 36.58 2,838 SH SHARED 2,838 NUVEEN MUN INCOME FD INC COM 67062J102 39.94 3,538 SH SHARED 3,538 NUVEEN MUN INCOME FD INC COM 67062J102 18.17 1,609 SH SHARED 01 1,609 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 164.13 11,649 SH SHARED 01 11,649 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 4,768.67 326,398 SH SHARED 01 326,398 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 38.76 2,653 SH SHARED 2,653 NUVEEN MUN VALUE FD 2 COM 670695105 385.19 23,107 SH SHARED 01 23,107 NUVEEN MUN VALUE FD INC COM 670928100 4,071.01 404,271 SH SHARED 01 404,271 NUVEEN N C DIV ADV FD 2 COM 67071D104 46.68 3,000 SH SHARED 01 3,000 NUVEEN N C DIV ADV FD 2 COM 67071D104 12.85 826 SH SHARED 826 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 75.84 4,915 SH SHARED 01 4,915 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 45.53 2,951 SH SHARED 2,951 NUVEEN N Y INVT QUALITY MUN COM 67062X101 579.70 38,802 SH SHARED 01 38,802 NUVEEN N Y INVT QUALITY MUN COM 67062X101 38.13 2,552 SH SHARED 2,552 NUVEEN N Y PREM INCOME MUN F COM 67101R107 1,011.22 66,484 SH SHARED 01 66,484 NUVEEN N Y PREM INCOME MUN F COM 67101R107 28.91 1,901 SH SHARED 1,901 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 129.13 8,369 SH SHARED 01 8,369 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 73.55 4,767 SH SHARED 4,767 NUVEEN NC DIVID ADVANTAGE MU COM SH BEN INT 67069N106 27.23 1,620 SH SHARED 01 1,620 NUVEEN NC DIVID ADVANTAGE MU COM SH BEN INT 67069N106 15.13 900 SH SHARED 900 NUVEEN NEW JERSEY DIVID COM 67071T109 95.59 6,503 SH SHARED 6,503 NUVEEN NEW JERSEY DIVID COM 67071T109 86.73 5,900 SH SHARED 01 5,900 NUVEEN NEW JERSEY MUN VALUE COM 670702109 83.47 5,207 SH SHARED 5,207 NUVEEN NEW JERSEY MUN VALUE COM 670702109 50.29 3,137 SH SHARED 01 3,137 NUVEEN NEW YORK DIV ADV MUNI COM 67071N102 73.81 5,000 SH SHARED 01 5,000 NUVEEN NEW YORK DIV ADV MUNI COM 67071N102 41.50 2,811 SH SHARED 2,811 NUVEEN NEW YORK MUN VALUE FD COM 670706100 426.92 27,903 SH SHARED 01 27,903 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 288.50 19,659 SH SHARED 01 19,659 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 12.81 873 SH SHARED 873 NUVEEN NJ INVT QUALITY MUN F COM 670971100 785.59 53,918 SH SHARED 01 53,918 NUVEEN NJ INVT QUALITY MUN F COM 670971100 17.57 1,206 SH SHARED 1,206 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 337.74 21,650 SH SHARED 01 21,650 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 23.37 1,498 SH SHARED 1,498
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- NUVEEN NY AMT-FREE MUN INCOM COM 670656107 21.60 1,500 SH SHARED 01 1,500 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 82.56 5,694 SH SHARED 01 5,694 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 53.98 3,723 SH SHARED 3,723 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 227.50 15,766 SH SHARED 01 15,766 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 21.75 1,507 SH SHARED 1,507 NUVEEN NY MUN VALUE FD COM 67062M105 670.97 67,843 SH SHARED 01 67,843 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 380.31 24,520 SH SHARED 01 24,520 NUVEEN NY QUALITY INCM MUN F COM 670986108 149.08 10,066 SH SHARED 01 10,066 NUVEEN NY QUALITY INCM MUN F COM 670986108 38.77 2,618 SH SHARED 2,618 NUVEEN NY SELECT QUALITY MUN COM 670976109 918.46 60,785 SH SHARED 01 60,785 NUVEEN NY SELECT QUALITY MUN COM 670976109 98.22 6,500 SH SHARED 6,500 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 28.13 1,995 SH SHARED 01 1,995 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 10.14 719 SH SHARED 719 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 35.00 2,352 SH SHARED 2,352 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 6.70 450 SH SHARED 01 450 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 74.47 4,896 SH SHARED 01 4,896 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 20.44 1,344 SH SHARED 1,344 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 86.81 5,700 SH SHARED 01 5,700 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 44.73 2,937 SH SHARED 2,937 NUVEEN OHIO QUALITY INCOME M COM 670980101 283.31 16,301 SH SHARED 01 16,301 NUVEEN OHIO QUALITY INCOME M COM 670980101 22.49 1,294 SH SHARED 1,294 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 47.66 3,366 SH SOLE 3,366 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 14.48 1,006 SH SOLE 1,006 NUVEEN PA INVT QUALITY MUN F COM 670972108 61.61 3,959 SH SHARED 01 3,959 NUVEEN PA PREM INCOME MUN FD COM 67061F101 89.26 6,242 SH SHARED 01 6,242 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 1,032.47 66,525 SH SHARED 01 66,525 NUVEEN PREM INCOME MUN FD COM 67062T100 779.56 53,800 SH SHARED 01 53,800 NUVEEN PREM INCOME MUN FD COM 67062T100 15.33 1,058 SH SHARED 1,058 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 5,145.75 343,050 SH SHARED 01 343,050 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1,121.71 83,710 SH SHARED 01 83,710 NUVEEN PREM INCOME MUN OPPTY COM 6706D8104 5,671.58 420,117 SH SHARED 01 420,117 NUVEEN PREM INCOME MUN OPPTY COM 6706D8104 18.87 1,398 SH SHARED 1,398 NUVEEN PREMIER MUN INCOME FD COM 670988104 137.26 9,408 SH SHARED 01 9,408 NUVEEN PREMIER MUN INCOME FD COM 670988104 11.31 775 SH SHARED 775 NUVEEN PREMIER OPPURTUNITY F COM 670987106 60.98 4,068 SH SHARED 4,068 NUVEEN PREMIER OPPURTUNITY F COM 670987106 44.97 3,000 SH SHARED 01 3,000 NUVEEN QUALITY INCOME MUN FD COM 670977107 676.84 45,304 SH SHARED 01 45,304 NUVEEN QUALITY INCOME MUN FD COM 670977107 39.77 2,662 SH SHARED 2,662 NUVEEN QUALITY MUN FD INC COM 67062N103 93.16 6,533 SH SHARED 01 6,533 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 1,619.01 194,593 SH SHARED 01 194,593 NUVEEN QUALITY PFD INCOME FD COM 67072C105 7,164.55 831,154 SH SHARED 01 831,154 NUVEEN QUALITY PFD INCOME FD COM 67071S101 1,299.49 159,251 SH SHARED 01 159,251 NUVEEN REAL ESTATE INCOME FD COM 67071B108 470.08 41,637 SH SHARED 01 41,637 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 898.58 87,838 SH SHARED 01 87,838 NUVEEN SELECT QUALITY MUN FD COM 670973106 855.66 55,671 SH SHARED 01 55,671 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 1,187.93 82,840 SH SHARED 01 82,840 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 652.28 47,856 SH SHARED 01 47,856 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 236.78 16,251 SH SHARED 01 16,251 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 66.95 4,669 SH SHARED 4,669 NUVEEN SHT DUR CR OPP FD COM 67074X107 1,305.63 67,231 SH SHARED 01 67,231 NUVEEN SHT DUR CR OPP FD COM 67074X107 9.96 513 SH SHARED 513 NUVEEN SR INCOME FD COM 67067Y104 674.48 94,597 SH SHARED 01 94,597 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 424.24 174,585 SH SHARED 01 174,585
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 7,456.56 542,295 SH SHARED 01 542,295 NUVEEN TEX QUALITY INCOME MU COM 670983105 5.78 356 SH SOLE 356 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1,437.97 129,430 SH SHARED 01 129,430 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 117.83 7,453 SH SHARED 01 7,453 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 2.34 148 SH SHARED 148 NUVEEN VA DIVID ADVANTAGE MU COM SH BEN INT 67069M108 176.32 11,700 SH SHARED 01 11,700 NUVEEN VA DIVID ADVANTAGE MU COM SH BEN INT 67069M108 25.60 1,699 SH SHARED 1,699 NUVEEN VA PREM INCOME MUN FD COM 67064R102 164.72 10,174 SH SHARED 01 10,174 NUVEEN VA PREM INCOME MUN FD COM 67064R102 38.21 2,360 SH SHARED 2,360 NV ENERGY INC COM 67073Y106 252.99 15,694 SH SHARED 15,694 NV ENERGY INC COM 67073Y106 180.08 11,171 SH SHARED 01 11,171 NVE CORP COM NEW 629445206 337.61 6,370 SH SHARED 01 6,370 NVIDIA CORP COM 67066G104 4,425.94 287,492 SH SHARED 287,492 NVIDIA CORP COM 67066G104 3,176.62 206,341 SH SHARED 01 206,341 NVIDIA CORP COM 67066G104 2,261.53 146,900 SH P SHARED 146,900 NVIDIA CORP COM 67066G104 1,576.45 102,400 SH C SHARED 102,400 NVIDIA CORP COM 67066G104 709.71 46,100 SH SHARED 46,100 NVIDIA CORP COM 67066G104 221.69 14,400 SH P SHARED 01 14,400 NVIDIA CORP COM 67066G104 15.40 1,000 SH C SHARED 01 1,000 NVR INC COM 62944T105 335.56 462 SH SHARED 462 NVR INC COM 62944T105 148.17 204 SH SHARED 01 204 NXP SEMICONDUCTORS N V COM N6596X109 1,158.60 43,540 SH SHARED 01 43,540 NXP SEMICONDUCTORS N V COM N6596X109 372.54 14,000 SH P SHARED 14,000 NXP SEMICONDUCTORS N V COM N6596X109 273.02 10,260 SH SHARED 10,260 NXP SEMICONDUCTORS N V COM N6596X109 10.64 400 SH C SHARED 400 NXSTAGE MEDICAL INC COM 67072V103 518.17 26,890 SH SHARED 01 26,890 NYMOX PHARMACEUTICAL CORP COM 67076P102 72.46 9,013 SH SHARED 9,013 NYMOX PHARMACEUTICAL CORP COM 67076P102 8.04 1,000 SH SHARED 01 1,000 NYSE EURONEXT COM 629491101 27,651.39 921,406 SH SHARED 01 921,406 NYSE EURONEXT COM 629491101 24,617.20 820,300 SH C SHARED 820,300 NYSE EURONEXT COM 629491101 2,589.74 86,296 SH SHARED 86,296 NYSE EURONEXT COM 629491101 633.15 21,098 SH SHARED 21,098 NYSE EURONEXT COM 629491101 333.11 11,100 SH P SHARED 11,100 O CHARLEYS INC COM 670823103 19.31 1,962 SH SOLE 1,962 O REILLY AUTOMOTIVE INC NEW COM 67103H107 8,537.66 93,461 SH SHARED 01 93,461 O REILLY AUTOMOTIVE INC NEW COM 67103H107 831.29 9,100 SH P SHARED 9,100 O REILLY AUTOMOTIVE INC NEW COM 67103H107 802.33 8,783 SH SHARED 8,783 O REILLY AUTOMOTIVE INC NEW COM 67103H107 584.64 6,400 SH SHARED 20 6,400 O REILLY AUTOMOTIVE INC NEW COM 67103H107 475.02 5,200 SH C SHARED 5,200 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 26.93 4,800 SH SHARED 4,800 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 10.66 1,900 SH SHARED 01 1,900 OAK RIDGE FINL SVCS INC COM 671768109 4.17 1,063 SH SOLE 1,063 OAK VALLEY BANCORP OAKDALE C COM 671807105 7.02 1,001 SH SOLE 1,001 OASIS PETE INC NEW COM 674215108 3,927.40 127,389 SH SHARED 01 127,389 OASIS PETE INC NEW COM 674215108 258.97 8,400 SH C SHARED 8,400 OASIS PETE INC NEW COM 674215108 64.74 2,100 SH P SHARED 2,100 OBA FINL SVCS INC COM 67424G101 28.90 2,028 SH SOLE 2,028 OBAGI MEDICAL PRODUCTS INC COM 67423R108 321.45 23,989 SH SOLE 23,989 OCCIDENTAL PETE CORP DEL COM 674599105 95,997.55 1,008,060 SH SHARED 01 1,008,060 OCCIDENTAL PETE CORP DEL COM 674599105 35,743.53 375,339 SH SHARED 375,339 OCCIDENTAL PETE CORP DEL COM 674599105 30,587.88 321,200 SH C SHARED 321,200 OCCIDENTAL PETE CORP DEL COM 674599105 16,103.39 169,100 SH P SHARED 169,100 OCCIDENTAL PETE CORP DEL COM 674599105 8,280.82 86,956 SH SHARED 86,956
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- OCCIDENTAL PETE CORP DEL COM 674599105 2,778.34 29,175 SH SHARED 20 29,175 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 22.47 7,344 SH SHARED 01 7,344 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 1.75 571 SH SHARED 571 OCEAN RIG UDW INC SHS Y64354205 9.41 557 SH SHARED 01 557 OCEANEERING INTL INC COM 675232102 15,513.10 287,866 SH SHARED 287,866 OCEANEERING INTL INC COM 675232102 4,853.01 90,054 SH SHARED 01 90,054 OCEANEERING INTL INC COM 675232102 216.64 4,020 SH SHARED 20 4,020 OCEANEERING INTL INC COM 675232102 177.84 3,300 SH C SHARED 3,300 OCEANEERING INTL INC COM 675232102 5.39 100 SH P SHARED 100 OCEANFIRST FINL CORP COM 675234108 10.68 750 SH SHARED 01 750 OCH ZIFF CAP MGMT GROUP CL A 67551U105 14,721.88 1,586,409 SH SHARED 1,586,409 OCH ZIFF CAP MGMT GROUP CL A 67551U105 777.40 83,772 SH SHARED 01 83,772 OCH ZIFF CAP MGMT GROUP CL A 67551U105 6.50 700 SH C SHARED 700 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2.78 300 SH P SHARED 300 OCLARO INC COM NEW 67555N206 179.38 45,529 SH SHARED 01 45,529 OCLARO INC COM NEW 67555N206 14.97 3,800 SH C SHARED 3,800 OCLARO INC COM NEW 67555N206 2.36 600 SH P SHARED 600 OCLARO INC COM NEW 67555N206 0.00 1 SH SHARED 1 OCONEE FED FINL CORP COM 675607105 24.61 2,125 SH SOLE 2,125 OCULUS INNOVATIVE SCIENCES I COM 67575P108 11.97 8,999 SH SHARED 8,999 OCULUS INNOVATIVE SCIENCES I COM 67575P108 2.78 2,090 SH SHARED 01 2,090 OCWEN FINL CORP COM NEW 675746309 1,512.55 96,772 SH SHARED 01 96,772 OCWEN FINL CORP COM NEW 675746309 6.25 400 SH C SHARED 400 OCZ TECHNOLOGY GROUP INC COM 67086E303 930.13 133,256 SH SHARED 01 133,256 OCZ TECHNOLOGY GROUP INC COM 67086E303 127.19 18,222 SH SHARED 18,222 OCZ TECHNOLOGY GROUP INC COM 67086E303 78.87 11,300 SH C SHARED 11,300 OCZ TECHNOLOGY GROUP INC COM 67086E303 2.79 400 SH P SHARED 400 ODYSSEY MARINE EXPLORATION I COM 676118102 16.48 5,300 SH SHARED 01 5,300 ODYSSEY MARINE EXPLORATION I COM 676118102 15.86 5,100 SH C SHARED 5,100 ODYSSEY MARINE EXPLORATION I COM 676118102 7.78 2,500 SH P SHARED 2,500 OFFICE DEPOT INC COM 676220106 438.14 126,997 SH SHARED 01 126,997 OFFICE DEPOT INC COM 676220106 31.05 9,000 SH C SHARED 9,000 OFFICE DEPOT INC COM 676220106 20.36 5,900 SH P SHARED 5,900 OFFICEMAX INC DEL COM 67622P101 328.90 57,500 SH C SHARED 57,500 OFFICEMAX INC DEL COM 67622P101 139.76 24,433 SH SHARED 01 24,433 OFFICEMAX INC DEL COM 67622P101 8.01 1,400 SH P SHARED 1,400 OGE ENERGY CORP COM 670837103 6,169.51 115,318 SH SHARED 01 115,318 OGE ENERGY CORP COM 670837103 1,165.50 21,785 SH SHARED 21,785 OHIO LEGACY CORP COM 677399107 1.95 1,500 SH SHARED 01 1,500 OHIO LEGACY CORP COM 677399107 1.69 1,298 SH SHARED 1,298 OHIO VY BANC CORP COM 677719106 21.91 1,252 SH SOLE 1,252 OI S.A. SPN ADR REP PFD 670851203 977.02 61,448 SH SHARED 01 61,448 OI S.A. SPONSORED ADR 670851104 220.95 34,905 SH SHARED 01 34,905 OI S.A. SPN ADR REP PFD 670851203 120.68 7,590 SH SHARED 7,590 OI S.A. SPONSORED ADR 670851104 19.57 3,091 SH SHARED 3,091 OIL STS INTL INC COM 678026105 1,420.69 18,200 SH P SHARED 18,200 OIL STS INTL INC COM 678026105 1,243.89 15,935 SH SHARED 15,935 OIL STS INTL INC COM 678026105 626.28 8,023 SH SHARED 01 8,023 OIL STS INTL INC COM 678026105 140.51 1,800 SH C SHARED 1,800 OILSANDS QUEST INC COM 678046103 25.55 44,048 SH SHARED 44,048 OILSANDS QUEST INC COM 678046103 20.21 34,844 SH SHARED 01 34,844 OILTANKING PARTNERS L P UNIT LTD 678049107 395.39 12,875 SH SHARED 01 12,875 OILTANKING PARTNERS L P UNIT LTD 678049107 13.21 430 SH SHARED 430
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- OLD DOMINION FGHT LINES INC COM 679580100 1,246.62 26,151 SH SHARED 01 26,151 OLD NATL BANCORP IND COM 680033107 460.62 35,055 SH SHARED 01 35,055 OLD POINT FINL CORP COM 680194107 9.81 892 SH SOLE 892 OLD REP INTL CORP COM 680223104 1,282.27 121,542 SH SHARED 01 121,542 OLD REP INTL CORP COM 680223104 901.22 85,424 SH SHARED 85,424 OLD REP INTL CORP COM 680223104 45.37 4,300 SH C SHARED 4,300 OLD REP INTL CORP COM 680223104 5.28 500 SH P SHARED 500 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 5.08 5,000 PRN SHARED 01 5,000 OLD SECOND BANCORP INC ILL COM 680277100 1.26 684 SH SOLE 684 OLIN CORP COM PAR $1 680665205 7,473.76 343,621 SH SHARED 01 343,621 OLIN CORP COM PAR $1 680665205 160.95 7,400 SH P SHARED 7,400 OLIN CORP COM PAR $1 680665205 69.60 3,200 SH C SHARED 3,200 OLYMPIC STEEL INC COM 68162K106 71.69 2,987 SH SOLE 2,987 OM GROUP INC COM 670872100 1,778.63 64,654 SH SHARED 01 64,654 OM GROUP INC COM 670872100 497.99 18,102 SH SHARED 18,102 OM GROUP INC COM 670872100 82.53 3,000 SH P SHARED 3,000 OM GROUP INC COM 670872100 8.25 300 SH C SHARED 300 OMEGA FLEX INC COM 682095104 6.35 500 SH SHARED 01 500 OMEGA HEALTHCARE INVS INC COM 681936100 2,894.17 136,132 SH SHARED 01 136,132 OMEGA HEALTHCARE INVS INC COM 681936100 948.15 44,598 SH SHARED 44,598 OMEGA HEALTHCARE INVS INC COM 681936100 116.93 5,500 SH C SHARED 5,500 OMEGA HEALTHCARE INVS INC COM 681936100 29.76 1,400 SH P SHARED 1,400 OMEGA PROTEIN CORP COM 68210P107 2,056.60 270,250 SH SHARED 01 270,250 OMEGA PROTEIN CORP COM 68210P107 155.40 20,420 SH SHARED 20,420 OMEROS CORP COM 682143102 1,614.16 162,554 SH SHARED 01 162,554 OMEROS CORP COM 682143102 292.06 29,412 SH SHARED 29,412 OMEROS CORP COM 682143102 29.79 3,000 SH C SHARED 3,000 OMEROS CORP COM 682143102 24.83 2,500 SH P SHARED 2,500 OMNICARE CAP TR I PIERS 68214L201 33.25 709 SH SOLE 709 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 22.27 464 SH SOLE 464 OMNICARE INC COM 681904108 3,905.30 109,792 SH SHARED 01 109,792 OMNICARE INC COM 681904108 283.56 7,972 SH SHARED 7,972 OMNICARE INC COM 681904108 209.86 5,900 SH SHARED 5,900 OMNICARE INC NOTE 3.750%12/1 681904AN8 62.46 43,000 PRN SHARED 01 43,000 OMNICARE INC DBCV 3.250%12/1 681904AL2 49.02 51,000 PRN SHARED 01 51,000 OMNICARE INC COM 681904108 3.56 100 SH C SHARED 100 OMNICARE INC COM 681904108 3.56 100 SH P SHARED 100 OMNICELL INC COM 68213N109 449.90 29,579 SH SOLE 29,579 OMNICOM GROUP INC COM 681919106 14,700.91 290,245 SH SHARED 01 290,245 OMNICOM GROUP INC COM 681919106 3,044.07 60,100 SH C SHARED 60,100 OMNICOM GROUP INC COM 681919106 1,053.52 20,800 SH P SHARED 20,800 OMNICOM GROUP INC COM 681919106 992.74 19,600 SH SHARED 19,600 OMNICOM GROUP INC NOTE 7/3 681919AV8 427.38 419,000 PRN SOLE 419,000 OMNICOM GROUP INC NOTE 7/0 682134AA9 65.33 60,000 PRN SHARED 01 60,000 OMNICOM GROUP INC NOTE 7/0 681919AT3 2.32 2,000 PRN SHARED 01 2,000 OMNIVISION TECHNOLOGIES INC COM 682128103 1,730.00 86,500 SH P SHARED 86,500 OMNIVISION TECHNOLOGIES INC COM 682128103 522.00 26,100 SH C SHARED 26,100 OMNIVISION TECHNOLOGIES INC COM 682128103 445.56 22,278 SH SHARED 01 22,278 OMNOVA SOLUTIONS INC COM 682129101 28.84 4,273 SH SHARED 4,273 OMNOVA SOLUTIONS INC COM 682129101 1.83 271 SH SHARED 01 271 ON ASSIGNMENT INC COM 682159108 137.54 7,873 SH SHARED 7,873 ON ASSIGNMENT INC COM 682159108 122.06 6,987 SH SHARED 01 6,987 ON ASSIGNMENT INC COM 682159108 10.83 620 SH SHARED 20 620
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ON SEMICONDUCTOR CORP COM 682189105 1,430.51 158,769 SH SHARED 158,769 ON SEMICONDUCTOR CORP COM 682189105 447.58 49,676 SH SHARED 01 49,676 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 127.25 114,000 PRN SHARED 01 114,000 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 4.99 5,000 PRN SHARED 01 5,000 ON SEMICONDUCTOR CORP COM 682189105 0.90 100 SH C SHARED 100 ON TRACK INNOVATION LTD SHS M8791A109 16.80 10,000 SH SHARED 01 10,000 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 2.66 200 SH SHARED 01 200 ONCOLYTICS BIOTECH INC COM 682310107 13.60 3,207 SH SOLE 3,207 ONCOLYTICS BIOTECH INC COM 682310107 6.36 1,500 SH C SOLE 1,500 ONCOLYTICS BIOTECH INC COM 682310107 1.70 400 SH P SOLE 400 ONCOTHYREON INC COM 682324108 305.64 70,100 SH C SHARED 70,100 ONCOTHYREON INC COM 682324108 107.78 24,720 SH SHARED 24,720 ONCOTHYREON INC COM 682324108 31.83 7,300 SH P SHARED 7,300 ONCOTHYREON INC COM 682324108 2.18 500 SH SHARED 01 500 ONE LIBERTY PPTYS INC COM 682406103 395.92 21,635 SH SHARED 21,635 ONE LIBERTY PPTYS INC COM 682406103 184.63 10,089 SH SHARED 01 10,089 ONEBEACON INSURANCE GROUP LT CL A G67742109 54.78 3,555 SH SHARED 01 3,555 ONEBEACON INSURANCE GROUP LT CL A G67742109 17.75 1,152 SH SHARED 1,152 ONEIDA FINL CORP MD COM 682479100 105.74 10,627 SH SHARED 01 10,627 ONEIDA FINL CORP MD COM 682479100 6.24 627 SH SHARED 627 ONEOK INC NEW COM 682680103 6,508.14 79,698 SH SHARED 01 79,698 ONEOK INC NEW COM 682680103 661.45 8,100 SH SHARED 8,100 ONEOK INC NEW COM 682680103 57.16 700 SH C SHARED 700 ONEOK INC NEW COM 682680103 8.17 100 SH P SHARED 100 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 93,377.84 1,708,027 SH SHARED 01 1,708,027 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 30,540.58 558,635 SH SHARED 558,635 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 224.15 4,100 SH P SHARED 4,100 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 136.68 2,500 SH C SHARED 2,500 ONLINE RES CORP COM 68273G101 235.98 82,800 SH SHARED 01 82,800 ONSTREAM MEDIA CORP COM NEW 682875208 1.18 1,938 SH SOLE 1,938 ONVIA INC COM NEW 68338T403 3.40 869 SH SOLE 869 ONYX PHARMACEUTICALS INC COM 683399109 976.06 25,904 SH SHARED 01 25,904 ONYX PHARMACEUTICALS INC COM 683399109 836.50 22,200 SH C SHARED 22,200 ONYX PHARMACEUTICALS INC COM 683399109 758.88 20,140 SH SHARED 20,140 ONYX PHARMACEUTICALS INC COM 683399109 738.53 19,600 SH P SHARED 19,600 OPEN TEXT CORP COM 683715106 525.98 8,600 SH P SHARED 8,600 OPEN TEXT CORP COM 683715106 495.09 8,095 SH SHARED 8,095 OPEN TEXT CORP COM 683715106 311.92 5,100 SH C SHARED 5,100 OPEN TEXT CORP COM 683715106 221.09 3,615 SH SHARED 3,615 OPEN TEXT CORP COM 683715106 127.03 2,077 SH SHARED 01 2,077 OPENTABLE INC COM 68372A104 4,333.97 107,091 SH SHARED 107,091 OPENTABLE INC COM 68372A104 1,129.11 27,900 SH C SHARED 27,900 OPENTABLE INC COM 68372A104 918.67 22,700 SH P SHARED 22,700 OPENTABLE INC COM 68372A104 94.01 2,323 SH SHARED 01 2,323 OPENWAVE SYS INC COM NEW 683718308 3,187.99 1,404,401 SH SHARED 1,404,401 OPENWAVE SYS INC COM NEW 683718308 0.27 117 SH SHARED 01 117 OPEXA THERAPEUTICS INC COM 68372T103 3.38 4,500 SH SHARED 01 4,500 OPEXA THERAPEUTICS INC COM 68372T103 1.65 2,195 SH SHARED 2,195 OPKO HEALTH INC COM 68375N103 50.70 10,718 SH SHARED 10,718 OPKO HEALTH INC COM 68375N103 44.41 9,389 SH SHARED 01 9,389
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- OPKO HEALTH INC COM 68375N103 33.58 7,100 SH P SHARED 7,100 OPKO HEALTH INC COM 68375N103 25.54 5,400 SH C SHARED 5,400 OPNET TECHNOLOGIES INC COM 683757108 202.65 6,988 SH SHARED 01 6,988 OPNET TECHNOLOGIES INC COM 683757108 162.26 5,595 SH SHARED 5,595 OPNET TECHNOLOGIES INC COM 683757108 8.70 300 SH C SHARED 300 OPNEXT INC COM 68375V105 0.70 450 SH SHARED 01 450 OPNEXT INC COM 68375V105 0.16 100 SH C SHARED 100 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 17.35 1,000 SH SHARED 01 1,000 OPTIBASE LTD ORD M7524R108 4.09 3,689 SH SOLE 3,689 OPTICAL CABLE CORP COM NEW 683827208 3.95 1,125 SH SHARED 01 1,125 OPTIMER PHARMACEUTICALS INC COM 68401H104 396.64 28,535 SH SHARED 28,535 OPTIMER PHARMACEUTICALS INC COM 68401H104 69.50 5,000 SH P SHARED 5,000 OPTIMER PHARMACEUTICALS INC COM 68401H104 32.71 2,353 SH SHARED 01 2,353 OPTIMER PHARMACEUTICALS INC COM 68401H104 1.39 100 SH C SHARED 100 OPTIMUMBANK HOLDINGS INC COM NEW 68401P205 6.17 1,752 SH SOLE 1,752 ORACLE CORP COM 68389X105 120,500.70 4,132,397 SH SHARED 01 4,132,397 ORACLE CORP COM 68389X105 72,098.16 2,472,502 SH SHARED 2,472,502 ORACLE CORP COM 68389X105 45,145.51 1,548,200 SH P SHARED 1,548,200 ORACLE CORP COM 68389X105 43,229.70 1,482,500 SH C SHARED 1,482,500 ORACLE CORP COM 68389X105 8,115.34 278,304 SH SHARED 278,304 ORACLE CORP COM 68389X105 5,410.61 185,549 SH SHARED 20 185,549 ORASURE TECHNOLOGIES INC COM 68554V108 34.47 3,000 SH SHARED 01 3,000 ORASURE TECHNOLOGIES INC COM 68554V108 25.15 2,189 SH SHARED 2,189 ORBCOMM INC COM 68555P100 417.61 108,469 SH SHARED 01 108,469 ORBIT INTL CORP COM NEW 685559304 8.81 2,003 SH SOLE 2,003 ORBITAL CORP SPONSORED ADR NE 685563504 0.79 138 SH SHARED 138 ORBITAL CORP SPONSORED ADR NE 685563504 0.03 5 SH SHARED 01 5 ORBITAL SCIENCES CORP COM 685564106 531.84 40,444 SH SHARED 40,444 ORBITAL SCIENCES CORP COM 685564106 58.82 4,473 SH SHARED 01 4,473 ORBITAL SCIENCES CORP COM 685564106 5.59 425 SH SHARED 20 425 ORBITZ WORLDWIDE INC COM 68557K109 143.72 47,120 SH SHARED 01 47,120 ORBITZ WORLDWIDE INC COM 68557K109 14.03 4,600 SH C SHARED 4,600 ORBOTECH LTD ORD M75253100 49.12 4,238 SH SHARED 01 4,238 ORCHARD SUPPLY HARDWARE STOR CL A 685691404 0.95 46 SH SHARED 46 ORCHARD SUPPLY HARDWARE STOR CL A 685691404 0.72 35 SH SHARED 01 35 ORCHIDS PAPER PRODS CO DEL COM 68572N104 257.74 14,327 SH SHARED 14,327 ORCHIDS PAPER PRODS CO DEL COM 68572N104 0.90 50 SH SHARED 01 50 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 6.78 14,731 SH SOLE 14,731 OREXIGEN THERAPEUTICS INC COM 686164104 193.85 47,280 SH SOLE 47,280 OREXIGEN THERAPEUTICS INC COM 686164104 101.68 24,800 SH C SOLE 24,800 OREXIGEN THERAPEUTICS INC COM 686164104 55.76 13,600 SH P SOLE 13,600 ORIENTAL FINL GROUP INC COM 68618W100 28.77 2,378 SH SHARED 01 2,378 ORIENTAL FINL GROUP INC COM 68618W100 5.32 440 SH SHARED 20 440 ORIENTAL FINL GROUP INC COM 68618W100 4.61 381 SH SHARED 381 ORIENT-EXPRESS HOTELS LTD CL A G67743107 196.52 19,267 SH SHARED 19,267 ORIENT-EXPRESS HOTELS LTD CL A G67743107 132.29 12,970 SH SHARED 01 12,970 ORIENT-EXPRESS HOTELS LTD CL A G67743107 24.48 2,400 SH P SHARED 2,400 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1.02 100 SH C SHARED 100 ORIGIN AGRITECH LIMITED SHS G67828106 78.97 32,100 SH C SHARED 32,100 ORIGIN AGRITECH LIMITED SHS G67828106 8.12 3,300 SH P SHARED 3,300 ORIGIN AGRITECH LIMITED SHS G67828106 7.68 3,120 SH SHARED 01 3,120
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ORION ENERGY SYSTEMS INC COM 686275108 4.17 1,752 SH SOLE 1,752 ORION MARINE GROUP INC COM 68628V308 196.49 27,177 SH SHARED 01 27,177 ORITANI FINL CORP DEL COM 68633D103 513.99 35,013 SH SHARED 35,013 ORITANI FINL CORP DEL COM 68633D103 111.57 7,600 SH SHARED 01 7,600 ORIX CORP SPONSORED ADR 686330101 644.14 13,350 SH SHARED 20 13,350 ORIX CORP SPONSORED ADR 686330101 138.62 2,873 SH SHARED 01 2,873 ORIX CORP SPONSORED ADR 686330101 71.02 1,472 SH SHARED 1,472 ORMAT TECHNOLOGIES INC COM 686688102 25.99 1,290 SH SHARED 01 1,290 ORTHOFIX INTL N V COM N6748L102 293.50 7,810 SH SHARED 7,810 ORTHOFIX INTL N V COM N6748L102 1.92 51 SH SHARED 01 51 OSHKOSH CORP COM 688239201 824.85 35,600 SH P SHARED 35,600 OSHKOSH CORP COM 688239201 745.12 32,159 SH SHARED 01 32,159 OSHKOSH CORP COM 688239201 342.92 14,800 SH C SHARED 14,800 OSHKOSH CORP COM 688239201 167.73 7,239 SH SHARED 7,239 OSI SYSTEMS INC COM 671044105 458.34 7,477 SH SHARED 01 7,477 OSI SYSTEMS INC COM 671044105 12.26 200 SH P SHARED 200 OSIRIS THERAPEUTICS INC NEW COM 68827R108 9.22 1,800 SH C SHARED 1,800 OSIRIS THERAPEUTICS INC NEW COM 68827R108 0.22 42 SH SHARED 01 42 OSSEN INNOVATION CO LTD SPONSORED ADR 688410109 4.11 3,455 SH SOLE 3,455 OTELCO INC UNIT 99/99/9999 688823202 5.53 430 SH SHARED 01 430 OTELCO INC UNIT 99/99/9999 688823202 1.93 150 SH SHARED 150 OTTER TAIL CORP COM 689648103 511.43 23,568 SH SHARED 01 23,568 OTTER TAIL CORP COM 689648103 509.97 23,501 SH SHARED 23,501 OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 6.72 919 SH SOLE 919 OVERHILL FARMS INC COM 690212105 19.80 4,400 SH SHARED 01 4,400 OVERHILL FARMS INC COM 690212105 4.39 976 SH SHARED 976 OVERSEAS SHIPHOLDING GROUP I COM 690368105 6,375.62 504,800 SH C SHARED 504,800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 1,314.30 104,062 SH SHARED 104,062 OVERSEAS SHIPHOLDING GROUP I COM 690368105 164.19 13,000 SH P SHARED 13,000 OVERSEAS SHIPHOLDING GROUP I COM 690368105 34.25 2,712 SH SHARED 01 2,712 OVERSTOCK COM INC DEL COM 690370101 231.15 44,113 SH SOLE 44,113 OVERSTOCK COM INC DEL COM 690370101 14.67 2,800 SH P SOLE 2,800 OWENS & MINOR INC NEW COM 690732102 2,786.38 91,627 SH SHARED 01 91,627 OWENS CORNING NEW COM 690742101 4,916.69 136,461 SH SHARED 20 136,461 OWENS CORNING NEW COM 690742101 1,228.62 34,100 SH P SHARED 34,100 OWENS CORNING NEW COM 690742101 1,137.29 31,565 SH SHARED 31,565 OWENS CORNING NEW COM 690742101 626.96 17,401 SH SHARED 01 17,401 OWENS CORNING NEW *W EXP 10/31/201 690742127 485.41 179,780 SH SHARED 179,780 OWENS CORNING NEW COM 690742101 349.49 9,700 SH C SHARED 9,700 OWENS CORNING NEW *W EXP 10/31/201 690742127 1.68 624 SH SHARED 01 624 OWENS ILL INC COM NEW 690768403 2,469.84 105,820 SH SHARED 105,820 OWENS ILL INC COM NEW 690768403 403.78 17,300 SH C SHARED 17,300 OWENS ILL INC COM NEW 690768403 319.76 13,700 SH SHARED 13,700 OWENS ILL INC COM NEW 690768403 316.49 13,560 SH SHARED 01 13,560 OWENS ILL INC COM NEW 690768403 107.36 4,600 SH P SHARED 4,600 OXFORD INDS INC COM 691497309 1,007.76 19,830 SH SHARED 01 19,830 OXFORD INDS INC COM 691497309 793.20 15,608 SH SHARED 15,608 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 5.95 700 SH SHARED 01 700 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 3.16 372 SH SHARED 372 OXIGENE INC COM NEW 691828305 0.11 100 SH SHARED 01 100 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 0.42 180 SH SHARED 01 180 OYO GEOSPACE CORP COM 671074102 1,043.29 9,905 SH SHARED 01 9,905 P & F INDS INC CL A NEW 692830508 7.38 1,895 SH SOLE 1,895
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- P C CONNECTION COM 69318J100 11.91 1,449 SH SHARED 01 1,449 P F CHANGS CHINA BISTRO INC COM 69333Y108 134.37 3,400 SH C SHARED 3,400 P F CHANGS CHINA BISTRO INC COM 69333Y108 108.52 2,746 SH SHARED 01 2,746 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1,181.64 38,921 SH SHARED 01 38,921 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1,157.23 38,117 SH SHARED 38,117 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 288.57 9,505 SH SHARED 20 9,505 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 8,205.99 431,894 SH SHARED 01 431,894 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 510.26 26,856 SH SHARED 26,856 PACCAR INC COM 693718108 16,676.16 356,100 SH SHARED 01 356,100 PACCAR INC COM 693718108 4,489.50 95,868 SH SHARED 95,868 PACCAR INC COM 693718108 3,727.67 79,600 SH C SHARED 79,600 PACCAR INC COM 693718108 1,105.19 23,600 SH SHARED 23,600 PACCAR INC COM 693718108 299.71 6,400 SH P SHARED 6,400 PACER INTL INC TENN COM 69373H106 439.87 69,600 SH P SHARED 69,600 PACER INTL INC TENN COM 69373H106 73.98 11,705 SH SHARED 11,705 PACER INTL INC TENN COM 69373H106 5.00 791 SH SHARED 01 791 PACHOLDER HIGH YIELD FD INC COM 693742108 421.71 46,805 SH SHARED 01 46,805 PACIFIC BOOKER MINERALS INC COM 69403R108 11.87 1,276 SH SOLE 1,276 PACIFIC CAP BANCORP NEW COM NEW 69404P200 185.27 4,062 SH SHARED 4,062 PACIFIC CAP BANCORP NEW COM NEW 69404P200 0.59 13 SH SHARED 01 13 PACIFIC CONTINENTAL CORP COM 69412V108 82.43 8,750 SH SHARED 01 8,750 PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 33,737.25 3,333,720 SH SHARED 3,333,720 PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 76.66 7,575 SH SHARED 01 7,575 PACIFIC ETHANOL INC COM NEW 69423U206 4.26 3,877 SH SHARED 3,877 PACIFIC ETHANOL INC COM NEW 69423U206 0.14 123 SH SHARED 01 123 PACIFIC PREMIER BANCORP COM 69478X105 14.28 1,785 SH SOLE 1,785 PACIFIC SUNWEAR CALIF INC COM 694873100 149.10 84,714 SH SHARED 84,714 PACIFIC SUNWEAR CALIF INC COM 694873100 0.70 400 SH P SHARED 400 PACIFIC SUNWEAR CALIF INC COM 694873100 0.35 200 SH SHARED 01 200 PACKAGING CORP AMER COM 695156109 4,279.13 144,614 SH SHARED 01 144,614 PACKAGING CORP AMER COM 695156109 204.17 6,900 SH C SHARED 6,900 PACKAGING CORP AMER COM 695156109 126.65 4,280 SH SHARED 4,280 PACKAGING CORP AMER COM 695156109 29.59 1,000 SH P SHARED 1,000 PACWEST BANCORP DEL COM 695263103 13.44 553 SH SHARED 01 553 PACWEST BANCORP DEL COM 695263103 2.43 100 SH C SHARED 100 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 2.85 3,899 SH SHARED 3,899 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1.95 2,678 SH SHARED 01 2,678 PALL CORP COM 696429307 7,633.42 128,013 SH SHARED 01 128,013 PALL CORP COM 696429307 2,490.63 41,768 SH SHARED 41,768 PALL CORP COM 696429307 471.08 7,900 SH SHARED 7,900 PALL CORP COM 696429307 165.77 2,780 SH SHARED 20 2,780 PALMETTO BANCSHARES INC COM NEW 697062206 3.90 709 SH SOLE 709 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 60.27 6,453 SH SHARED 01 6,453 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 0.93 100 SH C SHARED 100 PAN AMERICAN SILVER CORP COM 697900108 3,275.91 148,500 SH P SHARED 148,500 PAN AMERICAN SILVER CORP COM 697900108 2,137.61 96,900 SH SHARED 96,900 PAN AMERICAN SILVER CORP COM 697900108 1,608.84 72,930 SH SHARED 01 72,930 PAN AMERICAN SILVER CORP COM 697900108 750.75 34,032 SH SHARED 34,032 PAN AMERICAN SILVER CORP COM 697900108 196.33 8,900 SH C SHARED 8,900 PANASONIC CORP ADR 69832A205 1,119.93 121,073 SH SHARED 01 121,073 PANASONIC CORP ADR 69832A205 173.30 18,735 SH SHARED 18,735 PANDORA MEDIA INC COM 698354107 2,818.81 276,083 SH SHARED 276,083 PANDORA MEDIA INC COM 698354107 407.02 39,865 SH SHARED 01 39,865
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- PANDORA MEDIA INC COM 698354107 129.67 12,700 SH C SHARED 12,700 PANDORA MEDIA INC COM 698354107 72.49 7,100 SH P SHARED 7,100 PANDORA MEDIA INC COM 698354107 20.42 2,000 SH C SHARED 01 2,000 PANERA BREAD CO CL A 69840W108 4,254.89 26,441 SH SHARED 01 26,441 PANERA BREAD CO CL A 69840W108 2,429.89 15,100 SH P SHARED 15,100 PANERA BREAD CO CL A 69840W108 1,045.98 6,500 SH C SHARED 6,500 PANERA BREAD CO CL A 69840W108 197.45 1,227 SH SHARED 1,227 PANERA BREAD CO CL A 69840W108 16.09 100 SH P SHARED 01 100 PANHANDLE OIL AND GAS INC CL A 698477106 50.12 1,700 SH SHARED 01 1,700 PANSOFT COMPANY LIMITED SHS G6891W101 11.45 3,790 SH SOLE 3,790 PANTRY INC COM 698657103 93.09 7,155 SH SHARED 01 7,155 PAPA JOHNS INTL INC COM 698813102 350.24 9,300 SH SOLE 9,300 PAR PHARMACEUTICAL COS INC COM 69888P106 368.98 9,527 SH SHARED 01 9,527 PAR PHARMACEUTICAL COS INC COM 69888P106 348.57 9,000 SH C SHARED 9,000 PAR PHARMACEUTICAL COS INC COM 69888P106 38.73 1,000 SH P SHARED 1,000 PARAGON SHIPPING INC CL A 69913R309 62.71 76,470 SH SHARED 01 76,470 PARAGON SHIPPING INC CL A 69913R309 46.55 56,767 SH SHARED 56,767 PARAGON SHIPPING INC CL A 69913R309 0.41 500 SH P SHARED 500 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 243.69 8,722 SH SHARED 01 8,722 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 82.06 2,937 SH SHARED 2,937 PARAMOUNT GOLD & SILVER CORP COM 69924P102 204.76 90,600 SH P SHARED 90,600 PARAMOUNT GOLD & SILVER CORP COM 69924P102 91.94 40,683 SH SHARED 40,683 PARAMOUNT GOLD & SILVER CORP COM 69924P102 88.59 39,200 SH C SHARED 39,200 PARAMOUNT GOLD & SILVER CORP COM 69924P102 2.26 1,000 SH SHARED 01 1,000 PAREXEL INTL CORP COM 699462107 182.40 6,763 SH SHARED 01 6,763 PAREXEL INTL CORP COM 699462107 5.80 215 SH SHARED 20 215 PAREXEL INTL CORP COM 699462107 4.91 182 SH SHARED 182 PARK NATL CORP COM 700658107 23.93 346 SH SHARED 01 346 PARK OHIO HLDGS CORP COM 700666100 123.07 6,138 SH SHARED 6,138 PARK OHIO HLDGS CORP COM 700666100 80.20 4,000 SH SHARED 01 4,000 PARK STERLING CORP COM 70086Y105 50.29 10,477 SH SHARED 10,477 PARK STERLING CORP COM 70086Y105 15.36 3,200 SH SHARED 01 3,200 PARKER DRILLING CO COM 701081101 23.28 3,900 SH C SHARED 3,900 PARKER DRILLING CO COM 701081101 6.57 1,100 SH SHARED 01 1,100 PARKER DRILLING CO COM 701081101 2.39 400 SH P SHARED 400 PARKER HANNIFIN CORP COM 701094104 8,076.64 95,525 SH SHARED 01 95,525 PARKER HANNIFIN CORP COM 701094104 3,804.75 45,000 SH SHARED 45,000 PARKER HANNIFIN CORP COM 701094104 799.00 9,450 SH SHARED 9,450 PARKER HANNIFIN CORP COM 701094104 634.13 7,500 SH C SHARED 7,500 PARKER HANNIFIN CORP COM 701094104 287.47 3,400 SH P SHARED 3,400 PARKER HANNIFIN CORP COM 701094104 6.76 80 SH SHARED 20 80 PARKERVISION INC COM 701354102 4.46 4,168 SH SOLE 4,168 PARKWAY PPTYS INC COM 70159Q104 276.15 26,350 SH SHARED 26,350 PARKWAY PPTYS INC COM 70159Q104 102.65 9,795 SH SHARED 9,795 PARKWAY PPTYS INC COM 70159Q104 61.59 5,877 SH SHARED 01 5,877 PARLUX FRAGRANCES INC COM 701645103 286.78 50,667 SH SOLE 50,667 PARTNER COMMUNICATIONS CO LT ADR 70211M109 205.57 27,120 SH SHARED 27,120 PARTNER COMMUNICATIONS CO LT ADR 70211M109 92.94 12,261 SH SHARED 01 12,261 PARTNERRE LTD COM G6852T105 2,977.04 43,851 SH SHARED 43,851 PARTNERRE LTD COM G6852T105 1,689.44 24,885 SH SHARED 01 24,885 PARTNERRE LTD COM G6852T105 291.93 4,300 SH SHARED 4,300 PARTNERRE LTD COM G6852T105 40.73 600 SH P SHARED 600 PATNI COMPUTER SYS SPONS ADR 703248203 138.71 7,347 SH SOLE 7,347
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PATRICK INDS INC COM 703343103 113.69 9,357 SH SOLE 9,357 PATRIOT COAL CORP COM 70336T104 1,490.29 238,828 SH SHARED 01 238,828 PATRIOT COAL CORP COM 70336T104 839.90 134,600 SH P SHARED 134,600 PATRIOT COAL CORP COM 70336T104 316.99 50,800 SH C SHARED 50,800 PATRIOT NATL BANCORP INC COM 70336F104 13.12 7,100 SH SHARED 01 7,100 PATRIOT TRANSN HLDG INC COM 70337B102 0.49 21 SH SHARED 01 21 PATTERSON COMPANIES INC COM 703395103 495.79 14,844 SH SHARED 14,844 PATTERSON COMPANIES INC COM 703395103 290.58 8,700 SH SHARED 8,700 PATTERSON COMPANIES INC COM 703395103 171.28 5,128 SH SHARED 01 5,128 PATTERSON COMPANIES INC COM 703395103 66.80 2,000 SH P SHARED 2,000 PATTERSON COMPANIES INC COM 703395103 6.68 200 SH C SHARED 200 PATTERSON UTI ENERGY INC COM 703481101 1,052.81 60,891 SH SHARED 01 60,891 PATTERSON UTI ENERGY INC COM 703481101 197.76 11,438 SH SHARED 11,438 PATTERSON UTI ENERGY INC COM 703481101 140.05 8,100 SH P SHARED 8,100 PATTERSON UTI ENERGY INC COM 703481101 20.75 1,200 SH C SHARED 1,200 PAULSON CAP CORP COM 703797100 5.00 4,714 SH SHARED 01 4,714 PAYCHEX INC COM 704326107 19,957.19 643,988 SH SHARED 01 643,988 PAYCHEX INC COM 704326107 4,770.10 153,924 SH SHARED 153,924 PAYCHEX INC COM 704326107 588.81 19,000 SH SHARED 19,000 PAYCHEX INC COM 704326107 368.78 11,900 SH C SHARED 11,900 PAYCHEX INC COM 704326107 362.58 11,700 SH P SHARED 11,700 PAYCHEX INC COM 704326107 247.92 8,000 SH P SHARED 01 8,000 PC MALL INC COM 69323K100 19.03 3,161 SH SHARED 01 3,161 PCM FUND INC COM 69323T101 35.93 3,263 SH SHARED 01 3,263 PCM FUND INC COM 69323T101 5.25 477 SH SHARED 477 PC-TEL INC COM 69325Q105 92.58 13,922 SH SOLE 13,922 PDL BIOPHARMA INC NOTE 2.875% 2/1 69329YAE4 6,660.00 6,000,000 PRN SOLE 6,000,000 PDL BIOPHARMA INC COM 69329Y104 273.65 43,026 SH SHARED 01 43,026 PDL BIOPHARMA INC COM 69329Y104 63.60 10,000 SH C SHARED 10,000 PEABODY ENERGY CORP COM 704549104 55,735.84 1,924,580 SH SHARED 1,924,580 PEABODY ENERGY CORP COM 704549104 21,424.61 739,800 SH P SHARED 739,800 PEABODY ENERGY CORP COM 704549104 15,181.90 524,237 SH SHARED 01 524,237 PEABODY ENERGY CORP COM 704549104 9,119.50 314,900 SH C SHARED 314,900 PEABODY ENERGY CORP COM 704549104 1,113.80 38,460 SH SHARED 38,460 PEABODY ENERGY CORP COM 704549104 391.25 13,510 SH SHARED 20 13,510 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 139.65 147,000 PRN SHARED 01 147,000 PEAPACK-GLADSTONE FINL CORP COM 704699107 65.61 4,853 SH SHARED 4,853 PEAPACK-GLADSTONE FINL CORP COM 704699107 51.17 3,785 SH SHARED 01 3,785 PEARSON PLC SPONSORED ADR 705015105 62,860.20 3,354,333 SH SHARED 01 3,354,333 PEARSON PLC SPONSORED ADR 705015105 1,731.24 92,382 SH SHARED 92,382 PEBBLEBROOK HOTEL TR COM 70509V100 633.17 28,041 SH SHARED 01 28,041 PEBBLEBROOK HOTEL TR COM 70509V100 503.53 22,300 SH SHARED 22,300 PEBBLEBROOK HOTEL TR COM 70509V100 4.52 200 SH C SHARED 200 PEETS COFFEE & TEA INC COM 705560100 254.41 3,452 SH SHARED 01 3,452 PEETS COFFEE & TEA INC COM 705560100 141.87 1,925 SH SHARED 20 1,925 PEETS COFFEE & TEA INC COM 705560100 29.48 400 SH C SHARED 400 PEGASYSTEMS INC COM 705573103 534.43 14,005 SH SHARED 14,005 PEGASYSTEMS INC COM 705573103 11.45 300 SH P SHARED 300 PEGASYSTEMS INC COM 705573103 3.85 101 SH SHARED 01 101 PENGROWTH ENERGY CORP COM 70706P104 4,322.51 459,842 SH SHARED 01 459,842 PENGROWTH ENERGY CORP COM 70706P104 238.76 25,400 SH C SHARED 25,400 PENGROWTH ENERGY CORP COM 70706P104 219.81 23,384 SH SHARED 23,384 PENGROWTH ENERGY CORP COM 70706P104 160.55 17,080 SH SHARED 17,080
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PENGROWTH ENERGY CORP COM 70706P104 3.76 400 SH P SHARED 400 PENN NATL GAMING INC COM 707569109 177.94 4,140 SH SHARED 01 4,140 PENN NATL GAMING INC COM 707569109 94.56 2,200 SH C SHARED 2,200 PENN NATL GAMING INC COM 707569109 42.98 1,000 SH P SHARED 1,000 PENN NATL GAMING INC COM 707569109 7.31 170 SH SHARED 20 170 PENN VA CORP COM 707882106 153.34 33,700 SH C SHARED 33,700 PENN VA CORP COM 707882106 68.82 15,126 SH SHARED 01 15,126 PENN VA CORP COM 707882106 5.01 1,100 SH P SHARED 1,100 PENN VA RESOURCES PARTNERS L COM 707884102 18,826.93 862,434 SH SHARED 01 862,434 PENN VA RESOURCES PARTNERS L COM 707884102 150.37 6,888 SH SHARED 6,888 PENN VA RESOURCES PARTNERS L COM 707884102 63.31 2,900 SH C SHARED 2,900 PENN VA RESOURCES PARTNERS L COM 707884102 21.83 1,000 SH P SHARED 1,000 PENN WEST PETE LTD NEW COM 707887105 8,259.38 422,043 SH SHARED 01 422,043 PENN WEST PETE LTD NEW COM 707887105 2,019.58 103,198 SH SHARED 103,198 PENN WEST PETE LTD NEW COM 707887105 582.21 29,750 SH SHARED 29,750 PENN WEST PETE LTD NEW COM 707887105 365.96 18,700 SH C SHARED 18,700 PENN WEST PETE LTD NEW COM 707887105 50.88 2,600 SH P SHARED 2,600 PENNANTPARK FLOATING RATE CA COM 70806A106 276.79 23,557 SH SHARED 01 23,557 PENNANTPARK FLOATING RATE CA COM 70806A106 17.82 1,517 SH SHARED 1,517 PENNANTPARK INVT CORP COM 708062104 7,935.14 762,994 SH SHARED 762,994 PENNANTPARK INVT CORP COM 708062104 1,221.07 117,411 SH SHARED 01 117,411 PENNEY J C INC COM 708160106 73,223.71 2,066,715 SH SHARED 2,066,715 PENNEY J C INC COM 708160106 6,993.88 197,400 SH C SHARED 197,400 PENNEY J C INC COM 708160106 5,413.42 152,792 SH SHARED 01 152,792 PENNEY J C INC COM 708160106 2,823.77 79,700 SH P SHARED 79,700 PENNEY J C INC COM 708160106 400.36 11,300 SH SHARED 11,300 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 618.86 40,528 SH SHARED 01 40,528 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 363.87 23,829 SH SHARED 23,829 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 15.27 1,000 SH C SHARED 1,000 PENNYMAC MTG INVT TR COM 70931T103 745.68 39,940 SH SHARED 01 39,940 PENNYMAC MTG INVT TR COM 70931T103 710.30 38,045 SH SHARED 38,045 PENSKE AUTOMOTIVE GRP INC COM 70959W103 806.12 32,729 SH SHARED 01 32,729 PENSON WORLDWIDE INC COM 709600100 0.20 300 SH SHARED 01 300 PENTAIR INC COM 709631105 8,656.40 181,819 SH SHARED 181,819 PENTAIR INC COM 709631105 2,005.14 42,116 SH SHARED 01 42,116 PENTAIR INC COM 709631105 1,175.97 24,700 SH SHARED 24,700 PENTAIR INC COM 709631105 238.05 5,000 SH P SHARED 5,000 PENTAIR INC COM 709631105 71.42 1,500 SH C SHARED 1,500 PEOPLES BANCORP N C INC COM 710577107 9.91 1,225 SH SOLE 1,225 PEOPLES EDL HLDGS INC COM 711026104 6.21 8,869 SH SHARED 8,869 PEOPLES EDL HLDGS INC COM 711026104 2.80 4,000 SH SHARED 01 4,000 PEOPLES FED BANCSHARES INC COM 711037101 78.73 4,884 SH SOLE 4,884 PEOPLES FINL CORP MISS COM 71103B102 22.30 2,275 SH SOLE 2,275 PEOPLES UNITED FINANCIAL INC COM 712704105 4,020.25 303,874 SH SHARED 01 303,874 PEOPLES UNITED FINANCIAL INC COM 712704105 646.14 48,839 SH SHARED 48,839 PEOPLES UNITED FINANCIAL INC COM 712704105 240.79 18,200 SH SHARED 18,200 PEOPLES UNITED FINANCIAL INC COM 712704105 43.66 3,300 SH P SHARED 3,300 PEOPLES UNITED FINANCIAL INC COM 712704105 34.40 2,600 SH C SHARED 2,600 PEOPLES UNITED FINANCIAL INC COM 712704105 4.90 370 SH SHARED 20 370 PEP BOYS MANNY MOE & JACK COM 713278109 663.94 44,500 SH C SHARED 44,500 PEP BOYS MANNY MOE & JACK COM 713278109 252.15 16,900 SH P SHARED 16,900 PEP BOYS MANNY MOE & JACK COM 713278109 0.07 5 SH SHARED 01 5 PEPCO HOLDINGS INC COM 713291102 2,659.54 140,791 SH SHARED 01 140,791
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- PEPCO HOLDINGS INC COM 713291102 1,233.52 65,300 SH C SHARED 65,300 PEPCO HOLDINGS INC COM 713291102 251.24 13,300 SH SHARED 13,300 PEPCO HOLDINGS INC COM 713291102 186.92 9,895 SH SHARED 9,895 PEPCO HOLDINGS INC COM 713291102 3.78 200 SH P SHARED 200 PEPSICO INC COM 713448108 220,714.80 3,326,523 SH SHARED 01 3,326,523 PEPSICO INC COM 713448108 92,591.43 1,395,500 SH C SHARED 1,395,500 PEPSICO INC COM 713448108 38,604.29 581,828 SH SHARED 581,828 PEPSICO INC COM 713448108 25,488.82 384,157 SH SHARED 384,157 PEPSICO INC COM 713448108 19,812.11 298,600 SH P SHARED 298,600 PEPSICO INC COM 713448108 1,644.82 24,790 SH SHARED 20 24,790 PERCEPTRON INC COM 71361F100 2.39 409 SH SOLE 409 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 14.51 26,869 SH SHARED 26,869 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 1.13 2,100 SH C SHARED 2,100 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 0.65 1,200 SH SHARED 01 1,200 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 2,137.38 132,100 SH C SHARED 132,100 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 429.92 26,571 SH SHARED 26,571 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 46.92 2,900 SH P SHARED 2,900 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 5.47 338 SH SHARED 01 338 PERFICIENT INC COM 71375U101 36.21 3,015 SH SHARED 01 3,015 PERICOM SEMICONDUCTOR CORP COM 713831105 90.61 11,200 SH SHARED 01 11,200 PERICOM SEMICONDUCTOR CORP COM 713831105 4.98 615 SH SHARED 615 PERKINELMER INC COM 714046109 2,181.41 78,865 SH SHARED 01 78,865 PERKINELMER INC COM 714046109 527.86 19,084 SH SHARED 19,084 PERKINELMER INC COM 714046109 60.85 2,200 SH C SHARED 2,200 PERKINELMER INC COM 714046109 13.83 500 SH P SHARED 500 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 36.25 22,800 SH SHARED 01 22,800 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 4,988.59 218,128 SH SHARED 01 218,128 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 612.92 26,800 SH C SHARED 26,800 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 11.44 500 SH P SHARED 500 PERRIGO CO COM 714290103 11,668.04 112,942 SH SHARED 01 112,942 PERRIGO CO COM 714290103 5,177.79 50,119 SH SHARED 50,119 PERRIGO CO COM 714290103 526.88 5,100 SH SHARED 5,100 PERRIGO CO COM 714290103 103.31 1,000 SH C SHARED 1,000 PERRIGO CO COM 714290103 41.32 400 SH P SHARED 400 PERVASIVE SOFTWARE INC COM 715710109 17.71 2,956 SH SHARED 2,956 PERVASIVE SOFTWARE INC COM 715710109 4.19 700 SH SHARED 01 700 PETMED EXPRESS INC COM 716382106 111.04 8,969 SH SHARED 8,969 PETMED EXPRESS INC COM 716382106 102.77 8,301 SH SHARED 01 8,301 PETMED EXPRESS INC COM 716382106 9.90 800 SH C SHARED 800 PETMED EXPRESS INC COM 716382106 7.43 600 SH P SHARED 600 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 8.61 640 SH SHARED 01 640 PETROCHINA CO LTD SPONSORED ADR 71646E100 3,706.34 26,374 SH SHARED 01 26,374 PETROCHINA CO LTD SPONSORED ADR 71646E100 2,504.53 17,822 SH SHARED 17,822 PETROCHINA CO LTD SPONSORED ADR 71646E100 386.46 2,750 SH SHARED 2,750 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 36,744.51 1,383,453 SH SHARED 01 1,383,453 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 13,158.82 514,821 SH SHARED 01 514,821 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11,743.42 442,147 SH SHARED 442,147 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7,474.75 281,429 SH SHARED 281,429 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 3,973.63 155,463 SH SHARED 155,463 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2,758.69 107,930 SH SHARED 107,930 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 774.49 29,160 SH SHARED 20 29,160 PETROLEUM & RES CORP COM 716549100 4,920.76 189,333 SH SHARED 01 189,333 PETROLEUM DEV CORP COM 716578109 76.15 2,053 SH SHARED 01 2,053
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- PETROLEUM DEV CORP COM 716578109 14.84 400 SH C SHARED 400 PETROQUEST ENERGY INC COM 716748108 18.49 3,012 SH SHARED 01 3,012 PETROQUEST ENERGY INC COM 716748108 4.91 800 SH C SHARED 800 PETROQUEST ENERGY INC COM 716748108 2.46 400 SH P SHARED 400 PETSMART INC COM 716768106 4,312.10 75,360 SH SHARED 01 75,360 PETSMART INC COM 716768106 1,964.36 34,390 SH SHARED 17 34,390 PETSMART INC COM 716768106 1,266.79 22,139 SH SHARED 22,139 PETSMART INC COM 716768106 349.04 6,100 SH SHARED 6,100 PETSMART INC COM 716768106 108.72 1,900 SH C SHARED 1,900 PETSMART INC COM 716768106 40.05 700 SH P SHARED 700 PFIZER INC COM 717081103 190,305.25 8,403,853 SH SHARED 01 8,403,853 PFIZER INC COM 717081103 103,004.27 4,548,654 SH SHARED 4,548,654 PFIZER INC COM 717081103 20,977.51 926,364 SH C SHARED 926,364 PFIZER INC COM 717081103 19,943.45 880,700 SH P SHARED 880,700 PFIZER INC COM 717081103 13,121.51 579,444 SH SHARED 579,444 PFIZER INC COM 717081103 13.13 580 SH SHARED 20 580 PFSWEB INC COM NEW 717098206 47.13 11,961 SH SHARED 01 11,961 PFSWEB INC COM NEW 717098206 8.61 2,185 SH SHARED 2,185 PG&E CORP COM 69331C108 6,953.67 160,186 SH SHARED 160,186 PG&E CORP COM 69331C108 5,817.07 134,003 SH SHARED 01 134,003 PG&E CORP COM 69331C108 1,154.71 26,600 SH SHARED 26,600 PG&E CORP COM 69331C108 164.96 3,800 SH C SHARED 3,800 PG&E CORP COM 69331C108 4.34 100 SH P SHARED 100 PGT INC COM 69336V101 6.33 3,539 SH SOLE 3,539 PHARMACYCLICS INC COM 716933106 829.00 29,863 SH SHARED 01 29,863 PHARMACYCLICS INC COM 716933106 55.52 2,000 SH C SHARED 2,000 PHARMERICA CORP COM 71714F104 386.83 31,121 SH SHARED 01 31,121 PHAZAR CORP COM 71722R108 2.40 1,090 SH SOLE 1,090 PHH CORP COM NEW 693320202 7.24 468 SH SHARED 01 468 PHH CORP COM NEW 693320202 1.55 100 SH P SHARED 100 PHI INC COM NON VTG 69336T205 1,788.80 77,270 SH SHARED 01 77,270 PHILIP MORRIS INTL INC COM 718172109 136,110.90 1,536,067 SH SHARED 1,536,067 PHILIP MORRIS INTL INC COM 718172109 131,528.25 1,484,350 SH SHARED 01 1,484,350 PHILIP MORRIS INTL INC COM 718172109 26,777.94 302,200 SH P SHARED 302,200 PHILIP MORRIS INTL INC COM 718172109 13,069.98 147,500 SH C SHARED 147,500 PHILIP MORRIS INTL INC COM 718172109 11,323.12 127,786 SH SHARED 127,786 PHILIP MORRIS INTL INC COM 718172109 3,527.39 39,808 SH SHARED 20 39,808 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 2,108.80 33,909 SH SHARED 01 33,909 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 345.78 5,560 SH SHARED 20 5,560 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 238.75 3,839 SH SHARED 3,839 PHOENIX COS INC NEW COM 71902E109 1,873.05 764,511 SH SHARED 764,511 PHOENIX COS INC NEW COM 71902E109 1,486.98 606,930 SH SHARED 01 606,930 PHOENIX COS INC NEW COM 71902E109 97.02 39,600 SH C SHARED 39,600 PHOENIX NEW MEDIA LTD SPONSORED ADS 71910C103 1,174.07 159,738 SH SOLE 159,738 PHOTOMEDEX INC COM PAR $0.01 719358301 294.19 22,717 SH SHARED 22,717 PHOTOMEDEX INC COM PAR $0.01 719358301 0.03 2 SH SHARED 01 2 PHOTRONICS INC COM 719405102 229.29 34,480 SH SHARED 01 34,480 PHOTRONICS INC COM 719405102 179.14 26,939 SH SHARED 26,939 PHYSICIANS FORMULA HLDGS INC COM 719427106 8.22 2,748 SH SOLE 2,748 PICO HLDGS INC COM NEW 693366205 664.41 28,333 SH SHARED 01 28,333 PICO HLDGS INC COM NEW 693366205 14.07 600 SH C SHARED 600 PIEDMONT NAT GAS INC COM 720186105 1,337.41 43,045 SH SHARED 01 43,045 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,504.56 84,764 SH SHARED 84,764
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,327.70 74,800 SH SHARED 74,800 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 924.21 52,068 SH SHARED 01 52,068 PIER 1 IMPORTS INC COM 720279108 4,696.78 258,349 SH SHARED 01 258,349 PIER 1 IMPORTS INC COM 720279108 20.00 1,100 SH C SHARED 1,100 PIER 1 IMPORTS INC COM 720279108 1.82 100 SH P SHARED 100 PIKE ELEC CORP COM 721283109 15.64 1,900 SH SHARED 01 1,900 PIKE ELEC CORP COM 721283109 10.05 1,221 SH SHARED 1,221 PILGRIMS PRIDE CORP NEW COM 72147K108 22.38 3,000 SH SHARED 01 3,000 PILGRIMS PRIDE CORP NEW COM 72147K108 11.94 1,600 SH C SHARED 1,600 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 64.08 4,522 SH SHARED 01 4,522 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 37.10 2,618 SH SHARED 2,618 PIMCO CALIF MUN INCOME FD II COM 72201C109 869.51 83,607 SH SHARED 01 83,607 PIMCO CALIF MUN INCOME FD II COM 72200M108 314.06 31,820 SH SHARED 01 31,820 PIMCO CALIF MUN INCOME FD II COM 72200M108 14.61 1,480 SH SHARED 1,480 PIMCO CORPORATE & INCOME OPP COM 72201B101 3,475.72 186,766 SH SHARED 01 186,766 PIMCO CORPORATE INCOME STRAT COM 72200U100 1,432.44 89,304 SH SHARED 01 89,304 PIMCO CORPORATE INCOME STRAT COM 72200U100 23.55 1,468 SH SHARED 1,468 PIMCO ETF TR ENHAN SHRT MAT 72201R833 40,959.28 405,417 SH SHARED 01 405,417 PIMCO ETF TR 1-5 US TIP IDX 72201R205 14,032.03 259,564 SH SHARED 01 259,564 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2,706.26 27,860 SH SHARED 01 27,860 PIMCO ETF TR 1-3YR USTREIDX 72201R106 1,414.33 27,770 SH SHARED 01 27,770 PIMCO ETF TR SHTRM MUN BOND 72201R874 1,341.02 26,518 SH SHARED 01 26,518 PIMCO ETF TR INV GRD CRP BD 72201R817 1,302.24 12,536 SH SHARED 01 12,536 PIMCO ETF TR INTER MUN BD ST 72201R866 689.28 12,954 SH SHARED 01 12,954 PIMCO ETF TR 15+ YR US TIPS 72201R304 667.25 10,321 SH SHARED 01 10,321 PIMCO ETF TR TOTL RETN ETF 72201R775 652.09 6,417 SH SHARED 01 6,417 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 375.10 3,757 SH SHARED 01 3,757 PIMCO ETF TR 7-15 YR US TRS 72201R700 301.11 3,566 SH SHARED 01 3,566 PIMCO ETF TR BROAD US TIPS 72201R403 244.75 4,173 SH SHARED 01 4,173 PIMCO ETF TR BLD AMER BD FD 72201R825 62.72 1,152 SH SOLE 1,152 PIMCO ETF TR 15YR US TRS FD 72201R809 35.78 344 SH SOLE 344 PIMCO ETF TR ENHAN SHRT MAT 72201R833 16.57 164 SH SHARED 164 PIMCO ETF TR 25YR+ ZERO U S 72201R882 10.69 110 SH SHARED 110 PIMCO ETF TR GERM BD IDX FD 72201R767 3.80 38 SH SOLE 38 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 184.27 9,132 SH SHARED 01 9,132 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 7.06 350 SH SHARED 350 PIMCO HIGH INCOME FD COM SHS 722014107 9,573.61 745,608 SH SHARED 01 745,608 PIMCO INCOME OPPORTUNITY FD COM 72202B100 303.79 11,529 SH SHARED 01 11,529 PIMCO INCOME OPPORTUNITY FD COM 72202B100 31.75 1,205 SH SHARED 1,205 PIMCO INCOME STRATEGY FUND COM 72201H108 1,989.94 175,171 SH SHARED 01 175,171 PIMCO INCOME STRATEGY FUND I COM 72201J104 1,526.02 150,199 SH SHARED 01 150,199 PIMCO INCOME STRATEGY FUND I COM 72201J104 24.54 2,415 SH SHARED 2,415 PIMCO MUN INCOME FD II COM 72200W106 634.12 52,062 SH SHARED 01 52,062 PIMCO MUN INCOME FD III COM 72201A103 286.86 24,310 SH SHARED 01 24,310 PIMCO MUNICIPAL INCOME FD COM 72200R107 107.56 7,408 SH SHARED 01 7,408 PIMCO NEW YORK MUN FD II COM 72200Y102 18.01 1,511 SH SHARED 01 1,511 PIMCO NEW YORK MUN FD II COM 72200Y102 5.79 486 SH SHARED 486 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 132.38 13,775 SH SHARED 01 13,775 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 19.34 1,730 SH SHARED 01 1,730 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 3.66 327 SH SHARED 327 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 1,003.43 90,726 SH SHARED 01 90,726 PINNACLE AIRL CORP COM 723443107 4.70 3,485 SH SOLE 3,485 PINNACLE ENTMT INC COM 723456109 104.45 9,075 SH SHARED 01 9,075
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- PINNACLE WEST CAP CORP COM 723484101 2,410.14 50,316 SH SHARED 50,316 PINNACLE WEST CAP CORP COM 723484101 1,562.02 32,610 SH SHARED 01 32,610 PINNACLE WEST CAP CORP COM 723484101 354.46 7,400 SH SHARED 7,400 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 136.90 6,650 SH SHARED 01 6,650 PIONEER DRILLING CO COM 723655106 1,154.32 131,173 SH SHARED 01 131,173 PIONEER DRILLING CO COM 723655106 101.38 11,521 SH SHARED 11,521 PIONEER DRILLING CO COM 723655106 26.40 3,000 SH P SHARED 3,000 PIONEER DRILLING CO COM 723655106 21.12 2,400 SH C SHARED 2,400 PIONEER FLOATING RATE TR COM 72369J102 1,071.01 82,640 SH SHARED 01 82,640 PIONEER HIGH INCOME TR COM 72369H106 1,117.54 67,079 SH SHARED 01 67,079 PIONEER HIGH INCOME TR COM 72369H106 7.31 439 SH SHARED 439 PIONEER MUN HIGH INCOME ADV COM 723762100 283.36 19,250 SH SHARED 01 19,250 PIONEER MUN HIGH INCOME TR COM SHS 723763108 128.50 8,724 SH SHARED 01 8,724 PIONEER NAT RES CO COM 723787107 74,735.73 669,735 SH SHARED 669,735 PIONEER NAT RES CO COM 723787107 16,202.87 145,200 SH P SHARED 145,200 PIONEER NAT RES CO COM 723787107 7,794.78 69,852 SH SHARED 01 69,852 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 3,837.50 2,000,000 PRN SHARED 2,000,000 PIONEER NAT RES CO COM 723787107 2,923.66 26,200 SH C SHARED 26,200 PIONEER NAT RES CO COM 723787107 848.08 7,600 SH SHARED 7,600 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 17.27 9,000 PRN SHARED 01 9,000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 440.27 16,477 SH SHARED 01 16,477 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 84.70 3,170 SH SHARED 3,170 PIPER JAFFRAY COS COM 724078100 756.75 28,428 SH SHARED 28,428 PIPER JAFFRAY COS COM 724078100 66.55 2,500 SH C SHARED 2,500 PIPER JAFFRAY COS COM 724078100 58.64 2,203 SH SHARED 01 2,203 PIPER JAFFRAY COS COM 724078100 5.32 200 SH P SHARED 200 PITNEY BOWES INC COM 724479100 9,815.67 558,343 SH SHARED 01 558,343 PITNEY BOWES INC COM 724479100 717.26 40,800 SH C SHARED 40,800 PITNEY BOWES INC COM 724479100 349.28 19,868 SH SHARED 19,868 PITNEY BOWES INC COM 724479100 233.81 13,300 SH SHARED 13,300 PITNEY BOWES INC COM 724479100 72.08 4,100 SH P SHARED 4,100 PIXELWORKS INC COM NEW 72581M305 36.49 16,006 SH SHARED 01 16,006 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 149,512.99 1,905,838 SH SHARED 01 1,905,838 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 27,973.86 356,582 SH SHARED 356,582 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,357.19 17,300 SH C SHARED 17,300 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,074.77 13,700 SH P SHARED 13,700 PLAINS EXPL& PRODTN CO COM 726505100 2,409.73 56,500 SH C SHARED 56,500 PLAINS EXPL& PRODTN CO COM 726505100 1,027.87 24,100 SH P SHARED 24,100 PLAINS EXPL& PRODTN CO COM 726505100 935.61 21,937 SH SHARED 01 21,937 PLAINS EXPL& PRODTN CO COM 726505100 443.56 10,400 SH SHARED 10,400 PLANAR SYS INC COM 726900103 7.40 3,084 SH SHARED 01 3,084 PLANAR SYS INC COM 726900103 3.89 1,620 SH SHARED 1,620 PLANTRONICS INC NEW COM 727493108 4,310.88 107,076 SH SHARED 01 107,076 PLATINUM GROUP METALS LTD COM NEW 72765Q205 117.82 80,150 SH SHARED 01 80,150 PLATINUM UNDERWRITER HLDGS L COM G7127P100 17.34 475 SH SHARED 01 475 PLATINUM UNDERWRITER HLDGS L COM G7127P100 2.74 75 SH SHARED 20 75 PLATINUM UNDERWRITER HLDGS L COM G7127P100 2.56 70 SH SHARED 70 PLEXUS CORP COM 729132100 498.40 14,244 SH SHARED 01 14,244 PLEXUS CORP COM 729132100 7.00 200 SH C SHARED 200 PLUG POWER INC COM NEW 72919P202 0.66 507 SH SHARED 01 507 PLUM CREEK TIMBER CO INC COM 729251108 10,340.42 248,807 SH SHARED 01 248,807 PLUM CREEK TIMBER CO INC COM 729251108 1,188.16 28,589 SH SHARED 28,589 PLUM CREEK TIMBER CO INC COM 729251108 561.06 13,500 SH SHARED 13,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PLUM CREEK TIMBER CO INC COM 729251108 182.86 4,400 SH P SHARED 4,400 PLUM CREEK TIMBER CO INC COM 729251108 166.24 4,000 SH C SHARED 4,000 PLUMAS BANCORP COM 729273102 12.06 3,600 SH SHARED 01 3,600 PLUMAS BANCORP COM 729273102 2.95 880 SH SHARED 880 PLURISTEM THERAPEUTICS INC COM 72940R102 3.91 1,693 SH SOLE 1,693 PLX TECHNOLOGY INC COM 693417107 136.41 33,934 SH SHARED 33,934 PMC COML TR SH BEN INT 693434102 1.28 150 SH SHARED 01 150 PMC-SIERRA INC COM 69344F106 171.66 23,743 SH SHARED 23,743 PMC-SIERRA INC COM 69344F106 159.18 22,017 SH SHARED 01 22,017 PMC-SIERRA INC COM 69344F106 28.92 4,000 SH SHARED 4,000 PMFG INC COM 69345P103 11.66 777 SH SHARED 01 777 PNC FINL SVCS GROUP INC COM 693475105 37,194.03 576,741 SH SHARED 01 576,741 PNC FINL SVCS GROUP INC COM 693475105 5,784.75 89,700 SH P SHARED 89,700 PNC FINL SVCS GROUP INC COM 693475105 3,791.69 58,795 SH SHARED 20 58,795 PNC FINL SVCS GROUP INC COM 693475105 3,263.19 50,600 SH C SHARED 50,600 PNC FINL SVCS GROUP INC COM 693475105 2,347.18 36,396 SH SHARED 36,396 PNC FINL SVCS GROUP INC COM 693475105 1,564.91 24,266 SH SHARED 24,266 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 479.28 39,157 SH SHARED 01 39,157 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2.18 178 SH SHARED 178 PNM RES INC COM 69349H107 109.49 5,983 SH SHARED 01 5,983 POKERTEK INC COM NEW 730864204 1.07 1,102 SH SHARED 1,102 POKERTEK INC COM NEW 730864204 0.08 80 SH SHARED 01 80 POLARIS INDS INC COM 731068102 7,452.88 103,297 SH SHARED 01 103,297 POLARIS INDS INC COM 731068102 2,734.49 37,900 SH P SHARED 37,900 POLARIS INDS INC COM 731068102 403.46 5,592 SH SHARED 5,592 POLARIS INDS INC COM 731068102 288.60 4,000 SH C SHARED 4,000 POLYCOM INC COM 73172K104 1,151.83 60,400 SH P SHARED 60,400 POLYCOM INC COM 73172K104 1,088.90 57,100 SH C SHARED 57,100 POLYCOM INC COM 73172K104 321.35 16,851 SH SHARED 01 16,851 POLYCOM INC COM 73172K104 196.73 10,316 SH SHARED 10,316 POLYMET MINING CORP COM 731916102 60.18 51,875 SH SHARED 01 51,875 POLYMET MINING CORP COM 731916102 11.83 10,200 SH SHARED 10,200 POLYONE CORP COM 73179P106 21.73 1,509 SH SHARED 01 1,509 POLYONE CORP COM 73179P106 14.40 1,000 SH C SHARED 1,000 POLYONE CORP COM 73179P106 2.88 200 SH P SHARED 200 POLYPORE INTL INC COM 73179V103 2,350.55 66,853 SH SHARED 01 66,853 POLYPORE INTL INC COM 73179V103 607.64 17,282 SH SHARED 17,282 POLYPORE INTL INC COM 73179V103 24.61 700 SH P SHARED 700 POLYPORE INTL INC COM 73179V103 21.10 600 SH C SHARED 600 POOL CORPORATION COM 73278L105 2,066.86 55,234 SH SHARED 01 55,234 POOL CORPORATION COM 73278L105 168.39 4,500 SH P SHARED 4,500 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1,613.23 36,916 SH SHARED 01 36,916 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 5.68 130 SH SHARED 130 POPULAR INC COM 733174106 491.41 239,713 SH SHARED 01 239,713 POPULAR INC COM 733174106 173.49 84,628 SH SHARED 84,628 POPULAR INC COM 733174106 46.95 22,900 SH C SHARED 22,900 POPULAR INC COM 733174106 4.10 2,000 SH P SHARED 2,000 PORTER BANCORP INC COM 736233107 4.27 1,952 SH SOLE 1,952 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 172.13 2,400 SH P SHARED 2,400 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 124.86 1,741 SH SHARED 01 1,741 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 25.17 351 SH SHARED 351 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 21.52 300 SH C SHARED 300 PORTLAND GEN ELEC CO COM NEW 736508847 2,490.13 99,685 SH SHARED 01 99,685
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PORTLAND GEN ELEC CO COM NEW 736508847 5.00 200 SH C SHARED 200 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 1,267.97 234,375 SH SHARED 01 234,375 POSCO SPONSORED ADR 693483109 12,749.94 152,329 SH SHARED 152,329 POSCO SPONSORED ADR 693483109 4,690.05 56,034 SH SHARED 01 56,034 POSCO SPONSORED ADR 693483109 876.34 10,470 SH SHARED 20 10,470 POST HLDGS INC COM 737446104 784.36 23,819 SH SHARED 23,819 POST HLDGS INC COM 737446104 177.20 5,381 SH SHARED 01 5,381 POST HLDGS INC COM 737446104 26.34 800 SH C SHARED 800 POST HLDGS INC COM 737446104 3.46 105 SH SHARED 20 105 POST PPTYS INC COM 737464107 1,084.06 23,134 SH SHARED 23,134 POST PPTYS INC COM 737464107 783.26 16,715 SH SHARED 01 16,715 POTASH CORP SASK INC COM 73755L107 54,251.26 1,187,377 SH SHARED 01 1,187,377 POTASH CORP SASK INC COM 73755L107 14,268.99 312,300 SH SHARED 312,300 POTASH CORP SASK INC COM 73755L107 14,013.12 306,700 SH P SHARED 306,700 POTASH CORP SASK INC COM 73755L107 9,064.90 198,400 SH C SHARED 198,400 POTASH CORP SASK INC COM 73755L107 4,112.10 90,000 SH SHARED 90,000 POTLATCH CORP NEW COM 737630103 285.82 9,120 SH SHARED 01 9,120 POTLATCH CORP NEW COM 737630103 109.69 3,500 SH C SHARED 3,500 POTLATCH CORP NEW COM 737630103 21.94 700 SH P SHARED 700 POWELL INDS INC COM 739128106 418.64 12,223 SH SOLE 12,223 POWER INTEGRATIONS INC COM 739276103 1,468.47 39,560 SH SHARED 01 39,560 POWER INTEGRATIONS INC COM 739276103 157.20 4,235 SH SHARED 20 4,235 POWER INTEGRATIONS INC COM 739276103 13.66 368 SH SHARED 368 POWER ONE INC NEW COM 73930R102 74.62 16,400 SH C SHARED 16,400 POWER ONE INC NEW COM 73930R102 11.20 2,461 SH SHARED 01 2,461 POWER ONE INC NEW COM 73930R102 1.37 300 SH P SHARED 300 POWER REIT COM 73933H101 54.32 5,658 SH SHARED 01 5,658 POWER REIT COM 73933H101 8.98 935 SH SHARED 935 POWERSECURE INTL INC COM 73936N105 379.97 62,701 SH SHARED 62,701 POWERSECURE INTL INC COM 73936N105 2.42 400 SH SHARED 01 400 POWERSHARES ACTIVE MNG ETF T US REAL EST FD 73935B508 46.15 840 SH SOLE 840 POWERSHARES ACTIVE MNG ETF T MEGA CAP PORT 73935B300 9.32 316 SH SOLE 316 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 61,040.56 2,119,464 SH SHARED 01 2,119,464 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,916.73 66,553 SH SHARED 66,553 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,774.08 61,600 SH P SHARED 01 61,600 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 509.76 17,700 SH C SHARED 17,700 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2.88 100 SH P SHARED 100 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 1,569.10 62,739 SH SHARED 01 62,739 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 144.43 5,775 SH SHARED 5,775 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 21,501.67 739,906 SH SHARED 01 739,906 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 17,042.66 635,920 SH SHARED 01 635,920 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 2,670.87 62,287 SH SHARED 01 62,287 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 1,214.91 32,615 SH SHARED 32,615 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1,149.41 32,700 SH SHARED 01 32,700 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 1,020.93 35,156 SH SHARED 35,156 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 950.60 27,885 SH SHARED 27,885 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 877.06 27,720 SH SHARED 01 27,720 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 483.46 15,280 SH SHARED 15,280 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 207.54 7,744 SH SHARED 7,744 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 165.04 23,611 SH SHARED 01 23,611 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 155.82 4,183 SH SHARED 01 4,183
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 140.72 4,699 SH SHARED 01 4,699 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 123.20 4,020 SH SHARED 01 4,020 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 123.05 3,838 SH SHARED 01 3,838 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 93.78 4,282 SH SHARED 01 4,282 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 80.11 2,350 SH SHARED 01 2,350 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 47.05 1,571 SH SHARED 1,571 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 36.39 2,137 SH SHARED 2,137 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 25.03 1,470 SH SHARED 01 1,470 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 22.84 1,043 SH SHARED 1,043 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 19.46 2,784 SH SHARED 2,784 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 8.97 309 SH SHARED 01 309 POWERSHARES ETF TR II EM MRK LOW VOL 73937B662 5.75 212 SH SOLE 212 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 16,473.23 920,292 SH SHARED 01 920,292 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 14,136.79 517,831 SH SHARED 01 517,831 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 7,903.48 130,636 SH SHARED 01 130,636 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 7,742.86 489,435 SH SHARED 01 489,435 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 7,316.21 476,316 SH SHARED 01 476,316 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 7,192.62 345,633 SH SHARED 01 345,633 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 7,113.48 248,897 SH SHARED 01 248,897 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 6,835.56 344,708 SH SHARED 01 344,708 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 5,924.06 261,202 SH SHARED 01 261,202 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 5,747.48 308,838 SH SHARED 01 308,838 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5,669.40 295,281 SH SHARED 01 295,281 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 4,783.91 507,846 SH SHARED 01 507,846 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 3,587.02 52,696 SH SHARED 01 52,696 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 3,378.70 222,884 SH SHARED 01 222,884 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 3,119.05 99,238 SH SHARED 01 99,238 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 2,856.12 301,278 SH SHARED 01 301,278 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 2,609.01 64,009 SH SHARED 01 64,009 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 2,492.16 119,528 SH SHARED 01 119,528 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 2,311.15 105,580 SH SHARED 01 105,580 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 1,929.61 80,818 SH SHARED 01 80,818 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 1,856.36 44,592 SH SHARED 01 44,592 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 1,356.61 62,748 SH SHARED 01 62,748 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 1,174.01 28,201 SH SHARED 28,201 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 1,014.76 44,222 SH SHARED 01 44,222 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 996.61 39,769 SH SHARED 01 39,769 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 936.75 66,342 SH SHARED 01 66,342 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 844.96 26,055 SH SHARED 26,055 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 839.52 150,992 SH SHARED 01 150,992 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 733.56 19,289 SH SHARED 19,289 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 731.02 24,705 SH SHARED 24,705 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 655.82 33,072 SH SHARED 33,072 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 580.64 50,142 SH SHARED 01 50,142 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 575.57 33,506 SH SHARED 01 33,506 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 502.44 30,104 SH SHARED 01 30,104 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 481.20 23,881 SH SHARED 01 23,881 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 461.64 14,126 SH SHARED 01 14,126 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 459.47 14,168 SH SHARED 01 14,168 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 448.56 11,795 SH SHARED 01 11,795 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 438.80 16,276 SH SHARED 01 16,276 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 419.16 15,220 SH SHARED 01 15,220 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 416.51 27,099 SH SHARED 27,099
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 412.22 13,931 SH SHARED 01 13,931 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 410.16 25,303 SH SHARED 01 25,303 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 390.58 21,796 SH SHARED 01 21,796 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 300.19 11,979 SH SHARED 11,979 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 295.04 18,650 SH SHARED 18,650 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 276.14 12,615 SH SHARED 12,615 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 248.23 16,150 SH SHARED 01 16,150 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 213.59 12,759 SH SHARED 01 12,759 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 206.83 9,920 SH SHARED 9,920 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 190.58 9,158 SH SHARED 9,158 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 155.28 3,328 SH SHARED 01 3,328 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 149.87 5,559 SH SHARED 5,559 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 149.08 5,615 SH SHARED 5,615 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 130.75 4,455 SH SHARED 01 4,455 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 126.18 9,347 SH SHARED 01 9,347 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 122.17 8,059 SH SHARED 8,059 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 106.92 3,741 SH SHARED 3,741 POWERSHARES ETF TRUST FND PUR LRGCR PT 73935X450 96.93 3,646 SH SHARED 01 3,646 POWERSHARES ETF TRUST FND PUR SMLCR PT 73935X435 93.00 3,786 SH SHARED 01 3,786 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 81.71 3,112 SH SHARED 01 3,112 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 79.42 3,101 SH SHARED 01 3,101 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 78.18 2,593 SH SHARED 01 2,593 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 68.36 7,257 SH SHARED 7,257 POWERSHARES ETF TRUST STOCKINVST CORE 73935X179 67.45 3,048 SH SOLE 3,048 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 62.96 3,761 SH SHARED 3,761 POWERSHARES ETF TRUST FND PUR LRGCR PT 73935X450 59.60 2,242 SH SHARED 2,242 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 58.34 10,493 SH SHARED 10,493 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 50.45 2,113 SH SHARED 2,113 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 47.92 1,825 SH SHARED 1,825 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 45.24 1,680 SH SHARED 01 1,680 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 37.78 2,108 SH SHARED 2,108 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 32.28 1,681 SH SHARED 1,681 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 31.35 1,164 SH SHARED 1,164 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 30.56 1,779 SH SHARED 1,779 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 27.03 1,192 SH SHARED 1,192 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 19.83 1,000 SH SHARED 1,000 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 19.25 1,662 SH SHARED 1,662 POWERSHARES ETF TRUST DYN INS PTF 73935X641 19.03 1,158 SH SHARED 01 1,158 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 16.66 1,234 SH SHARED 1,234 POWERSHARES ETF TRUST DYN INS PTF 73935X641 16.18 985 SH SHARED 985 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 10.36 1,582 SH SHARED 01 1,582 POWERSHARES ETF TRUST FND PUR SMLCR PT 73935X435 9.16 373 SH SHARED 373 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 8.95 500 SH P SHARED 500 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 7.41 279 SH SHARED 01 279 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5.76 300 SH C SHARED 300 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 4.70 205 SH SHARED 205 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 3.63 89 SH SHARED 89 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 3.58 200 SH C SHARED 200 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 2.44 81 SH SHARED 81 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 2.06 40 SH SHARED 01 40 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 10,357.75 577,355 SH SHARED 01 577,355 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 5,377.05 218,757 SH SHARED 01 218,757 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 3,131.79 160,440 SH SHARED 01 160,440
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1,692.99 67,801 SH SHARED 01 67,801 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 1,529.75 50,654 SH SHARED 01 50,654 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 1,060.43 44,351 SH SHARED 01 44,351 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 799.37 28,682 SH SHARED 01 28,682 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 90.92 8,025 SH SHARED 01 8,025 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 52.88 1,332 SH SHARED 01 1,332 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 44.94 1,132 SH SHARED 1,132 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 40.36 1,626 SH SOLE 1,626 POWERSHARES ETF TRUST II KBW GLB FIN SC 73936Q785 26.39 1,200 SH SOLE 1,200 POWERSHARES ETF TRUST II BLNCD GRWTH PORT 73936Q405 21.42 1,725 SH SOLE 1,725 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 19.68 1,737 SH SHARED 1,737 POWERSHARES ETF TRUST II GLOBAL STL ETF 73936Q868 8.31 500 SH SHARED 01 500 POWERSHARES ETF TRUST II CONV PORTFOLIO 73936Q751 8.14 350 SH SOLE 350 POWERSHARES ETF TRUST II GRW & INC PORT 73936Q504 5.12 394 SH SOLE 394 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 2,314.37 112,676 SH SHARED 01 112,676 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 18.14 883 SH SHARED 883 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 50,324.59 1,796,024 SH SHARED 01 1,796,024 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 13,376.25 718,381 SH SHARED 01 718,381 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 12,987.92 903,822 SH SHARED 01 903,822 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 10,106.61 404,426 SH SHARED 01 404,426 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 9,598.12 308,522 SH SHARED 01 308,522 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 7,008.85 195,614 SH SHARED 01 195,614 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 6,202.56 270,618 SH SHARED 01 270,618 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 5,018.92 202,539 SH SHARED 01 202,539 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1,820.28 100,568 SH SHARED 01 100,568 POWERSHARES GLOBAL ETF TRUST NY MUNI BD ETF 73936T458 934.34 38,689 SH SHARED 01 38,689 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 507.83 9,781 SH SHARED 01 9,781 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 403.92 16,373 SH SHARED 01 16,373 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 216.55 24,088 SH SHARED 01 24,088 POWERSHARES GLOBAL ETF TRUST EX US SML PORT 73936T771 198.67 8,818 SH SHARED 01 8,818 POWERSHARES GLOBAL ETF TRUST DYN DEVINTLOPP 73936T805 58.91 3,592 SH SHARED 01 3,592 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 44.78 2,405 SH SHARED 2,405 POWERSHARES GLOBAL ETF TRUST DYN DEVINTLOPP 73936T805 26.01 1,586 SH SHARED 1,586 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 8.89 989 SH SHARED 989
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 2.48 100 SH P SHARED 100 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1,683.63 89,412 SH SHARED 01 89,412 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 121.11 6,432 SH SHARED 6,432 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 264,282.62 3,912,400 SH P SHARED 3,912,400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 129,370.54 1,915,182 SH SHARED 01 1,915,182 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 63,132.23 934,600 SH C SHARED 934,600 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 51,420.07 761,215 SH SHARED 761,215 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,448.58 80,660 SH SHARED 80,660 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 47.29 700 SH P SHARED 01 700 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 13,791.96 490,817 SH SHARED 01 490,817 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 9,617.50 321,548 SH SHARED 01 321,548 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 6,857.80 117,569 SH SHARED 01 117,569 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 5,726.84 190,577 SH SHARED 01 190,577 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 2,699.91 48,007 SH SHARED 01 48,007 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 2,256.43 80,300 SH C SHARED 80,300 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1,101.52 39,200 SH P SHARED 39,200 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 967.15 34,418 SH SHARED 34,418 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 936.52 46,616 SH SHARED 01 46,616 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 188.65 3,265 SH SHARED 01 3,265 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 103.54 1,841 SH SHARED 1,841 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 66.73 1,144 SH SHARED 1,144 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 61.07 1,057 SH SHARED 1,057 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 59.37 2,955 SH SHARED 2,955 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 56.24 1,000 SH C SHARED 1,000 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 27.46 918 SH SHARED 918 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 20.94 700 SH C SHARED 700 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 5.98 200 SH P SHARED 200 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 5.83 100 SH C SHARED 100 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 28,630.65 1,306,739 SH SHARED 01 1,306,739 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7,392.43 337,400 SH C SHARED 337,400 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1,746.16 79,697 SH SHARED 79,697 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 405.91 14,798 SH SHARED 14,798 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 398.76 18,200 SH P SHARED 18,200 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 305.46 11,136 SH SHARED 01 11,136 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 82.29 3,000 SH P SHARED 3,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 43.89 1,600 SH C SHARED 1,600 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 369.62 180,300 SH SHARED 01 180,300 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 27.47 13,400 SH C SHARED 13,400 POZEN INC COM 73941U102 47.52 7,920 SH SHARED 01 7,920 POZEN INC COM 73941U102 7.20 1,200 SH C SHARED 1,200 PPG INDS INC COM 693506107 57,735.40 602,666 SH SHARED 602,666 PPG INDS INC COM 693506107 20,576.79 214,789 SH SHARED 01 214,789 PPG INDS INC COM 693506107 1,159.18 12,100 SH C SHARED 12,100 PPG INDS INC COM 693506107 1,053.80 11,000 SH SHARED 11,000 PPG INDS INC COM 693506107 47.90 500 SH P SHARED 500 PPL CORP COM 69351T106 19,087.00 675,407 SH SHARED 01 675,407 PPL CORP UNIT 99/99/9999 69351T601 13,502.92 249,090 SH SHARED 249,090 PPL CORP UNIT 99/99/9999 69351T601 4,732.07 87,293 SH SHARED 01 87,293 PPL CORP COM 69351T106 1,925.95 68,151 SH SHARED 68,151 PPL CORP COM 69351T106 1,754.10 62,070 SH SHARED 20 62,070 PPL CORP UNIT 99/99/9999S 69351T114 1,282.37 23,858 SH SHARED 23,858 PPL CORP COM 69351T106 1,058.11 37,442 SH SHARED 37,442
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PPL CORP COM 69351T106 932.58 33,000 SH C SHARED 33,000 PPL CORP UNIT 99/99/9999S 69351T114 64.50 1,200 SH SHARED 01 1,200 PPL CORP COM 69351T106 56.52 2,000 SH P SHARED 2,000 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 4.61 2,728 SH SOLE 2,728 PRAXAIR INC COM 74005P104 73,048.03 637,195 SH SHARED 01 637,195 PRAXAIR INC COM 74005P104 2,402.28 20,955 SH SHARED 20,955 PRAXAIR INC COM 74005P104 401.24 3,500 SH P SHARED 3,500 PRAXAIR INC COM 74005P104 396.54 3,459 SH SHARED 3,459 PRAXAIR INC COM 74005P104 229.28 2,000 SH C SHARED 2,000 PRAXAIR INC COM 74005P104 76.24 665 SH SHARED 20 665 PRECISION CASTPARTS CORP COM 740189105 16,997.63 98,309 SH SHARED 01 98,309 PRECISION CASTPARTS CORP COM 740189105 4,132.31 23,900 SH P SHARED 23,900 PRECISION CASTPARTS CORP COM 740189105 1,538.81 8,900 SH C SHARED 8,900 PRECISION CASTPARTS CORP COM 740189105 1,538.81 8,900 SH SHARED 8,900 PRECISION DRILLING CORP COM 2010 74022D308 1,508.00 150,349 SH SHARED 01 150,349 PRECISION DRILLING CORP COM 2010 74022D308 868.80 86,620 SH SHARED 86,620 PRECISION DRILLING CORP COM 2010 74022D308 193.26 19,268 SH SHARED 19,268 PRECISION DRILLING CORP COM 2010 74022D308 17.05 1,700 SH C SHARED 1,700 PRECISION DRILLING CORP COM 2010 74022D308 5.02 500 SH P SHARED 500 PREFERRED BK LOS ANGELES CA COM NEW 740367404 227.77 19,335 SH SOLE 19,335 PREMIER EXIBITIONS INC COM 74051E102 335.63 94,810 SH SOLE 94,810 PREMIER FINL BANCORP INC COM 74050M105 8.31 1,073 SH SOLE 1,073 PREMIERE GLOBAL SVCS INC COM 740585104 219.17 24,245 SH SHARED 24,245 PREMIERE GLOBAL SVCS INC COM 740585104 7.03 778 SH SHARED 01 778 PREMIERWEST BANCORP COM NEW 740921200 2.08 1,073 SH SHARED 01 1,073 PRESIDENTIAL LIFE CORP COM 740884101 448.59 39,247 SH SHARED 01 39,247 PRESIDENTIAL LIFE CORP COM 740884101 117.37 10,269 SH SHARED 10,269 PRESSURE BIOSCIENCES INC COM 74112E109 0.14 200 SH SOLE 200 PRESTIGE BRANDS HLDGS INC COM 74112D101 150.21 8,593 SH SHARED 8,593 PRESTIGE BRANDS HLDGS INC COM 74112D101 3.65 209 SH SHARED 01 209 PRETIUM RES INC COM 74139C102 2,179.05 152,488 SH SHARED 152,488 PRETIUM RES INC COM 74139C102 292.96 20,501 SH SHARED 01 20,501 PRGX GLOBAL INC COM NEW 69357C503 8.06 1,282 SH SOLE 1,282 PRICE T ROWE GROUP INC COM 74144T108 18,968.54 290,483 SH SHARED 01 290,483 PRICE T ROWE GROUP INC COM 74144T108 4,211.85 64,500 SH C SHARED 64,500 PRICE T ROWE GROUP INC COM 74144T108 1,158.42 17,740 SH SHARED 17,740 PRICE T ROWE GROUP INC COM 74144T108 261.20 4,000 SH P SHARED 4,000 PRICE T ROWE GROUP INC COM 74144T108 38.79 594 SH SHARED 594 PRICELINE COM INC COM NEW 741503403 80,934.00 112,800 SH P SHARED 112,800 PRICELINE COM INC COM NEW 741503403 69,812.75 97,300 SH C SHARED 97,300 PRICELINE COM INC COM NEW 741503403 24,648.28 34,353 SH SHARED 01 34,353 PRICELINE COM INC COM NEW 741503403 8,608.57 11,998 SH SHARED 20 11,998 PRICELINE COM INC COM NEW 741503403 2,331.88 3,250 SH SHARED 3,250 PRICESMART INC COM 741511109 1,883.45 25,868 SH SHARED 01 25,868 PRICESMART INC COM 741511109 72.81 1,000 SH C SHARED 1,000 PRICESMART INC COM 741511109 72.81 1,000 SH P SHARED 1,000 PRICESMART INC COM 741511109 5.24 72 SH SHARED 72 PRIME ACQUISITION CORP UNIT 99/99/9999 G72436119 53.43 5,370 SH SOLE 5,370 PRIME ACQUISITION CORP SHS G72436101 1.93 200 SH SOLE 200 PRIME ACQUISITION CORP *W EXP 99/99/999 G72436127 0.60 1,700 SH SOLE 1,700 PRIMEENERGY CORP COM 74158E104 3.11 124 SH SOLE 124 PRIMERICA INC COM 74164M108 616.54 24,456 SH SHARED 01 24,456 PRIMERO MNG CORP COM 74164W106 2,218.50 850,000 SH SHARED 850,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- PRIMERO MNG CORP COM 74164W106 120.06 46,000 SH SHARED 01 46,000 PRIMO WTR CORP COM 74165N105 51.68 26,500 SH C SHARED 26,500 PRIMO WTR CORP COM 74165N105 0.98 500 SH SHARED 01 500 PRIMORIS SVCS CORP COM 74164F103 834.69 51,973 SH SHARED 51,973 PRIMORIS SVCS CORP COM 74164F103 167.15 10,408 SH SHARED 01 10,408 PRIMUS TELECOMMUNICATIONS GR COM 741929301 308.58 19,190 SH SHARED 19,190 PRIMUS TELECOMMUNICATIONS GR COM 741929301 104.54 6,501 SH SHARED 01 6,501 PRINCETON NATL BANCORP INC COM 742282106 8.49 2,300 SH SOLE 2,300 PRINCETON REVIEW INC COM 742352107 2.38 38,396 SH SOLE 38,396 PRINCIPAL FINL GROUP INC COM 74251V102 4,357.77 147,671 SH SHARED 147,671 PRINCIPAL FINL GROUP INC COM 74251V102 761.33 25,799 SH SHARED 01 25,799 PRINCIPAL FINL GROUP INC COM 74251V102 737.75 25,000 SH SHARED 25,000 PRINCIPAL FINL GROUP INC COM 74251V102 177.06 6,000 SH C SHARED 6,000 PRINCIPAL FINL GROUP INC COM 74251V102 26.56 900 SH P SHARED 900 PRINCIPLED EQUITY MARKET FD SH BEN INT 742959109 7.12 438 SH SHARED 01 438 PRIVATEBANCORP INC COM 742962103 139.97 9,227 SH SHARED 01 9,227 PRIVATEBANCORP INC COM 742962103 48.54 3,200 SH C SHARED 3,200 PRIVATEBANCORP INC COM 742962103 8.12 535 SH SHARED 20 535 PRIVATEBANCORP INC COM 742962103 6.92 456 SH SHARED 456 PROASSURANCE CORP COM 74267C106 2,820.05 32,006 SH SHARED 01 32,006 PROASSURANCE CORP COM 74267C106 534.39 6,065 SH SHARED 20 6,065 PROCERA NETWORKS INC COM NEW 74269U203 2,140.97 95,750 SH SHARED 01 95,750 PROCERA NETWORKS INC COM NEW 74269U203 618.03 27,640 SH SHARED 27,640 PROCTER & GAMBLE CO COM 742718109 410,079.80 6,101,470 SH SHARED 01 6,101,470 PROCTER & GAMBLE CO COM 742718109 86,106.49 1,281,156 SH SHARED 1,281,156 PROCTER & GAMBLE CO COM 742718109 44,472.86 661,700 SH P SHARED 661,700 PROCTER & GAMBLE CO COM 742718109 21,366.06 317,900 SH C SHARED 317,900 PROCTER & GAMBLE CO COM 742718109 14,023.30 208,649 SH SHARED 208,649 PROCTER & GAMBLE CO COM 742718109 2,340.25 34,880 SH SHARED 17 34,880 PROCTER & GAMBLE CO COM 742718109 1,471.70 21,897 SH SHARED 20 21,897 PROGENICS PHARMACEUTICALS IN COM 743187106 24.75 2,500 SH SHARED 01 2,500 PROGRESS ENERGY INC COM 743263105 16,880.27 317,836 SH SHARED 317,836 PROGRESS ENERGY INC COM 743263105 10,766.94 202,729 SH SHARED 01 202,729 PROGRESS ENERGY INC COM 743263105 1,040.96 19,600 SH SHARED 19,600 PROGRESS ENERGY INC COM 743263105 37.18 700 SH P SHARED 700 PROGRESS ENERGY INC COM 743263105 15.93 300 SH C SHARED 300 PROGRESS SOFTWARE CORP COM 743312100 256.23 10,848 SH SHARED 10,848 PROGRESS SOFTWARE CORP COM 743312100 0.92 39 SH SHARED 01 39 PROGRESSIVE CORP OHIO COM 743315103 10,794.58 465,685 SH SHARED 465,685 PROGRESSIVE CORP OHIO COM 743315103 7,343.54 316,805 SH SHARED 01 316,805 PROGRESSIVE CORP OHIO COM 743315103 922.56 39,800 SH SHARED 39,800 PROGRESSIVE CORP OHIO COM 743315103 223.69 9,650 SH SHARED 20 9,650 PROGRESSIVE CORP OHIO COM 743315103 27.82 1,200 SH C SHARED 1,200 PROGRESSIVE CORP OHIO COM 743315103 4.64 200 SH P SHARED 200 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 702.35 32,396 SH SHARED 32,396 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 10.51 485 SH SHARED 01 485 PROLOGIS NOTE 2.250% 4/0 74340XAQ4 15,693.00 15,693,000 PRN SHARED 15,693,000 PROLOGIS NOTE 2.625% 5/1 74340XAS0 4,494.38 4,500,000 PRN SHARED 4,500,000 PROLOGIS NOTE 2.625% 5/1 74340XAS0 33.96 34,000 PRN SHARED 01 34,000 PROLOGIS NOTE 3.250% 3/1 74340XAT8 3.39 3,000 PRN SHARED 01 3,000 PROLOGIS NOTE 2.250% 4/0 74340XAQ4 3.00 3,000 PRN SHARED 01 3,000 PROLOGIS NOTE 2.625% 5/1 743410AS1 2.00 2,000 PRN SHARED 01 2,000 PROLOGIS NOTE 1.875%11/1 743410AR3 1.00 1,000 PRN SHARED 01 1,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- ---------- --------- --------- PROLOGIS INC COM 74340W103 8,433.36 234,130 SH SHARED 234,130 PROLOGIS INC COM 74340W103 6,426.29 178,409 SH SHARED 178,409 PROLOGIS INC COM 74340W103 5,505.19 152,837 SH SHARED 01 152,837 PROLOGIS INC COM 74340W103 407.03 11,300 SH C SHARED 11,300 PROLOGIS INC COM 74340W103 54.03 1,500 SH P SHARED 1,500 PROLOR BIOTECH INC COM 74344F106 29.50 5,000 SH SHARED 01 5,000 PROLOR BIOTECH INC COM 74344F106 16.46 2,790 SH SHARED 2,790 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 56,126.41 12,902,622 SH SOLE 12,902,622 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 0.00 1 SH SOLE 1 PROPHASE LABS INC COM 74345W108 1.13 1,200 SH SHARED 01 1,200 PROPHASE LABS INC COM 74345W108 0.73 779 SH SHARED 779 PROS HOLDINGS INC COM 74346Y103 104.72 5,600 SH SHARED 5,600 PROS HOLDINGS INC COM 74346Y103 12.01 642 SH SHARED 01 642 PROSHARES TR PSHS SHRT S&P500 74347R503 42,768.60 1,195,990 SH SHARED 01 1,195,990 PROSHARES TR SHRT 20+YR TRE 74347X849 40,413.71 1,216,218 SH SHARED 01 1,216,218 PROSHARES TR PSHS SH MSCI EAF 74347R370 11,497.41 249,835 SH SHARED 01 249,835 PROSHARES TR PSHS ULTSH 20YRS 74347R297 9,470.40 463,100 SH C SOLE 463,100 PROSHARES TR PSHS ULTSH 20YRS 74347R297 6,650.34 325,200 SH P SOLE 325,200 PROSHARES TR PSHS SHTRUSS2000 74347R826 4,503.91 172,762 SH SHARED 01 172,762 PROSHARES TR PSHS ULT S&P 500 74347R107 3,810.97 65,300 SH P SOLE 65,300 PROSHARES TR PSHS ULTSH 20YRS 74347R297 3,779.32 184,808 SH SOLE 184,808 PROSHARES TR PSHS SHORT DOW30 74347R701 3,765.49 106,100 SH SHARED 01 106,100 PROSHARES TR PSHS ULSHT SP500 74347R883 1,955.66 129,600 SH C SHARED 129,600 PROSHARES TR PSHS SHORT QQQ 74347R602 1,952.09 76,105 SH SHARED 01 76,105 PROSHARES TR PSHS ULT S&P 500 74347R107 1,861.37 31,894 SH SOLE 31,894 PROSHARES TR PSHS ULSHT SP500 74347R883 1,596.48 105,797 SH SHARED 105,797 PROSHARES TR PSHS CS 130/30 74347R248 1,556.27 24,462 SH SHARED 01 24,462 PROSHARES TR PSHS SH MSCI EMR 74347R396 1,433.42 49,157 SH SHARED 01 49,157 PROSHARES TR ULTRA FNCLS NEW 74347X633 1,291.83 20,564 SH SHARED 20,564 PROSHARES TR PSHS ULSHT SP500 74347R883 1,260.02 83,500 SH P SHARED 83,500 PROSHARES TR ULTRAPRO QQQ 74347X831 1,251.55 10,461 SH SOLE 10,461 PROSHARES TR PSHS ULTRA QQQ 74347R206 1,165.72 9,800 SH P SOLE 9,800 PROSHARES TR PSHS SHORT DOW30 74347R701 1,152.93 32,486 SH SHARED 32,486 PROSHARES TR PSHS ULTRA QQQ 74347R206 975.40 8,200 SH C SOLE 8,200 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 862.98 28,500 SH P SHARED 28,500 PROSHARES TR ULTRPRO S&P500 74347X864 825.18 9,732 SH SOLE 9,732 PROSHARES TR PSHS ULTSHT FINL 74347X146 704.62 17,441 SH SHARED 17,441 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 581.38 19,200 SH SHARED 19,200 PROSHARES TR PSHS SHRT S&P500 74347R503 543.55 15,200 SH C SHARED 15,200 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 508.70 16,800 SH C SHARED 16,800 PROSHARES TR ULTRA FNCLS NEW 74347X633 502.56 8,000 SH P SHARED 8,000 PROSHARES TR PSHS ULT S&P 500 74347R107 472.72 8,100 SH C SOLE 8,100 PROSHARES TR ULTRA FNCLS NEW 74347X633 439.74 7,000 SH C SHARED 7,000 PROSHARES TR PSHS SHORT QQQ 74347R602 436.00 16,998 SH SHARED 16,998 PROSHARES TR ULTSHT CHINA 25 74347X567 425.63 16,314 SH SOLE 16,314 PROSHARES TR PSHS ULTRUSS2000 74347R842 415.72 9,500 SH C SOLE 9,500 PROSHARES TR ULT SHR S&P500 74347X856 391.39 43,200 SH C SHARED 43,200 PROSHARES TR ULTRPRO DOW30 74347X823 382.35 2,300 SH SOLE 2,300 PROSHARES TR ULTR 7-10 TREA 74347R180 322.29 3,136 SH SOLE 3,136 PROSHARES TR PSHS ULTRA O&G 74347R719 280.78 5,900 SH C SOLE 5,900 PROSHARES TR ULSH MSCI MEXC 74347X179 253.70 7,061 SH SOLE 7,061 PROSHARES TR PSHS ULTRA DOW30 74347R305 250.70 3,554 SH SOLE 3,554 PROSHARES TR PSHS ULT BASMATL 74347R776 237.40 6,200 SH C SOLE 6,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- PROSHARES TR PSHS SHTFINL ETF 74347R230 227.87 7,360 SH SOLE 7,360 PROSHARES TR PSHS ULTASH DW30 74347R867 225.98 17,641 SH SOLE 17,641 PROSHARES TR ULTPR SHRT QQQ 74347X666 222.78 20,647 SH SOLE 20,647 PROSHARES TR SHRT HGH YIELD 74347R131 204.36 5,702 SH SOLE 5,702 PROSHARES TR PSHS ULTSHT FINL 74347X146 181.80 4,500 SH P SHARED 4,500 PROSHARES TR PSHS SHRT S&P500 74347R503 171.65 4,800 SH P SHARED 4,800 PROSHARES TR BASIC MAT NEW 74347X617 157.40 10,500 SH C SHARED 10,500 PROSHARES TR PSHS ULTRA QQQ 74347R206 154.40 1,298 SH SOLE 1,298 PROSHARES TR SHRT 20+YR TRE 74347X849 152.85 4,600 SH P SHARED 4,600 PROSHARES TR ULTRA SH DOW30 74347X674 147.55 7,665 SH SOLE 7,665 PROSHARES TR ULTRAPRO QQQ 74347X831 143.57 1,200 SH P SOLE 1,200 PROSHARES TR PSHS ULTRA TECH 74347R693 143.15 1,646 SH SOLE 1,646 PROSHARES TR PSHS ULSHRUS2000 74348A202 136.25 4,600 SH P SHARED 4,600 PROSHARES TR PSHS ULTASH DW30 74347R867 134.51 10,500 SH C SOLE 10,500 PROSHARES TR ULT R/EST NEW 74347X625 129.76 2,100 SH P SOLE 2,100 PROSHARES TR PSHS ULT BASMATL 74347R776 128.16 3,347 SH SOLE 3,347 PROSHARES TR PSHS ULSHRUS2000 74348A202 124.40 4,200 SH C SHARED 4,200 PROSHARES TR MSCI EMRG ETF 74347X302 112.26 1,397 SH SOLE 1,397 PROSHARES TR PSHS ULSHT SP500 74347R883 109.54 7,259 SH SHARED 01 7,259 PROSHARES TR ULT SHR S&P500 74347X856 101.47 11,200 SH P SHARED 11,200 PROSHARES TR ULTSHT OIL NEW 74347X591 101.07 4,400 SH C SOLE 4,400 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 98.44 3,251 SH SHARED 01 3,251 PROSHARES TR REAL EST NEW 11 74348A871 97.04 3,285 SH SOLE 3,285 PROSHARES TR PSHS SH MSCI EAF 74347R370 94.25 2,048 SH SHARED 2,048 PROSHARES TR PSHS ULTRA UTIL 74347R685 94.20 1,766 SH SOLE 1,766 PROSHARES TR PSHS ULT1000 GRW 74347R537 91.05 1,406 SH SOLE 1,406 PROSHARES TR ULTSHT OIL NEW 74347X591 90.11 3,923 SH SOLE 3,923 PROSHARES TR PSHS SH MDCAP400 74347R800 89.68 3,324 SH SOLE 3,324 PROSHARES TR ULT FTSE CHINA25 74347X880 88.27 1,781 SH SOLE 1,781 PROSHARES TR UL MSCI JP ETF 74347X708 86.52 1,337 SH SOLE 1,337 PROSHARES TR PSHS ULTRUSS2000 74347R842 78.77 1,800 SH P SOLE 1,800 PROSHARES TR PSHS ULTASH DW30 74347R867 76.86 6,000 SH P SOLE 6,000 PROSHARES TR PSHS ULT BASMATL 74347R776 76.58 2,000 SH P SOLE 2,000 PROSHARES TR PSHS ULT SH MSCI 74347R339 71.58 3,478 SH SOLE 3,478 PROSHARES TR ULTSHT OIL NEW 74347X591 71.21 3,100 SH P SOLE 3,100 PROSHARES TR PSHS ULT MDCP GR 74347R511 70.37 1,282 SH SOLE 1,282 PROSHARES TR ULT MSCI EURO 74347X526 70.36 2,413 SH SOLE 2,413 PROSHARES TR BASIC MAT NEW 74347X617 69.60 4,643 SH SHARED 4,643 PROSHARES TR PSHS ULSHRUS2000 74348A202 68.36 2,308 SH SHARED 01 2,308 PROSHARES TR PSHS ULT SCAP600 74347R818 66.54 1,272 SH SOLE 1,272 PROSHARES TR ULT R/EST NEW 74347X625 63.21 1,023 SH SOLE 1,023 PROSHARES TR PSHS ULT 2000 GR 74347R487 61.57 1,208 SH SOLE 1,208 PROSHARES TR PSHS CS 130/30 74347R248 58.09 913 SH SHARED 913 PROSHARES TR FTSE CHINA 25 74347X658 55.50 1,312 SH SOLE 1,312 PROSHARES TR SHT BASIC MAT 74347X559 54.65 1,549 SH SOLE 1,549 PROSHARES TR PSHS ULTRA INDL 74347R727 54.63 1,051 SH SOLE 1,051 PROSHARES TR SHRT RL EST FD 74347X641 54.16 1,763 SH SOLE 1,763 PROSHARES TR ULSH MSCI BRZL 74347X401 53.83 3,772 SH SOLE 3,772 PROSHARES TR ULT R/EST NEW 74347X625 49.43 800 SH C SOLE 800 PROSHARES TR SHT KBW REGBNK 74347X476 49.29 1,100 SH SOLE 1,100 PROSHARES TR PSHS ULSHRUS2000 74348A202 46.41 1,567 SH SHARED 1,567 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 45.01 1,433 SH SOLE 1,433 PROSHARES TR PSHS ULSHT MC VA 74347X161 44.22 1,153 SH SOLE 1,153
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- PROSHARES TR PSHS ULSHT MC GR 74347X187 42.17 1,210 SH SOLE 1,210 PROSHARES TR PSHS ULT SEMICDT 74347R669 42.13 927 SH SOLE 927 PROSHARES TR PSHS ULSH1000 VA 74347R453 41.76 1,855 SH SOLE 1,855 PROSHARES TR ULT MSCI BRAZL 74347X542 38.20 1,633 SH SOLE 1,633 PROSHARES TR PSHS ULTSHRT JAP 74347R347 37.20 1,247 SH SOLE 1,247 PROSHARES TR PSHS ULTRA DOW30 74347R305 35.27 500 SH P SOLE 500 PROSHARES TR PSHS ULTSHT INDL 74348A103 34.46 1,070 SH SOLE 1,070 PROSHARES TR ULTRPRO S&P500 74347X864 33.92 400 SH P SOLE 400 PROSHARES TR PSHS HLTH CARE 74347R610 32.77 1,940 SH SOLE 1,940 PROSHARES TR PSHS SHT SCAP600 74347R784 31.05 1,387 SH SOLE 1,387 PROSHARES TR ULTPR SHRT QQQ 74347X666 30.21 2,800 SH P SOLE 2,800 PROSHARES TR PSHS ULSH1000 GR 74347R461 26.77 1,919 SH SOLE 1,919 PROSHARES TR ULT MSCI PAC 74347X534 26.32 863 SH SOLE 863 PROSHARES TR PSHS ULT1000 VAL 74347R529 26.31 795 SH SOLE 795 PROSHARES TR PSHS ULSH NA B 74347R198 25.95 1,133 SH SOLE 1,133 PROSHARES TR ULT INV GRD CP 74348A806 25.07 517 SH SOLE 517 PROSHARES TR PSHS ULT MCP VAL 74347R495 24.88 628 SH SOLE 628 PROSHARES TR PSHS ULTRA O&G 74347R719 23.80 500 SH P SOLE 500 PROSHARES TR ULTSHT CHINA 25 74347X567 23.48 900 SH P SOLE 900 PROSHARES TR PSHS ULTRA DOW30 74347R305 21.16 300 SH C SOLE 300 PROSHARES TR PSHS CONSUMR GD 74347R644 19.61 1,129 SH SOLE 1,129 PROSHARES TR PSHS ULSH2000 VA 74348A509 18.70 549 SH SOLE 549 PROSHARES TR PSHS UL TELE ETF 74347R263 17.23 353 SH SOLE 353 PROSHARES TR RAFI LG SHT FD 74347X310 15.77 419 SH SOLE 419 PROSHARES TR ULTRA 20YR TRE 74347R172 14.75 127 SH SOLE 127 PROSHARES TR ULT SH MDCP400 74347X682 14.57 1,246 SH SOLE 1,246 PROSHARES TR PSHS CONSMR SVCS 74347R636 13.65 1,126 SH SOLE 1,126 PROSHARES TR ULSH RUSSL3000 74347X203 13.40 1,309 SH SOLE 1,309 PROSHARES TR ULTR MSCI ETF 74347X500 13.05 183 SH SOLE 183 PROSHARES TR PSHS ULTSHT FINL 74347X146 12.12 300 SH C SHARED 300 PROSHARES TR PSHS SHORT DOW30 74347R701 10.65 300 SH C SHARED 300 PROSHARES TR PSHS SHORT DOW30 74347R701 10.65 300 SH P SHARED 300 PROSHARES TR PSHS ULT SEMICDT 74347R669 9.09 200 SH P SOLE 200 PROSHARES TR ULTR RUSSL2000 74347X799 6.92 100 SH P SOLE 100 PROSHARES TR ULTRA FNCLS NEW 74347X633 6.28 100 SH SHARED 01 100 PROSHARES TR REAL EST NEW 11 74348A871 5.91 200 SH P SOLE 200 PROSHARES TR ULSH MSCI EURP 74348A301 3.59 100 SH P SOLE 100 PROSHARES TR PSHS SHTRUSS2000 74347R826 2.61 100 SH C SHARED 100 PROSHARES TR ULTPR SHRT QQQ 74347X666 2.16 200 SH C SOLE 200 PROSHARES TR ULT SHR S&P500 74347X856 1.69 186 SH SHARED 01 186 PROSHARES TR SHRT RUSSL2000 74347X690 0.88 100 SH C SOLE 100 PROSHARES TR BASIC MAT NEW 74347X617 0.49 33 SH SHARED 01 33 PROSHARES TR II ULTRASHRT EURO 74347W882 2,257.43 119,000 SH C SHARED 119,000 PROSHARES TR II ULTRASHRT EURO 74347W882 1,100.32 58,003 SH SHARED 58,003 PROSHARES TR II ULTRA SILVER 74347W841 1,061.97 19,500 SH C SOLE 19,500 PROSHARES TR II ULTRASHORT YEN N 74347W569 784.65 16,677 SH SOLE 16,677 PROSHARES TR II SHRT SILV NEW 74347W643 699.98 66,349 SH SOLE 66,349 PROSHARES TR II ULTRASHORT YEN N 74347W569 668.11 14,200 SH P SOLE 14,200 PROSHARES TR II ULTRA SILVER 74347W841 408.45 7,500 SH P SOLE 7,500 PROSHARES TR II VIX SHTTRM FUT 74347W692 393.76 11,008 SH SOLE 11,008 PROSHARES TR II ULTRA GOLD 74347W601 359.88 4,071 SH SOLE 4,071 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 347.57 8,100 SH C SOLE 8,100 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 338.99 7,900 SH P SOLE 7,900
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PROSHARES TR II ULTSH DJ UBS CRU 74347W668 284.80 8,100 SH P SOLE 8,100 PROSHARES TR II ULTRASHRT EURO 74347W882 246.61 13,000 SH P SHARED 13,000 PROSHARES TR II ULTRASHRT NEW 74347W718 244.28 14,532 SH SOLE 14,532 PROSHARES TR II VIX MDTRM FUTR 74347W684 236.04 4,160 SH SOLE 4,160 PROSHARES TR II ULTRASHORT YEN N 74347W569 202.32 4,300 SH C SOLE 4,300 PROSHARES TR II VIX SHTTRM FUT 74347W692 171.70 4,800 SH P SOLE 4,800 PROSHARES TR II SHT VIX ST TRM 74347W627 138.17 1,408 SH SOLE 1,408 PROSHARES TR II ULTRASHRT NEW 74347W718 100.86 6,000 SH P SOLE 6,000 PROSHARES TR II SHRT SILV NEW 74347W643 94.95 9,000 SH C SOLE 9,000 PROSHARES TR II ULTRA GOLD 74347W601 70.72 800 SH C SOLE 800 PROSHARES TR II SHRT SILV NEW 74347W643 67.52 6,400 SH P SOLE 6,400 PROSHARES TR II ULSHT DJ UBS CMD 74347W676 59.47 1,087 SH SOLE 1,087 PROSHARES TR II ULTRA GOLD 74347W601 53.04 600 SH P SOLE 600 PROSHARES TR II ULTRA SILVER 74347W841 45.64 838 SH SOLE 838 PROSHARES TR II ULT VIX STRM NEW 74347W544 43.53 2,990 SH SHARED 2,990 PROSHARES TR II PSH ULTRA EURO 74347W874 31.13 1,235 SH SOLE 1,235 PROSHARES TR II ULT DJ-UBS NAT 74347W775 12.93 1,728 SH SOLE 1,728 PROSHARES TR II ULT DJ UBS COMM 74347W106 8.42 325 SH SOLE 325 PROSHARES TR II ULTRASHRT NEW 74347W718 6.72 400 SH C SOLE 400 PROSHARES TR II ULTRASHRT EURO 74347W882 5.69 300 SH SHARED 01 300 PROSHARES TR II ULT VIX STRM NEW 74347W544 0.01 1 SH SHARED 01 1 PROSPECT CAPITAL CORPORATION COM 74348T102 7,772.59 707,886 SH SHARED 707,886 PROSPECT CAPITAL CORPORATION COM 74348T102 1,412.53 128,646 SH SHARED 01 128,646 PROSPECT CAPITAL CORPORATION COM 74348T102 53.80 4,900 SH P SHARED 4,900 PROSPERITY BANCSHARES INC COM 743606105 1,515.98 33,100 SH SHARED 01 33,100 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 666.77 104,673 SH SHARED 104,673 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 39.49 6,200 SH P SHARED 6,200 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 6.37 1,000 SH SHARED 01 1,000 PROTECTIVE LIFE CORP COM 743674103 2,748.62 92,796 SH SHARED 01 92,796 PROTECTIVE LIFE CORP COM 743674103 220.20 7,434 SH SHARED 7,434 PROTECTIVE LIFE CORP COM 743674103 23.70 800 SH C SHARED 800 PROTECTIVE LIFE CORP COM 743674103 5.92 200 SH P SHARED 200 PROVIDENCE & WORCESTER RR CO COM 743737108 11.40 772 SH SOLE 772 PROVIDENCE SVC CORP COM 743815102 26.37 1,700 SH SHARED 01 1,700 PROVIDENT ENERGY LTD NEW COM 74386V100 57,129.48 4,760,790 SH SHARED 4,760,790 PROVIDENT ENERGY LTD NEW COM 74386V100 6,572.48 547,707 SH SHARED 01 547,707 PROVIDENT ENERGY LTD NEW COM 74386V100 45.60 3,800 SH C SHARED 3,800 PROVIDENT ENERGY LTD NEW COM 74386V100 1.20 100 SH P SHARED 100 PROVIDENT FINL HLDGS INC COM 743868101 76.84 7,030 SH SOLE 7,030 PROVIDENT FINL SVCS INC COM 74386T105 27.14 1,868 SH SHARED 01 1,868 PROVIDENT NEW YORK BANCORP COM 744028101 57.29 6,772 SH SHARED 01 6,772 PRUDENTIAL FINL INC COM 744320102 25,090.59 395,813 SH SHARED 01 395,813 PRUDENTIAL FINL INC COM 744320102 13,305.69 209,902 SH SHARED 209,902 PRUDENTIAL FINL INC COM 744320102 8,228.02 129,800 SH P SHARED 129,800 PRUDENTIAL FINL INC COM 744320102 6,022.87 95,013 SH SHARED 95,013 PRUDENTIAL FINL INC COM 744320102 2,928.62 46,200 SH C SHARED 46,200 PRUDENTIAL FINL INC COM 744320102 6.66 105 SH SHARED 20 105 PRUDENTIAL PLC ADR 74435K204 1,345.80 56,005 SH SHARED 01 56,005 PS BUSINESS PKS INC CALIF COM 69360J107 887.35 13,539 SH SHARED 01 13,539 PS BUSINESS PKS INC CALIF COM 69360J107 500.14 7,631 SH SHARED 7,631 PSB HLDGS INC COM 69360W108 6.24 1,314 SH SOLE 1,314 PSIVIDA CORP COM 74440J101 11.39 6,125 SH SOLE 6,125 PSIVIDA CORP COM 74440J101 0.93 500 SH C SOLE 500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- PSS WORLD MED INC COM 69366A100 289.00 11,405 SH SHARED 20 11,405 PSS WORLD MED INC COM 69366A100 130.88 5,165 SH SHARED 01 5,165 PSYCHEMEDICS CORP COM NEW 744375205 1.96 200 SH SHARED 01 200 PT INDOSAT TBK SPONSORED ADR 744383100 410.22 14,656 SH SHARED 01 14,656 PT INDOSAT TBK SPONSORED ADR 744383100 28.58 1,021 SH SHARED 1,021 PUBLIC STORAGE COM 74460D109 9,092.83 65,809 SH SHARED 65,809 PUBLIC STORAGE COM 74460D109 8,240.87 59,643 SH SHARED 59,643 PUBLIC STORAGE COM 74460D109 6,310.91 45,675 SH SHARED 01 45,675 PUBLIC STORAGE COM 74460D109 400.69 2,900 SH C SHARED 2,900 PUBLIC STORAGE COM 74460D109 193.44 1,400 SH P SHARED 1,400 PUBLIC SVC ENTERPRISE GROUP COM 744573106 18,518.56 604,984 SH SHARED 604,984 PUBLIC SVC ENTERPRISE GROUP COM 744573106 7,745.13 253,026 SH SHARED 01 253,026 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,040.74 34,000 SH SHARED 34,000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 238.76 7,800 SH C SHARED 7,800 PUBLIC SVC ENTERPRISE GROUP COM 744573106 156.11 5,100 SH P SHARED 5,100 PUBLIC SVC ENTERPRISE GROUP COM 744573106 7.04 230 SH SHARED 20 230 PULASKI FINL CORP COM 745548107 0.99 125 SH SOLE 125 PULSE ELECTRONICS CORP COM 74586W106 29.05 11,575 SH SOLE 11,575 PULTE GROUP INC COM 745867101 1,325.73 149,800 SH C SHARED 149,800 PULTE GROUP INC COM 745867101 1,072.81 121,222 SH SHARED 01 121,222 PULTE GROUP INC COM 745867101 362.79 40,993 SH SHARED 40,993 PULTE GROUP INC COM 745867101 256.65 29,000 SH P SHARED 29,000 PURE BIOSCIENCE INC COM 74621T100 5.74 22,944 SH SHARED 22,944 PURE BIOSCIENCE INC COM 74621T100 5.00 20,000 SH SHARED 01 20,000 PURECYCLE CORP COM NEW 746228303 0.02 10 SH SHARED 01 10 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 99.58 11,785 SH SHARED 01 11,785 PUTNAM MANAGED MUN INCOM TR COM 746823103 527.97 68,567 SH SHARED 01 68,567 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 1,583.39 307,454 SH SHARED 01 307,454 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 51.71 10,040 SH SHARED 10,040 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 182.25 14,522 SH SHARED 01 14,522 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 6,385.11 1,158,823 SH SHARED 01 1,158,823 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 31.64 5,742 SH SHARED 5,742 PVF CAPITAL CORP COM 693654105 68.21 34,977 SH SHARED 01 34,977 PVF CAPITAL CORP COM 693654105 2.76 1,414 SH SHARED 1,414 PVH CORP COM 693656100 21,959.99 245,830 SH SHARED 245,830 PVH CORP COM 693656100 3,483.87 39,000 SH C SHARED 39,000 PVH CORP COM 693656100 2,244.06 25,121 SH SHARED 01 25,121 PVH CORP COM 693656100 7.15 80 SH SHARED 20 80 PYRAMID OIL CO COM 747215101 4.94 987 SH SOLE 987 PYXIS CR STRATEGIES FD COM 74734W107 1,368.49 215,850 SH SHARED 01 215,850 QAD INC CL B 74727D207 15.42 1,185 SH SHARED 1,185 QAD INC CL A 74727D306 11.34 866 SH SHARED 01 866 QAD INC CL A 74727D306 4.28 327 SH SHARED 327 QAD INC CL B 74727D207 2.76 212 SH SHARED 01 212 QCR HOLDINGS INC COM 74727A104 12.20 1,000 SH SHARED 01 1,000 QEP RES INC COM 74733V100 5,216.99 171,049 SH SHARED 01 171,049 QEP RES INC COM 74733V100 280.60 9,200 SH SHARED 9,200 QEP RES INC COM 74733V100 271.30 8,895 SH SHARED 20 8,895 QEP RES INC COM 74733V100 3.05 100 SH C SHARED 100 QIAGEN NV REG SHS N72482107 265.76 17,069 SH SHARED 17,069 QIAGEN NV REG SHS N72482107 168.79 10,841 SH SHARED 01 10,841 QIAO XING MOBILE COMM CO LTD SHS G73031109 71.00 71,000 SH SHARED 01 71,000 QIAO XING MOBILE COMM CO LTD SHS G73031109 0.77 765 SH SHARED 765
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 882.65 36,100 SH P SHARED 36,100 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 148.17 6,060 SH SHARED 6,060 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 24.45 1,000 SH C SHARED 1,000 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 24.45 1,000 SH SHARED 01 1,000 QLIK TECHNOLOGIES INC COM 74733T105 1,809.47 56,546 SH SHARED 01 56,546 QLIK TECHNOLOGIES INC COM 74733T105 214.40 6,700 SH C SHARED 6,700 QLIK TECHNOLOGIES INC COM 74733T105 39.26 1,227 SH SHARED 1,227 QLIK TECHNOLOGIES INC COM 74733T105 9.60 300 SH P SHARED 300 QLOGIC CORP COM 747277101 247.31 13,925 SH SHARED 01 13,925 QLOGIC CORP COM 747277101 99.35 5,594 SH SHARED 5,594 QLOGIC CORP COM 747277101 46.18 2,600 SH C SHARED 2,600 QLOGIC CORP COM 747277101 26.64 1,500 SH P SHARED 1,500 QLT INC COM 746927102 217.23 31,033 SH SHARED 31,033 QLT INC COM 746927102 9.87 1,410 SH SHARED 01 1,410 QLT INC COM 746927102 9.10 1,300 SH P SHARED 1,300 QR ENERGY LP UNIT LTD PRTNS 74734R108 453.85 21,388 SH SHARED 01 21,388 QR ENERGY LP UNIT LTD PRTNS 74734R108 106.33 5,011 SH SHARED 5,011 QR ENERGY LP UNIT LTD PRTNS 74734R108 8.49 400 SH C SHARED 400 QR ENERGY LP UNIT LTD PRTNS 74734R108 6.37 300 SH P SHARED 300 QUAD / GRAPHICS INC COM CL A 747301109 23.63 1,700 SH SHARED 01 1,700 QUAKER CHEM CORP COM 747316107 944.47 23,941 SH SHARED 01 23,941 QUAKER CHEM CORP COM 747316107 677.51 17,174 SH SHARED 17,174 QUALCOMM INC COM 747525103 150,288.46 2,208,176 SH SHARED 01 2,208,176 QUALCOMM INC COM 747525103 59,008.02 867,000 SH C SHARED 867,000 QUALCOMM INC COM 747525103 58,853.18 864,725 SH SHARED 864,725 QUALCOMM INC COM 747525103 29,823.89 438,200 SH P SHARED 438,200 QUALCOMM INC COM 747525103 25,997.97 381,986 SH SHARED 381,986 QUALCOMM INC COM 747525103 10,060.29 147,815 SH SHARED 20 147,815 QUALCOMM INC COM 747525103 2,526.59 37,168 SH SHARED 17 37,168 QUALCOMM INC COM 747525103 68.06 1,000 SH C SHARED 01 1,000 QUALITY DISTR INC FLA COM 74756M102 754.87 54,780 SH SHARED 54,780 QUALITY DISTR INC FLA COM 74756M102 9.65 700 SH SHARED 01 700 QUALITY SYS INC COM 747582104 3,495.56 79,935 SH SHARED 01 79,935 QUALITY SYS INC COM 747582104 314.86 7,200 SH C SHARED 7,200 QUALSTAR CORP COM 74758R109 2.68 1,381 SH SOLE 1,381 QUANTA SVCS INC COM 74762E102 2,940.27 140,683 SH SHARED 01 140,683 QUANTA SVCS INC COM 74762E102 1,007.38 48,200 SH P SHARED 48,200 QUANTA SVCS INC COM 74762E102 896.61 42,900 SH C SHARED 42,900 QUANTA SVCS INC COM 74762E102 346.94 16,600 SH SHARED 16,600 QUANTA SVCS INC COM 74762E102 7.11 340 SH SHARED 20 340 QUANTUM CORP NOTE 3.500%11/1 747906AG0 1,007.50 1,000,000 PRN SOLE 1,000,000 QUANTUM CORP COM DSSG 747906204 559.79 213,659 SH SHARED 01 213,659 QUANTUM CORP COM DSSG 747906204 5.24 2,000 SH C SHARED 2,000 QUANTUM FUEL SYS TECH WORLDW COM NEW 74765E208 0.05 76 SH SHARED 01 76 QUATERRA RES INC COM 747952109 66.11 124,730 SH SHARED 01 124,730 QUEPASA CORP COM NEW 74833W206 102.74 23,139 SH SHARED 23,139 QUEPASA CORP COM NEW 74833W206 25.31 5,700 SH SHARED 01 5,700 QUEPASA CORP COM NEW 74833W206 0.44 100 SH C SHARED 100 QUEST DIAGNOSTICS INC COM 74834L100 12,637.44 206,663 SH SHARED 206,663 QUEST DIAGNOSTICS INC COM 74834L100 2,665.28 43,586 SH SHARED 01 43,586 QUEST DIAGNOSTICS INC COM 74834L100 1,090.92 17,840 SH SHARED 17,840 QUEST DIAGNOSTICS INC COM 74834L100 91.73 1,500 SH P SHARED 1,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- QUEST DIAGNOSTICS INC COM 74834L100 79.50 1,300 SH C SHARED 1,300 QUEST RARE MINERALS LTD COM 74836T101 394.75 154,200 SH SHARED 154,200 QUEST RARE MINERALS LTD COM 74836T101 135.17 52,800 SH C SHARED 52,800 QUEST RARE MINERALS LTD COM 74836T101 123.26 48,150 SH SHARED 01 48,150 QUEST RARE MINERALS LTD COM 74836T101 104.70 40,900 SH P SHARED 40,900 QUEST SOFTWARE INC COM 74834T103 23.27 1,000 SH P SHARED 1,000 QUEST SOFTWARE INC COM 74834T103 9.31 400 SH C SHARED 400 QUEST SOFTWARE INC COM 74834T103 1.58 68 SH SHARED 01 68 QUESTAR CORP COM 748356102 4,906.99 254,776 SH SHARED 01 254,776 QUESTAR CORP COM 748356102 385.97 20,040 SH SHARED 20 20,040 QUESTAR CORP COM 748356102 3.85 200 SH C SHARED 200 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3,062.68 81,411 SH SHARED 01 81,411 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 395.01 10,500 SH P SHARED 10,500 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 308.48 8,200 SH C SHARED 8,200 QUICKLOGIC CORP COM 74837P108 40.13 14,700 SH C SHARED 14,700 QUICKLOGIC CORP COM 74837P108 12.87 4,715 SH SHARED 4,715 QUICKLOGIC CORP COM 74837P108 11.19 4,100 SH P SHARED 4,100 QUICKLOGIC CORP COM 74837P108 10.92 4,000 SH C SHARED 01 4,000 QUICKSILVER RESOURCES INC COM 74837R104 312.12 61,929 SH SHARED 01 61,929 QUICKSILVER RESOURCES INC COM 74837R104 23.69 4,700 SH P SHARED 4,700 QUICKSILVER RESOURCES INC COM 74837R104 1.51 300 SH C SHARED 300 QUIDEL CORP COM 74838J101 364.98 19,868 SH SHARED 01 19,868 QUIKSILVER INC COM 74838C106 33.13 8,200 SH C SHARED 8,200 QUIKSILVER INC COM 74838C106 9.88 2,446 SH SHARED 01 2,446 QUIKSILVER INC COM 74838C106 4.85 1,200 SH P SHARED 1,200 QUINSTREET INC COM 74874Q100 71.33 6,800 SH P SOLE 6,800 RACKSPACE HOSTING INC COM 750086100 30,666.55 530,655 SH SHARED 01 530,655 RACKSPACE HOSTING INC COM 750086100 20,582.31 356,157 SH SHARED 356,157 RACKSPACE HOSTING INC COM 750086100 814.84 14,100 SH P SHARED 01 14,100 RACKSPACE HOSTING INC COM 750086100 439.20 7,600 SH C SHARED 7,600 RACKSPACE HOSTING INC COM 750086100 80.91 1,400 SH P SHARED 1,400 RADA ELECTR INDS LTD SHS NEW M81863116 5.27 2,660 SH SOLE 2,660 RADCOM LTD SHS NEW M81865111 1.15 221 SH SOLE 221 RADIAN GROUP INC COM 750236101 736.89 169,400 SH P SHARED 169,400 RADIAN GROUP INC COM 750236101 538.10 123,700 SH C SHARED 123,700 RADIAN GROUP INC COM 750236101 485.91 111,704 SH SHARED 01 111,704 RADIANT LOGISTICS INC COM 75025X100 2.20 1,000 SH SHARED 01 1,000 RADIO ONE INC CL D NON VTG 75040P405 34.35 35,411 SH SHARED 35,411 RADIO ONE INC CL D NON VTG 75040P405 0.49 500 SH SHARED 01 500 RADIO ONE INC CL A 75040P108 0.26 250 SH SHARED 01 250 RADIOSHACK CORP COM 750438103 1,380.84 222,000 SH P SHARED 222,000 RADIOSHACK CORP COM 750438103 773.77 124,400 SH C SHARED 124,400 RADIOSHACK CORP COM 750438103 178.23 28,654 SH SHARED 01 28,654 RADIOSHACK CORP COM 750438103 2.52 405 SH SHARED 20 405 RADIOSHACK CORP COM 750438103 1.69 272 SH SHARED 272 RADISYS CORP COM 750459109 14.99 2,025 SH SHARED 01 2,025 RADNET INC COM 750491102 22.26 7,000 SH SHARED 01 7,000 RADVISION LTD ORD M81869105 743.59 63,500 SH P SOLE 63,500 RADVISION LTD ORD M81869105 26.93 2,300 SH C SOLE 2,300 RADWARE LTD ORD M81873107 14.98 400 SH C SOLE 400 RAINMAKER SYSTEMS COM NEW 750875304 1.61 1,945 SH SOLE 1,945 RAIT FINANCIAL TRUST COM NEW 749227609 729.70 146,821 SH SHARED 01 146,821 RAIT FINANCIAL TRUST COM NEW 749227609 433.58 87,240 SH SHARED 87,240
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- RAIT FINANCIAL TRUST COM NEW 749227609 134.69 27,100 SH C SHARED 27,100 RAIT FINANCIAL TRUST COM NEW 749227609 93.44 18,800 SH P SHARED 18,800 RALCORP HLDGS INC NEW COM 751028101 5,015.60 67,696 SH SHARED 67,696 RALCORP HLDGS INC NEW COM 751028101 2,678.50 36,152 SH SHARED 01 36,152 RALCORP HLDGS INC NEW COM 751028101 351.56 4,745 SH SHARED 20 4,745 RALCORP HLDGS INC NEW COM 751028101 288.95 3,900 SH SHARED 3,900 RALPH LAUREN CORP CL A 751212101 6,415.34 36,800 SH P SHARED 36,800 RALPH LAUREN CORP CL A 751212101 6,161.00 35,341 SH SHARED 01 35,341 RALPH LAUREN CORP CL A 751212101 6,132.93 35,180 SH SHARED 20 35,180 RALPH LAUREN CORP CL A 751212101 3,103.07 17,800 SH C SHARED 17,800 RALPH LAUREN CORP CL A 751212101 592.72 3,400 SH SHARED 3,400 RAMBUS INC DEL COM 750917106 612.11 94,900 SH P SHARED 94,900 RAMBUS INC DEL COM 750917106 341.85 53,000 SH C SHARED 53,000 RAMBUS INC DEL COM 750917106 340.59 52,804 SH SHARED 52,804 RAMBUS INC DEL COM 750917106 15.43 2,393 SH SHARED 01 2,393 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 341.46 27,943 SH SHARED 01 27,943 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 206.27 16,880 SH SHARED 16,880 RAND LOGISTICS INC COM 752182105 71.96 8,546 SH SOLE 8,546 RANDGOLD RES LTD ADR 752344309 4,854.82 55,181 SH SHARED 55,181 RANDGOLD RES LTD ADR 752344309 405.41 4,608 SH SHARED 01 4,608 RANGE RES CORP COM 75281A109 11,389.63 195,900 SH P SHARED 195,900 RANGE RES CORP COM 75281A109 6,745.98 116,030 SH SHARED 116,030 RANGE RES CORP COM 75281A109 4,768.76 82,022 SH SHARED 01 82,022 RANGE RES CORP COM 75281A109 2,279.09 39,200 SH C SHARED 39,200 RANGE RES CORP COM 75281A109 639.54 11,000 SH SHARED 11,000 RANGE RES CORP COM 75281A109 269.30 4,632 SH SHARED 20 4,632 RAPTOR PHARMACEUTICAL CORP COM 75382F106 74.05 10,954 SH SOLE 10,954 RAPTOR PHARMACEUTICAL CORP COM 75382F106 2.70 400 SH C SOLE 400 RARE ELEMENT RES LTD COM 75381M102 1,263.61 201,212 SH SHARED 201,212 RARE ELEMENT RES LTD COM 75381M102 179.89 28,645 SH SHARED 01 28,645 RARE ELEMENT RES LTD COM 75381M102 137.53 21,900 SH P SHARED 21,900 RARE ELEMENT RES LTD COM 75381M102 28.26 4,500 SH C SHARED 4,500 RAVEN INDS INC COM 754212108 565.75 9,273 SH SHARED 01 9,273 RAYMOND JAMES FINANCIAL INC COM 754730109 1,803.27 49,364 SH SHARED 01 49,364 RAYMOND JAMES FINANCIAL INC COM 754730109 174.94 4,789 SH SHARED 4,789 RAYMOND JAMES FINANCIAL INC COM 754730109 148.49 4,065 SH SHARED 20 4,065 RAYONIER INC COM 754907103 9,960.42 225,911 SH SHARED 01 225,911 RAYONIER INC COM 754907103 2,069.81 46,945 SH SHARED 46,945 RAYONIER INC COM 754907103 363.74 8,250 SH SHARED 8,250 RAYTHEON CO COM NEW 755111507 87,142.05 1,651,043 SH SHARED 01 1,651,043 RAYTHEON CO COM NEW 755111507 16,652.09 315,500 SH C SHARED 315,500 RAYTHEON CO COM NEW 755111507 2,153.42 40,800 SH P SHARED 40,800 RAYTHEON CO COM NEW 755111507 1,256.16 23,800 SH SHARED 23,800 RAYTHEON CO COM NEW 755111507 392.84 7,443 SH SHARED 7,443 RAYTHEON CO COM NEW 755111507 15.83 300 SH SHARED 20 300 RBC BEARINGS INC COM 75524B104 953.32 20,666 SH SHARED 01 20,666 RBC BEARINGS INC COM 75524B104 187.98 4,075 SH SHARED 20 4,075 RBC BEARINGS INC COM 75524B104 60.15 1,304 SH SHARED 1,304 RCM TECHNOLOGIES INC COM NEW 749360400 0.01 2 SH SHARED 01 2 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 11.06 1,000 SH SHARED 01 1,000 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 3.40 308 SH SHARED 308 REACHLOCAL INC COM 75525F104 182.21 25,556 SH SOLE 25,556 READING INTERNATIONAL INC CL A 755408101 32.41 6,954 SH SOLE 6,954
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- READING INTERNATIONAL INC CL B 755408200 0.13 20 SH SOLE 20 REAL GOODS SOLAR INC CL A 75601N104 2.34 1,613 SH SHARED 1,613 REAL GOODS SOLAR INC CL A 75601N104 0.14 97 SH SHARED 01 97 REALD INC COM 75604L105 268.87 19,916 SH SHARED 01 19,916 REALD INC COM 75604L105 10.80 800 SH P SHARED 800 REALD INC COM 75604L105 4.05 300 SH C SHARED 300 REALNETWORKS INC COM NEW 75605L708 15.09 1,518 SH SHARED 1,518 REALNETWORKS INC COM NEW 75605L708 6.37 641 SH SHARED 01 641 REALPAGE INC COM 75606N109 0.52 27 SH SHARED 01 27 REALTY INCOME CORP COM 756109104 6,147.73 158,733 SH SHARED 01 158,733 REALTY INCOME CORP COM 756109104 2,257.57 58,290 SH SHARED 58,290 REALTY INCOME CORP COM 756109104 1,903.66 49,152 SH SHARED 49,152 REALTY INCOME CORP COM 756109104 27.11 700 SH C SHARED 700 REAVES UTIL INCOME FD COM SH BEN INT 756158101 2,210.26 85,010 SH SHARED 01 85,010 RECKSON OPER PARTNERSHIP L P DEB 4.000% 6/1 75621LAJ3 3.00 3,000 PRN SHARED 01 3,000 RECON TECHNOLOGY LTD SHS G7415M108 0.55 254 SH SOLE 254 RED HAT INC COM 756577102 5,638.28 94,144 SH SHARED 01 94,144 RED HAT INC COM 756577102 3,605.38 60,200 SH P SHARED 60,200 RED HAT INC COM 756577102 1,835.03 30,640 SH SHARED 30,640 RED HAT INC COM 756577102 952.25 15,900 SH C SHARED 15,900 RED HAT INC COM 756577102 856.43 14,300 SH SHARED 14,300 RED ROBIN GOURMET BURGERS IN COM 75689M101 1,691.48 45,482 SH SHARED 01 45,482 RED ROBIN GOURMET BURGERS IN COM 75689M101 321.14 8,635 SH SHARED 8,635 RED ROBIN GOURMET BURGERS IN COM 75689M101 100.41 2,700 SH C SHARED 2,700 RED ROBIN GOURMET BURGERS IN COM 75689M101 7.44 200 SH P SHARED 200 REDIFF COM INDIA LTD SPONSORED ADR 757479100 525.28 77,133 SH SHARED 77,133 REDIFF COM INDIA LTD SPONSORED ADR 757479100 152.58 22,405 SH SHARED 01 22,405 REDWOOD TR INC COM 758075402 816.00 72,857 SH SHARED 01 72,857 REED ELSEVIER N V SPONS ADR NEW 758204200 2,691.73 105,434 SH SHARED 01 105,434 REED ELSEVIER N V SPONS ADR NEW 758204200 773.48 30,297 SH SHARED 30,297 REED ELSEVIER P L C SPONS ADR NEW 758205207 1,593.90 45,051 SH SHARED 01 45,051 REED ELSEVIER P L C SPONS ADR NEW 758205207 610.80 17,264 SH SHARED 17,264 REGAL BELOIT CORP COM 758750103 3,804.52 58,040 SH SHARED 58,040 REGAL BELOIT CORP COM 758750103 316.48 4,828 SH SHARED 01 4,828 REGAL BELOIT CORP COM 758750103 249.09 3,800 SH SHARED 3,800 REGAL ENTMT GROUP CL A 758766109 2,087.59 153,499 SH SHARED 01 153,499 REGAL ENTMT GROUP CL A 758766109 119.18 8,763 SH SHARED 8,763 REGAL ENTMT GROUP CL A 758766109 19.04 1,400 SH C SHARED 1,400 REGAL ENTMT GROUP CL A 758766109 6.80 500 SH P SHARED 500 REGAL ENTMT GROUP CL A 758766109 5.64 415 SH SHARED 20 415 REGENCY CTRS CORP COM 758849103 2,013.52 45,268 SH SHARED 45,268 REGENCY CTRS CORP COM 758849103 1,849.08 41,571 SH SHARED 41,571 REGENCY CTRS CORP COM 758849103 1,549.55 34,837 SH SHARED 01 34,837 REGENCY CTRS CORP COM 758849103 13.34 300 SH C SHARED 300 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 52,287.98 2,126,392 SH SHARED 01 2,126,392 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 17,230.85 700,726 SH SHARED 700,726 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 319.67 13,000 SH C SHARED 13,000 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 41.80 1,700 SH P SHARED 1,700 REGENERON PHARMACEUTICALS COM 75886F107 27,711.83 237,625 SH SHARED 237,625 REGENERON PHARMACEUTICALS COM 75886F107 641.41 5,500 SH C SHARED 5,500 REGENERON PHARMACEUTICALS COM 75886F107 386.95 3,318 SH SHARED 01 3,318 REGENERON PHARMACEUTICALS COM 75886F107 349.86 3,000 SH P SHARED 3,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 4,188.94 635,651 SH SHARED 635,651
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- REGIONS FINANCIAL CORP NEW COM 7591EP100 4,105.73 623,025 SH SHARED 01 623,025 REGIONS FINANCIAL CORP NEW COM 7591EP100 556.20 84,400 SH C SHARED 84,400 REGIONS FINANCIAL CORP NEW COM 7591EP100 496.23 75,300 SH P SHARED 75,300 REGIONS FINANCIAL CORP NEW COM 7591EP100 453.65 68,839 SH SHARED 68,839 REGIS CORP MINN COM 758932107 20.27 1,100 SH C SHARED 1,100 REGIS CORP MINN COM 758932107 8.28 449 SH SHARED 01 449 REGIS CORP MINN COM 758932107 3.69 200 SH P SHARED 200 REINSURANCE GROUP AMER INC COM NEW 759351604 962.52 16,185 SH SHARED 01 16,185 REINSURANCE GROUP AMER INC COM NEW 759351604 393.87 6,623 SH SHARED 6,623 REINSURANCE GROUP AMER INC COM NEW 759351604 11.89 200 SH C SHARED 200 REIS INC COM 75936P105 16.09 1,806 SH SOLE 1,806 RELIANCE STEEL & ALUMINUM CO COM 759509102 898.43 15,907 SH SHARED 01 15,907 RELIANCE STEEL & ALUMINUM CO COM 759509102 629.92 11,153 SH SHARED 11,153 RELIANCE STEEL & ALUMINUM CO COM 759509102 22.59 400 SH C SHARED 400 RELIV INTL INC COM 75952R100 1.74 1,291 SH SHARED 1,291 RELIV INTL INC COM 75952R100 1.62 1,200 SH SHARED 01 1,200 RELM WIRELESS CORP COM 759525108 3.92 2,405 SH SOLE 2,405 REMARK MEDIA INC COM 75954W107 4.41 733 SH SOLE 733 RENAISSANCERE HOLDINGS LTD COM G7496G103 1,170.33 15,454 SH SHARED 15,454 RENAISSANCERE HOLDINGS LTD COM G7496G103 942.84 12,450 SH SHARED 01 12,450 RENAISSANCERE HOLDINGS LTD COM G7496G103 212.04 2,800 SH SHARED 2,800 RENASANT CORP COM 75970E107 14.77 907 SH SOLE 907 RENESOLA LTD SPONS ADS 75971T103 1.26 545 SH SHARED 01 545 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 1,351.74 130,477 SH SHARED 130,477 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 27.97 2,700 SH SHARED 01 2,700 RENN GLOBAL ENTREPENRS COM 759720105 2.60 1,335 SH SHARED 01 1,335 RENREN INC SPONSORED ADR 759892102 1,684.44 305,153 SH SHARED 305,153 RENREN INC SPONSORED ADR 759892102 1,239.24 224,500 SH P SHARED 224,500 RENREN INC SPONSORED ADR 759892102 22.08 4,000 SH C SHARED 01 4,000 RENREN INC SPONSORED ADR 759892102 17.39 3,150 SH SHARED 01 3,150 RENT A CTR INC NEW COM 76009N100 696.87 18,460 SH SHARED 01 18,460 RENTECH INC COM 760112102 44.76 21,520 SH SHARED 01 21,520 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 2,204.78 79,480 SH SHARED 01 79,480 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 17.92 646 SH SHARED 646 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 5.55 200 SH C SHARED 200 RENTRAK CORP COM 760174102 90.80 4,000 SH SHARED 01 4,000 REPLIGEN CORP COM 759916109 462.68 78,420 SH SHARED 78,420 REPLIGEN CORP COM 759916109 8.56 1,450 SH SHARED 01 1,450 REPROS THERAPEUTICS INC COM NEW 76028H209 64.30 15,200 SH C SHARED 15,200 REPROS THERAPEUTICS INC COM NEW 76028H209 0.36 84 SH SHARED 01 84 REPUBLIC BANCORP KY CL A 760281204 101.28 4,234 SH SHARED 4,234 REPUBLIC BANCORP KY CL A 760281204 88.50 3,700 SH SHARED 01 3,700 REPUBLIC FIRST BANCORP INC COM 760416107 2.36 1,000 SH SHARED 01 1,000 REPUBLIC FIRST BANCORP INC COM 760416107 0.21 88 SH SHARED 88 REPUBLIC SVCS INC COM 760759100 6,920.07 226,442 SH SHARED 01 226,442 REPUBLIC SVCS INC COM 760759100 699.52 22,890 SH SHARED 22,890 REPUBLIC SVCS INC COM 760759100 642.34 21,019 SH SHARED 21,019 REPUBLIC SVCS INC COM 760759100 226.14 7,400 SH C SHARED 7,400 RESEARCH FRONTIERS INC COM 760911107 1.77 500 SH SHARED 01 500 RESEARCH IN MOTION LTD COM 760975102 13,628.37 927,100 SH P SHARED 927,100 RESEARCH IN MOTION LTD COM 760975102 10,405.73 707,873 SH SHARED 707,873 RESEARCH IN MOTION LTD COM 760975102 6,745.01 458,844 SH C SHARED 458,844 RESEARCH IN MOTION LTD COM 760975102 1,594.11 108,443 SH SHARED 01 108,443
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- RESEARCH IN MOTION LTD COM 760975102 992.91 67,545 SH SHARED 67,545 RESMED INC COM 761152107 544.02 17,600 SH SHARED 01 17,600 RESMED INC COM 761152107 308.79 9,990 SH SHARED 20 9,990 RESOLUTE ENERGY CORP COM 76116A108 450.65 39,600 SH SHARED 01 39,600 RESOLUTE ENERGY CORP COM 76116A108 4.55 400 SH C SHARED 400 RESOURCE AMERICA INC CL A 761195205 30.38 4,815 SH SOLE 4,815 RESOURCE CAP CORP COM 76120W302 908.66 168,582 SH SHARED 168,582 RESOURCE CAP CORP COM 76120W302 244.40 45,343 SH SHARED 01 45,343 RESOURCES CONNECTION INC COM 76122Q105 5.62 400 SH SHARED 01 400 RETAIL OPPORTUNITY INVTS COR COM 76131N101 614.05 51,001 SH SHARED 01 51,001 RETAIL OPPORTUNITY INVTS COR COM 76131N101 253.04 21,017 SH SHARED 21,017 RETAIL OPPORTUNITY INVTS COR COM 76131N101 251.91 20,923 SH SHARED 20,923 RETAIL OPPORTUNITY INVTS COR COM 76131N101 16.86 1,400 SH P SHARED 1,400 RETAIL OPPORTUNITY INVTS COR COM 76131N101 8.43 700 SH C SHARED 700 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 3.94 3,764 SH SOLE 3,764 RETAIL OPPORTUNITY INVTS COR UNIT 10/23/2014 76131N200 3.62 286 SH SOLE 286 RETALIX LTD ORD M8215W109 294.03 16,120 SH SOLE 16,120 REVENUESHARES ETF TR LARGECAP FD 761396100 3,151.17 120,619 SH SHARED 01 120,619 REVENUESHARES ETF TR MID CAP FD 761396209 2,906.72 90,490 SH SHARED 01 90,490 REVENUESHARES ETF TR SMALL CAP FD 761396308 2,275.43 62,615 SH SHARED 01 62,615 REVENUESHARES ETF TR SMALL CAP FD 761396308 974.46 26,815 SH SHARED 26,815 REVENUESHARES ETF TR ADR FD 761396605 963.83 27,411 SH SHARED 01 27,411 REVENUESHARES ETF TR S&P500 FINL FD 761396506 225.64 7,403 SH SHARED 01 7,403 REVENUESHARES ETF TR NAVELLR A-100 761396704 77.24 1,936 SH SHARED 1,936 REVENUESHARES ETF TR ADR FD 761396605 59.60 1,695 SH SHARED 1,695 REVENUESHARES ETF TR MID CAP FD 761396209 20.65 643 SH SHARED 643 REVENUESHARES ETF TR LARGECAP FD 761396100 6.82 261 SH SHARED 261 REVENUESHARES ETF TR NAVELLR A-100 761396704 3.99 100 SH SHARED 01 100 REVLON INC CL A NEW 761525609 85.92 4,981 SH SHARED 4,981 REVLON INC CL A NEW 761525609 2.59 150 SH SHARED 01 150 REX AMERICAN RESOURCES CORP COM 761624105 25.94 845 SH SHARED 01 845 REX ENERGY CORPORATION COM 761565100 682.61 63,915 SH SHARED 01 63,915 REX ENERGY CORPORATION COM 761565100 510.50 47,800 SH C SHARED 47,800 REX ENERGY CORPORATION COM 761565100 10.68 1,000 SH P SHARED 1,000 REYNOLDS AMERICAN INC COM 761713106 15,436.65 372,506 SH SHARED 01 372,506 REYNOLDS AMERICAN INC COM 761713106 12,524.54 302,233 SH SHARED 302,233 REYNOLDS AMERICAN INC COM 761713106 6,576.53 158,700 SH P SHARED 158,700 REYNOLDS AMERICAN INC COM 761713106 2,435.84 58,780 SH SHARED 20 58,780 REYNOLDS AMERICAN INC COM 761713106 957.26 23,100 SH SHARED 23,100 REYNOLDS AMERICAN INC COM 761713106 911.68 22,000 SH C SHARED 22,000 RF INDS LTD COM PAR $0.01 749552105 35.62 10,600 SH SHARED 01 10,600 RF MICRODEVICES INC COM 749941100 265.85 53,384 SH SHARED 01 53,384 RF MICRODEVICES INC COM 749941100 137.17 27,544 SH SHARED 27,544 RF MICRODEVICES INC COM 749941100 116.03 23,300 SH P SHARED 23,300 RF MICRODEVICES INC COM 749941100 38.35 7,700 SH C SHARED 7,700 RF MONOLITHICS INC COM 74955F106 4.16 4,000 SH SHARED 01 4,000 RF MONOLITHICS INC COM 74955F106 3.31 3,185 SH SHARED 3,185 RGC RES INC COM 74955L103 127.09 6,907 SH SHARED 01 6,907 RGC RES INC COM 74955L103 8.28 450 SH SHARED 450 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 9.24 500 SH SHARED 01 500 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 3.80 206 SH SHARED 206 RICHARDSON ELECTRS LTD COM 763165107 31.82 2,656 SH SOLE 2,656 RICHMONT MINES INC COM 76547T106 101.92 13,100 SH C SHARED 13,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- RICHMONT MINES INC COM 76547T106 7.00 900 SH SHARED 900 RICHMONT MINES INC COM 76547T106 3.11 400 SH P SHARED 400 RICHMONT MINES INC COM 76547T106 0.78 100 SH SHARED 01 100 RICKS CABARET INTL INC COM NEW 765641303 36.53 3,915 SH SOLE 3,915 RICKS CABARET INTL INC COM NEW 765641303 13.06 1,400 SH C SOLE 1,400 RIGEL PHARMACEUTICALS INC COM NEW 766559603 38.64 4,800 SH C SOLE 4,800 RIGEL PHARMACEUTICALS INC COM NEW 766559603 3.22 400 SH P SOLE 400 RIGNET INC COM 766582100 3.59 205 SH SOLE 205 RIMAGE CORP COM 766721104 32.58 3,255 SH SOLE 3,255 RIO TINTO PLC SPONSORED ADR 767204100 26,462.17 476,024 SH SHARED 01 476,024 RIO TINTO PLC SPONSORED ADR 767204100 10,770.73 193,753 SH SHARED 193,753 RIO TINTO PLC SPONSORED ADR 767204100 9.73 175 SH SHARED 20 175 RIT TECHNOLOGIES LTD SHS M8215Q110 2.08 610 SH SOLE 610 RITCHIE BROS AUCTIONEERS COM 767744105 563.44 23,714 SH SHARED 23,714 RITCHIE BROS AUCTIONEERS COM 767744105 236.89 9,970 SH SHARED 01 9,970 RITCHIE BROS AUCTIONEERS COM 767744105 193.76 8,155 SH SHARED 20 8,155 RITCHIE BROS AUCTIONEERS COM 767744105 190.08 8,000 SH SHARED 8,000 RITE AID CORP COM 767754104 3,602.55 2,070,432 SH SHARED 2,070,432 RITE AID CORP COM 767754104 281.29 161,663 SH SHARED 01 161,663 RITE AID CORP COM 767754104 281.01 161,500 SH C SHARED 161,500 RITE AID CORP COM 767754104 24.88 14,300 SH P SHARED 14,300 RIVER VY BANCORP COM 768475105 33.95 2,175 SH SOLE 2,175 RIVERBED TECHNOLOGY INC COM 768573107 4,776.97 170,120 SH SHARED 20 170,120 RIVERBED TECHNOLOGY INC COM 768573107 4,558.03 162,323 SH SHARED 01 162,323 RIVERBED TECHNOLOGY INC COM 768573107 3,219.29 114,647 SH SHARED 114,647 RIVERBED TECHNOLOGY INC COM 768573107 1,681.99 59,900 SH P SHARED 59,900 RIVERBED TECHNOLOGY INC COM 768573107 1,524.74 54,300 SH C SHARED 54,300 RIVERVIEW BANCORP INC COM 769397100 1.29 571 SH SOLE 571 RLI CORP COM 749607107 2,129.79 29,729 SH SHARED 01 29,729 RLJ LODGING TR COM 74965L101 858.19 46,065 SH SHARED 46,065 RLJ LODGING TR COM 74965L101 544.93 29,250 SH SHARED 01 29,250 RMR REAL ESTATE INCOME FUND COM 76970B101 2,720.87 168,998 SH SHARED 01 168,998 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 186.95 10,775 SH SHARED 10,775 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 5.21 300 SH SHARED 01 300 ROBBINS & MYERS INC COM 770196103 171.77 3,300 SH SHARED 01 3,300 ROBBINS & MYERS INC COM 770196103 62.46 1,200 SH C SHARED 1,200 ROBBINS & MYERS INC COM 770196103 36.44 700 SH P SHARED 700 ROBERT HALF INTL INC COM 770323103 1,757.22 57,994 SH SHARED 01 57,994 ROBERT HALF INTL INC COM 770323103 233.31 7,700 SH SHARED 7,700 ROBERT HALF INTL INC COM 770323103 39.66 1,309 SH SHARED 1,309 ROBERTS REALTY INVS COM 769900101 2.12 1,423 SH SOLE 1,423 ROCHESTER MED CORP COM 771497104 184.00 18,756 SH SHARED 18,756 ROCHESTER MED CORP COM 771497104 17.31 1,765 SH SHARED 01 1,765 ROCK-TENN CO CL A 772739207 1,088.39 16,110 SH SHARED 01 16,110 ROCK-TENN CO CL A 772739207 894.63 13,242 SH SHARED 13,242 ROCK-TENN CO CL A 772739207 408.74 6,050 SH SHARED 20 6,050 ROCK-TENN CO CL A 772739207 270.24 4,000 SH SHARED 4,000 ROCK-TENN CO CL A 772739207 27.02 400 SH C SHARED 400 ROCKVILLE FINL INC NEW COM 774188106 194.39 16,686 SH SHARED 01 16,686 ROCKWELL AUTOMATION INC COM 773903109 11,160.31 140,029 SH SHARED 01 140,029 ROCKWELL AUTOMATION INC COM 773903109 1,616.16 20,278 SH SHARED 20,278 ROCKWELL AUTOMATION INC COM 773903109 757.15 9,500 SH SHARED 9,500 ROCKWELL AUTOMATION INC COM 773903109 31.88 400 SH C SHARED 400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ROCKWELL AUTOMATION INC COM 773903109 31.88 400 SH P SHARED 400 ROCKWELL COLLINS INC COM 774341101 10,623.22 184,559 SH SHARED 01 184,559 ROCKWELL COLLINS INC COM 774341101 4,904.40 85,205 SH SHARED 85,205 ROCKWELL COLLINS INC COM 774341101 1,439.00 25,000 SH P SHARED 25,000 ROCKWELL COLLINS INC COM 774341101 581.36 10,100 SH SHARED 10,100 ROCKWELL COLLINS INC COM 774341101 28.78 500 SH C SHARED 500 ROCKWELL COLLINS INC COM 774341101 6.33 110 SH SHARED 20 110 ROCKWELL MEDICAL TECH COM 774374102 62.21 6,576 SH SOLE 6,576 ROCKWELL MEDICAL TECH COM 774374102 4.73 500 SH C SOLE 500 ROCKWOOD HLDGS INC COM 774415103 4,773.76 91,539 SH SHARED 01 91,539 ROCKWOOD HLDGS INC COM 774415103 2,410.43 46,221 SH SHARED 46,221 ROCKWOOD HLDGS INC COM 774415103 36.51 700 SH C SHARED 700 ROCKWOOD HLDGS INC COM 774415103 26.08 500 SH P SHARED 500 ROCKY BRANDS INC COM 774515100 11.59 850 SH SHARED 01 850 RODMAN & RENSHAW CAP GP INC COM 77487R100 0.27 255 SH SOLE 255 ROFIN SINAR TECHNOLOGIES INC COM 775043102 977.64 37,074 SH SHARED 01 37,074 ROFIN SINAR TECHNOLOGIES INC COM 775043102 224.67 8,520 SH SHARED 8,520 ROFIN SINAR TECHNOLOGIES INC COM 775043102 117.48 4,455 SH SHARED 20 4,455 ROGERS COMMUNICATIONS INC CL B 775109200 4,464.50 112,456 SH SHARED 01 112,456 ROGERS COMMUNICATIONS INC CL B 775109200 1,229.51 30,970 SH SHARED 30,970 ROGERS COMMUNICATIONS INC CL B 775109200 1,226.73 30,900 SH SHARED 30,900 ROGERS COMMUNICATIONS INC CL B 775109200 115.13 2,900 SH C SHARED 2,900 ROGERS CORP COM 775133101 186.58 4,815 SH SHARED 01 4,815 ROLLINS INC COM 775711104 1,349.51 63,417 SH SHARED 01 63,417 ROLLINS INC COM 775711104 1,194.98 56,155 SH SHARED 56,155 ROPER INDS INC NEW COM 776696106 6,156.45 62,086 SH SHARED 01 62,086 ROPER INDS INC NEW COM 776696106 3,667.93 36,990 SH SHARED 20 36,990 ROPER INDS INC NEW COM 776696106 2,135.21 21,533 SH SHARED 21,533 ROPER INDS INC NEW COM 776696106 585.04 5,900 SH SHARED 5,900 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 56.83 2,384 SH SHARED 01 2,384 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 14.42 605 SH SHARED 605 ROSETTA GENOMICS LTD SHS M82183118 2.99 7,153 SH SOLE 7,153 ROSETTA RESOURCES INC COM 777779307 3,444.11 70,634 SH SHARED 01 70,634 ROSETTA RESOURCES INC COM 777779307 195.04 4,000 SH P SHARED 4,000 ROSETTA RESOURCES INC COM 777779307 97.52 2,000 SH C SHARED 2,000 ROSETTA RESOURCES INC COM 777779307 8.78 180 SH SHARED 20 180 ROSETTA RESOURCES INC COM 777779307 8.24 169 SH SHARED 169 ROSETTA STONE INC COM 777780107 47.95 4,646 SH SOLE 4,646 ROSETTA STONE INC COM 777780107 6.19 600 SH P SOLE 600 ROSS STORES INC COM 778296103 30,072.56 517,600 SH C SHARED 517,600 ROSS STORES INC COM 778296103 29,206.87 502,700 SH P SHARED 502,700 ROSS STORES INC COM 778296103 9,759.06 167,970 SH SHARED 01 167,970 ROSS STORES INC COM 778296103 3,087.43 53,140 SH SHARED 53,140 ROSS STORES INC COM 778296103 883.12 15,200 SH SHARED 15,200 ROUNDYS INC COM 779268101 359.15 33,565 SH SHARED 33,565 ROUNDYS INC COM 779268101 5.67 530 SH SHARED 01 530 ROUSE PPTYS INC COM 779287101 103.38 7,635 SH SHARED 7,635 ROUSE PPTYS INC COM 779287101 41.41 3,058 SH SHARED 3,058 ROUSE PPTYS INC COM 779287101 2.56 189 SH SHARED 01 189 ROVI CORP COM 779376102 4,130.01 126,882 SH SHARED 01 126,882 ROVI CORP COM 779376102 2,714.02 83,380 SH SHARED 83,380 ROVI CORP COM 779376102 26.04 800 SH P SHARED 800 ROVI CORP COM 779376102 19.53 600 SH C SHARED 600
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ROVI CORP COM 779376102 3.32 102 SH SHARED 20 102 ROWAN COS INC COM 779382100 1,043.88 31,700 SH P SHARED 31,700 ROWAN COS INC COM 779382100 549.73 16,694 SH SHARED 01 16,694 ROWAN COS INC COM 779382100 312.84 9,500 SH C SHARED 9,500 ROWAN COS INC COM 779382100 279.91 8,500 SH SHARED 8,500 ROYAL BANCSHARES PA INC CL A 780081105 5.74 3,611 SH SOLE 3,611 ROYAL BK CDA MONTREAL QUE COM 780087102 10,411.85 179,360 SH SHARED 01 179,360 ROYAL BK CDA MONTREAL QUE COM 780087102 5,692.50 98,062 SH SHARED 98,062 ROYAL BK CDA MONTREAL QUE COM 780087102 1,700.87 29,300 SH P SHARED 29,300 ROYAL BK CDA MONTREAL QUE COM 780087102 955.56 16,461 SH SHARED 16,461 ROYAL BK CDA MONTREAL QUE COM 780087102 435.38 7,500 SH C SHARED 7,500 ROYAL BK CDA MONTREAL QUE COM 780087102 58.05 1,000 SH P SHARED 01 1,000 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 2,189.54 247,686 SH SHARED 01 247,686 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 1,856.03 99,519 SH SHARED 01 99,519 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 605.45 31,866 SH SHARED 01 31,866 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 558.97 32,900 SH SHARED 01 32,900 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 384.01 16,327 SH SHARED 01 16,327 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 349.85 15,759 SH SHARED 01 15,759 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 291.08 32,928 SH SHARED 32,928 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 221.28 13,250 SH SHARED 01 13,250 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 215.16 13,200 SH SHARED 01 13,200 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 114.83 7,106 SH SHARED 01 7,106 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 109.49 6,660 SH SHARED 01 6,660 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 88.33 5,466 SH SHARED 5,466 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 80.43 4,734 SH SHARED 4,734 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 57.72 3,541 SH SHARED 3,541 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 45.64 2,800 SH SHARED 01 2,800 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 21.28 1,274 SH SHARED 1,274 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 12.59 567 SH SHARED 567 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 9.62 409 SH SHARED 409 ROYAL BK SCOTLAND N V TRENDPILOT ETN 78009L308 4,016.82 148,606 SH SHARED 01 148,606 ROYAL BK SCOTLAND N V US MID CAP ETN 78009L209 586.91 24,353 SH SHARED 01 24,353 ROYAL BK SCOTLAND N V GOLD TRNDPLT ETN 78009L407 17.38 600 SH SHARED 01 600 ROYAL BK SCOTLAND N V TRENDPILOT ETN 78009L308 10.81 400 SH SHARED 400 ROYAL BK SCOTLAND N V US MID CAP ETN 78009L209 8.58 356 SH SHARED 356 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 3,871.52 131,550 SH SHARED 20 131,550 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,677.51 57,000 SH C SHARED 57,000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,148.45 39,023 SH SHARED 01 39,023 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,027.11 34,900 SH P SHARED 34,900 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 620.09 21,070 SH SHARED 21,070 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 270.76 9,200 SH SHARED 9,200 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 56,816.80 810,164 SH SHARED 01 810,164 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 32,609.52 461,695 SH SHARED 01 461,695 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3,186.47 45,115 SH SHARED 20 45,115 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 202.35 2,865 SH SHARED 2,865 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 150.78 2,150 SH SHARED 2,150 ROYAL GOLD INC COM 780287108 4,663.23 71,500 SH P SHARED 71,500 ROYAL GOLD INC COM 780287108 3,250.96 49,846 SH SHARED 01 49,846 ROYAL GOLD INC COM 780287108 2,119.65 32,500 SH C SHARED 32,500 ROYAL GOLD INC COM 780287108 1,836.60 28,160 SH SHARED 28,160 ROYALE ENERGY INC COM NEW 78074G200 22.12 4,246 SH SOLE 4,246 ROYALE ENERGY INC COM NEW 78074G200 5.21 1,000 SH P SOLE 1,000 ROYCE FOCUS TR COM 78080N108 41.26 5,928 SH SHARED 01 5,928
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- ROYCE MICRO-CAP TR INC COM 780915104 4,863.92 516,888 SH SHARED 01 516,888 ROYCE VALUE TR INC COM 780910105 11,318.52 814,868 SH SHARED 01 814,868 RPC INC COM 749660106 2,538.51 239,256 SH SHARED 01 239,256 RPC INC COM 749660106 154.38 14,550 SH P SHARED 14,550 RPC INC COM 749660106 39.79 3,750 SH C SHARED 3,750 RPC INC COM 749660106 16.94 1,597 SH SHARED 1,597 RPM INTL INC COM 749685103 2,270.52 86,694 SH SHARED 01 86,694 RPM INTL INC COM 749685103 521.68 19,919 SH SHARED 19,919 RPM INTL INC COM 749685103 515.42 19,680 SH SHARED 20 19,680 RPM INTL INC COM 749685103 306.42 11,700 SH C SHARED 11,700 RPM INTL INC COM 749685103 18.33 700 SH P SHARED 700 RPX CORP COM 74972G103 96.98 5,718 SH SHARED 01 5,718 RPX CORP COM 74972G103 35.62 2,100 SH C SHARED 2,100 RPX CORP COM 74972G103 6.78 400 SH P SHARED 400 RSC HOLDINGS INC COM 74972L102 7,421.61 328,535 SH SHARED 328,535 RSC HOLDINGS INC COM 74972L102 30.18 1,336 SH SHARED 01 1,336 RTI BIOLOGICS INC COM 74975N105 318.76 86,152 SH SHARED 01 86,152 RTI BIOLOGICS INC COM 74975N105 27.75 7,500 SH P SHARED 7,500 RTI BIOLOGICS INC COM 74975N105 1.85 500 SH C SHARED 500 RTI INTL METALS INC COM 74973W107 66.34 2,877 SH SHARED 01 2,877 RTI INTL METALS INC COM 74973W107 4.61 200 SH P SHARED 200 RUBICON MINERALS CORP COM 780911103 3,611.96 1,107,963 SH SHARED 1,107,963 RUBICON MINERALS CORP COM 780911103 70.79 21,714 SH SHARED 01 21,714 RUBICON MINERALS CORP COM 780911103 66.83 20,500 SH C SHARED 20,500 RUBICON MINERALS CORP COM 780911103 55.42 17,000 SH P SHARED 17,000 RUBICON TECHNOLOGY INC COM 78112T107 75.20 7,210 SH SHARED 01 7,210 RUBICON TECHNOLOGY INC COM 78112T107 39.63 3,800 SH C SHARED 3,800 RUBICON TECHNOLOGY INC COM 78112T107 37.55 3,600 SH P SHARED 3,600 RUBY TUESDAY INC COM 781182100 9.13 1,000 SH P SOLE 1,000 RUBY TUESDAY INC COM 781182100 4.57 500 SH C SOLE 500 RUDDICK CORP COM 781258108 761.82 18,998 SH SHARED 01 18,998 RUDDICK CORP COM 781258108 363.91 9,075 SH SHARED 20 9,075 RUDOLPH TECHNOLOGIES INC COM 781270103 31.94 2,875 SH SHARED 2,875 RUDOLPH TECHNOLOGIES INC COM 781270103 30.00 2,700 SH SHARED 01 2,700 RUE21 INC COM 781295100 188.51 6,425 SH SHARED 01 6,425 RUE21 INC COM 781295100 22.15 755 SH SHARED 755 RUE21 INC COM 781295100 8.80 300 SH P SHARED 300 RURBAN FINL CORP COM 78176P108 4.86 1,230 SH SOLE 1,230 RUSH ENTERPRISES INC CL A 781846209 40.19 1,894 SH SHARED 01 1,894 RUSH ENTERPRISES INC CL B 781846308 19.13 1,107 SH SOLE 1,107 RUSSELL EXCHANGE TRADED FDS CONSIST GRWTH 782474746 50.81 941 SH SOLE 941 RUSSELL EXCHANGE TRADED FDS 1000 LOW VOLAT 782474647 31.78 615 SH SHARED 01 615 RUSSELL EXCHANGE TRADED FDS 2000 HGH VOLAT 782474548 15.95 365 SH SOLE 365 RUSSELL EXCHANGE TRADED FDS 1000 HIGH VOLA 782474639 14.96 300 SH SOLE 300 RUSSELL EXCHANGE TRADED FDS EQUITY ETF 782474522 8.10 285 SH SOLE 285 RUSSELL EXCHANGE TRADED FDS SMALL CAP ETF 782474498 6.54 100 SH SOLE 100 RUSSELL EXCHANGE TRADED FDS 1000 LOW BETA 782474662 5.35 102 SH SOLE 102 RUTHS HOSPITALITY GROUP INC COM 783332109 9.87 1,300 SH SHARED 01 1,300 RYANAIR HLDGS PLC SPONSORED ADR 783513104 641.25 17,675 SH SHARED 20 17,675 RYANAIR HLDGS PLC SPONSORED ADR 783513104 616.72 16,999 SH SHARED 01 16,999 RYANAIR HLDGS PLC SPONSORED ADR 783513104 56.20 1,549 SH SHARED 1,549 RYDER SYS INC COM 783549108 377.15 7,143 SH SHARED 01 7,143 RYDER SYS INC COM 783549108 84.48 1,600 SH P SHARED 1,600
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- RYDER SYS INC COM 783549108 31.68 600 SH SHARED 600 RYDER SYS INC COM 783549108 5.28 100 SH C SHARED 100 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 72,994.11 1,407,251 SH SHARED 01 1,407,251 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 3,512.58 71,336 SH SHARED 01 71,336 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 3,011.83 51,274 SH SHARED 01 51,274 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 3,005.84 29,149 SH SHARED 01 29,149 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 2,907.20 32,432 SH SHARED 01 32,432 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 1,432.27 39,719 SH SHARED 01 39,719 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 1,192.86 18,030 SH SHARED 01 18,030 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 835.89 13,321 SH SHARED 01 13,321 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 810.66 10,750 SH SHARED 01 10,750 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 760.35 13,875 SH SHARED 01 13,875 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 637.82 19,753 SH SHARED 19,753 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 619.35 19,181 SH SHARED 01 19,181 RYDEX ETF TRUST GUG RUSS2000 EQL 78355W585 616.74 18,786 SH SHARED 18,786 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 598.69 10,971 SH SHARED 10,971 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 544.66 9,939 SH SHARED 9,939 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 380.73 6,977 SH SHARED 01 6,977 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 355.55 8,674 SH SHARED 01 8,674 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 283.53 3,163 SH SHARED 3,163 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 247.06 4,458 SH SHARED 01 4,458 RYDEX ETF TRUST GUG MSCI EMKT EQ 78355W536 220.84 6,179 SH SHARED 01 6,179 RYDEX ETF TRUST GUG MSCI EAFE EQ 78355W544 125.15 3,259 SH SHARED 01 3,259 RYDEX ETF TRUST GUG RUSS MCP EQL 78355W577 110.40 3,200 SH SHARED 01 3,200 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 101.91 2,826 SH SHARED 2,826 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 79.35 1,380 SH SHARED 01 1,380 RYDEX ETF TRUST GUG RUSS2000 EQL 78355W585 60.74 1,850 SH SHARED 01 1,850 RYDEX ETF TRUST GUG 2X S&P500ETF 78355W783 53.14 1,063 SH SOLE 1,063 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 39.06 610 SH SHARED 01 610 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 23.98 846 SH SOLE 846 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 19.91 264 SH SHARED 264 RYDEX ETF TRUST GUG MSCI ACWI EQ 78355W528 12.69 345 SH SOLE 345 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 11.41 220 SH SHARED 220 RYDEX ETF TRUST GUG INV 2XS&P500 78355W767 7.34 300 SH P SOLE 300 RYLAND GROUP INC COM 783764103 358.76 18,608 SH SHARED 01 18,608 RYLAND GROUP INC COM 783764103 158.96 8,245 SH SHARED 20 8,245 RYLAND GROUP INC COM 783764103 82.90 4,300 SH P SHARED 4,300 RYLAND GROUP INC COM 783764103 75.19 3,900 SH C SHARED 3,900 S & T BANCORP INC COM 783859101 0.56 26 SH SHARED 01 26 S L INDS INC COM 784413106 3.41 174 SH SHARED 01 174 S L INDS INC COM 784413106 2.15 110 SH SHARED 110 S Y BANCORP INC COM 785060104 237.27 10,227 SH SHARED 01 10,227 S&W SEED CO COM 785135104 4.37 773 SH SOLE 773 S&W SEED CO *W EXP 05/03/201 785135120 0.13 360 SH SOLE 360 SABA SOFTWARE INC COM NEW 784932600 736.82 75,109 SH SOLE 75,109 SABINE ROYALTY TR UNIT BEN INT 785688102 495.79 8,244 SH SHARED 01 8,244 SABRA HEALTH CARE REIT INC COM 78573L106 257.99 15,693 SH SHARED 15,693 SABRA HEALTH CARE REIT INC COM 78573L106 61.19 3,722 SH SHARED 01 3,722 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 137.05 7,968 SH SHARED 01 7,968 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 13.76 800 SH P SHARED 800 SAFETY INS GROUP INC COM 78648T100 161.11 3,869 SH SOLE 3,869 SAFEWAY INC COM NEW 786514208 4,989.85 246,900 SH C SHARED 246,900 SAFEWAY INC COM NEW 786514208 1,490.02 73,727 SH SHARED 01 73,727
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SAFEWAY INC COM NEW 786514208 422.39 20,900 SH SHARED 20,900 SAFEWAY INC COM NEW 786514208 268.79 13,300 SH P SHARED 13,300 SAGENT PHARMACEUTICALS INC COM 786692103 17.87 1,000 SH SHARED 01 1,000 SAIA INC COM 78709Y105 56.08 3,297 SH SHARED 3,297 SAIA INC COM 78709Y105 0.44 26 SH SHARED 01 26 SAIC INC COM 78390X101 2,991.82 226,653 SH SHARED 01 226,653 SAIC INC COM 78390X101 313.83 23,775 SH SHARED 23,775 SAIC INC COM 78390X101 253.44 19,200 SH SHARED 19,200 SAIC INC COM 78390X101 92.40 7,000 SH C SHARED 7,000 SAKS INC COM 79377W108 358.75 30,900 SH P SHARED 30,900 SAKS INC COM 79377W108 232.20 20,000 SH C SHARED 20,000 SAKS INC COM 79377W108 59.44 5,120 SH SHARED 01 5,120 SALEM COMMUNICATIONS CORP DE CL A 794093104 90.08 19,126 SH SOLE 19,126 SALESFORCE COM INC COM 79466L302 28,538.00 184,700 SH P SHARED 184,700 SALESFORCE COM INC COM 79466L302 10,501.27 67,965 SH SHARED 01 67,965 SALESFORCE COM INC COM 79466L302 10,089.50 65,300 SH C SHARED 65,300 SALESFORCE COM INC COM 79466L302 7,422.97 48,042 SH SHARED 20 48,042 SALESFORCE COM INC COM 79466L302 1,628.84 10,542 SH SHARED 10,542 SALESFORCE COM INC COM 79466L302 1,282.43 8,300 SH SHARED 8,300 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 49.98 1,956 SH SHARED 1,956 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 9.15 358 SH SHARED 01 358 SALISBURY BANCORP INC COM 795226109 31.11 1,338 SH SOLE 1,338 SALIX PHARMACEUTICALS INC COM 795435106 2,607.05 49,658 SH SHARED 01 49,658 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 76.24 57,000 PRN SHARED 01 57,000 SALIX PHARMACEUTICALS INC COM 795435106 52.50 1,000 SH C SHARED 1,000 SALIX PHARMACEUTICALS INC COM 795435106 52.50 1,000 SH P SHARED 1,000 SALLY BEAUTY HLDGS INC COM 79546E104 3,238.73 130,594 SH SHARED 01 130,594 SALLY BEAUTY HLDGS INC COM 79546E104 287.18 11,580 SH SHARED 20 11,580 SALLY BEAUTY HLDGS INC COM 79546E104 49.60 2,000 SH C SHARED 2,000 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5,678.17 292,840 SH SHARED 01 292,840 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 94.43 4,870 SH SHARED 4,870 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 38.78 2,000 SH P SHARED 2,000 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 19.39 1,000 SH C SHARED 1,000 SANCHEZ ENERGY CORP COM 79970Y105 886.01 39,466 SH SOLE 39,466 SANDISK CORP COM 80004C101 36,503.20 736,100 SH C SHARED 736,100 SANDISK CORP COM 80004C101 36,349.47 733,000 SH P SHARED 733,000 SANDISK CORP COM 80004C101 26,699.06 538,396 SH SHARED 01 538,396 SANDISK CORP COM 80004C101 7,170.86 144,603 SH SHARED 144,603 SANDISK CORP COM 80004C101 956.89 19,296 SH SHARED 19,296 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 180.55 181,000 PRN SHARED 01 181,000 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 42.62 36,000 PRN SHARED 01 36,000 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 29.93 30,000 PRN SHARED 30,000 SANDRIDGE ENERGY INC COM 80007P307 3,232.04 412,777 SH SHARED 01 412,777 SANDRIDGE ENERGY INC COM 80007P307 2,331.77 297,800 SH C SHARED 297,800 SANDRIDGE ENERGY INC COM 80007P307 1,466.75 187,325 SH SHARED 187,325 SANDRIDGE ENERGY INC COM 80007P307 535.57 68,400 SH P SHARED 68,400 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 1,387.95 46,591 SH SHARED 01 46,591 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 174.13 7,470 SH SHARED 01 7,470 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 28.14 1,207 SH SHARED 1,207 SANDY SPRING BANCORP INC COM 800363103 52.28 2,877 SH SHARED 2,877 SANDY SPRING BANCORP INC COM 800363103 18.61 1,024 SH SHARED 01 1,024 SANFILIPPO JOHN B & SON INC COM 800422107 161.14 12,922 SH SOLE 12,922 SANGAMO BIOSCIENCES INC COM 800677106 198.28 40,465 SH SHARED 01 40,465
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- ---------- --------- SANGAMO BIOSCIENCES INC COM 800677106 167.58 34,200 SH C SHARED 34,200 SANGAMO BIOSCIENCES INC COM 800677106 3.92 800 SH P SHARED 800 SANMINA SCI CORP COM NEW 800907206 430.20 37,572 SH SHARED 01 37,572 SANMINA SCI CORP COM NEW 800907206 21.76 1,900 SH C SHARED 1,900 SANOFI SPONSORED ADR 80105N105 98,822.96 2,550,270 SH SHARED 01 2,550,270 SANOFI SPONSORED ADR 80105N105 440.24 11,361 SH SHARED 11,361 SANOFI RIGHT 12/31/2020 80105N113 374.90 277,702 SH SHARED 01 277,702 SANOFI RIGHT 12/31/2020 80105N113 31.19 23,106 SH SHARED 23,106 SANOFI RIGHT 12/31/2020 80105N113 0.03 24 SH SHARED 24 SANTARUS INC COM 802817304 875.73 149,698 SH SHARED 149,698 SANTARUS INC COM 802817304 513.89 87,845 SH SHARED 01 87,845 SAP AG SPON ADR 803054204 8,130.89 116,455 SH SHARED 01 116,455 SAP AG SPON ADR 803054204 945.78 13,546 SH SHARED 13,546 SAPIENT CORP COM 803062108 1,723.58 138,440 SH SHARED 01 138,440 SAPIENT CORP COM 803062108 93.38 7,500 SH P SHARED 7,500 SAPIENT CORP COM 803062108 62.25 5,000 SH C SHARED 5,000 SAPIENT CORP COM 803062108 39.03 3,135 SH SHARED 3,135 SAPPI LTD SPON ADR NEW 803069202 0.37 100 SH SHARED 01 100 SARA LEE CORP COM 803111103 44,111.83 2,048,854 SH SHARED 2,048,854 SARA LEE CORP COM 803111103 9,796.04 454,995 SH SHARED 01 454,995 SARA LEE CORP COM 803111103 1,306.87 60,700 SH P SHARED 60,700 SARA LEE CORP COM 803111103 719.10 33,400 SH SHARED 33,400 SARA LEE CORP COM 803111103 193.77 9,000 SH C SHARED 9,000 SARA LEE CORP COM 803111103 8.61 400 SH SHARED 20 400 SARATOGA RES INC TEX COM 803521103 159.91 22,057 SH SOLE 22,057 SASOL LTD SPONSORED ADR 803866300 12,545.28 257,921 SH SHARED 01 257,921 SASOL LTD SPONSORED ADR 803866300 1,534.75 31,553 SH SHARED 31,553 SATCON TECHNOLOGY CORP COM 803893106 15.02 41,718 SH SHARED 41,718 SATCON TECHNOLOGY CORP COM 803893106 3.45 9,587 SH SHARED 01 9,587 SAUER-DANFOSS INC COM 804137107 818.79 17,421 SH SHARED 01 17,421 SAUER-DANFOSS INC COM 804137107 644.37 13,710 SH SHARED 13,710 SAUER-DANFOSS INC COM 804137107 42.30 900 SH C SHARED 900 SAUL CTRS INC COM 804395101 259.60 6,432 SH SHARED 6,432 SAUL CTRS INC COM 804395101 103.08 2,554 SH SHARED 2,554 SAUL CTRS INC COM 804395101 77.37 1,917 SH SHARED 01 1,917 SAVANNAH BANCORP INC COM 804748101 1.94 376 SH SOLE 376 SAVIENT PHARMACEUTICALS INC COM 80517Q100 42.22 19,369 SH SHARED 01 19,369 SAVIENT PHARMACEUTICALS INC COM 80517Q100 40.98 18,800 SH P SHARED 18,800 SAVIENT PHARMACEUTICALS INC COM 80517Q100 25.63 11,757 SH SHARED 11,757 SAVIENT PHARMACEUTICALS INC COM 80517Q100 7.19 3,300 SH C SHARED 3,300 SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 1.25 3,000 PRN SHARED 01 3,000 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 17,233.13 13,650,000 PRN SHARED 13,650,000 SBA COMMUNICATIONS CORP COM 78388J106 4,105.96 80,810 SH SHARED 01 80,810 SBA COMMUNICATIONS CORP COM 78388J106 386.16 7,600 SH SHARED 7,600 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 191.90 152,000 PRN SHARED 01 152,000 SBA COMMUNICATIONS CORP COM 78388J106 50.81 1,000 SH C SHARED 1,000 SBA COMMUNICATIONS CORP COM 78388J106 15.24 300 SH P SHARED 300 SCANA CORP NEW COM 80589M102 9,793.20 214,716 SH SHARED 01 214,716 SCANA CORP NEW COM 80589M102 337.51 7,400 SH SHARED 7,400 SCANA CORP NEW COM 80589M102 9.12 200 SH C SHARED 200 SCANSOURCE INC COM 806037107 120.99 3,242 SH SHARED 01 3,242 SCBT FINANCIAL CORP COM 78401V102 36.90 1,128 SH SHARED 01 1,128 SCHAWK INC CL A 806373106 63.04 5,039 SH SHARED 5,039
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- SCHAWK INC CL A 806373106 1.44 115 SH SHARED 01 115 SCHEIN HENRY INC COM 806407102 8,053.18 106,411 SH SHARED 01 106,411 SCHEIN HENRY INC COM 806407102 2,283.04 30,167 SH SHARED 30,167 SCHEIN HENRY INC COM 806407102 1,002.76 13,250 SH SHARED 20 13,250 SCHEIN HENRY INC COM 806407102 408.67 5,400 SH SHARED 5,400 SCHEIN HENRY INC COM 806407102 15.14 200 SH C SHARED 200 SCHIFF NUTRITION INTL INC COM 806693107 13.52 1,100 SH SHARED 01 1,100 SCHLUMBERGER LTD COM 806857108 141,898.04 2,029,144 SH SHARED 01 2,029,144 SCHLUMBERGER LTD COM 806857108 83,059.64 1,187,754 SH SHARED 1,187,754 SCHLUMBERGER LTD COM 806857108 39,881.08 570,300 SH P SHARED 570,300 SCHLUMBERGER LTD COM 806857108 33,637.24 481,013 SH C SHARED 481,013 SCHLUMBERGER LTD COM 806857108 21,991.80 314,483 SH SHARED 314,483 SCHLUMBERGER LTD COM 806857108 4,813.63 68,835 SH SHARED 20 68,835 SCHLUMBERGER LTD COM 806857108 34.97 500 SH P SHARED 01 500 SCHMITT INDS INC ORE COM NEW 806870200 70.15 21,322 SH SOLE 21,322 SCHNITZER STL INDS CL A 806882106 1,119.65 28,065 SH SHARED 01 28,065 SCHNITZER STL INDS CL A 806882106 1,041.26 26,100 SH C SHARED 26,100 SCHNITZER STL INDS CL A 806882106 981.42 24,600 SH P SHARED 24,600 SCHNITZER STL INDS CL A 806882106 382.99 9,600 SH SHARED 9,600 SCHNITZER STL INDS CL A 806882106 237.18 5,945 SH SHARED 20 5,945 SCHNITZER STL INDS CL A 806882106 138.79 3,479 SH SHARED 3,479 SCHOLASTIC CORP COM 807066105 1,193.73 33,836 SH SHARED 01 33,836 SCHOLASTIC CORP COM 807066105 606.32 17,186 SH SHARED 17,186 SCHOOL SPECIALTY INC COM 807863105 4.13 1,166 SH SHARED 01 1,166 SCHOOL SPECIALTY INC COM 807863105 0.58 165 SH SHARED 20 165 SCHOOL SPECIALTY INC COM 807863105 0.56 157 SH SHARED 157 SCHULMAN A INC COM 808194104 56.74 2,100 SH C SHARED 2,100 SCHULMAN A INC COM 808194104 8.92 330 SH SHARED 01 330 SCHWAB CHARLES CORP NEW COM 808513105 18,914.90 1,316,277 SH SHARED 01 1,316,277 SCHWAB CHARLES CORP NEW COM 808513105 2,010.36 139,900 SH P SHARED 139,900 SCHWAB CHARLES CORP NEW COM 808513105 1,316.29 91,600 SH C SHARED 91,600 SCHWAB CHARLES CORP NEW COM 808513105 1,040.07 72,378 SH SHARED 72,378 SCHWAB CHARLES CORP NEW COM 808513105 1,018.29 70,862 SH SHARED 70,862 SCHWAB CHARLES CORP NEW COM 808513105 57.98 4,035 SH SHARED 20 4,035 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1,997.92 76,725 SH SHARED 76,725 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 873.67 33,551 SH SHARED 01 33,551 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 331.95 9,906 SH SHARED 9,906 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 122.01 3,913 SH SHARED 3,913 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 103.58 3,091 SH SHARED 01 3,091 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 87.05 3,296 SH SHARED 01 3,296 SCHWAB STRATEGIC TR US TIPS ETF 808524870 42.24 755 SH SHARED 01 755 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 17.28 505 SH SHARED 01 505 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 16.87 455 SH SHARED 01 455 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6.00 177 SH SHARED 01 177 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3.62 116 SH SHARED 01 116 SCHWEITZER-MAUDUIT INTL INC COM 808541106 120.58 1,746 SH SHARED 01 1,746 SCICLONE PHARMACEUTICALS INC COM 80862K104 1,654.68 262,232 SH SHARED 262,232 SCICLONE PHARMACEUTICALS INC COM 80862K104 50.48 8,000 SH SHARED 01 8,000 SCIENTIFIC GAMES CORP CL A 80874P109 1,433.59 122,949 SH SHARED 01 122,949 SCIENTIFIC GAMES CORP CL A 80874P109 4.66 400 SH C SHARED 400 SCIQUEST INC NEW COM 80908T101 7.54 495 SH SHARED 01 495 SCORPIO TANKERS INC SHS Y7542C106 31.06 4,400 SH SHARED 01 4,400 SCOTTS MIRACLE GRO CO CL A 810186106 1,990.16 36,746 SH SHARED 01 36,746
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SCOTTS MIRACLE GRO CO CL A 810186106 785.32 14,500 SH C SHARED 14,500 SCOTTS MIRACLE GRO CO CL A 810186106 684.74 12,643 SH SHARED 12,643 SCRIPPS E W CO OHIO CL A NEW 811054402 205.08 20,778 SH SHARED 01 20,778 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2,961.76 60,829 SH SHARED 01 60,829 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 311.62 6,400 SH SHARED 6,400 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 156.88 3,222 SH SHARED 3,222 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 112.47 2,310 SH SHARED 20 2,310 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 29.21 600 SH C SHARED 600 SEABOARD CORP COM 811543107 128.77 66 SH SHARED 01 66 SEABRIDGE GOLD INC COM 811916105 163.25 8,126 SH SHARED 01 8,126 SEABRIDGE GOLD INC COM 811916105 128.58 6,400 SH P SHARED 6,400 SEABRIDGE GOLD INC COM 811916105 111.38 5,544 SH SHARED 5,544 SEABRIDGE GOLD INC COM 811916105 84.38 4,200 SH C SHARED 4,200 SEABRIGHT HOLDINGS INC COM 811656107 46.22 5,085 SH SHARED 01 5,085 SEACOR HOLDINGS INC COM 811904101 9,156.66 95,601 SH SHARED 95,601 SEACOR HOLDINGS INC COM 811904101 601.31 6,278 SH SHARED 01 6,278 SEACUBE CONTAINER LEASING LT SHS G79978105 131.91 7,669 SH SHARED 01 7,669 SEADRILL LIMITED SHS G7945E105 29,120.29 776,334 SH SHARED 01 776,334 SEADRILL LIMITED SHS G7945E105 1,129.05 30,100 SH C SHARED 30,100 SEADRILL LIMITED SHS G7945E105 785.50 20,941 SH SHARED 20,941 SEADRILL LIMITED SHS G7945E105 423.86 11,300 SH P SHARED 11,300 SEADRILL LIMITED SHS G7945E105 22.51 600 SH SHARED 600 SEAGATE TECHNOLOGY PLC SHS G7945M107 7,144.61 265,057 SH SHARED 01 265,057 SEAGATE TECHNOLOGY PLC SHS G7945M107 5,164.58 191,600 SH C SHARED 191,600 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,992.01 111,000 SH P SHARED 111,000 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,967.21 110,080 SH SHARED 110,080 SEAGATE TECHNOLOGY PLC SHS G7945M107 822.13 30,500 SH SHARED 30,500 SEAGATE TECHNOLOGY PLC SHS G7945M107 7.55 280 SH SHARED 20 280 SEALED AIR CORP NEW COM 81211K100 4,842.60 250,782 SH SHARED 01 250,782 SEALED AIR CORP NEW COM 81211K100 235.58 12,200 SH SHARED 12,200 SEALED AIR CORP NEW COM 81211K100 156.39 8,099 SH SHARED 8,099 SEALED AIR CORP NEW COM 81211K100 142.89 7,400 SH P SHARED 7,400 SEALED AIR CORP NEW COM 81211K100 19.31 1,000 SH C SHARED 1,000 SEALED AIR CORP NEW COM 81211K100 3.48 180 SH SHARED 20 180 SEALY CORP SR SECD 3RD 8% 812139400 17.16 264 SH SOLE 264 SEALY CORP COM 812139301 0.71 352 SH SHARED 352 SEANERGY MARITIME HLDGS CORP SHS Y73760129 9.95 2,997 SH SOLE 2,997 SEARCHMEDIA HOLDINGS LTD SHS G8005Y106 2.42 1,452 SH SOLE 1,452 SEARCHMEDIA HOLDINGS LTD *W EXP 11/19/201 G8005Y114 0.34 3,310 SH SOLE 3,310 SEARS HLDGS CORP COM 812350106 3,411.88 51,500 SH P SHARED 51,500 SEARS HLDGS CORP COM 812350106 684.23 10,328 SH SHARED 10,328 SEARS HLDGS CORP COM 812350106 331.25 5,000 SH SHARED 5,000 SEARS HLDGS CORP COM 812350106 251.75 3,800 SH C SHARED 3,800 SEARS HLDGS CORP COM 812350106 87.52 1,321 SH SHARED 01 1,321 SEASPAN CORP SHS Y75638109 529.32 30,526 SH SHARED 30,526 SEASPAN CORP SHS Y75638109 273.97 15,800 SH P SHARED 15,800 SEASPAN CORP SHS Y75638109 133.52 7,700 SH C SHARED 7,700 SEASPAN CORP SHS Y75638109 115.95 6,687 SH SHARED 01 6,687 SEATTLE GENETICS INC COM 812578102 1,679.70 82,419 SH SHARED 01 82,419 SEATTLE GENETICS INC COM 812578102 1,228.91 60,300 SH P SHARED 60,300 SEATTLE GENETICS INC COM 812578102 692.90 33,999 SH SHARED 33,999 SEATTLE GENETICS INC COM 812578102 16.30 800 SH C SHARED 800 SECURITY NATL FINL CORP CL A NEW 814785309 30.17 21,400 SH SHARED 01 21,400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- SECURITY NATL FINL CORP CL A NEW 814785309 2.29 1,625 SH SHARED 1,625 SED INTL HLDGS INC COM NEW 784109209 0.33 85 SH SOLE 85 SEI INVESTMENTS CO COM 784117103 4,694.64 226,904 SH SHARED 01 226,904 SEI INVESTMENTS CO COM 784117103 857.58 41,449 SH SHARED 41,449 SEI INVESTMENTS CO COM 784117103 240.00 11,600 SH SHARED 11,600 SEI INVESTMENTS CO COM 784117103 161.49 7,805 SH SHARED 20 7,805 SELECT COMFORT CORP COM 81616X103 4,658.75 143,833 SH SHARED 01 143,833 SELECT COMFORT CORP COM 81616X103 298.44 9,214 SH SHARED 9,214 SELECT COMFORT CORP COM 81616X103 51.82 1,600 SH P SHARED 1,600 SELECT COMFORT CORP COM 81616X103 38.87 1,200 SH C SHARED 1,200 SELECT INCOME REIT COM SH BEN INT 81618T100 193.15 8,554 SH SHARED 01 8,554 SELECT INCOME REIT COM SH BEN INT 81618T100 70.77 3,134 SH SHARED 3,134 SELECT MED HLDGS CORP COM 81619Q105 71.42 9,287 SH SHARED 01 9,287 SELECT MED HLDGS CORP COM 81619Q105 6.15 800 SH C SHARED 800 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 168,974.91 10,698,000 SH C SHARED 10,698,000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 144,167.28 2,009,300 SH P SHARED 2,009,300 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 134,158.15 1,869,800 SH C SHARED 1,869,800 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 85,021.96 2,272,403 SH SHARED 2,272,403 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 82,090.72 2,721,841 SH SHARED 01 2,721,841 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 79,709.17 2,338,884 SH SHARED 01 2,338,884 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 69,680.11 1,988,304 SH SHARED 1,988,304 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 58,869.54 3,727,100 SH P SHARED 3,727,100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 58,089.73 809,613 SH SHARED 01 809,613 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 57,811.84 1,537,140 SH SHARED 1,537,140 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 52,026.72 1,484,569 SH SHARED 01 1,484,569 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 47,946.36 1,274,830 SH SHARED 01 1,274,830 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 37,543.06 832,625 SH SHARED 01 832,625 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 37,527.25 1,003,000 SH C SHARED 1,003,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 36,160.30 2,289,351 SH SHARED 01 2,289,351 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 33,768.50 902,539 SH SHARED 01 902,539 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 32,997.76 731,820 SH SHARED 731,820 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 23,383.53 632,500 SH C SHARED 632,500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 22,071.90 597,022 SH SHARED 01 597,022 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 21,930.86 593,207 SH SHARED 593,207 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 21,375.19 571,300 SH P SHARED 571,300 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15,755.18 462,300 SH P SHARED 462,300 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 13,671.29 303,200 SH C SHARED 303,200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10,618.64 303,000 SH C SHARED 303,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9,152.21 579,437 SH SHARED 579,437 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8,816.50 258,700 SH C SHARED 258,700 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7,561.59 167,700 SH P SHARED 167,700 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7,173.84 210,500 SH SHARED 210,500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6,388.42 172,800 SH P SHARED 172,800 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6,081.85 201,653 SH SHARED 201,653 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5,374.47 142,900 SH C SHARED 142,900 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,557.18 151,100 SH C SHARED 151,100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3,625.23 120,200 SH P SHARED 120,200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,209.05 34,500 SH P SHARED 34,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 613.04 16,300 SH P SHARED 16,300 SELECTICA INC COM NEW 816288203 2.59 678 SH SOLE 678 SELECTIVE INS GROUP INC COM 816300107 12.24 695 SH SHARED 01 695 SEMGROUP CORP CL A 81663A105 32.05 1,100 SH SHARED 01 1,100 SEMGROUP CORP *W EXP 11/30/201 81663A113 22.37 3,015 SH SOLE 3,015
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 159.12 66,302 SH SOLE 66,302 SEMPRA ENERGY COM 816851109 22,235.81 370,844 SH SHARED 01 370,844 SEMPRA ENERGY COM 816851109 1,632.65 27,229 SH SHARED 27,229 SEMPRA ENERGY COM 816851109 815.46 13,600 SH SHARED 13,600 SEMPRA ENERGY COM 816851109 293.80 4,900 SH C SHARED 4,900 SEMPRA ENERGY COM 816851109 7.20 120 SH SHARED 20 120 SEMTECH CORP COM 816850101 68.30 2,400 SH C SHARED 2,400 SEMTECH CORP COM 816850101 11.38 400 SH SHARED 01 400 SENECA FOODS CORP NEW CL B 817070105 24.85 917 SH SOLE 917 SENESCO TECHNOLOGIES INC COM NEW 817208408 2.35 9,340 SH SOLE 9,340 SENIOR HSG PPTYS TR SH BEN INT 81721M109 9,405.91 426,572 SH SHARED 01 426,572 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1,572.19 71,301 SH SHARED 71,301 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1,342.27 60,874 SH SHARED 60,874 SENIOR HSG PPTYS TR SH BEN INT 81721M109 44.10 2,000 SH C SHARED 2,000 SENIOR HSG PPTYS TR SH BEN INT 81721M109 28.67 1,300 SH P SHARED 1,300 SENOMYX INC COM 81724Q107 67.55 24,653 SH SHARED 01 24,653 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 19,503.51 582,542 SH SHARED 582,542 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 209.75 6,265 SH SHARED 01 6,265 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 6.70 200 SH C SHARED 200 SENSIENT TECHNOLOGIES CORP COM 81725T100 929.56 24,462 SH SHARED 01 24,462 SENSIENT TECHNOLOGIES CORP COM 81725T100 138.70 3,650 SH SHARED 3,650 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 6.97 2,622 SH SOLE 2,622 SEQUENOM INC COM NEW 817337405 246.19 60,489 SH SHARED 60,489 SEQUENOM INC COM NEW 817337405 199.15 48,930 SH SHARED 48,930 SEQUENOM INC COM NEW 817337405 58.61 14,400 SH C SHARED 14,400 SEQUENOM INC COM NEW 817337405 57.27 14,071 SH SHARED 01 14,071 SEQUENOM INC COM NEW 817337405 11.40 2,800 SH P SHARED 2,800 SERACARE LIFE SCIENCES INC D COM 81747T104 25.53 6,415 SH SOLE 6,415 SERVICE CORP INTL COM 817565104 387.03 34,372 SH SHARED 01 34,372 SERVICE CORP INTL COM 817565104 98.25 8,726 SH SHARED 8,726 SERVICESOURCE INTL LLC COM 81763U100 1,146.43 74,059 SH SHARED 01 74,059 SERVICESOURCE INTL LLC COM 81763U100 58.98 3,810 SH SHARED 20 3,810 SERVICESOURCE INTL LLC COM 81763U100 9.29 600 SH C SHARED 600 SEVCON INC COM 81783K108 37.71 5,587 SH SHARED 01 5,587 SEVCON INC COM 81783K108 9.22 1,366 SH SHARED 1,366 SEVEN ARTS ENTMT INC COM 81783N102 10.19 59,948 SH SOLE 59,948 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 9.55 2,400 SH SHARED 01 2,400 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 2.13 534 SH SHARED 534 SGOCO TECHNOLOGY LTD SHS G80751103 0.82 1,087 SH SOLE 1,087 SHANDA GAMES LTD SP ADR REPTG A 81941U105 20.28 3,900 SH C SHARED 3,900 SHANDA GAMES LTD SP ADR REPTG A 81941U105 16.53 3,179 SH SHARED 3,179 SHANDA GAMES LTD SP ADR REPTG A 81941U105 13.47 2,590 SH SHARED 01 2,590 SHAW COMMUNICATIONS INC CL B CONV 82028K200 602.78 28,500 SH SHARED 28,500 SHAW COMMUNICATIONS INC CL B CONV 82028K200 321.69 15,210 SH SHARED 01 15,210 SHAW COMMUNICATIONS INC CL B CONV 82028K200 27.35 1,293 SH SHARED 1,293 SHAW GROUP INC COM 820280105 2,349.01 74,078 SH SHARED 01 74,078 SHAW GROUP INC COM 820280105 989.35 31,200 SH C SHARED 31,200 SHAW GROUP INC COM 820280105 924.73 29,162 SH SHARED 29,162 SHAW GROUP INC COM 820280105 202.94 6,400 SH P SHARED 6,400 SHERWIN WILLIAMS CO COM 824348106 5,752.56 52,936 SH SHARED 01 52,936 SHERWIN WILLIAMS CO COM 824348106 5,630.19 51,810 SH SHARED 20 51,810 SHERWIN WILLIAMS CO COM 824348106 1,477.91 13,600 SH P SHARED 13,600 SHERWIN WILLIAMS CO COM 824348106 728.09 6,700 SH C SHARED 6,700
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SHERWIN WILLIAMS CO COM 824348106 619.42 5,700 SH SHARED 5,700 SHERWIN WILLIAMS CO COM 824348106 167.35 1,540 SH SHARED 1,540 SHILOH INDS INC COM 824543102 0.65 68 SH SOLE 68 SHINER INTL INC COM 824568109 6.90 18,643 SH SOLE 18,643 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 914.25 11,858 SH SHARED 01 11,858 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 867.68 11,254 SH SHARED 11,254 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 278.33 3,610 SH SHARED 20 3,610 SHIP FINANCE INTERNATIONAL L SHS G81075106 457.73 29,917 SH SHARED 01 29,917 SHIP FINANCE INTERNATIONAL L SHS G81075106 88.74 5,800 SH C SHARED 5,800 SHIP FINANCE INTERNATIONAL L SHS G81075106 62.73 4,100 SH P SHARED 4,100 SHIRE PLC SPONSORED ADR 82481R106 5,018.24 52,963 SH SHARED 01 52,963 SHIRE PLC SPONSORED ADR 82481R106 2,738.18 28,899 SH SHARED 28,899 SHOE CARNIVAL INC COM 824889109 4.35 135 SH SHARED 01 135 SHORE BANCSHARES INC COM 825107105 2.48 350 SH SHARED 01 350 SHORETEL INC COM 825211105 411.75 72,491 SH SHARED 72,491 SHORETEL INC COM 825211105 163.85 28,847 SH SHARED 01 28,847 SHUFFLE MASTER INC COM 825549108 1,001.48 56,902 SH SHARED 01 56,902 SHUFFLE MASTER INC COM 825549108 26.40 1,500 SH C SHARED 1,500 SHUTTERFLY INC COM 82568P304 4,837.45 154,403 SH SHARED 154,403 SHUTTERFLY INC COM 82568P304 657.93 21,000 SH C SHARED 21,000 SHUTTERFLY INC COM 82568P304 102.51 3,272 SH SHARED 01 3,272 SHUTTERFLY INC COM 82568P304 31.33 1,000 SH P SHARED 1,000 SI FINL GROUP INC MD COM 78425V104 123.39 10,805 SH SOLE 10,805 SIEBERT FINL CORP COM 826176109 4.60 2,819 SH SOLE 2,819 SIEMENS A G SPONSORED ADR 826197501 20,432.71 202,625 SH SHARED 01 202,625 SIEMENS A G SPONSORED ADR 826197501 966.85 9,588 SH SHARED 9,588 SIERRA BANCORP COM 82620P102 5.90 600 SH SHARED 01 600 SIERRA WIRELESS INC COM 826516106 41.31 5,643 SH SHARED 5,643 SIERRA WIRELESS INC COM 826516106 7.32 1,000 SH SHARED 01 1,000 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 166.46 51,218 SH SHARED 51,218 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 3.45 1,062 SH SHARED 01 1,062 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0.81 250 SH SHARED 250 SIGA TECHNOLOGIES INC COM 826917106 44.03 13,105 SH SHARED 01 13,105 SIGA TECHNOLOGIES INC COM 826917106 31.92 9,500 SH C SHARED 9,500 SIGMA ALDRICH CORP COM 826552101 5,911.14 80,908 SH SHARED 01 80,908 SIGMA ALDRICH CORP COM 826552101 1,584.09 21,682 SH SHARED 21,682 SIGMA ALDRICH CORP COM 826552101 577.17 7,900 SH SHARED 7,900 SIGMA ALDRICH CORP COM 826552101 357.99 4,900 SH P SHARED 4,900 SIGMA ALDRICH CORP COM 826552101 51.14 700 SH C SHARED 700 SIGMA DESIGNS INC COM 826565103 220.41 42,550 SH SHARED 42,550 SIGMA DESIGNS INC COM 826565103 13.55 2,615 SH SHARED 01 2,615 SIGMA DESIGNS INC COM 826565103 5.18 1,000 SH C SHARED 1,000 SIGMA DESIGNS INC COM 826565103 3.63 700 SH P SHARED 700 SIGMATRON INTL INC COM 82661L101 7.99 1,944 SH SHARED 01 1,944 SIGMATRON INTL INC COM 82661L101 3.68 896 SH SHARED 896 SIGNATURE BK NEW YORK N Y COM 82669G104 3,652.47 57,939 SH SHARED 01 57,939 SIGNATURE BK NEW YORK N Y COM 82669G104 468.70 7,435 SH SHARED 20 7,435 SIGNATURE BK NEW YORK N Y COM 82669G104 115.55 1,833 SH SHARED 1,833 SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 11.99 300 SH SOLE 300 SIGNATURE BK NEW YORK N Y COM 82669G104 6.30 100 SH C SHARED 100 SIGNET JEWELERS LIMITED SHS G81276100 1,245.12 26,335 SH SHARED 26,335 SIGNET JEWELERS LIMITED SHS G81276100 109.83 2,323 SH SHARED 01 2,323 SILGAN HOLDINGS INC COM 827048109 1,592.39 36,027 SH SHARED 01 36,027
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SILGAN HOLDINGS INC COM 827048109 638.20 14,439 SH SHARED 14,439 SILGAN HOLDINGS INC COM 827048109 2.65 60 SH SHARED 20 60 SILICOM LTD ORD M84116108 19.05 1,068 SH SOLE 1,068 SILICON GRAPHICS INTL CORP COM 82706L108 200.13 20,675 SH SHARED 01 20,675 SILICON GRAPHICS INTL CORP COM 82706L108 43.56 4,500 SH C SHARED 4,500 SILICON GRAPHICS INTL CORP COM 82706L108 9.68 1,000 SH P SHARED 1,000 SILICON IMAGE INC COM 82705T102 348.77 59,315 SH SHARED 01 59,315 SILICON IMAGE INC COM 82705T102 140.51 23,897 SH SHARED 23,897 SILICON IMAGE INC COM 82705T102 17.64 3,000 SH P SHARED 3,000 SILICON IMAGE INC COM 82705T102 0.59 100 SH C SHARED 100 SILICON LABORATORIES INC COM 826919102 2,605.67 60,597 SH SHARED 01 60,597 SILICON LABORATORIES INC COM 826919102 775.03 18,024 SH SHARED 18,024 SILICON LABORATORIES INC COM 826919102 141.90 3,300 SH C SHARED 3,300 SILICON LABORATORIES INC COM 826919102 55.90 1,300 SH P SHARED 1,300 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 262.31 13,542 SH SHARED 01 13,542 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 107.48 5,549 SH SHARED 5,549 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 3,050.01 505,387 SH SHARED 505,387 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 129.82 21,511 SH SHARED 01 21,511 SILVER STD RES INC COM 82823L106 7,849.03 521,877 SH SHARED 01 521,877 SILVER STD RES INC COM 82823L106 2,263.52 150,500 SH SHARED 150,500 SILVER STD RES INC COM 82823L106 445.18 29,600 SH P SHARED 29,600 SILVER STD RES INC COM 82823L106 154.91 10,300 SH C SHARED 10,300 SILVER STD RES INC COM 82823L106 55.96 3,721 SH SHARED 3,721 SILVER WHEATON CORP COM 828336107 28,958.97 872,258 SH SHARED 01 872,258 SILVER WHEATON CORP COM 828336107 9,043.68 272,400 SH C SHARED 272,400 SILVER WHEATON CORP COM 828336107 6,821.60 205,470 SH SHARED 205,470 SILVER WHEATON CORP COM 828336107 6,344.52 191,100 SH P SHARED 191,100 SILVER WHEATON CORP COM 828336107 4,303.15 129,613 SH SHARED 129,613 SILVERCORP METALS INC COM 82835P103 8,870.07 1,287,383 SH SHARED 01 1,287,383 SILVERCORP METALS INC COM 82835P103 590.40 85,690 SH SHARED 85,690 SILVERCORP METALS INC COM 82835P103 303.85 44,100 SH C SHARED 44,100 SILVERCORP METALS INC COM 82835P103 132.98 19,300 SH P SHARED 19,300 SILVERCORP METALS INC COM 82835P103 6.03 875 SH SHARED 875 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 916.44 97,081 SH SHARED 01 97,081 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 45.59 4,829 SH SHARED 4,829 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 143.64 5,561 SH SOLE 5,561 SIMON PPTY GROUP INC NEW COM 828806109 22,096.45 151,678 SH SHARED 01 151,678 SIMON PPTY GROUP INC NEW COM 828806109 21,790.09 149,575 SH SHARED 149,575 SIMON PPTY GROUP INC NEW COM 828806109 7,380.29 50,661 SH SHARED 50,661 SIMON PPTY GROUP INC NEW COM 828806109 6,715.85 46,100 SH P SHARED 46,100 SIMON PPTY GROUP INC NEW COM 828806109 480.74 3,300 SH C SHARED 3,300 SIMPSON MANUFACTURING CO INC COM 829073105 1,086.79 33,699 SH SHARED 01 33,699 SIMPSON MANUFACTURING CO INC COM 829073105 64.50 2,000 SH C SHARED 2,000 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 22.46 1,470 SH SHARED 1,470 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 7.64 500 SH SHARED 01 500 SIMULATIONS PLUS INC COM 829214105 32.70 7,416 SH SHARED 01 7,416 SIMULATIONS PLUS INC COM 829214105 1.64 371 SH SHARED 371 SINA CORP ORD G81477104 34,703.50 533,900 SH C SHARED 533,900 SINA CORP ORD G81477104 26,065.00 401,000 SH P SHARED 401,000 SINA CORP ORD G81477104 4,474.28 68,835 SH SHARED 68,835 SINA CORP ORD G81477104 2,399.80 36,920 SH SHARED 20 36,920
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- ----------- --------- SINA CORP ORD G81477104 102.57 1,578 SH SHARED 01 1,578 SINCLAIR BROADCAST GROUP INC CL A 829226109 138.23 12,498 SH SHARED 12,498 SINCLAIR BROADCAST GROUP INC CL A 829226109 3.92 354 SH SHARED 01 354 SINGAPORE FD INC COM 82929L109 21.36 1,648 SH SHARED 1,648 SINGAPORE FD INC COM 82929L109 19.78 1,526 SH SHARED 01 1,526 SINO CLEAN ENERGY INC COM NEW 82936G200 46.37 17,239 SH SOLE 17,239 SINO CLEAN ENERGY INC COM NEW 82936G200 33.89 12,600 SH P SOLE 12,600 SINO CLEAN ENERGY INC COM NEW 82936G200 0.54 200 SH C SOLE 200 SINO GLOBAL SHIPPING AMER LT COM 82935V109 5.21 2,228 SH SOLE 2,228 SINOCOKING COAL & COKE CH IN COM 829357102 8.96 3,982 SH SOLE 3,982 SINOCOKING COAL & COKE CH IN COM 829357102 0.45 200 SH C SOLE 200 SINOHUB INC COM 82935L101 10.07 18,685 SH SOLE 18,685 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 35.96 1,001 SH SHARED 1,001 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 16.16 450 SH SHARED 01 450 SINOVAC BIOTECH LTD SHS P8696W104 27.95 13,700 SH C SOLE 13,700 SINOVAC BIOTECH LTD SHS P8696W104 3.56 1,743 SH SOLE 1,743 SIRIUS XM RADIO INC COM 82967N108 536,152.91 232,100,825 SH SHARED 232,100,825 SIRIUS XM RADIO INC COM 82967N108 2,653.50 1,148,700 SH SHARED 01 1,148,700 SIRIUS XM RADIO INC COM 82967N108 1,190.11 515,200 SH C SHARED 515,200 SIRIUS XM RADIO INC COM 82967N108 759.07 328,600 SH P SHARED 328,600 SIRIUS XM RADIO INC COM 82967N108 383.00 165,800 SH SHARED 165,800 SIRONA DENTAL SYSTEMS INC COM 82966C103 2,309.97 44,819 SH SHARED 01 44,819 SIRONA DENTAL SYSTEMS INC COM 82966C103 654.56 12,700 SH SHARED 20 12,700 SIRONA DENTAL SYSTEMS INC COM 82966C103 103.08 2,000 SH C SHARED 2,000 SIRONA DENTAL SYSTEMS INC COM 82966C103 102.10 1,981 SH SHARED 1,981 SIRONA DENTAL SYSTEMS INC COM 82966C103 51.54 1,000 SH P SHARED 1,000 SIX FLAGS ENTMT CORP NEW COM 83001A102 716.70 15,324 SH SHARED 15,324 SIX FLAGS ENTMT CORP NEW COM 83001A102 70.16 1,500 SH SHARED 01 1,500 SIX FLAGS ENTMT CORP NEW COM 83001A102 18.71 400 SH C SHARED 400 SJW CORP COM 784305104 558.28 23,146 SH SHARED 01 23,146 SK TELECOM LTD SPONSORED ADR 78440P108 4,975.50 357,692 SH SHARED 01 357,692 SK TELECOM LTD SPONSORED ADR 78440P108 98.20 7,060 SH SHARED 7,060 SKECHERS U S A INC CL A 830566105 321.82 25,300 SH C SHARED 25,300 SKECHERS U S A INC CL A 830566105 44.52 3,500 SH P SHARED 3,500 SKECHERS U S A INC CL A 830566105 2.54 200 SH SHARED 01 200 SKILLED HEALTHCARE GROUP INC CL A 83066R107 64.73 8,450 SH SHARED 01 8,450 SKILLED HEALTHCARE GROUP INC CL A 83066R107 61.28 8,000 SH C SHARED 8,000 SKULLCANDY INC COM 83083J104 624.89 39,475 SH SHARED 39,475 SKULLCANDY INC COM 83083J104 364.09 23,000 SH C SHARED 23,000 SKULLCANDY INC COM 83083J104 49.99 3,158 SH SHARED 01 3,158 SKULLCANDY INC COM 83083J104 1.58 100 SH P SHARED 100 SKYLINE CORP COM 830830105 1.15 150 SH SHARED 01 150 SKY-MOBI LTD SPONSORED ADS 83084G109 26.24 7,563 SH SOLE 7,563 SKY-MOBI LTD SPONSORED ADS 83084G109 8.33 2,400 SH P SOLE 2,400 SKYPEOPLE FRUIT JUICE INC COM NEW 83086T208 3.88 2,553 SH SOLE 2,553 SKYPEOPLE FRUIT JUICE INC COM NEW 83086T208 1.22 800 SH C SOLE 800 SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 19.09 7,096 SH SHARED 01 7,096 SKYWEST INC COM 830879102 7.02 635 SH SHARED 01 635 SKYWEST INC COM 830879102 6.95 629 SH SHARED 629 SKYWORKS SOLUTIONS INC COM 83088M102 3,991.28 144,350 SH SHARED 01 144,350 SKYWORKS SOLUTIONS INC COM 83088M102 1,488.45 53,832 SH SHARED 53,832 SKYWORKS SOLUTIONS INC COM 83088M102 757.61 27,400 SH C SHARED 27,400 SKYWORKS SOLUTIONS INC COM 83088M102 195.49 7,070 SH SHARED 20 7,070
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SKYWORKS SOLUTIONS INC COM 83088M102 24.89 900 SH P SHARED 900 SL GREEN RLTY CORP COM 78440X101 26,882.40 346,646 SH SHARED 346,646 SL GREEN RLTY CORP COM 78440X101 2,893.00 37,305 SH SHARED 37,305 SL GREEN RLTY CORP COM 78440X101 570.61 7,358 SH SHARED 01 7,358 SL GREEN RLTY CORP COM 78440X101 93.06 1,200 SH P SHARED 1,200 SLM CORP COM 78442P106 16,462.99 1,044,606 SH SHARED 1,044,606 SLM CORP COM 78442P106 6,672.78 423,400 SH P SHARED 423,400 SLM CORP COM 78442P106 1,683.34 106,811 SH SHARED 01 106,811 SLM CORP COM 78442P106 581.97 36,927 SH SHARED 36,927 SLM CORP COM 78442P106 554.75 35,200 SH C SHARED 35,200 SM ENERGY CO COM 78454L100 842.59 11,906 SH SHARED 01 11,906 SM ENERGY CO COM 78454L100 169.85 2,400 SH C SHARED 2,400 SMART BALANCE INC COM 83169Y108 64.12 9,700 SH SHARED 01 9,700 SMART BALANCE INC COM 83169Y108 10.92 1,652 SH SHARED 1,652 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 79.66 26,823 SH SOLE 26,823 SMARTHEAT INC COM NEW 83172F203 7.80 2,856 SH SHARED 2,856 SMARTHEAT INC COM NEW 83172F203 0.14 50 SH SHARED 01 50 SMARTPROS LTD COM 83171G103 11.30 5,735 SH SHARED 01 5,735 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 497.88 9,859 SH SHARED 01 9,859 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 375.82 7,442 SH SHARED 7,442 SMITH & WESSON HLDG CORP COM 831756101 440.99 56,902 SH SHARED 56,902 SMITH & WESSON HLDG CORP COM 831756101 100.75 13,000 SH SHARED 01 13,000 SMITH & WESSON HLDG CORP COM 831756101 99.98 12,900 SH C SHARED 12,900 SMITH & WESSON HLDG CORP COM 831756101 17.83 2,300 SH P SHARED 2,300 SMITH A O COM 831865209 764.91 17,017 SH SHARED 17,017 SMITH A O COM 831865209 688.45 15,316 SH SHARED 01 15,316 SMITH MICRO SOFTWARE INC COM 832154108 1.20 515 SH SHARED 01 515 SMITHFIELD FOODS INC COM 832248108 1,821.44 82,680 SH SHARED 01 82,680 SMITHFIELD FOODS INC COM 832248108 1,258.99 57,149 SH SHARED 57,149 SMITHFIELD FOODS INC COM 832248108 264.36 12,000 SH C SHARED 12,000 SMITHFIELD FOODS INC COM 832248108 92.53 4,200 SH P SHARED 4,200 SMTC CORP COM NEW 832682207 47.37 12,533 SH SHARED 01 12,533 SMTC CORP COM NEW 832682207 6.61 1,748 SH SHARED 1,748 SMUCKER J M CO COM NEW 832696405 9,291.88 114,207 SH SHARED 01 114,207 SMUCKER J M CO COM NEW 832696405 1,635.34 20,100 SH C SHARED 20,100 SMUCKER J M CO COM NEW 832696405 626.72 7,703 SH SHARED 7,703 SMUCKER J M CO COM NEW 832696405 89.50 1,100 SH P SHARED 1,100 SMUCKER J M CO COM NEW 832696405 57.36 705 SH SHARED 20 705 SNAP ON INC COM 833034101 3,079.72 50,512 SH SHARED 01 50,512 SNAP ON INC COM 833034101 30.49 500 SH C SHARED 500 SNYDERS-LANCE INC COM 833551104 55.06 2,130 SH SHARED 01 2,130 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,420.25 41,252 SH SHARED 01 41,252 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 636.57 10,850 SH SHARED 10,850 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 563.70 9,608 SH SHARED 9,608 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 101.50 1,730 SH SHARED 20 1,730 SOCKET MOBILE INC COM NEW 83368E200 3.89 1,495 SH SHARED 1,495 SOCKET MOBILE INC COM NEW 83368E200 2.24 860 SH SHARED 01 860 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 1,407.96 41,804 SH SHARED 01 41,804 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 676.97 20,100 SH P SHARED 20,100 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 459.87 13,654 SH SHARED 13,654 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 188.61 5,600 SH C SHARED 5,600 SOHU COM INC COM 83408W103 5,848.02 106,000 SH C SHARED 106,000 SOHU COM INC COM 83408W103 2,295.07 41,600 SH P SHARED 41,600
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SOHU COM INC COM 83408W103 668.61 12,119 SH SHARED 01 12,119 SOLAR CAP LTD COM 83413U100 5,161.18 233,855 SH SHARED 233,855 SOLAR CAP LTD COM 83413U100 346.98 15,722 SH SHARED 01 15,722 SOLAR CAP LTD COM 83413U100 2.43 110 SH SHARED 20 110 SOLAR CAP LTD COM 83413U100 2.21 100 SH P SHARED 100 SOLAR SR CAP LTD COM 83416M105 738.50 45,841 SH SOLE 45,841 SOLARWINDS INC COM 83416B109 3,998.42 103,452 SH SHARED 01 103,452 SOLARWINDS INC COM 83416B109 231.90 6,000 SH C SHARED 6,000 SOLARWINDS INC COM 83416B109 85.03 2,200 SH P SHARED 2,200 SOLAZYME INC COM 83415T101 267.73 18,300 SH SHARED 01 18,300 SOLAZYME INC COM 83415T101 111.10 7,594 SH SHARED 7,594 SOLAZYME INC COM 83415T101 39.50 2,700 SH C SHARED 2,700 SOLERA HOLDINGS INC COM 83421A104 5,565.95 121,289 SH SHARED 01 121,289 SOLERA HOLDINGS INC COM 83421A104 612.63 13,350 SH SHARED 13,350 SOLERA HOLDINGS INC COM 83421A104 364.83 7,950 SH SHARED 20 7,950 SOLTA MED INC COM 83438K103 99.99 33,000 SH SHARED 01 33,000 SOLUTIA INC COM NEW 834376501 6,865.19 245,712 SH SHARED 245,712 SOLUTIA INC COM NEW 834376501 181.61 6,500 SH SHARED 01 6,500 SOLUTIA INC COM NEW 834376501 33.53 1,200 SH P SHARED 1,200 SOMAXON PHARMACEUTICALS INC COM 834453102 3.52 6,766 SH SOLE 6,766 SOMAXON PHARMACEUTICALS INC COM 834453102 0.10 200 SH C SOLE 200 SOMERSET HILLS BANCORP COM 834728107 5.12 620 SH SOLE 620 SONDE RES CORP COM 835426107 4.67 1,905 SH SHARED 1,905 SONDE RES CORP COM 835426107 0.74 300 SH SHARED 01 300 SONIC AUTOMOTIVE INC CL A 83545G102 4,218.81 235,556 SH SHARED 01 235,556 SONIC CORP COM 835451105 102.99 13,410 SH SHARED 01 13,410 SONIC CORP COM 835451105 15.36 2,000 SH C SHARED 2,000 SONIC CORP COM 835451105 10.75 1,400 SH P SHARED 1,400 SONIC FDRY INC COM NEW 83545R207 368.49 43,774 SH SHARED 01 43,774 SONOCO PRODS CO COM 835495102 1,947.74 58,667 SH SHARED 01 58,667 SONOCO PRODS CO COM 835495102 16.60 500 SH C SHARED 500 SONUS NETWORKS INC COM 835916107 22.43 7,733 SH SHARED 01 7,733 SONUS NETWORKS INC COM 835916107 7.83 2,700 SH C SHARED 2,700 SONY CORP ADR NEW 835699307 3,547.41 170,795 SH SHARED 01 170,795 SOTHEBYS COM 835898107 3,033.11 77,100 SH P SHARED 77,100 SOTHEBYS COM 835898107 650.76 16,542 SH SHARED 01 16,542 SOTHEBYS NOTE 3.125% 6/1 835898AC1 558.25 440,000 PRN SOLE 440,000 SOTHEBYS COM 835898107 479.95 12,200 SH C SHARED 12,200 SOTHEBYS COM 835898107 6.29 160 SH SHARED 160 SOUFUN HLDGS LTD ADR 836034108 20.68 1,093 SH SHARED 01 1,093 SOUFUN HLDGS LTD ADR 836034108 13.00 687 SH SHARED 687 SOUNDBITE COMMUNICATIONS INC COM 836091108 16.51 5,503 SH SOLE 5,503 SOURCE CAP INC COM 836144105 422.59 7,981 SH SHARED 01 7,981 SOURCE CAP INC COM 836144105 15.73 297 SH SHARED 297 SOURCEFIRE INC COM 83616T108 8,252.71 171,467 SH SHARED 01 171,467 SOURCEFIRE INC COM 83616T108 309.48 6,430 SH SHARED 20 6,430 SOURCEFIRE INC COM 83616T108 192.52 4,000 SH C SHARED 4,000 SOUTH JERSEY INDS INC COM 838518108 1,126.50 22,512 SH SHARED 01 22,512 SOUTHERN CMNTY FINL CORP COM 842632101 5.11 1,952 SH SOLE 1,952 SOUTHERN CO COM 842587107 65,534.45 1,458,590 SH SHARED 01 1,458,590 SOUTHERN CO COM 842587107 7,736.14 172,182 SH SHARED 172,182 SOUTHERN CO COM 842587107 3,395.94 75,583 SH SHARED 20 75,583 SOUTHERN CO COM 842587107 2,569.50 57,189 SH SHARED 57,189
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- SOUTHERN CO COM 842587107 2,349.84 52,300 SH P SHARED 52,300 SOUTHERN CO COM 842587107 1,347.90 30,000 SH C SHARED 30,000 SOUTHERN COPPER CORP COM 84265V105 5,841.30 184,210 SH SHARED 01 184,210 SOUTHERN COPPER CORP COM 84265V105 1,791.62 56,500 SH C SHARED 56,500 SOUTHERN COPPER CORP COM 84265V105 1,538.41 48,515 SH SHARED 48,515 SOUTHERN COPPER CORP COM 84265V105 1,173.27 37,000 SH P SHARED 37,000 SOUTHERN COPPER CORP COM 84265V105 336.51 10,612 SH SHARED 10,612 SOUTHERN FIRST BANCSHARES IN COM 842873101 5.66 826 SH SOLE 826 SOUTHERN NATL BANCORP OF VA COM 843395104 13.50 2,000 SH SHARED 01 2,000 SOUTHERN NATL BANCORP OF VA COM 843395104 5.70 845 SH SHARED 845 SOUTHSIDE BANCSHARES INC COM 84470P109 0.53 24 SH SHARED 01 24 SOUTHWEST AIRLS CO COM 844741108 3,074.47 373,115 SH SHARED 01 373,115 SOUTHWEST AIRLS CO COM 844741108 2,303.24 279,519 SH SHARED 279,519 SOUTHWEST AIRLS CO COM 844741108 385.63 46,800 SH C SHARED 46,800 SOUTHWEST AIRLS CO COM 844741108 269.45 32,700 SH P SHARED 32,700 SOUTHWEST AIRLS CO COM 844741108 75.81 9,200 SH SHARED 9,200 SOUTHWEST BANCORP INC OKLA COM 844767103 394.17 42,752 SH SHARED 42,752 SOUTHWEST BANCORP INC OKLA COM 844767103 0.05 5 SH SHARED 01 5 SOUTHWEST GA FINL CORP COM 84502A104 104.90 11,042 SH SOLE 11,042 SOUTHWEST GAS CORP COM 844895102 4,764.91 111,486 SH SHARED 111,486 SOUTHWEST GAS CORP COM 844895102 1,317.12 30,817 SH SHARED 01 30,817 SOUTHWESTERN ENERGY CO COM 845467109 11,668.02 381,308 SH SHARED 01 381,308 SOUTHWESTERN ENERGY CO COM 845467109 2,071.62 67,700 SH C SHARED 67,700 SOUTHWESTERN ENERGY CO COM 845467109 1,285.20 42,000 SH P SHARED 42,000 SOUTHWESTERN ENERGY CO COM 845467109 731.34 23,900 SH SHARED 23,900 SOUTHWESTERN ENERGY CO COM 845467109 9.09 297 SH SHARED 297 SOVRAN SELF STORAGE INC COM 84610H108 1,698.36 34,083 SH SHARED 01 34,083 SOVRAN SELF STORAGE INC COM 84610H108 614.90 12,340 SH SHARED 12,340 SOVRAN SELF STORAGE INC COM 84610H108 565.37 11,346 SH SHARED 11,346 SP BANCORP INC COM 78468K106 14.92 1,243 SH SOLE 1,243 SPAN AMER MED SYS INC COM 846396109 43.73 2,648 SH SHARED 2,648 SPAN AMER MED SYS INC COM 846396109 8.26 500 SH SHARED 01 500 SPANISH BROADCASTING SYS INC CL A NEW 846425833 15.12 2,240 SH SHARED 01 2,240 SPANSION INC COM CL A NEW 84649R200 2,192.01 179,968 SH SOLE 179,968 SPARTAN MTRS INC COM 846819100 102.95 19,461 SH SHARED 19,461 SPARTAN MTRS INC COM 846819100 13.23 2,500 SH SHARED 01 2,500 SPARTAN STORES INC COM 846822104 64.74 3,573 SH SHARED 3,573 SPARTAN STORES INC COM 846822104 2.90 160 SH SHARED 01 160 SPARTECH CORP COM NEW 847220209 58.74 12,036 SH SHARED 12,036 SPARTECH CORP COM NEW 847220209 1.07 220 SH SHARED 01 220 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 83,158.29 630,943 SH SHARED 01 630,943 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 28,192.02 213,900 SH P SHARED 213,900 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 12,903.22 97,900 SH C SHARED 97,900 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 12,639.09 95,896 SH SHARED 95,896 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 258.20 1,959 SH SHARED 1,959 SPDR GOLD TRUST GOLD SHS 78463V107 454,836.41 2,805,554 SH SHARED 01 2,805,554 SPDR GOLD TRUST GOLD SHS 78463V107 383,381.38 2,364,800 SH C SHARED 2,364,800 SPDR GOLD TRUST GOLD SHS 78463V107 186,634.98 1,151,215 SH SHARED 1,151,215 SPDR GOLD TRUST GOLD SHS 78463V107 130,020.24 802,000 SH P SHARED 802,000 SPDR GOLD TRUST GOLD SHS 78463V107 1,014.87 6,260 SH SHARED 6,260 SPDR GOLD TRUST GOLD SHS 78463V107 194.54 1,200 SH P SHARED 01 1,200 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 40,869.87 1,300,346 SH SHARED 01 1,300,346 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 28,919.44 578,736 SH SHARED 01 578,736
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ------------ ----------- --- ---- ------ ----- --------- ---------- --------- SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 17,284.02 703,273 SH SHARED 17 703,273 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 13,371.82 262,966 SH SHARED 01 262,966 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 8,502.29 262,012 SH SHARED 01 262,012 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 7,854.11 213,311 SH SHARED 01 213,311 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 7,192.92 97,005 SH SHARED 01 97,005 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6,076.56 155,252 SH SHARED 01 155,252 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 5,020.61 63,656 SH SHARED 01 63,656 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 4,418.95 179,195 SH SHARED 01 179,195 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 3,328.87 48,689 SH SHARED 01 48,689 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 3,324.78 50,284 SH SHARED 01 50,284 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 3,172.80 69,079 SH SHARED 01 69,079 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 2,832.40 115,750 SH SHARED 01 115,750 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 1,960.37 63,381 SH SHARED 01 63,381 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1,420.14 26,963 SH SHARED 01 26,963 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1,244.65 43,262 SH SHARED 01 43,262 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 1,027.33 14,445 SH SHARED 01 14,445 SPDR INDEX SHS FDS INTL UTILT ETF 78463X632 981.08 56,625 SH SHARED 01 56,625 SPDR INDEX SHS FDS INTL TELEC ETF 78463X640 789.26 34,568 SH SHARED 01 34,568 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 687.52 15,452 SH SHARED 01 15,452 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 649.71 22,967 SH SHARED 01 22,967 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 391.16 5,500 SH SHARED 17 5,500 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 239.36 7,473 SH SHARED 01 7,473 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 144.08 3,137 SH SHARED 3,137 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 141.17 4,206 SH SHARED 01 4,206 SPDR INDEX SHS FDS EUROPE ETF 78463X608 126.64 2,950 SH SHARED 17 2,950 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 115.66 3,582 SH SHARED 01 3,582 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 95.65 1,290 SH SHARED 17 1,290 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 90.11 3,410 SH SHARED 01 3,410 SPDR INDEX SHS FDS EUROPE ETF 78463X608 84.96 1,979 SH SHARED 1,979 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 77.82 2,516 SH SHARED 2,516 SPDR INDEX SHS FDS EUROPE ETF 78463X608 77.66 1,809 SH SHARED 01 1,809 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 72.89 2,319 SH SHARED 2,319 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 53.43 1,700 SH SHARED 1,700 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 45.19 661 SH SHARED 661 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 42.02 1,295 SH SHARED 1,295 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 38.90 1,352 SH SHARED 1,352 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 37.01 1,417 SH SHARED 1,417 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 35.81 1,109 SH SHARED 1,109 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 30.28 458 SH SHARED 458 SPDR INDEX SHS FDS INTL INDS ETF 78463X673 26.88 1,038 SH SHARED 01 1,038 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 26.28 680 SH SHARED 680 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 24.68 934 SH SHARED 934 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 23.19 600 SH SHARED 01 600 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 20.08 1,150 SH SHARED 01 1,150 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 9.62 551 SH SHARED 551 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 8.68 122 SH SHARED 122 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 6.92 265 SH SHARED 01 265 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 6.08 150 SH SHARED 01 150 SPDR INDEX SHS FDS INTL MTRLS SEC 78463X665 5.19 204 SH SHARED 01 204 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,460,129.30 10,369,500 SH P SHARED 10,369,500 SPDR S&P 500 ETF TR TR UNIT 78462F103 715,210.88 5,079,262 SH SHARED 5,079,262 SPDR S&P 500 ETF TR TR UNIT 78462F103 540,907.53 3,841,400 SH C SHARED 3,841,400 SPDR S&P 500 ETF TR TR UNIT 78462F103 516,997.29 3,671,595 SH SHARED 01 3,671,595
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- SPDR S&P 500 ETF TR TR UNIT 78462F103 25,275.40 179,500 SH P SHARED 01 179,500 SPDR S&P 500 ETF TR TR UNIT 78462F103 8,067.57 57,309 SH SHARED 17 57,309 SPDR S&P 500 ETF TR TR UNIT 78462F103 3,335.65 23,689 SH SHARED 23,689 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 96,080.98 531,686 SH SHARED 01 531,686 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9,234.28 51,100 SH P SHARED 51,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6,216.42 34,400 SH P SHARED 01 34,400 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,635.66 14,585 SH SHARED 14,585 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,554.11 8,600 SH C SHARED 8,600 SPDR SER TR SHRT TRSRY ETF 78468R101 4,122.98 137,754 SH SOLE 137,754 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 200,535.70 5,093,617 SH SHARED 01 5,093,617 SPDR SERIES TRUST S&P DIVID ETF 78464A763 172,320.97 3,042,390 SH SHARED 01 3,042,390 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 167,440.47 2,733,722 SH SHARED 2,733,722 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 58,964.51 1,036,101 SH SHARED 1,036,101 SPDR SERIES TRUST S&P METALS MNG 78464A755 50,087.93 1,007,400 SH P SHARED 1,007,400 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 42,961.41 1,762,881 SH SHARED 01 1,762,881 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 30,427.12 897,820 SH SHARED 01 897,820 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 29,300.78 1,372,402 SH SHARED 1,372,402 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 26,426.23 576,740 SH SHARED 01 576,740 SPDR SERIES TRUST S&P METALS MNG 78464A755 24,238.05 487,491 SH SHARED 487,491 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 24,114.45 1,011,512 SH SHARED 01 1,011,512 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 22,974.88 375,100 SH P SHARED 375,100 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 18,232.28 457,408 SH SHARED 01 457,408 SPDR SERIES TRUST DB INT GVT ETF 78464A490 17,097.32 282,834 SH SHARED 01 282,834 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 15,539.43 253,705 SH SHARED 01 253,705 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 14,681.22 244,932 SH SHARED 01 244,932 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 14,419.79 675,400 SH P SHARED 675,400 SPDR SERIES TRUST S&P BIOTECH 78464A870 10,872.96 135,135 SH SHARED 01 135,135 SPDR SERIES TRUST DJ REIT ETF 78464A607 7,168.70 101,210 SH SHARED 01 101,210 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 7,085.79 121,436 SH SHARED 01 121,436 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 6,895.31 105,604 SH SHARED 01 105,604 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 6,718.85 314,700 SH C SHARED 314,700 SPDR SERIES TRUST BRCLY CP US BD 78464A276 4,964.66 84,548 SH SHARED 01 84,548 SPDR SERIES TRUST S&P 500 VALUE 78464A508 4,422.01 62,688 SH SHARED 01 62,688 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 4,306.95 65,755 SH SHARED 01 65,755 SPDR SERIES TRUST S&P REGL BKG 78464A698 4,221.10 148,265 SH SHARED 01 148,265 SPDR SERIES TRUST S&P BK ETF 78464A797 3,922.20 164,453 SH SHARED 01 164,453 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3,767.44 66,200 SH C SHARED 66,200 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3,573.95 62,800 SH P SHARED 62,800 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 3,521.27 53,768 SH SHARED 01 53,768 SPDR SERIES TRUST OILGAS EQUIP 78464A748 3,489.28 95,833 SH SHARED 01 95,833 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 3,250.93 44,029 SH SHARED 01 44,029 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 3,170.71 52,322 SH SHARED 01 52,322 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3,140.81 55,189 SH SHARED 01 55,189 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 3,130.36 146,621 SH SHARED 01 146,621 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 2,769.04 71,644 SH SHARED 01 71,644 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 2,655.41 86,977 SH SHARED 01 86,977 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2,644.31 45,789 SH SHARED 01 45,789 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 2,625.24 21,110 SH SHARED 21,110 SPDR SERIES TRUST S&P METALS MNG 78464A755 2,481.03 49,900 SH C SHARED 49,900 SPDR SERIES TRUST COMP SOFTWARE 78464A599 2,457.52 38,178 SH SOLE 38,178 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2,456.72 54,691 SH SHARED 01 54,691 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 2,408.08 38,517 SH SOLE 38,517 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,113.13 34,500 SH C SHARED 34,500
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SPDR SERIES TRUST BRCLY INTL CRP 78464A151 2,013.15 59,280 SH SHARED 01 59,280 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1,925.19 48,900 SH P SHARED 48,900 SPDR SERIES TRUST S&P METALS MNG 78464A755 1,879.37 37,799 SH SHARED 01 37,799 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1,809.84 45,970 SH SHARED 45,970 SPDR SERIES TRUST S&P PHARMAC 78464A722 1,699.81 29,769 SH SHARED 01 29,769 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 1,585.19 22,186 SH SHARED 01 22,186 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1,329.37 17,585 SH SHARED 01 17,585 SPDR SERIES TRUST CAP MORTG ETF 78464A383 1,261.96 45,851 SH SHARED 01 45,851 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1,195.22 9,611 SH SHARED 01 9,611 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 1,056.24 18,801 SH SHARED 18,801 SPDR SERIES TRUST S&P INS ETF 78464A789 778.40 18,622 SH SHARED 01 18,622 SPDR SERIES TRUST SHRT INTL ETF 78464A334 757.30 20,697 SH SHARED 01 20,697 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 690.92 8,235 SH SHARED 01 8,235 SPDR SERIES TRUST S&P PHARMAC 78464A722 646.43 11,321 SH SHARED 11,321 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 609.74 25,491 SH SHARED 01 25,491 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 405.56 7,725 SH SHARED 01 7,725 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 318.88 8,000 SH SHARED 8,000 SPDR SERIES TRUST S&P BIOTECH 78464A870 300.20 3,731 SH SHARED 3,731 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 274.89 4,893 SH SHARED 01 4,893 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 272.26 5,477 SH SHARED 01 5,477 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 254.51 3,447 SH SHARED 3,447 SPDR SERIES TRUST S&P CAP MKTS 78464A771 208.11 6,119 SH SHARED 01 6,119 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 157.35 2,692 SH SHARED 01 2,692 SPDR SERIES TRUST GLB DOW ETF 78464A706 139.35 2,496 SH SHARED 01 2,496 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 128.72 2,206 SH SHARED 2,206 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 96.02 1,466 SH SHARED 1,466 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 94.49 2,400 SH C SHARED 2,400 SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 77.81 740 SH SHARED 01 740 SPDR SERIES TRUST DJ LRG CAP ETF 78464A854 77.61 1,174 SH SHARED 01 1,174 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 76.91 1,465 SH SHARED 1,465 SPDR SERIES TRUST S&P DIVID ETF 78464A763 67.97 1,200 SH SHARED 1,200 SPDR SERIES TRUST NUVN S&P VRDO MN 78464A318 65.81 2,193 SH SHARED 01 2,193 SPDR SERIES TRUST CAP MORTG ETF 78464A383 44.09 1,602 SH SHARED 1,602 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 35.24 1,500 SH SHARED 01 1,500 SPDR SERIES TRUST CP ISSUE CP BD 78464A144 33.22 1,050 SH SHARED 01 1,050 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 32.86 600 SH SHARED 01 600 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 32.51 1,359 SH SHARED 1,359 SPDR SERIES TRUST S&P TELECOM 78464A540 29.43 630 SH SOLE 630 SPDR SERIES TRUST S&P MTG FIN 78464A524 26.56 709 SH SOLE 709 SPDR SERIES TRUST S&P BIOTECH 78464A870 24.14 300 SH C SHARED 300 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 23.39 766 SH SHARED 766 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 22.08 940 SH SHARED 940 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 15.75 500 SH SHARED 01 500 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 1.94 32 SH SHARED 32 SPECIAL OPPORTUNITIES FD INC COM 84741T104 66.33 4,130 SH SHARED 4,130 SPECIAL OPPORTUNITIES FD INC COM 84741T104 13.52 842 SH SHARED 01 842 SPECTRA ENERGY CORP COM 847560109 14,641.98 464,088 SH SHARED 01 464,088 SPECTRA ENERGY CORP COM 847560109 1,347.63 42,714 SH SHARED 42,714 SPECTRA ENERGY CORP COM 847560109 1,152.14 36,518 SH SHARED 36,518 SPECTRA ENERGY CORP COM 847560109 92.44 2,930 SH SHARED 20 2,930 SPECTRA ENERGY CORP COM 847560109 25.24 800 SH C SHARED 800 SPECTRA ENERGY CORP COM 847560109 9.47 300 SH P SHARED 300 SPECTRA ENERGY PARTNERS LP COM 84756N109 4,576.26 143,232 SH SHARED 143,232
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- ---------- --------- SPECTRA ENERGY PARTNERS LP COM 84756N109 3,372.23 105,547 SH SHARED 01 105,547 SPECTRANETICS CORP COM 84760C107 1,303.56 125,342 SH SHARED 125,342 SPECTRANETICS CORP COM 84760C107 395.82 38,060 SH SHARED 01 38,060 SPECTRUM BRANDS HLDGS INC COM 84763R101 94.88 2,714 SH SHARED 01 2,714 SPECTRUM PHARMACEUTICALS INC COM 84763A108 530.19 41,979 SH SHARED 41,979 SPECTRUM PHARMACEUTICALS INC COM 84763A108 276.82 21,918 SH SHARED 01 21,918 SPECTRUM PHARMACEUTICALS INC COM 84763A108 270.28 21,400 SH C SHARED 21,400 SPECTRUM PHARMACEUTICALS INC COM 84763A108 73.25 5,800 SH P SHARED 5,800 SPEEDWAY MOTORSPORTS INC COM 847788106 14.42 772 SH SHARED 01 772 SPHERIX INC COM NEW 84842R205 0.63 726 SH SOLE 726 SPIRE CORP COM 848565107 1.13 965 SH SOLE 965 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 755.37 30,882 SH SHARED 01 30,882 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 74.90 3,062 SH SHARED 3,062 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 7.46 305 SH SHARED 20 305 SPIRIT AIRLS INC COM 848577102 122.75 6,116 SH SHARED 01 6,116 SPIRIT AIRLS INC COM 848577102 54.19 2,700 SH C SHARED 2,700 SPIRIT AIRLS INC COM 848577102 10.04 500 SH P SHARED 500 SPORT CHALET INC CL B 849163308 51.98 31,506 SH SHARED 31,506 SPORT CHALET INC CL B 849163308 8.29 5,025 SH SHARED 01 5,025 SPORT CHALET INC CL A 849163209 4.50 3,517 SH SHARED 3,517 SPORT CHALET INC CL A 849163209 0.22 175 SH SHARED 01 175 SPREADTRUM COMMUNICATIONS IN ADR 849415203 968.63 58,705 SH SHARED 58,705 SPREADTRUM COMMUNICATIONS IN ADR 849415203 451.67 27,374 SH SHARED 01 27,374 SPREADTRUM COMMUNICATIONS IN ADR 849415203 61.05 3,700 SH C SHARED 3,700 SPREADTRUM COMMUNICATIONS IN ADR 849415203 42.90 2,600 SH P SHARED 2,600 SPRINT NEXTEL CORP COM SER 1 852061100 4,484.48 1,573,500 SH P SHARED 1,573,500 SPRINT NEXTEL CORP COM SER 1 852061100 4,284.61 1,503,372 SH SHARED 01 1,503,372 SPRINT NEXTEL CORP COM SER 1 852061100 1,677.18 588,484 SH SHARED 588,484 SPRINT NEXTEL CORP COM SER 1 852061100 644.96 226,300 SH C SHARED 226,300 SPRINT NEXTEL CORP COM SER 1 852061100 567.57 199,149 SH SHARED 199,149 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 8,192.14 567,323 SH SHARED 01 567,323 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 29.21 2,143 SH SHARED 01 2,143 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 15.93 1,169 SH SHARED 1,169 SPROTT RESOURCE LENDING CORP COM 85207J100 21.63 13,865 SH SOLE 13,865 SPS COMM INC COM 78463M107 739.20 27,500 SH SHARED 27,500 SPS COMM INC COM 78463M107 680.82 25,328 SH SHARED 01 25,328 SPX CORP COM 784635104 4,917.50 63,427 SH SHARED 63,427 SPX CORP COM 784635104 684.20 8,825 SH SHARED 01 8,825 SPX CORP COM 784635104 286.86 3,700 SH SHARED 3,700 SPX CORP COM 784635104 85.28 1,100 SH C SHARED 1,100 SPX CORP COM 784635104 7.75 100 SH P SHARED 100 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1,850.42 79,315 SH SHARED 01 79,315 ST JOE CO COM 790148100 2,444.51 128,591 SH SHARED 01 128,591 ST JOE CO COM 790148100 1,180.52 62,100 SH C SHARED 62,100 ST JOE CO COM 790148100 1,138.70 59,900 SH P SHARED 59,900 ST JOE CO COM 790148100 159.21 8,375 SH SHARED 8,375 ST JUDE MED INC COM 790849103 15,473.58 349,212 SH SHARED 01 349,212 ST JUDE MED INC COM 790849103 1,524.75 34,411 SH C SHARED 34,411 ST JUDE MED INC COM 790849103 1,177.76 26,580 SH SHARED 26,580 ST JUDE MED INC COM 790849103 553.88 12,500 SH P SHARED 12,500 ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 15,402.90 11,837,000 PRN SHARED 11,837,000 ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 123.62 95,000 PRN SHARED 01 95,000 STAAR SURGICAL CO COM PAR $0.01 852312305 310.24 28,646 SH SHARED 28,646
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- STAAR SURGICAL CO COM PAR $0.01 852312305 0.11 10 SH SHARED 01 10 STAG INDL INC COM 85254J102 550.12 39,407 SH SHARED 01 39,407 STAG INDL INC COM 85254J102 31.06 2,225 SH SHARED 2,225 STAGE STORES INC COM NEW 85254C305 29.48 1,815 SH SHARED 01 1,815 STAGE STORES INC COM NEW 85254C305 5.85 360 SH SHARED 20 360 STAGE STORES INC COM NEW 85254C305 4.92 303 SH SHARED 303 STAMPS COM INC COM NEW 852857200 55.76 2,000 SH P SHARED 2,000 STAMPS COM INC COM NEW 852857200 15.64 561 SH SHARED 01 561 STAMPS COM INC COM NEW 852857200 11.15 400 SH C SHARED 400 STANCORP FINL GROUP INC COM 852891100 2,476.38 60,488 SH SHARED 01 60,488 STANCORP FINL GROUP INC COM 852891100 163.68 3,998 SH SHARED 3,998 STANDARD MICROSYSTEMS CORP COM 853626109 77.61 3,000 SH C SHARED 3,000 STANDARD MICROSYSTEMS CORP COM 853626109 23.23 898 SH SHARED 01 898 STANDARD MICROSYSTEMS CORP COM 853626109 12.94 500 SH P SHARED 500 STANDARD MTR PRODS INC COM 853666105 88.70 5,000 SH P SHARED 5,000 STANDARD MTR PRODS INC COM 853666105 73.09 4,120 SH SHARED 4,120 STANDARD MTR PRODS INC COM 853666105 23.91 1,348 SH SHARED 01 1,348 STANDARD MTR PRODS INC COM 853666105 10.64 600 SH C SHARED 600 STANDARD PAC CORP NEW COM 85375C101 2,121.99 475,782 SH SHARED 01 475,782 STANDARD PAC CORP NEW COM 85375C101 62.89 14,100 SH C SHARED 14,100 STANDARD PAC CORP NEW COM 85375C101 15.16 3,400 SH P SHARED 3,400 STANLEY BLACK & DECKER INC COM 854502101 46,798.30 608,086 SH SHARED 608,086 STANLEY BLACK & DECKER INC COM 854502101 12,030.46 156,321 SH SHARED 01 156,321 STANLEY BLACK & DECKER INC COM 854502101 9,055.65 117,667 SH SHARED 117,667 STANLEY BLACK & DECKER INC COM 854502101 623.38 8,100 SH P SHARED 8,100 STANLEY BLACK & DECKER INC COM 854502101 169.31 2,200 SH C SHARED 2,200 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 115.96 953 SH SHARED 01 953 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 59.74 491 SH SHARED 491 STANLEY FURNITURE CO INC COM NEW 854305208 12.85 2,678 SH SOLE 2,678 STANLEY WKS FRNT 5/1 854616AM1 39.38 33,000 PRN SHARED 01 33,000 STANTEC INC COM 85472N109 1,775.59 55,766 SH SHARED 55,766 STANTEC INC COM 85472N109 265.07 8,325 SH SHARED 8,325 STAPLES INC COM 855030102 14,083.52 869,890 SH SHARED 01 869,890 STAPLES INC COM 855030102 1,214.25 75,000 SH C SHARED 75,000 STAPLES INC COM 855030102 908.74 56,130 SH SHARED 56,130 STAPLES INC COM 855030102 539.35 33,314 SH SHARED 33,314 STAPLES INC COM 855030102 386.94 23,900 SH P SHARED 23,900 STAR BULK CARRIERS CORP COM Y8162K105 3.07 3,411 SH SHARED 01 3,411 STAR BULK CARRIERS CORP COM Y8162K105 0.78 863 SH SHARED 863 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 9.01 2,177 SH SHARED 2,177 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 2.07 500 SH SHARED 01 500 STAR SCIENTIFIC INC COM 85517P101 1,675.42 510,800 SH P SHARED 510,800 STAR SCIENTIFIC INC COM 85517P101 667.24 203,426 SH SHARED 203,426 STAR SCIENTIFIC INC COM 85517P101 328.49 100,150 SH SHARED 01 100,150 STAR SCIENTIFIC INC COM 85517P101 114.47 34,900 SH C SHARED 34,900 STARBUCKS CORP COM 855244109 74,409.38 1,331,354 SH SHARED 01 1,331,354 STARBUCKS CORP COM 855244109 10,714.11 191,700 SH C SHARED 191,700 STARBUCKS CORP COM 855244109 9,031.82 161,600 SH P SHARED 161,600 STARBUCKS CORP COM 855244109 3,753.96 67,167 SH SHARED 67,167 STARBUCKS CORP COM 855244109 2,841.06 50,833 SH SHARED 50,833 STARRETT L S CO CL A 855668109 11.60 890 SH SOLE 890 STARTEK INC COM 85569C107 2.69 1,229 SH SOLE 1,229
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- STARWOOD HOTELS&RESORTS WRLD COM 85590A401 32,409.35 574,532 SH SHARED 01 574,532 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2,419.99 42,900 SH P SHARED 42,900 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 789.74 14,000 SH SHARED 14,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 755.89 13,400 SH C SHARED 13,400 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 105.99 1,879 SH SHARED 1,879 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 6.77 120 SH SHARED 20 120 STARWOOD PPTY TR INC COM 85571B105 1,845.39 87,792 SH SHARED 01 87,792 STATE AUTO FINL CORP COM 855707105 37.88 2,593 SH SHARED 01 2,593 STATE BK FINL CORP COM 856190103 20.29 1,159 SH SHARED 01 1,159 STATE INVS BANCORP INC COM 857030100 9.56 799 SH SOLE 799 STATE STR CORP COM 857477103 18,313.75 402,500 SH SHARED 01 402,500 STATE STR CORP COM 857477103 7,952.17 174,773 SH SHARED 174,773 STATE STR CORP COM 857477103 1,470.70 32,323 SH SHARED 32,323 STATE STR CORP COM 857477103 910.00 20,000 SH C SHARED 20,000 STATE STR CORP COM 857477103 523.25 11,500 SH P SHARED 11,500 STATOIL ASA SPONSORED ADR 85771P102 5,256.82 193,907 SH SHARED 01 193,907 STATOIL ASA SPONSORED ADR 85771P102 997.40 36,791 SH SHARED 36,791 STEALTHGAS INC SHS Y81669106 11.72 1,987 SH SOLE 1,987 STEC INC COM 784774101 825.01 87,395 SH SHARED 01 87,395 STEC INC COM 784774101 255.00 27,013 SH SHARED 27,013 STEC INC COM 784774101 214.29 22,700 SH C SHARED 22,700 STEC INC COM 784774101 147.26 15,600 SH P SHARED 15,600 STEEL DYNAMICS INC COM 858119100 15,021.19 1,033,094 SH SHARED 1,033,094 STEEL DYNAMICS INC COM 858119100 1,225.59 84,291 SH SHARED 01 84,291 STEEL DYNAMICS INC COM 858119100 881.12 60,600 SH C SHARED 60,600 STEEL DYNAMICS INC COM 858119100 183.20 12,600 SH P SHARED 12,600 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 70.29 62,000 PRN SHARED 01 62,000 STEELCASE INC CL A 858155203 44.42 4,627 SH SHARED 01 4,627 STEELCASE INC CL A 858155203 1.92 200 SH C SHARED 200 STEIN MART INC COM 858375108 2.31 350 SH SHARED 01 350 STEIN MART INC COM 858375108 1.98 300 SH C SHARED 300 STEINER LEISURE LTD ORD P8744Y102 877.43 17,969 SH SHARED 01 17,969 STELLARONE CORP COM 85856G100 123.82 10,431 SH SHARED 10,431 STELLARONE CORP COM 85856G100 11.87 1,000 SH SHARED 01 1,000 STEMCELLS INC COM NEW 85857R204 6.96 6,268 SH SHARED 01 6,268 STEPAN CO COM 858586100 140.48 1,600 SH SHARED 01 1,600 STEPAN CO PFD CONV 5.50% 858586209 84.04 840 SH SOLE 840 STEREOTAXIS INC COM 85916J102 10.92 16,802 SH SOLE 16,802 STERICYCLE INC COM 858912108 4,198.39 50,196 SH SHARED 01 50,196 STERICYCLE INC COM 858912108 1,559.38 18,644 SH SHARED 18,644 STERICYCLE INC COM 858912108 710.94 8,500 SH SHARED 8,500 STERICYCLE INC COM 858912108 409.84 4,900 SH SHARED 20 4,900 STERICYCLE INC COM 858912108 41.82 500 SH C SHARED 500 STERIS CORP COM 859152100 970.64 30,697 SH SHARED 01 30,697 STERLING BANCORP COM 859158107 24.93 2,600 SH SHARED 01 2,600 STERLING CONSTRUCTION CO INC COM 859241101 104.27 10,694 SH SHARED 10,694 STERLING CONSTRUCTION CO INC COM 859241101 11.08 1,136 SH SHARED 01 1,136
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- STERLING FINL CORP WASH COM NEW 859319303 9.00 431 SH SHARED 01 431 STERLITE INDS INDIA LTD ADS 859737207 5,316.45 622,535 SH SHARED 622,535 STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 131.43 140,000 PRN SOLE 140,000 STERLITE INDS INDIA LTD ADS 859737207 80.42 9,417 SH SHARED 01 9,417 STIFEL FINL CORP COM 860630102 222.76 5,887 SH SHARED 01 5,887 STILLWATER MNG CO COM 86074Q102 78,536.16 6,213,304 SH SHARED 6,213,304 STILLWATER MNG CO COM 86074Q102 1,222.72 96,734 SH SHARED 01 96,734 STILLWATER MNG CO COM 86074Q102 535.94 42,400 SH C SHARED 42,400 STILLWATER MNG CO COM 86074Q102 334.96 26,500 SH P SHARED 26,500 STILLWATER MNG CO COM 86074Q102 227.52 18,000 SH SHARED 18,000 STMICROELECTRONICS N V NY REGISTRY 861012102 2,336.42 285,277 SH SHARED 01 285,277 STONE ENERGY CORP COM 861642106 1,203.64 42,100 SH C SHARED 42,100 STONE ENERGY CORP COM 861642106 305.43 10,683 SH SHARED 01 10,683 STONE ENERGY CORP COM 861642106 40.03 1,400 SH P SHARED 1,400 STONE HBR EMERG MRKTS INC FD COM 86164T107 9,656.32 392,693 SH SHARED 01 392,693 STONEMOR PARTNERS L P COM UNITS 86183Q100 4,502.95 184,850 SH SHARED 01 184,850 STONEMOR PARTNERS L P COM UNITS 86183Q100 207.06 8,500 SH C SHARED 8,500 STONEMOR PARTNERS L P COM UNITS 86183Q100 36.54 1,500 SH P SHARED 1,500 STONERIDGE INC COM 86183P102 27.31 2,761 SH SHARED 01 2,761 STR HLDGS INC COM 78478V100 4.84 1,000 SH C SHARED 1,000 STR HLDGS INC COM 78478V100 1.84 380 SH SHARED 380 STR HLDGS INC COM 78478V100 0.26 53 SH SHARED 01 53 STRATASYS INC COM 862685104 117.19 3,209 SH SHARED 3,209 STRATASYS INC COM 862685104 2.85 78 SH SHARED 01 78 STRATEGIC DIAGNOSTICS INC COM 862700101 9.23 4,938 SH SHARED 4,938 STRATEGIC DIAGNOSTICS INC COM 862700101 0.04 22 SH SHARED 01 22 STRATEGIC HOTELS & RESORTS I COM 86272T106 1,699.33 258,257 SH SHARED 258,257 STRATEGIC HOTELS & RESORTS I COM 86272T106 252.67 38,400 SH SHARED 38,400 STRATEGIC HOTELS & RESORTS I COM 86272T106 26.32 4,000 SH C SHARED 4,000 STRATEGIC HOTELS & RESORTS I COM 86272T106 3.26 495 SH SHARED 01 495 STRATTEC SEC CORP COM 863111100 15.77 674 SH SOLE 674 STRATUS PPTYS INC COM NEW 863167201 6.32 669 SH SHARED 669 STRATUS PPTYS INC COM NEW 863167201 1.87 198 SH SHARED 01 198 STRAYER ED INC COM 863236105 136.23 1,445 SH SHARED 01 1,445 STREAMLINE HEALTH SOLUTIONS COM 86323X106 6.07 3,548 SH SHARED 01 3,548 STRYKER CORP COM 863667101 26,660.69 480,546 SH SHARED 01 480,546 STRYKER CORP COM 863667101 1,271.77 22,923 SH C SHARED 22,923 STRYKER CORP COM 863667101 1,148.27 20,697 SH SHARED 20,697 STRYKER CORP COM 863667101 1,137.34 20,500 SH P SHARED 20,500 STUDENT TRANSN INC COM 86388A108 96.89 13,704 SH SHARED 13,704 STUDENT TRANSN INC COM 86388A108 7.07 1,000 SH SHARED 01 1,000 STURM RUGER & CO INC COM 864159108 1,099.40 22,391 SH SHARED 01 22,391 STURM RUGER & CO INC COM 864159108 461.54 9,400 SH C SHARED 9,400 STURM RUGER & CO INC COM 864159108 235.68 4,800 SH P SHARED 4,800 STURM RUGER & CO INC COM 864159108 54.40 1,108 SH SHARED 1,108 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 3,632.77 84,483 SH SHARED 01 84,483 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 68.80 1,600 SH C SHARED 1,600 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 64.80 1,507 SH SHARED 1,507 SUFFOLK BANCORP COM 864739107 12.99 1,000 SH SHARED 01 1,000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 3,285.35 494,782 SH SHARED 01 494,782 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 87.79 13,222 SH SHARED 13,222 SUMMIT FINANCIAL GROUP INC COM 86606G101 8.80 2,000 SH SHARED 01 2,000 SUMMIT FINANCIAL GROUP INC COM 86606G101 1.04 237 SH SHARED 237
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SUN BANCORP INC COM 86663B102 64.95 18,400 SH SHARED 01 18,400 SUN BANCORP INC COM 86663B102 57.68 16,340 SH SHARED 16,340 SUN COMMUNITIES INC COM 866674104 3,142.46 72,524 SH SHARED 01 72,524 SUN COMMUNITIES INC COM 866674104 83.71 1,932 SH SHARED 1,932 SUN HEALTHCARE GROUP INC NEW COM 86677E100 23.43 3,425 SH SHARED 01 3,425 SUN HYDRAULICS CORP COM 866942105 40.31 1,541 SH SHARED 01 1,541 SUN LIFE FINL INC COM 866796105 912.07 38,500 SH SHARED 38,500 SUN LIFE FINL INC COM 866796105 761.21 32,132 SH SHARED 32,132 SUN LIFE FINL INC COM 866796105 729.46 30,792 SH SHARED 01 30,792 SUN LIFE FINL INC COM 866796105 63.96 2,700 SH C SHARED 2,700 SUN LIFE FINL INC COM 866796105 7.11 300 SH P SHARED 300 SUNCOKE ENERGY INC COM 86722A103 2,329.43 163,929 SH SHARED 163,929 SUNCOKE ENERGY INC COM 86722A103 390.82 27,503 SH SHARED 01 27,503 SUNCOKE ENERGY INC COM 86722A103 15.63 1,100 SH C SHARED 1,100 SUNCOR ENERGY INC NEW COM 867224107 29,070.01 888,991 SH SHARED 01 888,991 SUNCOR ENERGY INC NEW COM 867224107 18,232.96 557,583 SH SHARED 557,583 SUNCOR ENERGY INC NEW COM 867224107 11,026.44 337,200 SH P SHARED 337,200 SUNCOR ENERGY INC NEW COM 867224107 6,481.14 198,200 SH C SHARED 198,200 SUNCOR ENERGY INC NEW COM 867224107 5,351.75 163,662 SH SHARED 20 163,662 SUNCOR ENERGY INC NEW COM 867224107 3,453.12 105,600 SH SHARED 105,600 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 160.72 56,000 SH SHARED 01 56,000 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 21.30 7,422 SH SHARED 7,422 SUNOCO INC COM 86764P109 6,336.72 166,100 SH C SHARED 166,100 SUNOCO INC COM 86764P109 1,987.39 52,094 SH SHARED 01 52,094 SUNOCO INC COM 86764P109 286.13 7,500 SH SHARED 7,500 SUNOCO INC COM 86764P109 64.86 1,700 SH P SHARED 1,700 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 60,969.31 1,612,518 SH SHARED 01 1,612,518 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 11,279.03 298,308 SH SHARED 298,308 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 18.91 500 SH P SHARED 500 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 15.12 400 SH C SHARED 400 SUNOPTA INC COM 8676EP108 2,335.14 426,899 SH SHARED 426,899 SUNOPTA INC COM 8676EP108 2.14 391 SH SHARED 01 391 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 2,343.75 2,500,000 PRN SOLE 2,500,000 SUNPOWER CORP COM 867652406 241.97 37,926 SH SHARED 37,926 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 142.31 159,000 PRN SHARED 01 159,000 SUNPOWER CORP COM 867652406 89.32 14,000 SH C SHARED 14,000 SUNPOWER CORP COM 867652406 75.62 11,853 SH SHARED 01 11,853 SUNPOWER CORP COM 867652406 70.18 11,000 SH SHARED 11,000 SUNPOWER CORP COM 867652406 12.12 1,900 SH P SHARED 1,900 SUNRISE SENIOR LIVING INC COM 86768K106 768.39 121,580 SH SHARED 121,580 SUNRISE SENIOR LIVING INC COM 86768K106 17.70 2,800 SH C SHARED 2,800 SUNRISE SENIOR LIVING INC COM 86768K106 4.74 750 SH SHARED 01 750 SUNSHINE HEART INC COM 86782U106 1.33 150 SH SOLE 150 SUNSTONE HOTEL INVS INC NEW COM 867892101 58.98 6,055 SH SHARED 6,055 SUNSTONE HOTEL INVS INC NEW COM 867892101 55.58 5,706 SH SHARED 01 5,706 SUNSTONE HOTEL INVS INC NEW CV 8% CUM PFD-D 867892507 53.99 2,186 SH SOLE 2,186 SUNTECH PWR HLDGS CO LTD ADR 86800C104 3,701.47 1,209,632 SH SHARED 1,209,632 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 3,165.00 4,000,000 PRN SHARED 4,000,000 SUNTECH PWR HLDGS CO LTD ADR 86800C104 183.66 60,021 SH SHARED 01 60,021 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 8.70 11,000 PRN SHARED 01 11,000 SUNTRUST BKS INC COM 867914103 6,404.98 264,997 SH SHARED 264,997 SUNTRUST BKS INC COM 867914103 4,505.38 186,404 SH SHARED 01 186,404 SUNTRUST BKS INC COM 867914103 2,300.98 95,200 SH P SHARED 95,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- SUNTRUST BKS INC COM 867914103 2,199.47 91,000 SH C SHARED 91,000 SUNTRUST BKS INC COM 867914103 1,012.72 41,900 SH SHARED 41,900 SUNTRUST BKS INC COM 867914103 5.80 240 SH SHARED 20 240 SUPER MICRO COMPUTER INC COM 86800U104 84.05 4,814 SH SHARED 01 4,814 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0.01 12 SH SHARED 01 12 SUPERIOR ENERGY SVCS INC COM 868157108 1,559.64 59,167 SH SHARED 01 59,167 SUPERIOR ENERGY SVCS INC COM 868157108 901.22 34,189 SH SHARED 34,189 SUPERIOR ENERGY SVCS INC COM 868157108 267.21 10,137 SH SHARED 10,137 SUPERIOR ENERGY SVCS INC COM 868157108 137.07 5,200 SH C SHARED 5,200 SUPERIOR INDS INTL INC COM 868168105 208.69 10,680 SH SHARED 10,680 SUPERIOR INDS INTL INC COM 868168105 13.76 704 SH SHARED 01 704 SUPERIOR UNIFORM GP INC COM 868358102 1.59 135 SH SOLE 135 SUPERMEDIA INC COM 868447103 11.23 4,700 SH SHARED 01 4,700 SUPERMEDIA INC COM 868447103 5.33 2,229 SH SHARED 2,229 SUPERTEL HOSPITALITY INC MD PFD CONV SER A 868526203 8.74 1,005 SH SOLE 1,005 SUPERTEL HOSPITALITY INC MD COM 868526104 3.65 3,474 SH SOLE 3,474 SUPERTEX INC COM 868532102 96.49 5,340 SH SOLE 5,340 SUPERTEX INC COM 868532102 36.14 2,000 SH C SOLE 2,000 SUPERVALU INC COM 868536103 1,085.96 190,185 SH SHARED 01 190,185 SUPERVALU INC COM 868536103 548.16 96,000 SH C SHARED 96,000 SUPERVALU INC COM 868536103 378.57 66,300 SH P SHARED 66,300 SUREWEST COMMUNICATIONS COM 868733106 1,021.65 45,306 SH SHARED 45,306 SUREWEST COMMUNICATIONS COM 868733106 37.64 1,669 SH SHARED 01 1,669 SURMODICS INC COM 868873100 2.15 140 SH SHARED 01 140 SURMODICS INC COM 868873100 1.54 100 SH C SHARED 100 SUSQUEHANNA BANCSHARES INC P COM 869099101 1.98 200 SH P SHARED 200 SUSQUEHANNA BANCSHARES INC P COM 869099101 1.93 195 SH SHARED 01 195 SUSSER HLDGS CORP COM 869233106 1,881.71 73,304 SH SHARED 01 73,304 SUTOR TECH GROUP LTD COM 869362103 3.52 3,321 SH SOLE 3,321 SUTRON CORP COM 869380105 129.14 22,000 SH SHARED 01 22,000 SVB FINL GROUP COM 78486Q101 1,781.19 27,684 SH SHARED 01 27,684 SVB FINL GROUP COM 78486Q101 425.93 6,620 SH SHARED 20 6,620 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1,634.25 178,998 SH SHARED 01 178,998 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1,514.50 169,294 SH SHARED 01 169,294 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 1,191.72 168,322 SH SHARED 01 168,322 SWEDISH EXPT CR CORP MLCX GRN ETN23 870297215 53.15 8,305 SH SHARED 01 8,305 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 40.68 4,456 SH SHARED 4,456 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 16.34 1,492 SH SHARED 01 1,492 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 4.55 643 SH SHARED 643 SWEDISH EXPT CR CORP MLCX BIO ETN23 870297199 2.28 200 SH SOLE 200 SWIFT ENERGY CO COM 870738101 198.54 6,839 SH SHARED 6,839 SWIFT ENERGY CO COM 870738101 188.70 6,500 SH P SHARED 6,500 SWIFT ENERGY CO COM 870738101 73.82 2,543 SH SHARED 01 2,543 SWIFT ENERGY CO COM 870738101 14.52 500 SH C SHARED 500 SWIFT TRANSN CO CL A 87074U101 460.16 39,875 SH SHARED 01 39,875 SWIFT TRANSN CO CL A 87074U101 215.80 18,700 SH C SHARED 18,700 SWISHER HYGIENE INC COM 870808102 245.90 99,959 SH SHARED 99,959 SWISHER HYGIENE INC COM 870808102 223.31 90,776 SH SHARED 01 90,776 SWISHER HYGIENE INC COM 870808102 114.14 46,400 SH C SHARED 46,400 SWISHER HYGIENE INC COM 870808102 29.77 12,100 SH P SHARED 12,100 SWISS HELVETIA FD INC COM 870875101 665.71 59,385 SH SHARED 01 59,385 SWISS HELVETIA FD INC COM 870875101 30.73 2,741 SH SHARED 2,741
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SWS GROUP INC COM 78503N107 141.26 24,696 SH SHARED 24,696 SWS GROUP INC COM 78503N107 69.59 12,166 SH SHARED 01 12,166 SWS GROUP INC COM 78503N107 2.55 445 SH SHARED 20 445 SXC HEALTH SOLUTIONS CORP COM 78505P100 2,553.96 34,071 SH SHARED 34,071 SXC HEALTH SOLUTIONS CORP COM 78505P100 986.10 13,155 SH SHARED 01 13,155 SXC HEALTH SOLUTIONS CORP COM 78505P100 59.97 800 SH C SHARED 800 SXC HEALTH SOLUTIONS CORP COM 78505P100 22.49 300 SH P SHARED 300 SYCAMORE NETWORKS INC COM NEW 871206405 11.23 633 SH SHARED 01 633 SYCAMORE NETWORKS INC COM NEW 871206405 1.77 100 SH C SHARED 100 SYKES ENTERPRISES INC COM 871237103 411.91 26,070 SH SOLE 26,070 SYMANTEC CORP COM 871503108 18,976.22 1,014,771 SH SHARED 1,014,771 SYMANTEC CORP COM 871503108 11,207.15 599,313 SH SHARED 01 599,313 SYMANTEC CORP COM 871503108 9,280.06 496,260 SH SHARED 496,260 SYMANTEC CORP COM 871503108 6,010.18 321,400 SH P SHARED 321,400 SYMANTEC CORP COM 871503108 1,729.75 92,500 SH C SHARED 92,500 SYMANTEC CORP COM 871503108 1,127.52 60,295 SH SHARED 20 60,295 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 127.68 114,000 PRN SHARED 01 114,000 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 119.84 107,000 PRN SHARED 107,000 SYMETRA FINL CORP COM 87151Q106 346.51 30,053 SH SHARED 30,053 SYMETRA FINL CORP COM 87151Q106 203.97 17,690 SH SHARED 01 17,690 SYMMETRY MED INC COM 871546206 8.48 1,200 SH SHARED 01 1,200 SYNAGEVA BIOPHARMA CORP COM 87159A103 371.40 10,354 SH SOLE 10,354 SYNALLOY CP DEL COM 871565107 5.87 447 SH SOLE 447 SYNAPTICS INC COM 87157D109 319.54 8,752 SH SHARED 01 8,752 SYNAPTICS INC COM 87157D109 284.78 7,800 SH P SHARED 7,800 SYNAPTICS INC COM 87157D109 83.97 2,300 SH C SHARED 2,300 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 44.69 1,400 SH SHARED 01 1,400 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 25.54 800 SH P SHARED 800 SYNERGETICS USA INC COM 87160G107 12.88 1,981 SH SOLE 1,981 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 226.60 55,951 SH SOLE 55,951 SYNERGY PHARMACEUTICALS DEL UNIT 12/06/20166 871639209 7.20 800 SH SOLE 800 SYNERGY RES CORP COM 87164P103 106.15 31,688 SH SOLE 31,688 SYNERON MEDICAL LTD ORD SHS M87245102 111.36 10,388 SH SHARED 01 10,388 SYNERON MEDICAL LTD ORD SHS M87245102 2.14 200 SH C SHARED 200 SYNERON MEDICAL LTD ORD SHS M87245102 1.07 100 SH P SHARED 100 SYNGENTA AG SPONSORED ADR 87160A100 8,589.36 124,791 SH SHARED 01 124,791 SYNGENTA AG SPONSORED ADR 87160A100 310.01 4,504 SH SHARED 4,504 SYNNEX CORP COM 87162W100 19.26 505 SH SHARED 01 505 SYNOPSYS INC COM 871607107 1,342.91 43,800 SH SHARED 43,800 SYNOPSYS INC COM 871607107 575.03 18,755 SH SHARED 01 18,755 SYNOPSYS INC COM 871607107 245.28 8,000 SH SHARED 8,000 SYNOPSYS INC COM 871607107 62.70 2,045 SH SHARED 20 2,045 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 2,298.11 120,006 SH SHARED 120,006 SYNOVUS FINL CORP COM 87161C105 989.94 482,898 SH SHARED 01 482,898 SYNOVUS FINL CORP COM 87161C105 189.01 92,200 SH P SHARED 92,200 SYNOVUS FINL CORP COM 87161C105 151.98 74,136 SH SHARED 74,136 SYNOVUS FINL CORP COM 87161C105 72.37 35,300 SH C SHARED 35,300 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 5.75 300 SH SHARED 01 300 SYNTA PHARMACEUTICALS CORP COM 87162T206 21.95 5,000 SH SHARED 01 5,000 SYNTEL INC COM 87162H103 461.05 8,233 SH SHARED 01 8,233 SYNTEL INC COM 87162H103 293.55 5,242 SH SHARED 5,242
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- SYNTHESIS ENERGY SYS INC COM 871628103 7.30 4,966 SH SHARED 4,966 SYNTHESIS ENERGY SYS INC COM 871628103 1.47 1,000 SH SHARED 01 1,000 SYNTROLEUM CORP COM 871630109 2.22 2,300 SH SHARED 01 2,300 SYNUTRA INTL INC COM 87164C102 4.17 710 SH SOLE 710 SYPRIS SOLUTIONS INC COM 871655106 8.14 2,011 SH SHARED 01 2,011 SYSCO CORP COM 871829107 22,124.83 740,952 SH SHARED 01 740,952 SYSCO CORP COM 871829107 1,209.33 40,500 SH P SHARED 40,500 SYSCO CORP COM 871829107 1,131.69 37,900 SH SHARED 37,900 SYSCO CORP COM 871829107 752.47 25,200 SH C SHARED 25,200 T3 MOTION INC COM NEW 89853X306 5.69 8,747 SH SOLE 8,747 T3 MOTION INC *W EXP 05/13/201 89853X124 0.33 3,019 SH SOLE 3,019 T3 MOTION INC *W EXP 99/99/999 89853X116 0.09 2,060 SH SOLE 2,060 TAITRON COMPONENTS INC CL A 874028103 2.30 2,276 SH SOLE 2,276 TAIWAN FD INC COM 874036106 31.39 1,865 SH SHARED 1,865 TAIWAN FD INC COM 874036106 26.68 1,585 SH SHARED 01 1,585 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 22,862.52 1,496,238 SH SHARED 1,496,238 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 10,419.83 681,926 SH SHARED 01 681,926 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,809.01 183,836 SH SHARED 20 183,836 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,388.04 90,840 SH SHARED 17 90,840 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 194.06 12,700 SH SHARED 12,700 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,089.10 135,788 SH SHARED 01 135,788 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 89.23 5,800 SH C SHARED 5,800 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 40.00 2,600 SH P SHARED 2,600 TAL ED GROUP ADS REPSTG COM 874080104 111.00 10,000 SH C SOLE 10,000 TAL INTL GROUP INC COM 874083108 1,015.62 27,666 SH SHARED 01 27,666 TAL INTL GROUP INC COM 874083108 73.42 2,000 SH C SHARED 2,000 TAL INTL GROUP INC COM 874083108 25.70 700 SH P SHARED 700 TALBOTS INC COM 874161102 2,199.20 725,808 SH SHARED 725,808 TALBOTS INC COM 874161102 84.76 27,973 SH SHARED 01 27,973 TALBOTS INC COM 874161102 30.91 10,200 SH C SHARED 10,200 TALBOTS INC COM 874161102 4.55 1,500 SH P SHARED 1,500 TALEO CORP CL A 87424N104 10,094.73 219,785 SH SHARED 219,785 TALEO CORP CL A 87424N104 5,006.37 109,000 SH P SHARED 109,000 TALEO CORP CL A 87424N104 91.86 2,000 SH C SHARED 2,000 TALEO CORP CL A 87424N104 26.41 575 SH SHARED 01 575 TALISMAN ENERGY INC COM 87425E103 4,640.87 368,323 SH SHARED 01 368,323 TALISMAN ENERGY INC COM 87425E103 2,498.37 198,283 SH SHARED 198,283 TALISMAN ENERGY INC COM 87425E103 979.02 77,700 SH SHARED 77,700 TALISMAN ENERGY INC COM 87425E103 11.34 900 SH C SHARED 900 TALISMAN ENERGY INC COM 87425E103 10.08 800 SH P SHARED 800 TAM SA SP ADR REP PFD 87484D103 556.78 22,156 SH SOLE 22,156 TANDY BRANDS ACCESSORIES INC COM 875378101 0.32 184 SH SOLE 184 TANGER FACTORY OUTLET CTRS I COM 875465106 1,175.64 39,544 SH SHARED 39,544 TANGER FACTORY OUTLET CTRS I COM 875465106 547.60 18,419 SH SHARED 01 18,419 TANGER FACTORY OUTLET CTRS I COM 875465106 77.30 2,600 SH C SHARED 2,600 TANGOE INC COM 87582Y108 1,683.91 89,522 SH SHARED 89,522 TANGOE INC COM 87582Y108 1,134.30 60,303 SH SHARED 01 60,303 TANZANIAN ROYALTY EXPL CORP COM 87600U104 1,481.54 288,800 SH C SOLE 288,800 TANZANIAN ROYALTY EXPL CORP COM 87600U104 514.03 100,200 SH P SOLE 100,200 TANZANIAN ROYALTY EXPL CORP COM 87600U104 9.75 1,900 SH SOLE 1,900 TARGA RES CORP COM 87612G101 7,473.66 164,437 SH SHARED 01 164,437 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 42,397.81 1,022,373 SH SHARED 01 1,022,373 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 12,493.96 301,277 SH SHARED 301,277
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 111.97 2,700 SH C SHARED 2,700 TARGACEPT INC COM 87611R306 16.38 3,200 SH C SHARED 3,200 TARGACEPT INC COM 87611R306 10.24 2,000 SH SHARED 01 2,000 TARGACEPT INC COM 87611R306 5.26 1,028 SH SHARED 1,028 TARGET CORP COM 87612E106 52,728.81 904,905 SH SHARED 01 904,905 TARGET CORP COM 87612E106 7,220.35 123,912 SH SHARED 123,912 TARGET CORP COM 87612E106 5,121.93 87,900 SH C SHARED 87,900 TARGET CORP COM 87612E106 3,839.99 65,900 SH P SHARED 65,900 TARGET CORP COM 87612E106 2,385.57 40,940 SH SHARED 40,940 TARGET CORP COM 87612E106 196.37 3,370 SH SHARED 20 3,370 TASEKO MINES LTD COM 876511106 3,161.76 898,228 SH SHARED 898,228 TASEKO MINES LTD COM 876511106 286.88 81,500 SH C SHARED 81,500 TASEKO MINES LTD COM 876511106 16.54 4,700 SH P SHARED 4,700 TASEKO MINES LTD COM 876511106 5.34 1,518 SH SHARED 01 1,518 TASER INTL INC COM 87651B104 412.07 94,946 SH SHARED 94,946 TASER INTL INC COM 87651B104 17.79 4,100 SH C SHARED 4,100 TASER INTL INC COM 87651B104 9.55 2,200 SH SHARED 01 2,200 TASMAN METALS LTD COM 87652B103 12.40 5,000 SH SHARED 01 5,000 TAT TECHNOLOGIES LTD ORD NEW M8740S227 0.68 157 SH SOLE 157 TATA COMMUNICATIONS LTD SPONS ADR 876564105 63.49 7,150 SH SHARED 7,150 TATA COMMUNICATIONS LTD SPONS ADR 876564105 4.44 500 SH SHARED 01 500 TATA MTRS LTD SPONSORED ADR 876568502 4,055.88 150,385 SH SHARED 150,385 TATA MTRS LTD SPONSORED ADR 876568502 3,078.41 114,142 SH SHARED 01 114,142 TAUBMAN CTRS INC COM 876664103 1,840.16 25,225 SH SHARED 25,225 TAUBMAN CTRS INC COM 876664103 235.41 3,227 SH SHARED 01 3,227 TAUBMAN CTRS INC COM 876664103 189.67 2,600 SH C SHARED 2,600 TC PIPELINES LP UT COM LTD PRT 87233Q108 41,287.67 918,320 SH SHARED 01 918,320 TC PIPELINES LP UT COM LTD PRT 87233Q108 6,980.71 155,265 SH SHARED 155,265 TC PIPELINES LP UT COM LTD PRT 87233Q108 31.47 700 SH C SHARED 700 TCF FINL CORP COM 872275102 195.58 16,449 SH SHARED 01 16,449 TCF FINL CORP COM 872275102 178.02 14,972 SH SHARED 14,972 TCF FINL CORP *W EXP 11/14/201 872275128 12.50 5,950 SH SOLE 5,950 TCF FINL CORP COM 872275102 4.76 400 SH C SHARED 400 TCW STRATEGIC INCOME FUND IN COM 872340104 2,036.91 395,516 SH SHARED 01 395,516 TCW STRATEGIC INCOME FUND IN COM 872340104 17.46 3,391 SH SHARED 3,391 TD AMERITRADE HLDG CORP COM 87236Y108 769.03 38,958 SH SHARED 38,958 TD AMERITRADE HLDG CORP COM 87236Y108 633.93 32,114 SH SHARED 01 32,114 TD AMERITRADE HLDG CORP COM 87236Y108 280.74 14,222 SH SHARED 14,222 TD AMERITRADE HLDG CORP COM 87236Y108 159.89 8,100 SH P SHARED 8,100 TD AMERITRADE HLDG CORP COM 87236Y108 39.48 2,000 SH C SHARED 2,000 TE CONNECTIVITY LTD REG SHS H84989104 21,834.06 594,124 SH SHARED 01 594,124 TE CONNECTIVITY LTD REG SHS H84989104 1,047.38 28,500 SH SHARED 28,500 TE CONNECTIVITY LTD REG SHS H84989104 599.43 16,311 SH SHARED 16,311 TE CONNECTIVITY LTD REG SHS H84989104 391.94 10,665 SH SHARED 20 10,665 TE CONNECTIVITY LTD REG SHS H84989104 150.68 4,100 SH C SHARED 4,100 TEAM HEALTH HOLDINGS INC COM 87817A107 574.57 27,946 SH SHARED 27,946 TEAM HEALTH HOLDINGS INC COM 87817A107 1.03 50 SH SHARED 01 50 TEAM INC COM 878155100 1,165.64 37,662 SH SHARED 01 37,662 TEAMSTAFF INC COM PAR $.001 87815U303 1.28 649 SH SHARED 649 TEAMSTAFF INC COM PAR $.001 87815U303 0.25 125 SH SHARED 01 125 TEARLAB CORP COM 878193101 4.00 1,175 SH SOLE 1,175 TEAVANA HLDGS INC COM 87819P102 816.37 41,398 SH SOLE 41,398 TEAVANA HLDGS INC COM 87819P102 7.89 400 SH C SOLE 400
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TEAVANA HLDGS INC COM 87819P102 7.89 400 SH P SOLE 400 TECH DATA CORP COM 878237106 602.61 11,106 SH SHARED 11,106 TECH DATA CORP COM 878237106 168.59 3,107 SH SHARED 01 3,107 TECHNE CORP COM 878377100 3,091.97 44,108 SH SHARED 01 44,108 TECHNE CORP COM 878377100 601.53 8,581 SH SHARED 8,581 TECHNICAL COMMUNICATIONS COR COM 878409101 8.92 758 SH SOLE 758 TECK RESOURCES LTD CL B 878742204 7,895.44 221,409 SH SHARED 221,409 TECK RESOURCES LTD CL B 878742204 3,056.06 85,700 SH C SHARED 85,700 TECK RESOURCES LTD CL B 878742204 2,163.53 60,671 SH SHARED 01 60,671 TECK RESOURCES LTD CL B 878742204 1,339.18 37,554 SH SHARED 37,554 TECK RESOURCES LTD CL B 878742204 866.54 24,300 SH P SHARED 24,300 TECK RESOURCES LTD CL B 878742204 553.09 15,510 SH SHARED 20 15,510 TECO ENERGY INC COM 872375100 4,481.60 255,362 SH SHARED 01 255,362 TECO ENERGY INC COM 872375100 2,141.26 122,009 SH SHARED 122,009 TECO ENERGY INC COM 872375100 63.18 3,600 SH P SHARED 3,600 TECO ENERGY INC COM 872375100 3.51 200 SH C SHARED 200 TECUMSEH PRODS CO CL B 878895101 1.66 414 SH SOLE 414 TEEKAY CORPORATION COM Y8564W103 5,472.22 157,474 SH SHARED 01 157,474 TEEKAY CORPORATION COM Y8564W103 350.73 10,093 SH SHARED 10,093 TEEKAY CORPORATION COM Y8564W103 38.23 1,100 SH C SHARED 1,100 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 17,499.00 446,859 SH SHARED 01 446,859 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 331.10 8,455 SH SHARED 8,455 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 78.32 2,000 SH P SHARED 2,000 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 58.74 1,500 SH C SHARED 1,500 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 15,498.56 536,097 SH SHARED 01 536,097 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 1,113.96 38,532 SH SHARED 38,532 TEEKAY TANKERS LTD CL A Y8565N102 1,821.52 300,085 SH SHARED 01 300,085 TEEKAY TANKERS LTD CL A Y8565N102 627.64 103,400 SH C SHARED 103,400 TEEKAY TANKERS LTD CL A Y8565N102 158.43 26,100 SH P SHARED 26,100 TEGAL CORP COM PAR $0.01 879008308 4.21 1,212 SH SOLE 1,212 TEJON RANCH CO COM 879080109 1,193.46 41,671 SH SHARED 41,671 TEJON RANCH CO COM 879080109 130.94 4,572 SH SHARED 01 4,572 TEKMIRA PHARMACEUTICALS CORP COM NEW 87911B209 0.96 369 SH SOLE 369 TEL INSTR ELECTRS CORP COM NEW 879165207 3.22 524 SH SOLE 524 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 2,636.14 232,259 SH SHARED 232,259 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 2,563.39 225,849 SH SHARED 01 225,849 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 119.18 10,500 SH SHARED 10,500 TELECOM ARGENTINA S A SPON ADR REP B 879273209 307.80 17,370 SH SHARED 17,370 TELECOM ARGENTINA S A SPON ADR REP B 879273209 15.13 854 SH SHARED 01 854 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 6,646.07 669,967 SH SHARED 01 669,967 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 4,590.46 386,728 SH SHARED 01 386,728 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 1,799.66 184,960 SH SHARED 01 184,960 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 222.63 18,756 SH SHARED 18,756 TELECOMMUNICATION SYS INC CL A 87929J103 8.34 3,000 SH P SHARED 3,000 TELECOMMUNICATION SYS INC CL A 87929J103 3.61 1,300 SH C SHARED 1,300 TELECOMMUNICATION SYS INC CL A 87929J103 2.39 858 SH SHARED 01 858 TELEDYNE TECHNOLOGIES INC COM 879360105 62.80 996 SH SHARED 01 996 TELEFLEX INC COM 879369106 1,446.26 23,651 SH SHARED 01 23,651 TELEFLEX INC COM 879369106 109.09 1,784 SH SHARED 1,784 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 73.95 63,000 PRN SHARED 01 63,000 TELEFLEX INC COM 879369106 12.23 200 SH C SHARED 200 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 2,162.97 70,616 SH SHARED 01 70,616 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 733.89 23,960 SH SHARED 23,960
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TELEFONICA S A SPONSORED ADR 879382208 25,161.40 1,533,297 SH SHARED 01 1,533,297 TELEFONICA S A SPONSORED ADR 879382208 1,687.03 102,805 SH SHARED 20 102,805 TELENAV INC COM 879455103 145.53 20,731 SH SHARED 01 20,731 TELENAV INC COM 879455103 5.76 820 SH SHARED 820 TELEPHONE & DATA SYS INC COM NEW 879433829 1,416.99 61,209 SH SHARED 01 61,209 TELEPHONE & DATA SYS INC COM NEW 879433829 1,179.31 50,942 SH SHARED 50,942 TELESTONE TECHNOLOGIES CORP COM 87953J102 85.38 26,515 SH SHARED 01 26,515 TELESTONE TECHNOLOGIES CORP COM 87953J102 11.59 3,600 SH P SHARED 3,600 TELETECH HOLDINGS INC COM 879939106 38.59 2,397 SH SHARED 2,397 TELETECH HOLDINGS INC COM 879939106 0.14 9 SH SHARED 01 9 TELIK INC COM 87959M109 28.00 200,000 SH SOLE 200,000 TELLABS INC COM 879664100 504.85 124,654 SH SHARED 01 124,654 TELLABS INC COM 879664100 408.24 100,800 SH C SHARED 100,800 TELLABS INC COM 879664100 74.37 18,363 SH SHARED 18,363 TELLABS INC COM 879664100 1.62 400 SH P SHARED 400 TELULAR CORP COM NEW 87970T208 1,119.11 132,283 SH SHARED 01 132,283 TELULAR CORP COM NEW 87970T208 233.22 27,567 SH SHARED 27,567 TELUS CORP NON-VTG SHS 87971M202 6,242.45 109,825 SH SHARED 109,825 TELUS CORP NON-VTG SHS 87971M202 657.30 11,564 SH SHARED 01 11,564 TELUS CORP NON-VTG SHS 87971M202 630.64 11,095 SH SHARED 11,095 TELUS CORP NON-VTG SHS 87971M202 5.68 100 SH C SHARED 100 TEMPLETON DRAGON FD INC COM 88018T101 2,021.30 71,298 SH SHARED 01 71,298 TEMPLETON DRAGON FD INC COM 88018T101 59.42 2,096 SH SHARED 2,096 TEMPLETON DRAGON FD INC COM 88018T101 14.18 500 SH SHARED 500 TEMPLETON EMERG MKTS INCOME COM 880192109 818.31 52,188 SH SHARED 01 52,188 TEMPLETON EMERG MKTS INCOME COM 880192109 10.35 660 SH SHARED 660 TEMPLETON EMERGING MKTS FD I COM 880191101 1,352.10 69,126 SH SHARED 01 69,126 TEMPLETON GLOBAL INCOME FD COM 880198106 5,849.00 606,114 SH SHARED 01 606,114 TEMPLETON RUS AND EAST EUR F COM 88022F105 98.34 5,982 SH SHARED 01 5,982 TEMPUR PEDIC INTL INC COM 88023U101 4,040.57 47,857 SH SHARED 01 47,857 TEMPUR PEDIC INTL INC COM 88023U101 1,367.77 16,200 SH C SHARED 16,200 TEMPUR PEDIC INTL INC COM 88023U101 234.97 2,783 SH SHARED 2,783 TEMPUR PEDIC INTL INC COM 88023U101 16.89 200 SH P SHARED 200 TENARIS S A SPONSORED ADR 88031M109 5,604.25 146,593 SH SHARED 01 146,593 TENET HEALTHCARE CORP COM 88033G100 1,384.55 260,743 SH SHARED 01 260,743 TENET HEALTHCARE CORP COM 88033G100 91.86 17,300 SH C SHARED 17,300 TENET HEALTHCARE CORP COM 88033G100 6.37 1,200 SH P SHARED 1,200 TENGION INC COM 88034G109 1.76 3,149 SH SHARED 3,149 TENGION INC COM 88034G109 0.06 100 SH SHARED 01 100 TENNECO INC COM 880349105 740.59 19,935 SH SHARED 01 19,935 TENNECO INC COM 880349105 397.51 10,700 SH C SHARED 10,700 TENNECO INC COM 880349105 126.31 3,400 SH P SHARED 3,400 TERADATA CORP DEL COM 88076W103 8,071.75 118,441 SH SHARED 118,441 TERADATA CORP DEL COM 88076W103 6,793.67 99,687 SH SHARED 01 99,687 TERADATA CORP DEL COM 88076W103 2,829.93 41,525 SH SHARED 20 41,525 TERADATA CORP DEL COM 88076W103 681.50 10,000 SH SHARED 10,000 TERADATA CORP DEL COM 88076W103 265.79 3,900 SH C SHARED 3,900 TERADATA CORP DEL COM 88076W103 34.08 500 SH P SHARED 500 TERADYNE INC COM 880770102 1,930.07 114,273 SH SHARED 01 114,273 TERADYNE INC COM 880770102 273.62 16,200 SH C SHARED 16,200 TERADYNE INC COM 880770102 209.55 12,407 SH SHARED 12,407 TERADYNE INC COM 880770102 86.14 5,100 SH P SHARED 5,100 TEREX CORP NEW COM 880779103 3,559.68 158,208 SH SHARED 01 158,208
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- TEREX CORP NEW COM 880779103 1,856.25 82,500 SH P SHARED 82,500 TEREX CORP NEW COM 880779103 909.00 40,400 SH C SHARED 40,400 TEREX CORP NEW COM 880779103 211.50 9,400 SH SHARED 9,400 TEREX CORP NEW COM 880779103 191.14 8,495 SH SHARED 8,495 TEREX CORP NEW NOTE 4.000% 6/0 880779AV5 64.73 41,000 PRN SHARED 01 41,000 TERNIUM SA SPON ADR 880890108 1,206.24 50,939 SH SHARED 50,939 TERNIUM SA SPON ADR 880890108 27.82 1,175 SH SHARED 1,175 TERNIUM SA SPON ADR 880890108 24.86 1,050 SH SHARED 01 1,050 TERRA NITROGEN CO L P COM UNIT 881005201 849.21 3,386 SH SHARED 01 3,386 TERRA NITROGEN CO L P COM UNIT 881005201 197.13 786 SH SHARED 786 TESCO CORP COM 88157K101 1,712.01 120,649 SH SHARED 01 120,649 TESCO CORP COM 88157K101 557.38 39,280 SH SHARED 39,280 TESCO CORP COM 88157K101 7.10 500 SH P SHARED 500 TESCO CORP COM 88157K101 2.84 200 SH C SHARED 200 TESLA MTRS INC COM 88160R101 1,668.35 44,800 SH P SHARED 44,800 TESLA MTRS INC COM 88160R101 1,053.30 28,284 SH SHARED 01 28,284 TESLA MTRS INC COM 88160R101 406.06 10,904 SH SHARED 10,904 TESORO CORP COM 881609101 1,378.88 51,374 SH SHARED 01 51,374 TESORO CORP COM 881609101 457.25 17,036 SH SHARED 17,036 TESORO CORP COM 881609101 214.72 8,000 SH P SHARED 8,000 TESORO CORP COM 881609101 166.41 6,200 SH C SHARED 6,200 TESORO LOGISTICS LP COM UNIT LP 88160T107 186.15 5,323 SH SHARED 01 5,323 TESORO LOGISTICS LP COM UNIT LP 88160T107 29.97 857 SH SHARED 857 TESSCO TECHNOLOGIES INC COM 872386107 484.39 19,018 SH SOLE 19,018 TESSERA TECHNOLOGIES INC COM 88164L100 131.10 7,600 SH C SHARED 7,600 TESSERA TECHNOLOGIES INC COM 88164L100 63.83 3,700 SH P SHARED 3,700 TESSERA TECHNOLOGIES INC COM 88164L100 8.37 485 SH SHARED 01 485 TETRA TECH INC NEW COM 88162G103 4,884.43 185,297 SH SHARED 185,297 TETRA TECH INC NEW COM 88162G103 122.86 4,661 SH SHARED 01 4,661 TETRA TECHNOLOGIES INC DEL COM 88162F105 384.51 40,818 SH SHARED 01 40,818 TETRA TECHNOLOGIES INC DEL COM 88162F105 23.55 2,500 SH C SHARED 2,500 TETRA TECHNOLOGIES INC DEL COM 88162F105 2.83 300 SH P SHARED 300 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 612.38 15,598 SH SHARED 01 15,598 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 278.75 7,100 SH P SHARED 7,100 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 109.93 2,800 SH C SHARED 2,800 TEUCRIUM COMMODITY TR WTI CRUDE OIL 88166A300 50.27 1,082 SH SOLE 1,082 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 5.27 250 SH SOLE 250 TEUCRIUM COMMODITY TR NATURAL GAS FD 88166A201 3.64 330 SH SHARED 330 TEUCRIUM COMMODITY TR NATURAL GAS FD 88166A201 2.21 200 SH SHARED 01 200 TEUCRIUM COMMODITY TR SUGAR FD 88166A409 1.05 44 SH SOLE 44 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 82.41 75,000 PRN SHARED 01 75,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 128,222.56 2,845,596 SH SHARED 01 2,845,596 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 25,642.11 569,066 SH SHARED 569,066 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,431.89 53,970 SH SHARED 20 53,970 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,374.33 30,500 SH SHARED 30,500 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1,184.14 34,204 SH SHARED 01 34,204 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 4.15 120 SH SHARED 20 120 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 3.70 107 SH SHARED 107 TEXAS INDS INC COM 882491103 2,132.11 60,900 SH P SHARED 60,900 TEXAS INDS INC COM 882491103 115.53 3,300 SH C SHARED 3,300 TEXAS INDS INC COM 882491103 35.75 1,021 SH SHARED 01 1,021 TEXAS INSTRS INC COM 882508104 18,959.40 564,100 SH P SHARED 564,100 TEXAS INSTRS INC COM 882508104 18,655.20 555,049 SH SHARED 01 555,049
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TEXAS INSTRS INC COM 882508104 8,076.48 240,300 SH C SHARED 240,300 TEXAS INSTRS INC COM 882508104 6,680.26 198,758 SH SHARED 198,758 TEXAS INSTRS INC COM 882508104 3,374.78 100,410 SH SHARED 20 100,410 TEXAS INSTRS INC COM 882508104 2,588.64 77,020 SH SHARED 77,020 TEXAS PAC LD TR SUB CTF PROP I T 882610108 19,230.06 407,935 SH SHARED 01 407,935 TEXAS PAC LD TR SUB CTF PROP I T 882610108 14.14 300 SH SHARED 300 TEXAS ROADHOUSE INC COM 882681109 114.15 6,860 SH SHARED 6,860 TEXAS ROADHOUSE INC COM 882681109 57.41 3,450 SH SHARED 01 3,450 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 776.95 22,919 SH SHARED 01 22,919 TEXTRON INC COM 883203101 3,490.30 125,415 SH SHARED 01 125,415 TEXTRON INC COM 883203101 2,554.82 91,801 SH SHARED 20 91,801 TEXTRON INC COM 883203101 497.99 17,894 SH SHARED 17,894 TEXTRON INC COM 883203101 378.49 13,600 SH C SHARED 13,600 TEXTRON INC COM 883203101 366.86 13,182 SH SHARED 13,182 TEXTRON INC COM 883203101 283.87 10,200 SH P SHARED 10,200 TEXTRON INC NOTE 4.500% 5/0 883203BN0 8.57 4,000 PRN SHARED 01 4,000 TF FINL CORP COM 872391107 26.79 1,107 SH SOLE 1,107 TFS FINL CORP COM 87240R107 72.98 7,682 SH SHARED 7,682 TFS FINL CORP COM 87240R107 19.95 2,100 SH SHARED 01 2,100 TGC INDS INC COM NEW 872417308 419.79 42,318 SH SHARED 42,318 TGC INDS INC COM NEW 872417308 61.57 6,207 SH SHARED 01 6,207 THAI CAP FD INC COM NEW 882905201 0.83 72 SH SOLE 72 THAI FD INC COM 882904105 39.85 2,500 SH SHARED 01 2,500 THERATECHNOLOGIES INC COM 88338H100 15.22 7,610 SH SOLE 7,610 THERAVANCE INC COM 88338T104 97.50 5,000 SH C SOLE 5,000 THERAVANCE INC COM 88338T104 5.85 300 SH P SOLE 300 THERMO FISHER SCIENTIFIC INC COM 883556102 67,014.62 1,188,624 SH SHARED 01 1,188,624 THERMO FISHER SCIENTIFIC INC COM 883556102 10,668.62 189,227 SH SHARED 189,227 THERMO FISHER SCIENTIFIC INC COM 883556102 2,279.16 40,425 SH SHARED 40,425 THERMO FISHER SCIENTIFIC INC COM 883556102 586.35 10,400 SH C SHARED 10,400 THERMO FISHER SCIENTIFIC INC COM 883556102 11.28 200 SH P SHARED 200 THERMOGENESIS CORP COM PAR $0.001 883623308 13.64 15,325 SH SHARED 01 15,325 THERMON GROUP HLDGS INC COM 88362T103 2.05 100 SH SHARED 01 100 THL CR INC COM 872438106 877.73 68,253 SH SHARED 68,253 THL CR INC COM 872438106 8.65 673 SH SHARED 01 673 THOMAS & BETTS CORP COM 884315102 1,652.35 22,978 SH SHARED 01 22,978 THOMAS & BETTS CORP COM 884315102 879.96 12,237 SH SHARED 12,237 THOMAS & BETTS CORP COM 884315102 467.42 6,500 SH C SHARED 6,500 THOMAS & BETTS CORP COM 884315102 438.65 6,100 SH P SHARED 6,100 THOMAS PPTYS GROUP INC COM 884453101 447.88 97,578 SH SOLE 97,578 THOMPSON CREEK METALS CO INC COM 884768102 3,269.61 483,670 SH SHARED 01 483,670 THOMPSON CREEK METALS CO INC COM 884768102 2,550.55 377,300 SH P SHARED 377,300 THOMPSON CREEK METALS CO INC COM 884768102 347.49 51,404 SH SHARED 51,404 THOMPSON CREEK METALS CO INC COM 884768102 104.10 15,400 SH SHARED 15,400 THOMPSON CREEK METALS CO INC COM 884768102 0.68 100 SH C SHARED 100 THOMSON REUTERS CORP COM 884903105 2,367.43 81,918 SH SHARED 81,918 THOMSON REUTERS CORP COM 884903105 773.42 26,762 SH SHARED 26,762 THOMSON REUTERS CORP COM 884903105 555.40 19,218 SH SHARED 01 19,218 THOMSON REUTERS CORP COM 884903105 57.80 2,000 SH C SHARED 2,000 THOMSON REUTERS CORP COM 884903105 8.67 300 SH P SHARED 300 THOR INDS INC COM 885160101 1,129.78 35,798 SH SHARED 35,798 THOR INDS INC COM 885160101 67.03 2,124 SH SHARED 01 2,124 THOR INDS INC COM 885160101 37.87 1,200 SH C SHARED 1,200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- THORATEC CORP COM NEW 885175307 329.01 9,760 SH SHARED 01 9,760 THORATEC CORP COM NEW 885175307 123.58 3,666 SH SHARED 3,666 THORATEC CORP COM NEW 885175307 77.53 2,300 SH C SHARED 2,300 THORATEC CORP COM NEW 885175307 10.11 300 SH P SHARED 300 THQ INC COM NEW 872443403 91.73 163,800 SH P SHARED 163,800 THQ INC COM NEW 872443403 67.24 120,063 SH SHARED 120,063 THQ INC COM NEW 872443403 1.18 2,100 SH C SHARED 2,100 THQ INC COM NEW 872443403 0.34 600 SH SHARED 01 600 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 1,528.40 173,682 SH SHARED 173,682 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 146.08 16,600 SH C SHARED 16,600 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 145.64 16,550 SH SHARED 01 16,550 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 80.96 9,200 SH P SHARED 9,200 THT HEAT TRANSFER TECHNOLOGY COM 886031103 5.68 4,000 SH SOLE 4,000 TIANLI AGRITECH INC SHS G8883T104 2.59 1,587 SH SOLE 1,587 TIANYIN PHARMACEUTICAL CO IN COM 88630M104 2.88 3,306 SH SOLE 3,306 TIBCO SOFTWARE INC COM 88632Q103 6,577.11 215,643 SH SHARED 01 215,643 TIBCO SOFTWARE INC COM 88632Q103 556.63 18,250 SH SHARED 18,250 TIBCO SOFTWARE INC COM 88632Q103 402.60 13,200 SH C SHARED 13,200 TIBCO SOFTWARE INC COM 88632Q103 67.10 2,200 SH P SHARED 2,200 TIBET PHARMACEUTICALS INC COM G88615102 73.12 51,491 SH SOLE 51,491 TICC CAPITAL CORP COM 87244T109 2,440.35 250,549 SH SHARED 250,549 TICC CAPITAL CORP COM 87244T109 1,215.71 124,816 SH SHARED 01 124,816 TICC CAPITAL CORP COM 87244T109 14.61 1,500 SH C SHARED 1,500 TIDEWATER INC COM 886423102 3,549.65 65,710 SH SHARED 01 65,710 TIDEWATER INC COM 886423102 609.89 11,290 SH SHARED 20 11,290 TIDEWATER INC COM 886423102 264.70 4,900 SH P SHARED 4,900 TIDEWATER INC COM 886423102 194.47 3,600 SH C SHARED 3,600 TIDEWATER INC COM 886423102 95.51 1,768 SH SHARED 1,768 TIFFANY & CO NEW COM 886547108 20,303.48 293,700 SH C SHARED 293,700 TIFFANY & CO NEW COM 886547108 20,238.22 292,756 SH SHARED 292,756 TIFFANY & CO NEW COM 886547108 8,371.64 121,100 SH P SHARED 121,100 TIFFANY & CO NEW COM 886547108 7,711.80 111,555 SH SHARED 01 111,555 TIFFANY & CO NEW COM 886547108 691.30 10,000 SH SHARED 10,000 TIFFANY & CO NEW COM 886547108 11.06 160 SH SHARED 20 160 TIGERLOGIC CORPORATION COM 8867EQ101 8.30 3,608 SH SOLE 3,608 TII NETWORK TECHNOLOGIES INC COM NEW 872479209 34.66 23,904 SH SHARED 01 23,904 TII NETWORK TECHNOLOGIES INC COM NEW 872479209 3.16 2,177 SH SHARED 2,177 TIM HORTONS INC COM 88706M103 1,564.55 29,222 SH SHARED 29,222 TIM HORTONS INC COM 88706M103 725.84 13,557 SH SHARED 01 13,557 TIM HORTONS INC COM 88706M103 551.35 10,298 SH SHARED 10,298 TIM HORTONS INC COM 88706M103 10.71 200 SH P SHARED 200 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 5,057.27 156,766 SH SHARED 01 156,766 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 576.91 17,883 SH SHARED 17,883 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 290.34 9,000 SH SHARED 9,000 TIMBERLAND BANCORP INC COM 887098101 9.32 2,000 SH SHARED 01 2,000 TIMBERLAND BANCORP INC COM 887098101 8.91 1,911 SH SHARED 1,911 TIME WARNER CABLE INC COM 88732J207 21,369.30 262,200 SH P SHARED 262,200 TIME WARNER CABLE INC COM 88732J207 13,790.04 169,203 SH SHARED 01 169,203 TIME WARNER CABLE INC COM 88732J207 6,084.95 74,662 SH SHARED 74,662 TIME WARNER CABLE INC COM 88732J207 81.50 1,000 SH C SHARED 1,000 TIME WARNER INC COM NEW 887317303 14,430.13 382,255 SH SHARED 01 382,255 TIME WARNER INC COM NEW 887317303 9,199.68 243,700 SH P SHARED 243,700 TIME WARNER INC COM NEW 887317303 9,060.26 240,007 SH SHARED 240,007
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TIME WARNER INC COM NEW 887317303 6,911.95 183,098 SH C SHARED 183,098 TIME WARNER INC COM NEW 887317303 2,536.50 67,192 SH SHARED 67,192 TIME WARNER INC COM NEW 887317303 1,268.02 33,590 SH SHARED 20 33,590 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 2.48 2,000 PRN SHARED 01 2,000 TIMKEN CO COM 887389104 4,800.77 94,615 SH SHARED 01 94,615 TIMKEN CO COM 887389104 2,346.47 46,245 SH SHARED 20 46,245 TIMKEN CO COM 887389104 629.18 12,400 SH P SHARED 12,400 TIMKEN CO COM 887389104 197.89 3,900 SH C SHARED 3,900 TIMMINS GOLD CORP COM 88741P103 32.26 14,400 SH SOLE 14,400 TITAN INTL INC ILL COM 88830M102 2,630.23 111,215 SH SHARED 01 111,215 TITAN INTL INC ILL COM 88830M102 224.68 9,500 SH C SHARED 9,500 TITAN INTL INC ILL COM 88830M102 11.83 500 SH P SHARED 500 TITAN MACHY INC COM 88830R101 709.15 25,147 SH SHARED 01 25,147 TITAN MACHY INC COM 88830R101 59.22 2,100 SH C SHARED 2,100 TITAN MACHY INC COM 88830R101 56.40 2,000 SH P SHARED 2,000 TITANIUM METALS CORP COM NEW 888339207 1,544.59 113,908 SH SHARED 01 113,908 TITANIUM METALS CORP COM NEW 888339207 118.19 8,716 SH SHARED 8,716 TITANIUM METALS CORP COM NEW 888339207 70.51 5,200 SH C SHARED 5,200 TITANIUM METALS CORP COM NEW 888339207 1.36 100 SH P SHARED 100 TIVO INC COM 888706108 7,315.41 610,126 SH SHARED 01 610,126 TIVO INC COM 888706108 430.44 35,900 SH C SHARED 35,900 TIVO INC COM 888706108 338.12 28,200 SH P SHARED 28,200 TIVO INC COM 888706108 284.31 23,712 SH SHARED 23,712 TJX COS INC NEW COM 872540109 45,764.90 1,152,478 SH SHARED 01 1,152,478 TJX COS INC NEW COM 872540109 3,454.45 86,992 SH SHARED 86,992 TJX COS INC NEW COM 872540109 2,104.63 53,000 SH SHARED 53,000 TJX COS INC NEW COM 872540109 1,036.43 26,100 SH C SHARED 26,100 TJX COS INC NEW COM 872540109 563.88 14,200 SH P SHARED 14,200 TJX COS INC NEW COM 872540109 206.09 5,190 SH SHARED 20 5,190 TOLL BROTHERS INC COM 889478103 3,492.94 145,600 SH P SHARED 145,600 TOLL BROTHERS INC COM 889478103 1,843.56 76,847 SH SHARED 76,847 TOLL BROTHERS INC COM 889478103 1,148.86 47,889 SH SHARED 01 47,889 TOLL BROTHERS INC COM 889478103 707.71 29,500 SH C SHARED 29,500 TOLL BROTHERS INC COM 889478103 266.29 11,100 SH SHARED 11,100 TOMPKINS FINANCIAL CORPORATI COM 890110109 160.24 4,000 SH SHARED 4,000 TOMPKINS FINANCIAL CORPORATI COM 890110109 20.03 500 SH SHARED 01 500 TOOTSIE ROLL INDS INC COM 890516107 283.33 12,367 SH SHARED 01 12,367 TOP IMAGE SYSTEMS LTD ORD M87896102 68.52 16,713 SH SOLE 16,713 TOP SHIPS INC SHS Y8897Y123 0.10 41 SH SHARED 41 TOP SHIPS INC SHS Y8897Y123 0.10 43 SH SHARED 01 43 TOR MINERALS INTL INC COM NEW 890878309 16.33 1,115 SH SOLE 1,115 TORCH ENERGY ROYALTY TRUST UNIT BEN INT 891013104 15.83 8,033 SH SOLE 8,033 TORCHMARK CORP COM 891027104 651.29 13,065 SH SHARED 01 13,065 TORCHMARK CORP COM 891027104 413.76 8,300 SH C SHARED 8,300 TORCHMARK CORP COM 891027104 386.34 7,750 SH SHARED 7,750 TORCHMARK CORP COM 891027104 99.70 2,000 SH P SHARED 2,000 TORNIER N V SHS N87237108 100.69 3,918 SH SHARED 3,918 TORNIER N V SHS N87237108 2.57 100 SH SHARED 01 100 TORO CO COM 891092108 659.05 9,268 SH SHARED 01 9,268 TORO CO COM 891092108 377.59 5,310 SH SHARED 20 5,310 TORONTO DOMINION BK ONT COM NEW 891160509 56,411.90 664,060 SH SHARED 01 664,060 TORONTO DOMINION BK ONT COM NEW 891160509 9,140.62 107,600 SH C SHARED 107,600 TORONTO DOMINION BK ONT COM NEW 891160509 5,198.52 61,195 SH SHARED 61,195
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- --------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TORONTO DOMINION BK ONT COM NEW 891160509 2,050.18 24,134 SH SHARED 24,134 TORONTO DOMINION BK ONT COM NEW 891160509 84.95 1,000 SH P SHARED 1,000 TORONTO DOMINION BK ONT COM NEW 891160509 1.70 20 SH SHARED 20 20 TORTOISE CAP RES CORP COM 89147N304 687.48 78,930 SH SHARED 01 78,930 TORTOISE ENERGY CAP CORP COM 89147U100 546.06 19,268 SH SHARED 01 19,268 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1,950.82 47,327 SH SHARED 01 47,327 TORTOISE MLP FD INC COM 89148B101 13,129.35 512,465 SH SHARED 01 512,465 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 574.10 22,382 SH SHARED 01 22,382 TORTOISE PIPELINE & ENERGY F COM 89148H108 1,180.68 47,417 SH SHARED 01 47,417 TORTOISE PWR & ENERGY INFRAS COM 89147X104 4,719.87 185,895 SH SHARED 01 185,895 TORTOISE PWR & ENERGY INFRAS COM 89147X104 19.50 768 SH SHARED 768 TOTAL S A SPONSORED ADR 89151E109 67,352.08 1,317,529 SH SHARED 01 1,317,529 TOTAL S A SPONSORED ADR 89151E109 3,298.11 64,517 SH SHARED 64,517 TOTAL S A SPONSORED ADR 89151E109 2,411.69 47,177 SH SHARED 20 47,177 TOTAL SYS SVCS INC COM 891906109 1,585.76 68,737 SH SHARED 68,737 TOTAL SYS SVCS INC COM 891906109 766.55 33,227 SH SHARED 01 33,227 TOTAL SYS SVCS INC COM 891906109 215.64 9,347 SH SHARED 9,347 TOTAL SYS SVCS INC COM 891906109 166.10 7,200 SH C SHARED 7,200 TOWER GROUP INC COM 891777104 179.75 8,014 SH SHARED 01 8,014 TOWER GROUP INC COM 891777104 36.72 1,637 SH SHARED 1,637 TOWER GROUP INC COM 891777104 1.91 85 SH SHARED 20 85 TOWERS WATSON & CO CL A 891894107 1,287.37 19,485 SH SHARED 01 19,485 TOWERS WATSON & CO CL A 891894107 83.12 1,258 SH SHARED 1,258 TOWERS WATSON & CO CL A 891894107 33.04 500 SH C SHARED 500 TOWERSTREAM CORP COM 892000100 68.88 14,500 SH C SOLE 14,500 TOWNEBANK PORTSMOUTH VA COM 89214P109 191.44 14,191 SH SHARED 14,191 TOWNEBANK PORTSMOUTH VA COM 89214P109 10.79 800 SH SHARED 01 800 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 18,898.72 217,677 SH SHARED 01 217,677 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 313.85 3,615 SH SHARED 20 3,615 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 176.24 2,030 SH SHARED 2,030 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 64.16 739 SH SHARED 739 TPC GROUP INC COM 89236Y104 226.09 5,114 SH SHARED 5,114 TPC GROUP INC COM 89236Y104 117.02 2,647 SH SHARED 01 2,647 TRACTOR SUPPLY CO COM 892356106 21,192.13 234,012 SH SHARED 01 234,012 TRACTOR SUPPLY CO COM 892356106 19,831.28 218,985 SH SHARED 218,985 TRACTOR SUPPLY CO COM 892356106 508.95 5,620 SH SHARED 20 5,620 TRACTOR SUPPLY CO COM 892356106 307.90 3,400 SH P SHARED 3,400 TRACTOR SUPPLY CO COM 892356106 199.23 2,200 SH C SHARED 2,200 TRANS1 INC COM 89385X105 68.92 18,780 SH SHARED 01 18,780 TRANS1 INC COM 89385X105 3.28 893 SH SHARED 893 TRANSACT TECHNOLOGIES INC COM 892918103 19.63 2,500 SH SHARED 01 2,500 TRANSACT TECHNOLOGIES INC COM 892918103 9.00 1,147 SH SHARED 1,147 TRANSALTA CORP COM 89346D107 827.83 44,104 SH SHARED 01 44,104 TRANSALTA CORP COM 89346D107 613.22 32,670 SH SHARED 32,670 TRANSALTA CORP COM 89346D107 202.60 10,794 SH SHARED 10,794 TRANSAMERICA INCOME SHS INC COM 893506105 936.29 42,969 SH SHARED 01 42,969 TRANSATLANTIC PETROLEUM LTD SHS G89982105 6.03 4,636 SH SHARED 4,636 TRANSATLANTIC PETROLEUM LTD SHS G89982105 3.90 3,000 SH SHARED 01 3,000 TRANSATLANTIC PETROLEUM LTD SHS G89982105 0.52 400 SH C SHARED 400 TRANSATLANTIC PETROLEUM LTD SHS G89982105 0.26 200 SH P SHARED 200 TRANSCANADA CORP COM 89353D107 6,871.70 159,807 SH SHARED 01 159,807 TRANSCANADA CORP COM 89353D107 2,068.60 48,107 SH SHARED 48,107 TRANSCANADA CORP COM 89353D107 1,069.07 24,862 SH SHARED 24,862
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- --------- TRANSCAT INC COM 893529107 27.27 2,080 SH SHARED 2,080 TRANSCAT INC COM 893529107 19.67 1,500 SH SHARED 01 1,500 TRANSCEND SERVICES INC COM NEW 893929208 124.24 4,233 SH SOLE 4,233 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 79.56 7,563 SH SHARED 7,563 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 10.52 1,000 SH SHARED 01 1,000 TRANSCONTINENTAL RLTY INVS COM NEW 893617209 0.91 377 SH SOLE 377 TRANSDIGM GROUP INC COM 893641100 20,032.62 173,053 SH SHARED 173,053 TRANSDIGM GROUP INC COM 893641100 5,809.76 50,188 SH SHARED 01 50,188 TRANSDIGM GROUP INC COM 893641100 4,190.51 36,200 SH C SHARED 36,200 TRANSDIGM GROUP INC COM 893641100 1,354.39 11,700 SH P SHARED 11,700 TRANSDIGM GROUP INC COM 893641100 108.24 935 SH SHARED 20 935 TRANSGLOBE ENERGY CORP COM 893662106 175.16 14,500 SH SHARED 01 14,500 TRANSGLOBE ENERGY CORP COM 893662106 93.02 7,700 SH C SHARED 7,700 TRANSGLOBE ENERGY CORP COM 893662106 73.58 6,091 SH SHARED 6,091 TRANSGLOBE ENERGY CORP COM 893662106 16.91 1,400 SH P SHARED 1,400 TRANSITION THERAPEUTICS INC COM NEW 893716209 1.80 988 SH SOLE 988 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 827.88 23,817 SH SHARED 01 23,817 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 310.55 8,934 SH SHARED 8,934 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 60,691.95 61,305,000 PRN SHARED 61,305,000 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 129.69 131,000 PRN SHARED 01 131,000 TRANSOCEAN LTD REG SHS H8817H100 268,681.81 4,911,916 SH SHARED 4,911,916 TRANSOCEAN LTD REG SHS H8817H100 52,840.20 966,000 SH C SHARED 966,000 TRANSOCEAN LTD REG SHS H8817H100 44,030.05 804,937 SH SHARED 01 804,937 TRANSOCEAN LTD REG SHS H8817H100 19,992.30 365,490 SH P SHARED 365,490 TRANSOCEAN LTD REG SHS H8817H100 784.67 14,345 SH SHARED 14,345 TRANSOCEAN LTD REG SHS H8817H100 136.75 2,500 SH C SHARED 01 2,500 TRANSOCEAN LTD REG SHS H8817H100 51.14 935 SH SHARED 20 935 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 22.40 8,000 SH SHARED 8,000 TRANSWITCH CORP COM NEW 894065309 4.51 1,722 SH SHARED 1,722 TRANSWITCH CORP COM NEW 894065309 1.35 517 SH SHARED 01 517 TRANZYME INC COM 89413J102 11.35 4,417 SH SOLE 4,417 TRAVELCENTERS OF AMERICA LLC COM 894174101 330.31 52,100 SH SHARED 01 52,100 TRAVELCENTERS OF AMERICA LLC COM 894174101 45.34 7,151 SH SHARED 7,151 TRAVELCENTERS OF AMERICA LLC COM 894174101 0.63 100 SH P SHARED 100 TRAVELERS COMPANIES INC COM 89417E109 91,375.73 1,543,509 SH SHARED 01 1,543,509 TRAVELERS COMPANIES INC COM 89417E109 2,610.48 44,171 SH SHARED 17 44,171 TRAVELERS COMPANIES INC COM 89417E109 2,147.78 36,280 SH SHARED 36,280 TRAVELERS COMPANIES INC COM 89417E109 1,704.96 28,800 SH C SHARED 28,800 TRAVELERS COMPANIES INC COM 89417E109 686.72 11,600 SH P SHARED 11,600 TRAVELERS COMPANIES INC COM 89417E109 19.83 335 SH SHARED 20 335 TRAVELZOO INC COM 89421Q106 784.65 34,115 SH SHARED 34,115 TRAVELZOO INC COM 89421Q106 179.03 7,784 SH SHARED 01 7,784 TRAVELZOO INC COM 89421Q106 87.40 3,800 SH P SHARED 3,800 TRAVELZOO INC COM 89421Q106 2.30 100 SH C SHARED 100 TREDEGAR CORP COM 894650100 96.21 4,911 SH SHARED 01 4,911 TREDEGAR CORP COM 894650100 38.79 1,980 SH SHARED 1,980 TREE COM INC COM 894675107 4.48 587 SH SHARED 587 TREE COM INC COM 894675107 0.09 12 SH SHARED 01 12 TREEHOUSE FOODS INC COM 89469A104 27.97 470 SH SHARED 01 470 TREX CO INC COM 89531P105 2,672.26 83,300 SH C SOLE 83,300 TREX CO INC COM 89531P105 3.21 100 SH P SOLE 100 TRI CONTL CORP COM 895436103 248.42 15,604 SH SHARED 01 15,604 TRI VY CORP COM 895735108 9.60 56,799 SH SHARED 56,799
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TRI VY CORP COM 895735108 0.47 2,786 SH SHARED 01 2,786 TRIANGLE CAP CORP COM 895848109 3,121.05 158,028 SH SHARED 158,028 TRIANGLE CAP CORP COM 895848109 23.70 1,200 SH SHARED 1,200 TRIANGLE CAP CORP COM 895848109 21.73 1,100 SH C SHARED 1,100 TRIANGLE CAP CORP COM 895848109 20.30 1,028 SH SHARED 01 1,028 TRICO BANCSHARES COM 896095106 81.94 4,704 SH SHARED 01 4,704 TRICO BANCSHARES COM 896095106 1.99 114 SH SHARED 114 TRIMAS CORP COM NEW 896215209 50.02 2,234 SH SHARED 2,234 TRIMAS CORP COM NEW 896215209 15.65 699 SH SHARED 01 699 TRIMBLE NAVIGATION LTD COM 896239100 25,834.48 474,724 SH SHARED 474,724 TRIMBLE NAVIGATION LTD COM 896239100 3,966.67 72,890 SH SHARED 01 72,890 TRINA SOLAR LIMITED SPON ADR 89628E104 2,805.56 393,486 SH SHARED 393,486 TRINA SOLAR LIMITED SPON ADR 89628E104 245.26 34,399 SH SHARED 01 34,399 TRINA SOLAR LIMITED SPON ADR 89628E104 186.09 26,100 SH P SHARED 26,100 TRINA SOLAR LIMITED SPON ADR 89628E104 113.37 15,900 SH C SHARED 15,900 TRINA SOLAR LIMITED SPON ADR 89628E104 74.15 10,400 SH SHARED 10,400 TRINITY BIOTECH PLC SPON ADR NEW 896438306 6.67 625 SH SHARED 01 625 TRINITY INDS INC COM 896522109 2,790.57 84,691 SH SHARED 01 84,691 TRINITY INDS INC COM 896522109 79.08 2,400 SH C SHARED 2,400 TRINITY INDS INC COM 896522109 37.93 1,151 SH SHARED 1,151 TRINITY INDS INC COM 896522109 9.89 300 SH P SHARED 300 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 7.63 7,000 PRN SHARED 01 7,000 TRIO TECH INTL COM NEW 896712205 11.55 5,345 SH SOLE 5,345 TRIPADVISOR INC COM 896945201 267.74 7,506 SH SHARED 01 7,506 TRIPADVISOR INC COM 896945201 39.24 1,100 SH P SHARED 1,100 TRIPADVISOR INC COM 896945201 25.68 720 SH SHARED 720 TRIPADVISOR INC COM 896945201 10.70 300 SH C SHARED 300 TRIQUINT SEMICONDUCTOR INC COM 89674K103 3,821.04 554,176 SH SHARED 01 554,176 TRIQUINT SEMICONDUCTOR INC COM 89674K103 184.79 26,800 SH P SHARED 26,800 TRIQUINT SEMICONDUCTOR INC COM 89674K103 105.49 15,300 SH C SHARED 15,300 TRIUMPH GROUP INC NEW COM 896818101 6,661.32 106,309 SH SHARED 01 106,309 TRIUMPH GROUP INC NEW COM 896818101 81.71 1,304 SH SHARED 1,304 TRIUMPH GROUP INC NEW COM 896818101 8.46 135 SH SHARED 20 135 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 6.91 3,000 PRN SHARED 01 3,000 TRUE RELIGION APPAREL INC COM 89784N104 1,041.23 38,001 SH SHARED 38,001 TRUE RELIGION APPAREL INC COM 89784N104 215.39 7,861 SH SHARED 01 7,861 TRUE RELIGION APPAREL INC COM 89784N104 87.68 3,200 SH C SHARED 3,200 TRUE RELIGION APPAREL INC COM 89784N104 16.44 600 SH P SHARED 600 TRUEBLUE INC COM 89785X101 0.27 15 SH SHARED 01 15 TRUNKBOW INTL HLDGS LTD COM 89818A102 0.38 221 SH SOLE 221 TRUSTCO BK CORP N Y COM 898349105 113.63 19,900 SH SHARED 01 19,900 TRUSTMARK CORP COM 898402102 885.62 35,453 SH SHARED 01 35,453 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3,134.59 67,483 SH SHARED 01 67,483 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2,568.69 55,300 SH P SHARED 55,300 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,964.84 42,300 SH C SHARED 42,300 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,540.24 33,159 SH SHARED 33,159 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 344.71 7,421 SH SHARED 7,421 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 63.36 7,300 SH SHARED 01 7,300 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 3.47 400 SH C SHARED 400 TSR INC COM NEW 872885207 1.75 401 SH SOLE 401 TTM TECHNOLOGIES INC COM 87305R109 1,793.25 155,799 SH SHARED 155,799 TTM TECHNOLOGIES INC COM 87305R109 258.98 22,500 SH C SHARED 22,500 TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 38.57 36,000 PRN SHARED 01 36,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- TTM TECHNOLOGIES INC COM 87305R109 33.38 2,900 SH P SHARED 2,900 TTM TECHNOLOGIES INC COM 87305R109 3.45 300 SH SHARED 01 300 TUESDAY MORNING CORP COM NEW 899035505 1.42 371 SH SHARED 01 371 TUFCO TECHNOLOGIES INC COM 899040109 8.22 2,530 SH SOLE 2,530 TUPPERWARE BRANDS CORP COM 899896104 2,505.84 39,462 SH SHARED 01 39,462 TUPPERWARE BRANDS CORP COM 899896104 319.41 5,030 SH SHARED 20 5,030 TUPPERWARE BRANDS CORP COM 899896104 133.35 2,100 SH P SHARED 2,100 TUPPERWARE BRANDS CORP COM 899896104 114.30 1,800 SH C SHARED 1,800 TUPPERWARE BRANDS CORP COM 899896104 37.91 597 SH SHARED 597 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 268.38 21,300 SH SHARED 20 21,300 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 99.58 7,903 SH SHARED 01 7,903 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 29.79 2,364 SH SHARED 2,364 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 3.30 262 SH SHARED 262 TURKISH INVT FD INC COM 900145103 13.42 983 SH SHARED 983 TURKISH INVT FD INC COM 900145103 6.83 500 SH SHARED 01 500 TUTOR PERINI CORP COM 901109108 1,206.09 77,413 SH SHARED 01 77,413 TUTOR PERINI CORP COM 901109108 12.46 800 SH C SHARED 800 TW TELECOM INC COM 87311L104 364.04 16,428 SH SHARED 01 16,428 TW TELECOM INC COM 87311L104 187.43 8,458 SH SHARED 8,458 TWIN DISC INC COM 901476101 563.54 21,600 SH SHARED 01 21,600 TWIN DISC INC COM 901476101 61.49 2,357 SH SHARED 2,357 TWO HBRS INVT CORP COM 90187B101 7,310.25 720,932 SH SHARED 01 720,932 TWO HBRS INVT CORP COM 90187B101 94.83 9,352 SH SHARED 9,352 TWO HBRS INVT CORP COM 90187B101 90.25 8,900 SH P SHARED 8,900 TWO HBRS INVT CORP COM 90187B101 48.67 4,800 SH C SHARED 4,800 TWO HBRS INVT CORP COM 90187B101 20.28 2,000 SH SHARED 2,000 TYCO INTERNATIONAL LTD SHS H89128104 32,072.21 570,883 SH SHARED 01 570,883 TYCO INTERNATIONAL LTD SHS H89128104 7,927.00 141,100 SH C SHARED 141,100 TYCO INTERNATIONAL LTD SHS H89128104 6,747.22 120,100 SH P SHARED 120,100 TYCO INTERNATIONAL LTD SHS H89128104 1,694.16 30,156 SH SHARED 30,156 TYCO INTERNATIONAL LTD SHS H89128104 464.05 8,260 SH SHARED 8,260 TYCO INTERNATIONAL LTD SHS H89128104 360.96 6,425 SH SHARED 20 6,425 TYLER TECHNOLOGIES INC COM 902252105 620.97 16,167 SH SHARED 01 16,167 TYSON FOODS INC CL A 902494103 22,543.36 1,177,199 SH SHARED 1,177,199 TYSON FOODS INC CL A 902494103 2,663.77 139,100 SH P SHARED 139,100 TYSON FOODS INC CL A 902494103 2,431.76 126,985 SH SHARED 01 126,985 TYSON FOODS INC CL A 902494103 327.47 17,100 SH SHARED 17,100 TYSON FOODS INC CL A 902494103 275.76 14,400 SH C SHARED 14,400 TYSON FOODS INC CL A 902494103 5.84 305 SH SHARED 20 305 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 2.48 2,000 PRN SHARED 01 2,000 U M H PROPERTIES INC COM 903002103 34.83 3,178 SH SHARED 01 3,178 U S AIRWAYS GROUP INC COM 90341W108 1,898.26 250,100 SH C SHARED 250,100 U S AIRWAYS GROUP INC COM 90341W108 626.24 82,508 SH SHARED 01 82,508 U S AIRWAYS GROUP INC COM 90341W108 548.76 72,300 SH P SHARED 72,300 U S CONCRETE INC COM NEW 90333L201 5.36 1,150 SH SHARED 1,150 U S CONCRETE INC COM NEW 90333L201 4.08 875 SH SHARED 01 875 U S ENERGY CORP WYO COM 911805109 89.11 28,200 SH C SOLE 28,200 U S ENERGY CORP WYO COM 911805109 13.90 4,400 SH P SOLE 4,400 U S G CORP COM NEW 903293405 2,014.09 117,098 SH SHARED 01 117,098 U S G CORP COM NEW 903293405 319.92 18,600 SH P SHARED 18,600 U S G CORP COM NEW 903293405 271.76 15,800 SH C SHARED 15,800 U S GEOTHERMAL INC COM 90338S102 15.43 29,681 SH SHARED 29,681 U S GEOTHERMAL INC COM 90338S102 0.45 857 SH SHARED 01 857
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- ---------- ---------- U S GLOBAL INVS INC CL A 902952100 234.90 32,400 SH SHARED 01 32,400 U S GLOBAL INVS INC CL A 902952100 120.10 16,565 SH SHARED 16,565 U S HOME SYS INC COM 90335C100 124.30 13,337 SH SOLE 13,337 U S PHYSICAL THERAPY INC COM 90337L108 234.97 10,194 SH SHARED 10,194 U S PHYSICAL THERAPY INC COM 90337L108 0.30 13 SH SHARED 01 13 U S SILICA HLDGS INC COM 90346E103 2,395.62 114,404 SH SHARED 01 114,404 UBIQUITI NETWORKS INC COM 90347A100 9,077.81 287,000 SH P SHARED 287,000 UBIQUITI NETWORKS INC COM 90347A100 2,301.24 72,755 SH SHARED 72,755 UBIQUITI NETWORKS INC COM 90347A100 6.33 200 SH SHARED 01 200 UBS AG SHS NEW H89231338 891,106.31 63,559,651 SH SHARED 63,559,651 UBS AG SHS NEW H89231338 146,959.97 10,482,166 SH SHARED 10,482,166 UBS AG SHS NEW H89231338 95,053.45 6,779,847 SH C SHARED 6,779,847 UBS AG SHS NEW H89231338 47,568.91 3,392,932 SH P SHARED 3,392,932 UBS AG SHS NEW H89231338 3,170.57 229,563 SH SHARED 17 229,563 UBS AG SHS NEW H89231338 2,655.30 189,394 SH SHARED 01 189,394 UBS AG JERSEY BRH LKD ALRN NTGAS 902641620 51.48 1,700 SH SHARED 01 1,700 UBS AG JERSEY BRH ALERIAN INFRST 902641646 29.80 890 SH SHARED 01 890 UBS AG JERSEY BRH DJ COMMD ETN39 902641679 13.10 491 SH SOLE 491 UBS AG JERSEY BRH LNG SHT VIX 902641596 12.58 525 SH SOLE 525 UBS AG LONDON BRH ETRACS FIS GART 90268A717 31.18 1,100 SH SOLE 1,100 UDR INC COM 902653104 19,354.20 724,605 SH SHARED 724,605 UDR INC COM 902653104 2,599.47 97,322 SH SHARED 97,322 UDR INC COM 902653104 487.11 18,237 SH SHARED 01 18,237 UDR INC COM 902653104 21.37 800 SH C SHARED 800 UFP TECHNOLOGIES INC COM 902673102 177.48 9,125 SH SHARED 9,125 UFP TECHNOLOGIES INC COM 902673102 9.73 500 SH SHARED 01 500 UGI CORP NEW COM 902681105 12,752.48 467,981 SH SHARED 01 467,981 UGI CORP NEW COM 902681105 208.84 7,664 SH SHARED 7,664 UGI CORP NEW COM 902681105 10.90 400 SH C SHARED 400 UIL HLDG CORP COM 902748102 348.50 10,026 SH SHARED 01 10,026 ULTA SALON COSMETCS & FRAG I COM 90384S303 4,590.35 49,417 SH SHARED 01 49,417 ULTA SALON COSMETCS & FRAG I COM 90384S303 510.90 5,500 SH C SHARED 5,500 ULTA SALON COSMETCS & FRAG I COM 90384S303 111.47 1,200 SH P SHARED 1,200 ULTA SALON COSMETCS & FRAG I COM 90384S303 10.03 108 SH SHARED 108 ULTIMATE SOFTWARE GROUP INC COM 90385D107 923.33 12,600 SH C SHARED 12,600 ULTIMATE SOFTWARE GROUP INC COM 90385D107 334.74 4,568 SH SHARED 01 4,568 ULTRA PETROLEUM CORP COM 903914109 2,066.30 91,308 SH SHARED 01 91,308 ULTRA PETROLEUM CORP COM 903914109 430.20 19,010 SH SHARED 20 19,010 ULTRA PETROLEUM CORP COM 903914109 330.40 14,600 SH SHARED 14,600 ULTRA PETROLEUM CORP COM 903914109 255.04 11,270 SH SHARED 11,270 ULTRA PETROLEUM CORP COM 903914109 160.67 7,100 SH C SHARED 7,100 ULTRA PETROLEUM CORP COM 903914109 158.41 7,000 SH P SHARED 7,000 ULTRALIFE CORP COM 903899102 62.29 12,025 SH SHARED 12,025 ULTRALIFE CORP COM 903899102 4.14 800 SH SHARED 01 800 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 3,094.95 142,690 SH SHARED 142,690 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 47.72 2,200 SH SHARED 01 2,200 ULTRAPETROL BAHAMAS LTD COM P94398107 8.14 4,070 SH SHARED 01 4,070 ULTRATECH INC COM 904034105 820.34 28,307 SH SHARED 28,307 ULTRATECH INC COM 904034105 803.04 27,710 SH SHARED 01 27,710 ULURU INC COM NEW 90403T209 5.42 21,681 SH SOLE 21,681 UMB FINL CORP COM 902788108 1,637.48 36,604 SH SHARED 01 36,604 UMPQUA HLDGS CORP COM 904214103 6,494.36 478,935 SH SHARED 01 478,935 UMPQUA HLDGS CORP COM 904214103 394.46 29,090 SH SHARED 20 29,090
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- UMPQUA HLDGS CORP COM 904214103 1.36 100 SH P SHARED 100 UNDER ARMOUR INC CL A 904311107 12,864.93 136,861 SH SHARED 01 136,861 UNDER ARMOUR INC CL A 904311107 3,891.60 41,400 SH C SHARED 41,400 UNDER ARMOUR INC CL A 904311107 1,842.40 19,600 SH P SHARED 19,600 UNDER ARMOUR INC CL A 904311107 150.59 1,602 SH SHARED 1,602 UNI PIXEL INC COM NEW 904572203 5.58 1,035 SH SOLE 1,035 UNICO AMERN CORP COM 904607108 5.29 472 SH SOLE 472 UNIFIRST CORP MASS COM 904708104 707.83 11,500 SH SHARED 01 11,500 UNILEVER N V N Y SHS NEW 904784709 62,521.79 1,837,255 SH SHARED 01 1,837,255 UNILEVER N V N Y SHS NEW 904784709 182.33 5,358 SH SHARED 5,358 UNILEVER N V N Y SHS NEW 904784709 128.91 3,788 SH SHARED 3,788 UNILEVER N V N Y SHS NEW 904784709 119.79 3,520 SH SHARED 20 3,520 UNILEVER PLC SPON ADR NEW 904767704 20,366.20 616,224 SH SHARED 01 616,224 UNILEVER PLC SPON ADR NEW 904767704 1,735.13 52,500 SH SHARED 20 52,500 UNILEVER PLC SPON ADR NEW 904767704 650.39 19,679 SH SHARED 19,679 UNILIFE CORP NEW COM 90478E103 1,810.94 446,044 SH SHARED 446,044 UNILIFE CORP NEW COM 90478E103 8.12 2,000 SH SHARED 01 2,000 UNION BANKSHARES INC COM 905400107 259.31 13,513 SH SHARED 01 13,513 UNION DRILLING INC COM 90653P105 2.22 400 SH SHARED 01 400 UNION FIRST MKT BANKSH CP COM 90662P104 57.57 4,112 SH SHARED 01 4,112 UNION PAC CORP COM 907818108 69,391.35 645,621 SH SHARED 01 645,621 UNION PAC CORP COM 907818108 15,853.30 147,500 SH P SHARED 147,500 UNION PAC CORP COM 907818108 8,458.68 78,700 SH C SHARED 78,700 UNION PAC CORP COM 907818108 8,249.63 76,755 SH SHARED 76,755 UNION PAC CORP COM 907818108 3,557.16 33,096 SH SHARED 20 33,096 UNION PAC CORP COM 907818108 3,546.63 32,998 SH SHARED 32,998 UNION PAC CORP COM 907818108 611.56 5,690 SH SHARED 17 5,690 UNISOURCE ENERGY CORP COM 909205106 529.75 14,486 SH SHARED 14,486 UNISOURCE ENERGY CORP COM 909205106 177.33 4,849 SH SHARED 01 4,849 UNISYS CORP COM NEW 909214306 1,852.58 93,944 SH SHARED 01 93,944 UNISYS CORP COM NEW 909214306 51.27 2,600 SH C SHARED 2,600 UNISYS CORP COM NEW 909214306 15.78 800 SH P SHARED 800 UNIT CORP COM 909218109 253.01 5,917 SH SHARED 01 5,917 UNIT CORP COM 909218109 140.38 3,283 SH SHARED 3,283 UNIT CORP COM 909218109 4.28 100 SH P SHARED 100 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 2.16 2,000 PRN SHARED 01 2,000 UNITED BANCSHARES INC OHIO COM 909458101 9.19 1,355 SH SOLE 1,355 UNITED BANKSHARES INC WEST V COM 909907107 450.45 15,608 SH SHARED 01 15,608 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 5.05 518 SH SHARED 01 518 UNITED CMNTY FINL CORP OHIO COM 909839102 2.51 1,028 SH SHARED 01 1,028 UNITED CMNTY FINL CORP OHIO COM 909839102 1.29 527 SH SHARED 527 UNITED CONTL HLDGS INC COM 910047109 28,375.70 1,319,800 SH P SHARED 1,319,800 UNITED CONTL HLDGS INC COM 910047109 23,827.18 1,108,241 SH SHARED 1,108,241 UNITED CONTL HLDGS INC COM 910047109 6,063.00 282,000 SH C SHARED 282,000 UNITED CONTL HLDGS INC COM 910047109 4,653.05 216,421 SH SHARED 01 216,421 UNITED CONTL HLDGS INC COM 910047109 118.25 5,500 SH SHARED 5,500 UNITED FIRE GROUP INC COM 910340108 99.90 5,584 SH SHARED 5,584 UNITED FIRE GROUP INC COM 910340108 60.13 3,361 SH SHARED 01 3,361 UNITED GUARDIAN INC COM 910571108 30.74 1,675 SH SHARED 1,675 UNITED GUARDIAN INC COM 910571108 3.67 200 SH SHARED 01 200 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 2,738.11 1,117,597 SH SHARED 1,117,597 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 1,407.41 574,455 SH SHARED 01 574,455 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 3.19 1,300 SH C SHARED 1,300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- UNITED NAT FOODS INC COM 911163103 2,228.11 47,752 SH SHARED 01 47,752 UNITED NAT FOODS INC COM 911163103 9.33 200 SH C SHARED 200 UNITED ONLINE INC COM 911268100 18.51 3,786 SH SHARED 3,786 UNITED ONLINE INC COM 911268100 6.77 1,385 SH SHARED 01 1,385 UNITED ONLINE INC COM 911268100 4.89 1,000 SH C SHARED 1,000 UNITED PARCEL SERVICE INC CL B 911312106 123,821.49 1,533,963 SH SHARED 01 1,533,963 UNITED PARCEL SERVICE INC CL B 911312106 27,799.97 344,400 SH P SHARED 344,400 UNITED PARCEL SERVICE INC CL B 911312106 25,514.22 316,083 SH SHARED 316,083 UNITED PARCEL SERVICE INC CL B 911312106 22,173.78 274,700 SH C SHARED 274,700 UNITED PARCEL SERVICE INC CL B 911312106 4,209.39 52,148 SH SHARED 52,148 UNITED RENTALS INC COM 911363109 23,921.51 557,741 SH SHARED 557,741 UNITED RENTALS INC COM 911363109 10,940.00 255,071 SH SHARED 01 255,071 UNITED RENTALS INC COM 911363109 223.03 5,200 SH P SHARED 5,200 UNITED RENTALS INC COM 911363109 145.83 3,400 SH C SHARED 3,400 UNITED SEC BANCSHARES INC SHS 911459105 3.38 630 SH SOLE 630 UNITED SECURITY BANCSHARES C COM 911460103 3.49 1,418 SH SHARED 01 1,418 UNITED STATES CELLULAR CORP COM 911684108 406.76 9,938 SH SHARED 9,938 UNITED STATES CELLULAR CORP COM 911684108 282.01 6,890 SH SHARED 01 6,890 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 2,063.23 129,600 SH P SHARED 129,600 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1,628.62 102,300 SH C SHARED 102,300 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 815.80 51,244 SH SHARED 01 51,244 UNITED STATES OIL FUND LP UNITS 91232N108 41,595.57 1,060,300 SH P SHARED 1,060,300 UNITED STATES OIL FUND LP UNITS 91232N108 22,317.95 568,900 SH C SHARED 568,900 UNITED STATES OIL FUND LP UNITS 91232N108 7,610.46 193,996 SH SHARED 193,996 UNITED STATES OIL FUND LP UNITS 91232N108 2,568.11 65,463 SH SHARED 01 65,463 UNITED STATES STL CORP NEW COM 912909108 16,097.70 548,100 SH P SHARED 548,100 UNITED STATES STL CORP NEW COM 912909108 12,335.40 420,000 SH C SHARED 420,000 UNITED STATES STL CORP NEW COM 912909108 7,993.93 272,180 SH SHARED 272,180 UNITED STATES STL CORP NEW COM 912909108 4,569.30 155,577 SH SHARED 01 155,577 UNITED STATES STL CORP NEW COM 912909108 604.43 20,580 SH SHARED 20,580 UNITED STATES STL CORP NEW COM 912909108 58.74 2,000 SH C SHARED 01 2,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 49.67 42,000 PRN SHARED 01 42,000 UNITED STATIONERS INC COM 913004107 196.98 6,348 SH SHARED 6,348 UNITED STATIONERS INC COM 913004107 0.93 30 SH SHARED 01 30 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 243.29 14,944 SH SHARED 01 14,944 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 4.69 288 SH SHARED 288 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 440.88 9,624 SH SHARED 01 9,624 UNITED STS BRENT OIL FD LP UNIT 91167Q100 865.76 10,032 SH SHARED 10,032 UNITED STS BRENT OIL FD LP UNIT 91167Q100 172.60 2,000 SH P SHARED 2,000 UNITED STS BRENT OIL FD LP UNIT 91167Q100 24.16 280 SH SHARED 01 280 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1,843.71 30,071 SH SHARED 01 30,071 UNITED STS GASOLINE FD LP UNITS 91201T102 1,327.31 23,221 SH SHARED 01 23,221 UNITED STS GASOLINE FD LP UNITS 91201T102 713.53 12,483 SH SHARED 12,483 UNITED STS GASOLINE FD LP UNITS 91201T102 171.48 3,000 SH P SHARED 3,000 UNITED STS HEATING OIL FD LP UNIT 91204P107 244.44 6,792 SH SHARED 01 6,792 UNITED TECHNOLOGIES CORP COM 913017109 223,694.07 2,697,059 SH SHARED 01 2,697,059 UNITED TECHNOLOGIES CORP COM 913017109 47,048.96 567,265 SH SHARED 567,265 UNITED TECHNOLOGIES CORP COM 913017109 21,257.52 256,300 SH P SHARED 256,300 UNITED TECHNOLOGIES CORP COM 913017109 17,898.45 215,800 SH C SHARED 215,800 UNITED TECHNOLOGIES CORP COM 913017109 13,303.16 160,395 SH SHARED 160,395 UNITED TECHNOLOGIES CORP COM 913017109 5,546.61 66,875 SH SHARED 20 66,875 UNITED TECHNOLOGIES CORP COM 913017109 2,155.78 26,052 SH SHARED 17 26,052 UNITED THERAPEUTICS CORP DEL COM 91307C102 1,085.22 23,026 SH SHARED 01 23,026
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- UNITED THERAPEUTICS CORP DEL COM 91307C102 298.80 6,340 SH SHARED 20 6,340 UNITED THERAPEUTICS CORP DEL COM 91307C102 136.68 2,900 SH C SHARED 2,900 UNITEDHEALTH GROUP INC COM 91324P102 48,601.51 824,593 SH SHARED 01 824,593 UNITEDHEALTH GROUP INC COM 91324P102 8,670.07 147,100 SH C SHARED 147,100 UNITEDHEALTH GROUP INC COM 91324P102 6,661.16 113,016 SH SHARED 20 113,016 UNITEDHEALTH GROUP INC COM 91324P102 4,608.99 78,198 SH SHARED 78,198 UNITEDHEALTH GROUP INC COM 91324P102 3,453.29 58,590 SH SHARED 58,590 UNITEDHEALTH GROUP INC COM 91324P102 3,224.02 54,700 SH P SHARED 54,700 UNITEK GLOBAL SVCS INC COM PAR $.00002 91324T302 2.92 865 SH SHARED 01 865 UNITIL CORP COM 913259107 102.84 3,833 SH SHARED 01 3,833 UNIVERAL BUSINESS PMT SOL AC UNIT 99/99/9999 913384202 4.97 802 SH SOLE 802 UNIVERSAL AMERN CORP NEW COM 91338E101 120.25 11,155 SH SHARED 01 11,155 UNIVERSAL AMERN CORP NEW COM 91338E101 30.18 2,800 SH SHARED 2,800 UNIVERSAL CORP VA COM 913456109 1,155.82 24,803 SH SHARED 01 24,803 UNIVERSAL DISPLAY CORP COM 91347P105 1,545.44 42,306 SH SHARED 01 42,306 UNIVERSAL DISPLAY CORP COM 91347P105 1,128.78 30,900 SH C SHARED 30,900 UNIVERSAL DISPLAY CORP COM 91347P105 127.86 3,500 SH P SHARED 3,500 UNIVERSAL DISPLAY CORP COM 91347P105 58.56 1,603 SH SHARED 1,603 UNIVERSAL ELECTRS INC COM 913483103 202.46 10,133 SH SHARED 01 10,133 UNIVERSAL FST PRODS INC COM 913543104 215.16 6,240 SH SHARED 20 6,240 UNIVERSAL FST PRODS INC COM 913543104 60.51 1,755 SH SHARED 01 1,755 UNIVERSAL FST PRODS INC COM 913543104 51.72 1,500 SH C SHARED 1,500 UNIVERSAL FST PRODS INC COM 913543104 24.14 700 SH P SHARED 700 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 236.00 5,955 SH SHARED 5,955 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 108.11 2,728 SH SHARED 01 2,728 UNIVERSAL HLTH SVCS INC CL B 913903100 5,168.26 123,318 SH SHARED 20 123,318 UNIVERSAL HLTH SVCS INC CL B 913903100 1,391.12 33,193 SH SHARED 33,193 UNIVERSAL HLTH SVCS INC CL B 913903100 231.55 5,525 SH SHARED 01 5,525 UNIVERSAL HLTH SVCS INC CL B 913903100 12.57 300 SH C SHARED 300 UNIVERSAL INS HLDGS INC COM 91359V107 201.14 51,708 SH SHARED 01 51,708 UNIVERSAL POWER GROUP INC COM 913788105 29.07 14,910 SH SHARED 01 14,910 UNIVERSAL POWER GROUP INC COM 913788105 0.75 384 SH SHARED 384 UNIVERSAL TECHNICAL INST INC COM 913915104 1,239.49 93,972 SH SHARED 01 93,972 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 38.51 8,654 SH SOLE 8,654 UNIVEST CORP PA COM 915271100 40.29 2,401 SH SHARED 2,401 UNIVEST CORP PA COM 915271100 0.15 9 SH SHARED 01 9 UNUM GROUP COM 91529Y106 2,121.49 86,662 SH SHARED 01 86,662 UNUM GROUP COM 91529Y106 528.77 21,600 SH SHARED 21,600 UNUM GROUP COM 91529Y106 222.47 9,088 SH SHARED 9,088 UNUM GROUP COM 91529Y106 29.38 1,200 SH C SHARED 1,200 UQM TECHNOLOGIES INC COM 903213106 2.21 1,494 SH SOLE 1,494 UR ENERGY INC COM 91688R108 10.98 9,000 SH SHARED 01 9,000 URANERZ ENERGY CORP COM 91688T104 137.09 54,400 SH SHARED 01 54,400 URANERZ ENERGY CORP COM 91688T104 91.98 36,500 SH C SHARED 36,500 URANIUM ENERGY CORP COM 916896103 281.65 72,217 SH SHARED 01 72,217 URANIUM ENERGY CORP COM 916896103 19.89 5,100 SH P SHARED 5,100 URANIUM ENERGY CORP COM 916896103 15.23 3,906 SH SHARED 3,906 URANIUM RES INC COM PAR $0.001 916901507 58.65 64,450 SH SHARED 01 64,450 URANIUM RES INC COM PAR $0.001 916901507 6.28 6,900 SH C SHARED 6,900 URBAN OUTFITTERS INC COM 917047102 369.70 12,700 SH C SHARED 12,700 URBAN OUTFITTERS INC COM 917047102 311.48 10,700 SH P SHARED 10,700 URBAN OUTFITTERS INC COM 917047102 203.77 7,000 SH SHARED 7,000 URBAN OUTFITTERS INC COM 917047102 109.22 3,752 SH SHARED 01 3,752
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- UROLOGIX INC COM 917273104 28.80 22,500 SH SHARED 01 22,500 UROLOGIX INC COM 917273104 3.10 2,419 SH SHARED 2,419 URS CORP NEW COM 903236107 1,127.63 26,520 SH SHARED 01 26,520 URS CORP NEW COM 903236107 438.85 10,321 SH SHARED 10,321 URS CORP NEW COM 903236107 248.74 5,850 SH SHARED 5,850 URS CORP NEW COM 903236107 8.50 200 SH SHARED 20 200 URSTADT BIDDLE PPTYS INS CL A 917286205 178.82 9,059 SH SHARED 9,059 URSTADT BIDDLE PPTYS INS CL A 917286205 155.20 7,862 SH SHARED 7,862 URSTADT BIDDLE PPTYS INS CL A 917286205 54.27 2,749 SH SHARED 01 2,749 URSTADT BIDDLE PPTYS INS COM 917286106 37.40 2,000 SH SHARED 01 2,000 URSTADT BIDDLE PPTYS INS COM 917286106 36.00 1,925 SH SHARED 1,925 US BANCORP DEL COM NEW 902973304 82,852.39 2,615,290 SH SHARED 01 2,615,290 US BANCORP DEL COM NEW 902973304 19,148.09 604,422 SH SHARED 604,422 US BANCORP DEL COM NEW 902973304 10,223.14 322,700 SH C SHARED 322,700 US BANCORP DEL COM NEW 902973304 9,221.70 291,089 SH SHARED 291,089 US BANCORP DEL COM NEW 902973304 4,137.41 130,600 SH P SHARED 130,600 US BANCORP DEL COM NEW 902973304 909.06 28,695 SH SHARED 20 28,695 US ECOLOGY INC COM 91732J102 140.14 6,446 SH SHARED 6,446 US ECOLOGY INC COM 91732J102 12.59 579 SH SHARED 01 579 USA MOBILITY INC COM 90341G103 119.09 8,549 SH SHARED 01 8,549 USA TECHNOLOGIES INC COM NO PAR 90328S500 969.52 757,440 SH SHARED 01 757,440 USA TECHNOLOGIES INC COM NO PAR 90328S500 4.05 3,162 SH SHARED 3,162 USA TECHNOLOGIES INC *W EXP 12/31/201 90328S195 3.81 6,925 SH SOLE 6,925 USA TRUCK INC COM 902925106 1.03 133 SH SOLE 133 USANA HEALTH SCIENCES INC COM 90328M107 103.14 2,763 SH SHARED 2,763 USANA HEALTH SCIENCES INC COM 90328M107 7.99 214 SH SHARED 01 214 USEC INC COM 90333E108 83.21 78,500 SH C SHARED 78,500 USEC INC COM 90333E108 39.43 37,200 SH P SHARED 37,200 USEC INC NOTE 3.000%10/0 90333EAC2 9.90 20,000 PRN SHARED 01 20,000 USEC INC COM 90333E108 4.13 3,895 SH SHARED 3,895 USEC INC COM 90333E108 2.29 2,161 SH SHARED 01 2,161 UTAH MED PRODS INC COM 917488108 36.60 1,177 SH SOLE 1,177 UTI WORLDWIDE INC ORD G87210103 76.73 4,453 SH SHARED 4,453 UTI WORLDWIDE INC ORD G87210103 17.23 1,000 SH SHARED 01 1,000 UTSTARCOM HOLDINGS CORP USD ORD SHS G9310A106 26.50 18,278 SH SHARED 18,278 UTSTARCOM HOLDINGS CORP USD ORD SHS G9310A106 3.56 2,455 SH SHARED 01 2,455 UTSTARCOM HOLDINGS CORP USD ORD SHS G9310A106 1.02 700 SH C SHARED 700 V F CORP COM 918204108 38,810.53 265,862 SH SHARED 01 265,862 V F CORP COM 918204108 6,160.36 42,200 SH C SHARED 42,200 V F CORP COM 918204108 3,518.12 24,100 SH SHARED 24,100 V F CORP COM 918204108 832.23 5,701 SH SHARED 5,701 V F CORP COM 918204108 525.53 3,600 SH P SHARED 3,600 V F CORP COM 918204108 17.52 120 SH SHARED 20 120 V F CORP COM 918204108 14.60 100 SH P SHARED 01 100 VAALCO ENERGY INC COM NEW 91851C201 89.78 9,500 SH P SHARED 9,500 VAALCO ENERGY INC COM NEW 91851C201 0.95 100 SH SHARED 01 100 VAIL RESORTS INC COM 91879Q109 112.45 2,600 SH C SHARED 2,600 VAIL RESORTS INC COM 91879Q109 55.84 1,291 SH SHARED 01 1,291 VAIL RESORTS INC COM 91879Q109 47.58 1,100 SH P SHARED 1,100 VAIL RESORTS INC COM 91879Q109 47.58 1,100 SH SHARED 1,100 VALASSIS COMMUNICATIONS INC COM 918866104 74.24 3,228 SH SHARED 01 3,228 VALASSIS COMMUNICATIONS INC COM 918866104 21.25 924 SH SHARED 924 VALE CAP II VALEP 6.75%12 91912F300 74.01 1,040 SH SOLE 1,040
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- VALE CAP II GTD CV 6.75%12 91912F201 23.49 371 SH SHARED 01 371 VALE S A ADR 91912E105 29,238.44 1,253,255 SH SHARED 1,253,255 VALE S A ADR 91912E105 13,914.90 596,438 SH SHARED 01 596,438 VALE S A ADR 91912E105 5,670.71 243,065 SH SHARED 243,065 VALE S A ADR REPSTG PFD 91912E204 2,264.46 99,800 SH SHARED 99,800 VALE S A ADR REPSTG PFD 91912E204 588.87 25,953 SH SHARED 25,953 VALE S A ADR REPSTG PFD 91912E204 338.42 14,915 SH SHARED 20 14,915 VALE S A ADR REPSTG PFD 91912E204 118.51 5,223 SH SHARED 01 5,223 VALE S A ADR 91912E105 106.62 4,570 SH SHARED 17 4,570 VALEANT PHARMACEUTICALS INTL COM 91911K102 8,024.35 149,457 SH SHARED 149,457 VALEANT PHARMACEUTICALS INTL COM 91911K102 7,180.72 133,744 SH SHARED 01 133,744 VALEANT PHARMACEUTICALS INTL COM 91911K102 1,006.58 18,748 SH SHARED 18,748 VALEANT PHARMACEUTICALS INTL COM 91911K102 75.17 1,400 SH C SHARED 1,400 VALEANT PHARMACEUTICALS INTL COM 91911K102 5.37 100 SH P SHARED 100 VALENCE TECHNOLOGY INC COM 918914102 48.82 60,422 SH SHARED 60,422 VALENCE TECHNOLOGY INC COM 918914102 1.42 1,752 SH SHARED 01 1,752 VALERO ENERGY CORP NEW COM 91913Y100 13,418.03 520,684 SH SHARED 01 520,684 VALERO ENERGY CORP NEW COM 91913Y100 10,368.84 402,361 SH SHARED 402,361 VALERO ENERGY CORP NEW COM 91913Y100 3,190.51 123,807 SH C SHARED 123,807 VALERO ENERGY CORP NEW COM 91913Y100 1,378.70 53,500 SH P SHARED 53,500 VALERO ENERGY CORP NEW COM 91913Y100 959.11 37,218 SH SHARED 37,218 VALHI INC NEW COM 918905100 169.76 3,200 SH SHARED 01 3,200 VALHI INC NEW COM 918905100 0.05 1 SH SHARED 1 VALIDUS HOLDINGS LTD COM SHS G9319H102 2,995.96 96,800 SH C SHARED 96,800 VALIDUS HOLDINGS LTD COM SHS G9319H102 223.71 7,228 SH SHARED 01 7,228 VALLEY FINL CORP VA COM 919629105 3.08 399 SH SOLE 399 VALLEY NATL BANCORP COM 919794107 2,948.61 227,692 SH SHARED 01 227,692 VALLEY NATL BANCORP COM 919794107 236.16 18,236 SH SHARED 18,236 VALLEY NATL BANCORP COM 919794107 47.92 3,700 SH C SHARED 3,700 VALLEY NATL BANCORP *W EXP 06/30/201 919794123 0.03 15 SH SOLE 15 VALMONT INDS INC COM 920253101 3,251.79 27,696 SH SHARED 27,696 VALMONT INDS INC COM 920253101 2,008.65 17,108 SH SHARED 01 17,108 VALMONT INDS INC COM 920253101 70.45 600 SH C SHARED 600 VALSPAR CORP COM 920355104 5,348.31 110,754 SH SHARED 110,754 VALSPAR CORP COM 920355104 1,985.25 41,111 SH SHARED 01 41,111 VALSPAR CORP COM 920355104 72.44 1,500 SH C SHARED 1,500 VALUE LINE INC COM 920437100 10.02 816 SH SOLE 816 VALUECLICK INC COM 92046N102 25.66 1,300 SH SHARED 01 1,300 VALUECLICK INC COM 92046N102 3.95 200 SH C SHARED 200 VALUEVISION MEDIA INC CL A 92047K107 32.29 15,600 SH SHARED 01 15,600 VANCEINFO TECHNOLOGIES INC ADR 921564100 38.53 3,200 SH P SHARED 3,200 VANCEINFO TECHNOLOGIES INC ADR 921564100 33.71 2,800 SH C SHARED 2,800 VANCEINFO TECHNOLOGIES INC ADR 921564100 33.01 2,742 SH SHARED 01 2,742 VANCEINFO TECHNOLOGIES INC ADR 921564100 19.89 1,652 SH SHARED 1,652 VANDA PHARMACEUTICALS INC COM 921659108 6.83 1,425 SH SHARED 01 1,425 VANDA PHARMACEUTICALS INC COM 921659108 3.83 800 SH C SHARED 800 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 1,816.40 29,203 SH SHARED 29,203 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1,168.59 17,344 SH SHARED 17,344 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 658.38 9,896 SH SHARED 01 9,896 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 641.63 9,523 SH SHARED 01 9,523 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 394.84 6,348 SH SHARED 01 6,348 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 238.46 3,458 SH SHARED 01 3,458 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 134.72 1,909 SH SHARED 01 1,909
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 112.05 1,627 SH SHARED 01 1,627 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 66.15 983 SH SHARED 01 983 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 33.92 504 SH SHARED 504 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 3.24 47 SH SHARED 47 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 388,125.27 4,660,486 SH SHARED 01 4,660,486 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 90,083.47 1,112,966 SH SHARED 01 1,112,966 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 37,622.72 432,644 SH SHARED 01 432,644 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2,227.41 26,746 SH SHARED 26,746 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 595.61 6,699 SH SHARED 01 6,699 VANGUARD HEALTH SYS INC COM 922036207 14.79 1,500 SH P SOLE 1,500 VANGUARD HEALTH SYS INC COM 922036207 12.82 1,300 SH C SOLE 1,300 VANGUARD INDEX FDS TOTAL STK MKT 922908769 412,913.29 5,714,272 SH SHARED 01 5,714,272 VANGUARD INDEX FDS GROWTH ETF 922908736 158,306.96 2,230,618 SH SHARED 01 2,230,618 VANGUARD INDEX FDS VALUE ETF 922908744 121,631.37 2,108,727 SH SHARED 01 2,108,727 VANGUARD INDEX FDS REIT ETF 922908553 75,320.86 1,183,360 SH SHARED 01 1,183,360 VANGUARD INDEX FDS SMALL CP ETF 922908751 45,732.62 580,953 SH SHARED 01 580,953 VANGUARD INDEX FDS SML CP GRW ETF 922908595 45,231.48 520,225 SH SHARED 01 520,225 VANGUARD INDEX FDS LARGE CAP ETF 922908637 32,526.33 504,832 SH SHARED 01 504,832 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 29,481.29 427,761 SH SHARED 01 427,761 VANGUARD INDEX FDS MID CAP ETF 922908629 27,877.11 341,715 SH SHARED 01 341,715 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 24,639.71 428,815 SH SHARED 01 428,815 VANGUARD INDEX FDS SM CP VAL ETF 922908611 20,658.29 293,525 SH SHARED 01 293,525 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 10,643.97 165,356 SH SHARED 01 165,356 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 6,835.37 115,190 SH SHARED 01 115,190 VANGUARD INDEX FDS SMALL CP ETF 922908751 5,686.50 72,407 SH SHARED 17 72,407 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 198,720.19 4,571,433 SH SHARED 01 4,571,433 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 100,473.71 2,179,946 SH SHARED 2,179,946 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 66,040.38 1,432,857 SH SHARED 01 1,432,857 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 47,556.71 1,075,457 SH SHARED 01 1,075,457 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 19,272.90 443,101 SH SHARED 17 443,101 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 18,141.20 341,385 SH SHARED 01 341,385 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 11,067.38 254,598 SH SHARED 254,598 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6,231.10 70,036 SH SHARED 01 70,036 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5,823.68 120,648 SH SHARED 01 120,648 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 2,111.61 45,815 SH SHARED 17 45,815 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1,742.14 32,784 SH SHARED 17 32,784 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 984.86 20,950 SH SHARED 01 20,950 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 791.15 18,200 SH C SHARED 18,200 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 299.94 6,900 SH P SHARED 6,900 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 4.61 100 SH C SHARED 100 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 4.61 100 SH P SHARED 100 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 4,342.06 157,207 SH SHARED 01 157,207 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 303.07 10,973 SH SHARED 10,973 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 30.38 1,100 SH P SHARED 1,100 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 27.62 1,000 SH C SHARED 1,000 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 36,114.25 456,911 SH SHARED 01 456,911 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14,835.73 177,143 SH SHARED 01 177,143 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 9,371.53 153,985 SH SHARED 01 153,985 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 6,860.69 132,267 SH SHARED 01 132,267
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 5,271.67 81,529 SH SHARED 01 81,529 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1,914.43 22,528 SH SHARED 01 22,528 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1,345.31 19,830 SH SHARED 19,830 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 770.37 10,999 SH SHARED 01 10,999 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 638.46 9,411 SH SHARED 01 9,411 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 454.11 7,402 SH SHARED 01 7,402 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 435.73 6,955 SH SHARED 01 6,955 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 245.60 3,802 SH SHARED 01 3,802 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 63.04 900 SH SHARED 900 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 61.53 1,011 SH SHARED 1,011 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 58.91 895 SH SHARED 01 895 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 43.07 625 SH SHARED 01 625 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 9.65 150 SH SHARED 01 150 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 75,510.41 1,289,674 SH SHARED 01 1,289,674 VANGUARD STAR FD INTL STK IDXFD 921909768 3,102.03 67,957 SH SHARED 01 67,957 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 48,973.12 1,439,116 SH SHARED 01 1,439,116 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 755.47 22,200 SH SHARED 22,200 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 13,304.90 274,526 SH SHARED 01 274,526 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2,605.72 53,765 SH SHARED 53,765 VANGUARD WORLD FD MEGA VALUE 300 921910840 14,422.91 344,058 SH SHARED 01 344,058 VANGUARD WORLD FD MEGA GRWTH IND 921910816 13,337.85 241,278 SH SHARED 01 241,278 VANGUARD WORLD FD EXTENDED DUR 921910709 6,050.90 56,209 SH SHARED 01 56,209 VANGUARD WORLD FD MEGA CAP INDEX 921910873 3,810.06 78,965 SH SHARED 01 78,965 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2,371.49 49,150 SH SHARED 49,150 VANGUARD WORLD FD MEGA VALUE 300 921910840 2,006.00 47,853 SH SHARED 47,853 VANGUARD WORLD FDS INF TECH ETF 92204A702 70,233.77 946,802 SH SHARED 01 946,802 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 22,857.44 338,278 SH SHARED 01 338,278 VANGUARD WORLD FDS ENERGY ETF 92204A306 20,662.51 196,449 SH SHARED 01 196,449 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 15,514.12 214,877 SH SHARED 01 214,877 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 13,402.13 155,333 SH SHARED 01 155,333 VANGUARD WORLD FDS UTILITIES ETF 92204A876 13,105.01 175,107 SH SHARED 01 175,107 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 8,675.50 263,133 SH SHARED 01 263,133 VANGUARD WORLD FDS TELCOMM ETF 92204A884 7,628.21 117,339 SH SHARED 01 117,339 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 6,790.30 97,646 SH SHARED 01 97,646 VANGUARD WORLD FDS ENERGY ETF 92204A306 6,675.46 63,467 SH SHARED 63,467 VANGUARD WORLD FDS MATERIALS ETF 92204A801 6,076.72 73,917 SH SHARED 01 73,917 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,367.43 19,664 SH SHARED 19,664 VARIAN MED SYS INC COM 92220P105 13,094.33 189,883 SH SHARED 01 189,883 VARIAN MED SYS INC COM 92220P105 579.95 8,410 SH SHARED 8,410 VARIAN MED SYS INC COM 92220P105 551.68 8,000 SH SHARED 8,000 VARIAN MED SYS INC COM 92220P105 153.23 2,222 SH SHARED 20 2,222 VARIAN MED SYS INC COM 92220P105 41.38 600 SH C SHARED 600 VASCO DATA SEC INTL INC COM 92230Y104 472.40 43,781 SH SHARED 43,781 VASCO DATA SEC INTL INC COM 92230Y104 8.63 800 SH C SHARED 800 VASCO DATA SEC INTL INC COM 92230Y104 6.20 575 SH SHARED 01 575 VASCULAR SOLUTIONS INC COM 92231M109 54.51 5,052 SH SHARED 5,052 VASCULAR SOLUTIONS INC COM 92231M109 12.95 1,200 SH SHARED 01 1,200 VCA ANTECH INC COM 918194101 769.97 33,174 SH SHARED 01 33,174 VCA ANTECH INC COM 918194101 73.69 3,175 SH SHARED 3,175 VCA ANTECH INC COM 918194101 2.32 100 SH C SHARED 100 VECTOR GROUP LTD COM 92240M108 1,152.21 65,023 SH SHARED 01 65,023 VECTOR GROUP LTD COM 92240M108 1,061.87 59,925 SH SHARED 59,925 VECTOR GROUP LTD COM 92240M108 17.72 1,000 SH C SHARED 1,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- VECTREN CORP COM 92240G101 891.97 30,694 SH SHARED 30,694 VECTREN CORP COM 92240G101 833.06 28,667 SH SHARED 01 28,667 VEECO INSTRS INC DEL COM 922417100 6,953.06 243,114 SH SHARED 01 243,114 VEECO INSTRS INC DEL COM 922417100 1,780.81 62,266 SH SHARED 62,266 VEECO INSTRS INC DEL COM 922417100 270.99 9,475 SH SHARED 9,475 VEECO INSTRS INC DEL COM 922417100 188.76 6,600 SH C SHARED 6,600 VEECO INSTRS INC DEL COM 922417100 42.90 1,500 SH P SHARED 1,500 VELTI PLC ST HELIER SHS G93285107 94.96 7,008 SH SHARED 01 7,008 VELTI PLC ST HELIER SHS G93285107 10.84 800 SH C SHARED 800 VELTI PLC ST HELIER SHS G93285107 4.07 300 SH P SHARED 300 VENOCO INC COM 92275P307 138.60 12,786 SH SHARED 12,786 VENOCO INC COM 92275P307 8.67 800 SH P SHARED 800 VENOCO INC COM 92275P307 4.34 400 SH C SHARED 400 VENOCO INC COM 92275P307 2.17 200 SH SHARED 01 200 VENTAS INC COM 92276F100 9,325.63 163,321 SH SHARED 163,321 VENTAS INC COM 92276F100 8,269.96 144,833 SH SHARED 144,833 VENTAS INC COM 92276F100 5,582.04 97,759 SH SHARED 01 97,759 VENTAS INC COM 92276F100 216.98 3,800 SH C SHARED 3,800 VENTAS INC COM 92276F100 119.91 2,100 SH P SHARED 2,100 VENTRUS BIOSCIENCES INC COM 922822101 270.65 27,146 SH SHARED 27,146 VENTRUS BIOSCIENCES INC COM 922822101 1.00 100 SH SHARED 01 100 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 1,421.16 86,079 SH SHARED 01 86,079 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 11.79 714 SH SHARED 714 VERA BRADLEY INC COM 92335C106 10,231.39 338,900 SH P SHARED 338,900 VERA BRADLEY INC COM 92335C106 5,614.52 185,973 SH SHARED 185,973 VERA BRADLEY INC COM 92335C106 62.64 2,075 SH SHARED 01 2,075 VERA BRADLEY INC COM 92335C106 27.17 900 SH C SHARED 900 VERASTEM INC COM 92337C104 56.84 5,200 SH SHARED 01 5,200 VERENIUM CORP COM NEW 92340P209 3.46 833 SH SHARED 833 VERENIUM CORP COM NEW 92340P209 1.60 386 SH SHARED 386 VERENIUM CORP COM NEW 92340P209 0.80 193 SH SHARED 01 193 VERIFONE SYS INC COM 92342Y109 11,494.39 221,600 SH P SHARED 221,600 VERIFONE SYS INC COM 92342Y109 9,647.82 186,000 SH C SHARED 186,000 VERIFONE SYS INC COM 92342Y109 2,588.52 49,904 SH SHARED 01 49,904 VERIFONE SYS INC NOTE 1.375% 6/1 92342YAB5 3.57 3,000 PRN SHARED 01 3,000 VERINT SYS INC COM 92343X100 2,109.66 65,133 SH SHARED 65,133 VERINT SYS INC COM 92343X100 386.93 11,946 SH SHARED 01 11,946 VERISIGN INC COM 92343E102 25,690.74 669,902 SH SHARED 669,902 VERISIGN INC COM 92343E102 2,273.50 59,283 SH SHARED 01 59,283 VERISIGN INC COM 92343E102 636.61 16,600 SH C SHARED 16,600 VERISIGN INC COM 92343E102 448.70 11,700 SH SHARED 11,700 VERISIGN INC COM 92343E102 233.94 6,100 SH P SHARED 6,100 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 45.99 36,000 PRN SHARED 01 36,000 VERISK ANALYTICS INC CL A 92345Y106 16,710.70 355,774 SH SHARED 01 355,774 VERISK ANALYTICS INC CL A 92345Y106 1,940.00 41,303 SH SHARED 41,303 VERISK ANALYTICS INC CL A 92345Y106 484.35 10,312 SH SHARED 10,312 VERISK ANALYTICS INC CL A 92345Y106 222.40 4,735 SH SHARED 20 4,735 VERISK ANALYTICS INC CL A 92345Y106 9.39 200 SH C SHARED 200 VERIZON COMMUNICATIONS INC COM 92343V104 177,025.43 4,630,537 SH SHARED 01 4,630,537 VERIZON COMMUNICATIONS INC COM 92343V104 68,653.43 1,795,800 SH P SHARED 1,795,800 VERIZON COMMUNICATIONS INC COM 92343V104 54,637.05 1,429,167 SH SHARED 1,429,167 VERIZON COMMUNICATIONS INC COM 92343V104 28,787.19 753,000 SH C SHARED 753,000 VERIZON COMMUNICATIONS INC COM 92343V104 7,438.03 194,560 SH SHARED 194,560
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- VERIZON COMMUNICATIONS INC COM 92343V104 3,067.23 80,231 SH SHARED 20 80,231 VERSANT CORP COM NEW 925284309 13.17 1,285 SH SOLE 1,285 VERSAR INC COM 925297103 10.67 3,951 SH SOLE 3,951 VERTEX PHARMACEUTICALS INC COM 92532F100 5,795.00 141,307 SH SHARED 01 141,307 VERTEX PHARMACEUTICALS INC COM 92532F100 2,921.18 71,231 SH SHARED 71,231 VERTEX PHARMACEUTICALS INC COM 92532F100 791.49 19,300 SH C SHARED 19,300 VERTEX PHARMACEUTICALS INC COM 92532F100 631.55 15,400 SH SHARED 15,400 VERTEX PHARMACEUTICALS INC COM 92532F100 307.58 7,500 SH P SHARED 7,500 VERTEX PHARMACEUTICALS INC COM 92532F100 61.52 1,500 SH SHARED 17 1,500 VERTEX PHARMACEUTICALS INC NOTE 3.350%10/0 92532FAN0 33.24 29,000 PRN SHARED 01 29,000 VESTIN REALTY MORTGAGE I INC COM 925490104 5.72 5,300 SH SHARED 5,300 VESTIN REALTY MORTGAGE I INC COM 925490104 1.62 1,500 SH SHARED 01 1,500 VESTIN RLTY MTG II INC COM NEW 92549X201 5.84 4,000 SH SHARED 01 4,000 VIACOM INC NEW CL B 92553P201 28,241.55 595,060 SH SHARED 01 595,060 VIACOM INC NEW CL B 92553P201 8,178.35 172,321 SH C SHARED 172,321 VIACOM INC NEW CL B 92553P201 3,559.50 75,000 SH P SHARED 75,000 VIACOM INC NEW CL B 92553P201 2,542.19 53,565 SH SHARED 53,565 VIACOM INC NEW CL B 92553P201 1,746.39 36,797 SH SHARED 36,797 VIACOM INC NEW CL A 92553P102 548.86 10,561 SH SHARED 01 10,561 VIACOM INC NEW CL B 92553P201 144.04 3,035 SH SHARED 20 3,035 VIAD CORP COM NEW 92552R406 10.94 563 SH SHARED 01 563 VIASAT INC COM 92552V100 2,897.23 60,096 SH SHARED 01 60,096 VIASAT INC COM 92552V100 9.64 200 SH C SHARED 200 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 5.05 266 SH SOLE 266 VICAL INC COM 925602104 40.80 12,000 SH SHARED 01 12,000 VICAL INC COM 925602104 30.60 9,000 SH C SHARED 9,000 VICAL INC COM 925602104 2.72 800 SH P SHARED 800 VICON INDS INC COM 925811101 1.68 517 SH SOLE 517 VICOR CORP COM 925815102 55.59 6,949 SH SHARED 6,949 VICOR CORP COM 925815102 38.40 4,800 SH P SHARED 4,800 VICOR CORP COM 925815102 25.70 3,212 SH SHARED 01 3,212 VICOR CORP COM 925815102 20.00 2,500 SH C SHARED 2,500 VIDEO DISPLAY CORP COM 926555103 8.25 1,474 SH SOLE 1,474 VIEWPOINT FINL GROUP INC MD COM 92672A101 227.85 14,815 SH SOLE 14,815 VILLAGE BK & TR FINANCIAL CO COM 92705T101 6.45 3,259 SH SOLE 3,259 VIMICRO INTL CORP ADR 92718N109 8.64 6,001 SH SOLE 6,001 VIMPELCOM LTD SPONSORED ADR 92719A106 4,774.01 427,779 SH SHARED 01 427,779 VIMPELCOM LTD SPONSORED ADR 92719A106 2,280.62 204,357 SH SHARED 204,357 VIMPELCOM LTD SPONSORED ADR 92719A106 11.16 1,000 SH P SHARED 1,000 VIMPELCOM LTD SPONSORED ADR 92719A106 3.35 300 SH C SHARED 300 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 101.11 2,200 SH SHARED 2,200 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 34.47 750 SH SHARED 01 750 VIRCO MFG CO COM 927651109 5.77 2,813 SH SOLE 2,813 VIRGIN MEDIA INC COM 92769L101 30,529.78 1,222,169 SH SHARED 1,222,169 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 3,340.64 2,187,000 PRN SHARED 2,187,000 VIRGIN MEDIA INC COM 92769L101 537.57 21,520 SH SHARED 21,520 VIRGIN MEDIA INC COM 92769L101 114.91 4,600 SH C SHARED 4,600 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 45.83 30,000 PRN SHARED 01 30,000 VIRGINIA COMM BANCORP INC COM 92778Q109 84.45 9,618 SH SHARED 01 9,618 VIRNETX HLDG CORP COM 92823T108 1,201.91 50,226 SH SHARED 01 50,226 VIRNETX HLDG CORP COM 92823T108 626.97 26,200 SH P SHARED 26,200 VIRNETX HLDG CORP COM 92823T108 495.35 20,700 SH C SHARED 20,700 VIRNETX HLDG CORP COM 92823T108 274.21 11,459 SH SHARED 11,459
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- VIROPHARMA INC COM 928241108 1,121.79 37,306 SH SHARED 01 37,306 VIROPHARMA INC COM 928241108 3.01 100 SH C SHARED 100 VIRTUALSCOPICS INC COM 928269109 43.15 26,800 SH SHARED 01 26,800 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 50.13 2,500 SH SHARED 01 2,500 VIRTUS INVT PARTNERS INC COM 92828Q109 489.98 5,712 SH SHARED 01 5,712 VIRTUS TOTAL RETURN FD COM 92829A103 212.80 56,000 SH SHARED 01 56,000 VIRTUSA CORP COM 92827P102 123.34 7,142 SH SOLE 7,142 VISA INC COM CL A 92826C839 144,165.08 1,221,738 SH SHARED 1,221,738 VISA INC COM CL A 92826C839 50,334.79 426,566 SH SHARED 01 426,566 VISA INC COM CL A 92826C839 40,320.60 341,700 SH P SHARED 341,700 VISA INC COM CL A 92826C839 38,102.20 322,900 SH C SHARED 322,900 VISA INC COM CL A 92826C839 10,576.93 89,635 SH SHARED 20 89,635 VISA INC COM CL A 92826C839 4,680.35 39,664 SH SHARED 39,664 VISHAY INTERTECHNOLOGY INC COM 928298108 221.71 18,233 SH SHARED 01 18,233 VISHAY INTERTECHNOLOGY INC COM 928298108 182.33 14,994 SH SHARED 14,994 VISHAY INTERTECHNOLOGY INC COM 928298108 24.32 2,000 SH P SHARED 2,000 VISHAY INTERTECHNOLOGY INC COM 928298108 2.43 200 SH C SHARED 200 VISHAY PRECISION GROUP INC COM 92835K103 154.04 10,387 SH SHARED 01 10,387 VISIONCHINA MEDIA INC SPONS ADR 92833U103 9.08 5,745 SH SHARED 5,745 VISIONCHINA MEDIA INC SPONS ADR 92833U103 0.32 200 SH SHARED 01 200 VISTA GOLD CORP COM NEW 927926303 29.52 9,400 SH P SHARED 9,400 VISTA GOLD CORP COM NEW 927926303 15.21 4,845 SH SHARED 01 4,845 VISTA GOLD CORP COM NEW 927926303 6.91 2,200 SH C SHARED 2,200 VISTAPRINT N V SHS N93540107 11,297.20 292,295 SH SHARED 292,295 VISTAPRINT N V SHS N93540107 1,075.75 27,833 SH SHARED 01 27,833 VISTAPRINT N V SHS N93540107 154.60 4,000 SH P SHARED 4,000 VISTEON CORP COM NEW 92839U206 995.45 18,782 SH SHARED 01 18,782 VISTEON CORP COM NEW 92839U206 592.75 11,184 SH SHARED 11,184 VISTEON CORP COM NEW 92839U206 37.10 700 SH C SHARED 700 VITACOST COM INC COM 92847A200 398.02 50,003 SH SOLE 50,003 VITAMIN SHOPPE INC COM 92849E101 933.23 21,109 SH SHARED 01 21,109 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 3.87 1,039 SH SHARED 1,039 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 0.39 105 SH SHARED 01 105 VIVUS INC COM 928551100 3,153.52 141,034 SH SHARED 01 141,034 VIVUS INC COM 928551100 3,099.10 138,600 SH C SHARED 138,600 VIVUS INC COM 928551100 1,889.42 84,500 SH P SHARED 84,500 VMWARE INC CL A COM 928563402 32,890.36 292,697 SH SHARED 01 292,697 VMWARE INC CL A COM 928563402 8,371.57 74,500 SH P SHARED 74,500 VMWARE INC CL A COM 928563402 5,011.70 44,600 SH C SHARED 44,600 VMWARE INC CL A COM 928563402 2,224.81 19,799 SH SHARED 19,799 VMWARE INC CL A COM 928563402 2,105.70 18,769 SH SHARED 17 18,769 VMWARE INC CL A COM 928563402 918.06 8,170 SH SHARED 8,170 VOC ENERGY TR TR UNIT 91829B103 1,024.84 46,352 SH SHARED 01 46,352 VOCUS INC COM 92858J108 216.04 16,305 SH SHARED 16,305 VOCUS INC COM 92858J108 57.00 4,302 SH SHARED 01 4,302 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 194,926.13 7,044,674 SH SHARED 01 7,044,674 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,744.53 99,188 SH SHARED 20 99,188 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 765.96 27,682 SH SHARED 27,682 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 27.67 1,000 SH SHARED 1,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8.30 300 SH P SHARED 01 300 VOLCANO CORPORATION COM 928645100 102.05 3,596 SH SHARED 3,596 VOLCANO CORPORATION COM 928645100 95.87 3,378 SH SHARED 01 3,378 VOLTERRA SEMICONDUCTOR CORP COM 928708106 1,013.21 29,441 SH SHARED 01 29,441
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- VONAGE HLDGS CORP COM 92886T201 38.40 17,377 SH SOLE 17,377 VONAGE HLDGS CORP COM 92886T201 3.32 1,500 SH C SOLE 1,500 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 15.02 15,000 PRN SHARED 01 15,000 VORNADO RLTY TR SH BEN INT 929042109 7,034.83 83,549 SH SHARED 01 83,549 VORNADO RLTY TR SH BEN INT 929042109 6,905.58 82,014 SH SHARED 82,014 VORNADO RLTY TR SH BEN INT 929042109 6,630.67 78,749 SH SHARED 78,749 VORNADO RLTY TR SH BEN INT 929042109 993.56 11,800 SH P SHARED 11,800 VORNADO RLTY TR SH BEN INT 929042109 202.08 2,400 SH C SHARED 2,400 VORNADO RLTY TR PFD CONV SER A 929042208 143.03 1,191 SH SOLE 1,191 VOXX INTL CORP CL A 91829F104 97.63 7,200 SH SHARED 01 7,200 VOYAGER OIL & GAS INC COM 92911K100 184.08 75,752 SH SHARED 01 75,752 VOYAGER OIL & GAS INC COM 92911K100 5.35 2,200 SH C SHARED 2,200 VRINGO INC COM 92911N104 8.36 5,068 SH SOLE 5,068 VRINGO INC *W EXP 99/99/999 92911N112 0.54 1,500 SH SOLE 1,500 VSB BANCORP INC N Y COM 917927105 22.57 2,158 SH SOLE 2,158 VSE CORP COM 918284100 4.96 200 SH SHARED 01 200 VULCAN MATLS CO COM 929160109 3,337.68 78,111 SH SHARED 78,111 VULCAN MATLS CO COM 929160109 2,375.36 55,590 SH SHARED 01 55,590 VULCAN MATLS CO COM 929160109 358.97 8,401 SH SHARED 8,401 VULCAN MATLS CO COM 929160109 337.57 7,900 SH P SHARED 7,900 VULCAN MATLS CO COM 929160109 217.92 5,100 SH C SHARED 5,100 W & T OFFSHORE INC COM 92922P106 829.46 39,348 SH SHARED 01 39,348 W & T OFFSHORE INC COM 92922P106 134.91 6,400 SH P SHARED 6,400 W & T OFFSHORE INC COM 92922P106 27.40 1,300 SH C SHARED 1,300 W P CAREY & CO LLC COM 92930Y107 14,577.68 313,384 SH SHARED 01 313,384 W P CAREY & CO LLC COM 92930Y107 178.39 3,835 SH SHARED 3,835 WABASH NATL CORP COM 929566107 21.74 2,100 SH SHARED 01 2,100 WABCO HLDGS INC COM 92927K102 5,147.21 85,106 SH SHARED 01 85,106 WABCO HLDGS INC COM 92927K102 110.80 1,832 SH SHARED 1,832 WABCO HLDGS INC COM 92927K102 18.14 300 SH C SHARED 300 WABCO HLDGS INC COM 92927K102 18.14 300 SH P SHARED 300 WABTEC CORP COM 929740108 2,406.49 31,929 SH SHARED 01 31,929 WABTEC CORP COM 929740108 391.55 5,195 SH SHARED 20 5,195 WABTEC CORP COM 929740108 81.78 1,085 SH SHARED 1,085 WABTEC CORP COM 929740108 7.54 100 SH C SHARED 100 WACOAL HOLDINGS CORP ADR 930004205 1,206.31 20,540 SH SHARED 01 20,540 WACOAL HOLDINGS CORP ADR 930004205 122.51 2,086 SH SHARED 2,086 WADDELL & REED FINL INC CL A 930059100 337.71 10,420 SH SHARED 01 10,420 WADDELL & REED FINL INC CL A 930059100 285.05 8,795 SH SHARED 20 8,795 WADDELL & REED FINL INC CL A 930059100 261.45 8,067 SH SHARED 8,067 WADDELL & REED FINL INC CL A 930059100 35.65 1,100 SH C SHARED 1,100 WADDELL & REED FINL INC CL A 930059100 32.41 1,000 SH P SHARED 1,000 WAL MART STORES INC COM 931142103 87,832.53 1,435,172 SH SHARED 01 1,435,172 WAL MART STORES INC COM 931142103 64,433.75 1,052,839 SH SHARED 1,052,839 WAL MART STORES INC COM 931142103 26,297.64 429,700 SH P SHARED 429,700 WAL MART STORES INC COM 931142103 8,616.47 140,792 SH SHARED 140,792 WAL MART STORES INC COM 931142103 7,708.14 125,950 SH C SHARED 125,950 WAL MART STORES INC COM 931142103 10.71 175 SH SHARED 20 175 WALGREEN CO COM 931422109 43,803.45 1,307,956 SH SHARED 01 1,307,956 WALGREEN CO COM 931422109 15,937.05 475,875 SH SHARED 475,875 WALGREEN CO COM 931422109 14,089.24 420,700 SH P SHARED 420,700 WALGREEN CO COM 931422109 6,584.13 196,600 SH C SHARED 196,600 WALGREEN CO COM 931422109 2,182.38 65,165 SH SHARED 65,165
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- WALKER & DUNLOP INC COM 93148P102 73.08 5,800 SH SHARED 01 5,800 WALTER ENERGY INC COM 93317Q105 21,970.76 371,065 SH SHARED 01 371,065 WALTER ENERGY INC COM 93317Q105 11,909.97 201,148 SH SHARED 201,148 WALTER ENERGY INC COM 93317Q105 4,458.51 75,300 SH C SHARED 75,300 WALTER ENERGY INC COM 93317Q105 4,257.20 71,900 SH P SHARED 71,900 WALTER ENERGY INC COM 93317Q105 278.29 4,700 SH SHARED 4,700 WALTER ENERGY INC COM 93317Q105 59.21 1,000 SH C SHARED 01 1,000 WALTER INVT MGMT CORP COM 93317W102 29.74 1,319 SH SHARED 01 1,319 WALTER INVT MGMT CORP COM 93317W102 15.79 700 SH C SHARED 700 WALTER INVT MGMT CORP COM 93317W102 4.51 200 SH P SHARED 200 WARNACO GROUP INC COM NEW 934390402 11,253.68 192,700 SH P SHARED 192,700 WARNACO GROUP INC COM NEW 934390402 1,445.05 24,744 SH SHARED 01 24,744 WARNACO GROUP INC COM NEW 934390402 64.24 1,100 SH C SHARED 1,100 WARNACO GROUP INC COM NEW 934390402 27.97 479 SH SHARED 479 WARNER CHILCOTT PLC IRELAND SHS A G94368100 3,214.09 191,201 SH SHARED 01 191,201 WARNER CHILCOTT PLC IRELAND SHS A G94368100 1,239.75 73,751 SH SHARED 73,751 WARNER CHILCOTT PLC IRELAND SHS A G94368100 250.47 14,900 SH SHARED 14,900 WARNER CHILCOTT PLC IRELAND SHS A G94368100 7.40 440 SH SHARED 20 440 WARNER CHILCOTT PLC IRELAND SHS A G94368100 1.68 100 SH C SHARED 100 WARREN RES INC COM 93564A100 21.86 6,705 SH SHARED 01 6,705 WARREN RES INC COM 93564A100 2.61 800 SH C SHARED 800 WARWICK VALLEY TEL CO COM 936750108 19.11 1,287 SH SOLE 1,287 WASHINGTON FED INC COM 938824109 667.19 39,643 SH SHARED 01 39,643 WASHINGTON FED INC COM 938824109 313.54 18,630 SH SHARED 18,630 WASHINGTON FED INC *W EXP 11/14/201 938824117 15.48 3,441 SH SOLE 3,441 WASHINGTON POST CO CL B 939640108 284.29 761 SH SHARED 01 761 WASHINGTON POST CO CL B 939640108 118.42 317 SH SHARED 317 WASHINGTON POST CO CL B 939640108 49.31 132 SH SHARED 132 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1,109.80 37,367 SH SHARED 01 37,367 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 851.53 28,671 SH SHARED 28,671 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 166.32 5,600 SH C SHARED 5,600 WASHINGTON TR BANCORP COM 940610108 365.53 15,142 SH SHARED 01 15,142 WASHINGTON TR BANCORP COM 940610108 327.12 13,551 SH SHARED 13,551 WASTE CONNECTIONS INC COM 941053100 1,376.38 42,311 SH SHARED 01 42,311 WASTE CONNECTIONS INC COM 941053100 1,223.42 37,609 SH SHARED 37,609 WASTE CONNECTIONS INC COM 941053100 287.83 8,848 SH SHARED 20 8,848 WASTE MGMT INC DEL COM 94106L109 52,712.06 1,507,782 SH SHARED 01 1,507,782 WASTE MGMT INC DEL COM 94106L109 2,499.64 71,500 SH C SHARED 71,500 WASTE MGMT INC DEL COM 94106L109 2,279.39 65,200 SH P SHARED 65,200 WASTE MGMT INC DEL COM 94106L109 1,039.50 29,734 SH SHARED 29,734 WATERS CORP COM 941848103 1,509.80 16,294 SH SHARED 01 16,294 WATERS CORP COM 941848103 901.21 9,726 SH SHARED 9,726 WATERS CORP COM 941848103 629.90 6,798 SH SHARED 6,798 WATERS CORP COM 941848103 473.49 5,110 SH SHARED 20 5,110 WATERS CORP COM 941848103 9.27 100 SH C SHARED 100 WATERSTONE FINANCIAL INC COM 941888109 6.70 2,128 SH SHARED 01 2,128 WATERSTONE FINANCIAL INC COM 941888109 3.48 1,106 SH SHARED 1,106 WATSCO INC COM 942622200 1,196.04 16,154 SH SHARED 01 16,154 WATSCO INC CL B 942622101 70.73 960 SH SOLE 960 WATSCO INC COM 942622200 14.81 200 SH C SHARED 200 WATSON PHARMACEUTICALS INC COM 942683103 7,702.78 114,864 SH SHARED 01 114,864 WATSON PHARMACEUTICALS INC COM 942683103 4,689.37 69,928 SH SHARED 69,928 WATSON PHARMACEUTICALS INC COM 942683103 4,218.07 62,900 SH SHARED 20 62,900
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- WATSON PHARMACEUTICALS INC COM 942683103 945.55 14,100 SH C SHARED 14,100 WATSON PHARMACEUTICALS INC COM 942683103 891.90 13,300 SH P SHARED 13,300 WATSON PHARMACEUTICALS INC COM 942683103 545.47 8,134 SH SHARED 8,134 WATTS WATER TECHNOLOGIES INC CL A 942749102 1,429.22 35,073 SH SHARED 01 35,073 WATTS WATER TECHNOLOGIES INC CL A 942749102 946.58 23,229 SH SHARED 23,229 WAUSAU PAPER CORP COM 943315101 11.93 1,272 SH SHARED 01 1,272 WAUSAU PAPER CORP COM 943315101 2.81 300 SH P SHARED 300 WAVE SYSTEMS CORP COM NEW 943526301 154.57 83,100 SH C SOLE 83,100 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 13.36 1,600 SH SOLE 1,600 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 54.00 3,800 SH SHARED 01 3,800 WD-40 CO COM 929236107 713.45 15,732 SH SHARED 01 15,732 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 21,757.47 1,441,847 SH SHARED 01 1,441,847 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 12,828.01 850,100 SH P SHARED 850,100 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 11,168.49 740,125 SH SHARED 740,125 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 9,031.37 598,500 SH C SHARED 598,500 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1,960.13 129,896 SH SHARED 129,896 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 8.07 535 SH SHARED 20 535 WEB COM GROUP INC COM 94733A104 1,778.28 123,235 SH SHARED 01 123,235 WEB COM GROUP INC COM 94733A104 1,568.69 108,710 SH SHARED 108,710 WEB COM GROUP INC COM 94733A104 7.22 500 SH P SHARED 500 WEB COM GROUP INC COM 94733A104 5.77 400 SH C SHARED 400 WEBMD HEALTH CORP COM 94770V102 1,955.44 76,444 SH SHARED 01 76,444 WEBMD HEALTH CORP COM 94770V102 1,213.39 47,435 SH SHARED 47,435 WEBMD HEALTH CORP COM 94770V102 219.99 8,600 SH P SHARED 8,600 WEBMEDIABRANDS INC COM 94770W100 0.43 411 SH SOLE 411 WEBSENSE INC COM 947684106 1,310.85 62,155 SH SHARED 01 62,155 WEBSTER FINL CORP CONN COM 947890109 557.64 24,598 SH SHARED 01 24,598 WEBSTER FINL CORP CONN COM 947890109 31.74 1,400 SH C SHARED 1,400 WEBSTER FINL CORP CONN COM 947890109 22.67 1,000 SH P SHARED 1,000 WEIGHT WATCHERS INTL INC NEW COM 948626106 6,491.68 84,100 SH C SHARED 84,100 WEIGHT WATCHERS INTL INC NEW COM 948626106 2,732.53 35,400 SH P SHARED 35,400 WEIGHT WATCHERS INTL INC NEW COM 948626106 2,092.16 27,104 SH SHARED 01 27,104 WEIGHT WATCHERS INTL INC NEW COM 948626106 1,703.51 22,069 SH SHARED 22,069 WEINGARTEN RLTY INVS SH BEN INT 948741103 1,402.03 53,047 SH SHARED 53,047 WEINGARTEN RLTY INVS SH BEN INT 948741103 870.34 32,930 SH SHARED 01 32,930 WEINGARTEN RLTY INVS SH BEN INT 948741103 137.57 5,205 SH SHARED 5,205 WEINGARTEN RLTY INVS SH BEN INT 948741103 13.22 500 SH P SHARED 500 WEIS MKTS INC COM 948849104 817.98 18,761 SH SHARED 01 18,761 WELLCARE HEALTH PLANS INC COM 94946T106 774.08 10,769 SH SHARED 01 10,769 WELLCARE HEALTH PLANS INC COM 94946T106 21.56 300 SH C SHARED 300 WELLCARE HEALTH PLANS INC COM 94946T106 14.38 200 SH P SHARED 200 WELLPOINT INC COM 94973V107 75,143.16 1,018,200 SH P SHARED 1,018,200 WELLPOINT INC COM 94973V107 22,486.12 304,690 SH SHARED 01 304,690 WELLPOINT INC COM 94973V107 13,756.98 186,409 SH SHARED 186,409 WELLPOINT INC COM 94973V107 5,527.25 74,895 SH SHARED 20 74,895 WELLPOINT INC COM 94973V107 3,003.66 40,700 SH C SHARED 40,700 WELLPOINT INC COM 94973V107 1,808.17 24,501 SH SHARED 24,501 WELLS FARGO & CO NEW COM 949746101 112,721.71 3,301,749 SH SHARED 3,301,749 WELLS FARGO & CO NEW COM 949746101 81,786.26 2,395,614 SH SHARED 01 2,395,614 WELLS FARGO & CO NEW COM 949746101 37,431.10 1,096,400 SH P SHARED 1,096,400 WELLS FARGO & CO NEW COM 949746101 33,392.33 978,100 SH C SHARED 978,100 WELLS FARGO & CO NEW COM 949746101 11,741.33 343,917 SH SHARED 343,917 WELLS FARGO & CO NEW COM 949746101 8,670.30 253,963 SH SHARED 20 253,963
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- WELLS FARGO & CO NEW COM 949746101 2,360.23 69,209 SH SHARED 17 69,209 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 1,289.79 1,155 SH SHARED 01 1,155 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 463.43 415 SH SHARED 415 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 191.71 19,057 SH SHARED 19,057 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 30.18 3,000 SH SHARED 01 3,000 WELLS FARGO ADV GLB DIV OPP COM 94987C103 240.51 28,229 SH SHARED 01 28,229 WELLS FARGO ADV GLB DIV OPP COM 94987C103 39.31 4,614 SH SHARED 4,614 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 1,188.98 116,111 SH SHARED 01 116,111 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 6,827.17 450,936 SH SHARED 01 450,936 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 24.39 1,611 SH SHARED 1,611 WELLS FARGO ADVANTAGE UTILS COM 94987E109 154.06 12,881 SH SHARED 01 12,881 WELLS FARGO ADVANTAGE UTILS COM 94987E109 13.01 1,088 SH SHARED 1,088 WELLS GARDNER ELECTRS CORP COM 949765101 0.06 27 SH SOLE 27 WENDYS CO COM 95058W100 1,782.56 355,800 SH SHARED 01 355,800 WENDYS CO COM 95058W100 1,538.21 307,028 SH SHARED 307,028 WENDYS CO COM 95058W100 527.05 105,200 SH C SHARED 105,200 WENDYS CO COM 95058W100 21.04 4,200 SH P SHARED 4,200 WERNER ENTERPRISES INC COM 950755108 135.31 5,443 SH SHARED 01 5,443 WERNER ENTERPRISES INC COM 950755108 7.46 300 SH C SHARED 300 WESBANCO INC COM 950810101 5.04 250 SH SHARED 01 250 WESCO AIRCRAFT HLDGS INC COM 950814103 43.85 2,707 SH SOLE 2,707 WESCO INTL INC COM 95082P105 2,565.25 39,278 SH SHARED 01 39,278 WESCO INTL INC COM 95082P105 473.82 7,255 SH SHARED 20 7,255 WESCO INTL INC COM 95082P105 148.06 2,267 SH SHARED 2,267 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 74.79 31,000 PRN SHARED 01 31,000 WEST COAST BANCORP ORE NEW COM NEW 952145209 199.91 10,566 SH SHARED 01 10,566 WEST COAST BANCORP ORE NEW COM NEW 952145209 37.63 1,989 SH SHARED 1,989 WEST MARINE INC COM 954235107 2.40 200 SH SHARED 01 200 WEST PHARMACEUTICAL SVSC INC COM 955306105 2,271.74 53,415 SH SHARED 01 53,415 WESTAMERICA BANCORPORATION COM 957090103 213.65 4,451 SH SHARED 01 4,451 WESTAR ENERGY INC COM 95709T100 36,531.29 1,307,959 SH SHARED 1,307,959 WESTAR ENERGY INC COM 95709T100 1,886.06 67,528 SH SHARED 01 67,528 WESTERN ALLIANCE BANCORP COM 957638109 15.84 1,870 SH SHARED 01 1,870 WESTERN ASSET CLYM INFL OPP COM 95766R104 6,899.53 539,447 SH SHARED 01 539,447 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 963.26 75,609 SH SHARED 01 75,609 WESTERN ASSET EMRG MKT DEBT COM 95766A101 8,473.88 420,958 SH SHARED 01 420,958 WESTERN ASSET EMRG MKT INCM COM 95766E103 1,728.92 121,073 SH SHARED 01 121,073 WESTERN ASSET GLB HI INCOME COM 95766B109 917.38 69,236 SH SHARED 01 69,236 WESTERN ASSET GLB HI INCOME COM 95766B109 42.90 3,238 SH SHARED 3,238 WESTERN ASSET GLB PTNRS INCO COM 95766G108 744.42 57,707 SH SHARED 01 57,707 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 2,187.05 113,436 SH SHARED 01 113,436 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 92.58 4,802 SH SHARED 4,802 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 454.74 23,095 SH SHARED 01 23,095 WESTERN ASSET HIGH INCM FD I COM 95766J102 1,212.59 121,380 SH SHARED 01 121,380 WESTERN ASSET HIGH INCM FD I COM 95766H106 18.51 1,920 SH SOLE 1,920 WESTERN ASSET HIGH INCM OPP COM 95766K109 6,080.91 987,160 SH SHARED 01 987,160 WESTERN ASSET INCOME FD COM 95766T100 863.24 59,329 SH SHARED 01 59,329 WESTERN ASSET INCOME FD COM 95766T100 19.24 1,322 SH SHARED 1,322 WESTERN ASSET INFL MGMT FD I COM 95766U107 44.14 2,487 SH SHARED 01 2,487 WESTERN ASSET INTM MUNI FD I COM 958435109 737.33 73,512 SH SHARED 01 73,512 WESTERN ASSET INVT GRADE DEF COM 95790A101 1,533.22 71,646 SH SHARED 01 71,646 WESTERN ASSET MGD HI INCM FD COM 95766L107 5,093.44 829,550 SH SHARED 01 829,550
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- WESTERN ASSET MGD HI INCM FD COM 95766L107 34.53 5,623 SH SHARED 5,623 WESTERN ASSET MTG DEF OPPTY COM 95790B109 159.31 7,338 SH SHARED 01 7,338 WESTERN ASSET MUN DEF OPP TR COM 95768A109 179.55 8,012 SH SHARED 01 8,012 WESTERN ASSET MUN DEF OPP TR COM 95768A109 111.71 4,985 SH SHARED 4,985 WESTERN ASSET MUN HI INCM FD COM 95766N103 43.17 5,370 SH SHARED 01 5,370 WESTERN ASSET MUN HI INCM FD COM 95766N103 26.64 3,314 SH SHARED 3,314 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 62.41 3,925 SH SHARED 01 3,925 WESTERN ASSET VAR RT STRG FD COM 957667108 1,491.31 89,730 SH SHARED 01 89,730 WESTERN ASSET VAR RT STRG FD COM 957667108 8.08 486 SH SHARED 486 WESTERN ASSET WORLDWIDE INCO COM 957668106 102.39 7,066 SH SHARED 01 7,066 WESTERN ASSET WORLDWIDE INCO COM 957668106 45.08 3,111 SH SHARED 3,111 WESTERN ASST MN PRT FD INC COM 95766P108 132.05 8,363 SH SHARED 01 8,363 WESTERN ASST MN PRT FD INC COM 95766P108 81.65 5,171 SH SHARED 5,171 WESTERN ASST MNG MUN FD INC COM 95766M105 1,533.34 112,168 SH SHARED 01 112,168 WESTERN COPPER & GOLD CORP COM 95805V108 174.89 122,300 SH SHARED 01 122,300 WESTERN DIGITAL CORP COM 958102105 20,388.71 492,600 SH C SHARED 492,600 WESTERN DIGITAL CORP COM 958102105 5,620.76 135,800 SH P SHARED 135,800 WESTERN DIGITAL CORP COM 958102105 2,716.80 65,639 SH SHARED 01 65,639 WESTERN DIGITAL CORP COM 958102105 649.82 15,700 SH SHARED 15,700 WESTERN DIGITAL CORP COM 958102105 478.22 11,554 SH SHARED 11,554 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 9,469.10 205,181 SH SHARED 205,181 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 7,598.18 164,641 SH SHARED 01 164,641 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 32.31 700 SH C SHARED 700 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 9.23 200 SH P SHARED 200 WESTERN LIBERTY BANCORP COM 961443108 16.71 5,822 SH SOLE 5,822 WESTERN REFNG INC COM 959319104 866.53 46,043 SH SHARED 01 46,043 WESTERN REFNG INC COM 959319104 570.25 30,300 SH C SHARED 30,300 WESTERN REFNG INC COM 959319104 261.60 13,900 SH P SHARED 13,900 WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 113.33 60,000 PRN SHARED 01 60,000 WESTERN UN CO COM 959802109 8,147.23 462,911 SH SHARED 01 462,911 WESTERN UN CO COM 959802109 2,494.04 141,707 SH SHARED 141,707 WESTERN UN CO COM 959802109 802.56 45,600 SH SHARED 45,600 WESTERN UN CO COM 959802109 96.80 5,500 SH P SHARED 5,500 WESTERN UN CO COM 959802109 19.36 1,100 SH C SHARED 1,100 WESTINGHOUSE SOLAR COM 96040V101 1.65 3,008 SH SHARED 3,008 WESTINGHOUSE SOLAR COM 96040V101 1.38 2,500 SH SHARED 01 2,500 WESTLAKE CHEM CORP COM 960413102 896.24 13,833 SH SHARED 01 13,833 WESTLAKE CHEM CORP COM 960413102 31.55 487 SH SHARED 487 WESTLAKE CHEM CORP COM 960413102 4.54 70 SH SHARED 20 70 WESTMORELAND COAL CO COM 960878106 126.96 11,366 SH SHARED 11,366 WESTMORELAND COAL CO PFD DP A CV1/4 960878304 3.78 143 SH SOLE 143 WESTMORELAND COAL CO COM 960878106 0.39 35 SH SHARED 01 35 WESTPAC BKG CORP SPONSORED ADR 961214301 1,902.70 16,727 SH SHARED 01 16,727 WESTPAC BKG CORP SPONSORED ADR 961214301 24.68 217 SH SHARED 217 WESTPORT INNOVATIONS INC COM NEW 960908309 4,966.91 121,381 SH SHARED 121,381 WESTPORT INNOVATIONS INC COM NEW 960908309 2,275.07 55,598 SH SHARED 01 55,598 WESTPORT INNOVATIONS INC COM NEW 960908309 1,092.56 26,700 SH P SHARED 26,700 WESTPORT INNOVATIONS INC COM NEW 960908309 814.31 19,900 SH C SHARED 19,900 WESTPORT INNOVATIONS INC COM NEW 960908309 40.92 1,000 SH SHARED 1,000 WESTWAY GROUP INC COM 96169B100 6.66 1,178 SH SOLE 1,178 WESTWOOD HLDGS GROUP INC COM 961765104 24.44 631 SH SOLE 631
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- WET SEAL INC CL A 961840105 12.29 3,562 SH SHARED 01 3,562 WEYCO GROUP INC COM 962149100 4.74 200 SH SHARED 01 200 WEYCO GROUP INC COM 962149100 1.30 55 SH SHARED 55 WEYERHAEUSER CO COM 962166104 13,337.55 608,465 SH SHARED 01 608,465 WEYERHAEUSER CO COM 962166104 5,978.88 272,759 SH SHARED 272,759 WEYERHAEUSER CO COM 962166104 909.68 41,500 SH P SHARED 41,500 WEYERHAEUSER CO COM 962166104 788.29 35,962 SH SHARED 35,962 WEYERHAEUSER CO COM 962166104 745.28 34,000 SH C SHARED 34,000 WEYERHAEUSER CO COM 962166104 10.85 495 SH SHARED 20 495 WGL HLDGS INC COM 92924F106 632.19 15,533 SH SHARED 15,533 WGL HLDGS INC COM 92924F106 626.09 15,383 SH SHARED 01 15,383 WHIRLPOOL CORP COM 963320106 21,805.18 283,700 SH P SHARED 283,700 WHIRLPOOL CORP COM 963320106 3,958.83 51,507 SH SHARED 01 51,507 WHIRLPOOL CORP COM 963320106 2,090.59 27,200 SH C SHARED 27,200 WHIRLPOOL CORP COM 963320106 379.92 4,943 SH SHARED 4,943 WHITE MTNS INS GROUP LTD COM G9618E107 767.63 1,530 SH SHARED 01 1,530 WHITING PETE CORP NEW COM 966387102 3,534.71 65,096 SH SHARED 01 65,096 WHITING PETE CORP NEW COM 966387102 760.20 14,000 SH C SHARED 14,000 WHITING PETE CORP NEW COM 966387102 385.53 7,100 SH SHARED 7,100 WHITING PETE CORP NEW COM 966387102 260.64 4,800 SH P SHARED 4,800 WHITING PETE CORP NEW PERP PFD CONV 966387201 24.59 97 SH SOLE 97 WHITING PETE CORP NEW COM 966387102 11.67 215 SH SHARED 20 215 WHITING USA TR I TR UNIT 966389108 204.51 12,087 SH SHARED 01 12,087 WHITING USA TR I TR UNIT 966389108 70.56 4,170 SH SHARED 4,170 WHITING USA TR I TR UNIT 966389108 45.68 2,700 SH P SHARED 2,700 WHITING USA TR I TR UNIT 966389108 40.61 2,400 SH C SHARED 2,400 WHOLE FOODS MKT INC COM 966837106 21,182.72 254,600 SH P SHARED 254,600 WHOLE FOODS MKT INC COM 966837106 17,922.53 215,415 SH SHARED 01 215,415 WHOLE FOODS MKT INC COM 966837106 5,000.32 60,100 SH C SHARED 60,100 WHOLE FOODS MKT INC COM 966837106 890.24 10,700 SH SHARED 10,700 WIDEPOINT CORP COM 967590100 15.76 16,946 SH SOLE 16,946 WI-LAN INC COM 928972108 19.35 3,758 SH SOLE 3,758 WI-LAN INC COM 928972108 18.03 3,500 SH P SOLE 3,500 WILEY JOHN & SONS INC CL A 968223206 6,327.66 132,962 SH SHARED 01 132,962 WILEY JOHN & SONS INC CL A 968223206 791.04 16,622 SH SHARED 16,622 WILEY JOHN & SONS INC CL A 968223206 262.93 5,525 SH SHARED 20 5,525 WILEY JOHN & SONS INC CL B 968223305 124.02 2,600 SH SHARED 01 2,600 WILLBROS GROUP INC DEL COM 969203108 462.86 142,857 SH SOLE 142,857 WILLIAMS CLAYTON ENERGY INC COM 969490101 7.94 100 SH SHARED 01 100 WILLIAMS COS INC DEL COM 969457100 40,935.98 1,328,659 SH SHARED 01 1,328,659 WILLIAMS COS INC DEL COM 969457100 17,178.49 557,562 SH SHARED 557,562 WILLIAMS COS INC DEL COM 969457100 5,052.84 164,000 SH P SHARED 164,000 WILLIAMS COS INC DEL COM 969457100 1,571.31 51,000 SH C SHARED 51,000 WILLIAMS COS INC DEL COM 969457100 1,213.91 39,400 SH SHARED 39,400 WILLIAMS CTLS INC COM NEW 969465608 0.39 35 SH SHARED 01 35 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 16,695.97 295,034 SH SHARED 295,034 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 11,957.75 211,305 SH SHARED 01 211,305 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 22.64 400 SH C SHARED 400 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 11.32 200 SH P SHARED 200 WILLIAMS SONOMA INC COM 969904101 13,693.13 365,345 SH SHARED 365,345 WILLIAMS SONOMA INC COM 969904101 2,178.08 58,113 SH SHARED 01 58,113 WILLIAMS SONOMA INC COM 969904101 97.45 2,600 SH P SHARED 2,600 WILLIAMS SONOMA INC COM 969904101 74.96 2,000 SH C SHARED 2,000
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- ---------- ----------- --- ---- ------ ----- --------- --------- --------- WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 4,667.91 133,445 SH SHARED 01 133,445 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 3,361.58 96,100 SH SHARED 96,100 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 451.24 12,900 SH SHARED 12,900 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 10.49 300 SH C SHARED 300 WILLIS LEASE FINANCE CORP COM 970646105 121.24 9,319 SH SHARED 9,319 WILLIS LEASE FINANCE CORP COM 970646105 45.61 3,506 SH SHARED 01 3,506 WINDSTREAM CORP COM 97381W104 20,294.62 1,733,842 SH SHARED 01 1,733,842 WINDSTREAM CORP COM 97381W104 777.27 66,405 SH SHARED 20 66,405 WINDSTREAM CORP COM 97381W104 406.16 34,700 SH SHARED 34,700 WINDSTREAM CORP COM 97381W104 186.11 15,900 SH C SHARED 15,900 WINDSTREAM CORP COM 97381W104 152.52 13,030 SH SHARED 13,030 WINDSTREAM CORP COM 97381W104 45.65 3,900 SH P SHARED 3,900 WINLAND ELECTRS INC COM 974241101 20.85 25,122 SH SHARED 01 25,122 WINLAND ELECTRS INC COM 974241101 3.29 3,968 SH SHARED 3,968 WINNEBAGO INDS INC COM 974637100 12.94 1,320 SH SHARED 01 1,320 WINNER MEDICAL GRP INC COM NEW 97476P204 8.31 2,444 SH SHARED 2,444 WINNER MEDICAL GRP INC COM NEW 97476P204 3.74 1,100 SH SHARED 01 1,100 WINTHROP RLTY TR SH BEN INT NEW 976391300 173.56 14,975 SH SHARED 01 14,975 WINTHROP RLTY TR SH BEN INT NEW 976391300 138.79 11,975 SH SHARED 11,975 WINTHROP RLTY TR SH BEN INT NEW 976391300 92.38 7,971 SH SHARED 7,971 WINTRUST FINANCIAL CORP COM 97650W108 4.51 126 SH SHARED 01 126 WINTRUST FINANCIAL CORP *W EXP 12/19/201 97650W157 4.42 252 SH SOLE 252 WIPRO LTD SPON ADR 1 SH 97651M109 1,150.68 104,607 SH SHARED 104,607 WIPRO LTD SPON ADR 1 SH 97651M109 38.13 3,466 SH SHARED 01 3,466 WISCONSIN ENERGY CORP COM 976657106 15,227.56 432,847 SH SHARED 01 432,847 WISCONSIN ENERGY CORP COM 976657106 1,570.86 44,652 SH SHARED 44,652 WISCONSIN ENERGY CORP COM 976657106 520.66 14,800 SH SHARED 14,800 WISCONSIN ENERGY CORP COM 976657106 3.52 100 SH C SHARED 100 WISDOMTREE INVTS INC COM 97717P104 518.74 61,976 SH SHARED 61,976 WISDOMTREE INVTS INC COM 97717P104 41.85 5,000 SH SHARED 01 5,000 WISDOMTREE INVTS INC COM 97717P104 11.72 1,400 SH P SHARED 1,400 WISDOMTREE TR EM LCL DEBT FD 97717X867 24,809.08 478,109 SH SHARED 01 478,109 WISDOMTREE TR ASIA LC DBT FD 97717X842 742.16 14,439 SH SHARED 01 14,439 WISDOMTREE TR DREYFUS CMM FD 97717X859 190.60 8,915 SH SHARED 01 8,915 WISDOMTREE TR LARGECAP GRWTH 97717X107 127.51 3,110 SH SOLE 3,110 WISDOMTREE TR DREYFUS CMM FD 97717X859 89.07 4,166 SH SHARED 4,166 WISDOMTREE TR ASIA LC DBT FD 97717X842 41.02 798 SH SHARED 798 WISDOMTREE TR MID EAST DIVD 97717X305 24.27 1,566 SH SOLE 1,566 WISDOMTREE TR INTL HEDGE EQT 97717X701 9.23 206 SH SHARED 206 WISDOMTREE TR INTL HEDGE EQT 97717X701 4.35 97 SH SHARED 01 97 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 131,604.17 2,284,398 SH SHARED 01 2,284,398 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 39,165.44 714,437 SH SHARED 01 714,437 WISDOMTREE TRUST DEFA FD 97717W703 36,365.36 809,919 SH SHARED 01 809,919 WISDOMTREE TRUST LARGECAP DIVID 97717W307 29,986.80 566,216 SH SHARED 01 566,216 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 25,607.83 532,166 SH SHARED 01 532,166 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 22,153.62 600,369 SH SHARED 01 600,369 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 13,687.36 243,158 SH SHARED 01 243,158 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 11,643.13 603,897 SH SHARED 603,897 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 10,115.63 206,063 SH SHARED 01 206,063 WISDOMTREE TRUST MDCP EARN FUND 97717W570 6,151.66 100,616 SH SHARED 01 100,616 WISDOMTREE TRUST EQTY INC ETF 97717W208 4,791.85 106,961 SH SHARED 01 106,961 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 4,758.21 83,786 SH SHARED 01 83,786 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 4,352.57 95,493 SH SHARED 01 95,493
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- WISDOMTREE TRUST INTL DIV EX FINL 97717W786 3,951.00 94,499 SH SHARED 01 94,499 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 3,683.89 85,473 SH SHARED 01 85,473 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 3,466.79 179,813 SH SHARED 01 179,813 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 2,368.99 47,810 SH SHARED 01 47,810 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 2,232.78 51,613 SH SHARED 01 51,613 WISDOMTREE TRUST EARNING 500 FD 97717W588 1,571.40 31,791 SH SHARED 01 31,791 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 1,419.54 67,791 SH SHARED 01 67,791 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 1,413.54 55,761 SH SHARED 01 55,761 WISDOMTREE TRUST EQTY INC ETF 97717W208 1,195.49 26,685 SH SHARED 26,685 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 1,160.40 21,849 SH SHARED 01 21,849 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 863.83 22,178 SH SHARED 01 22,178 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 650.17 10,143 SH SHARED 01 10,143 WISDOMTREE TRUST MDCP EARN FUND 97717W570 620.45 10,148 SH SHARED 10,148 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 608.82 14,607 SH SHARED 01 14,607 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 560.99 11,665 SH SHARED 01 11,665 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 495.45 8,600 SH SHARED 8,600 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 483.23 23,816 SH SHARED 01 23,816 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 430.64 10,300 SH SHARED 10,300 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 269.92 14,000 SH SHARED 14,000 WISDOMTREE TRUST GLB EX US RL EST 97717W331 254.46 9,635 SH SHARED 01 9,635 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 253.73 6,587 SH SHARED 01 6,587 WISDOMTREE TRUST GLB EX US UTIL 97717W653 183.75 9,714 SH SHARED 01 9,714 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 178.79 7,053 SH SHARED 7,053 WISDOMTREE TRUST AUST NEW ZEAL DB 97717W216 130.67 5,969 SH SHARED 01 5,969 WISDOMTREE TRUST LRGECP VALUE FD 97717W547 125.62 2,833 SH SHARED 01 2,833 WISDOMTREE TRUST AUSTRALIA DIV FD 97717W810 90.85 1,622 SH SHARED 01 1,622 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 68.45 2,700 SH C SHARED 2,700 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 65.55 3,400 SH C SHARED 3,400 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 56.51 1,798 SH SHARED 1,798 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 55.59 1,094 SH SHARED 1,094 WISDOMTREE TRUST JAPANESE YEN F 97717W224 53.90 1,742 SH SOLE 1,742 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 53.15 1,166 SH SHARED 1,166 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 49.06 1,561 SH SHARED 01 1,561 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 49.05 1,020 SH SHARED 1,020 WISDOMTREE TRUST EURO DEBT FUND 97717W174 47.71 2,284 SH SOLE 2,284 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 45.99 1,063 SH SHARED 1,063 WISDOMTREE TRUST GLB NAT RES FD 97717W711 28.20 1,119 SH SHARED 01 1,119 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 25.35 1,000 SH P SHARED 1,000 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 24.51 588 SH SHARED 588 WISDOMTREE TRUST AUSTRALIA DIV FD 97717W810 24.03 429 SH SHARED 429 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 21.89 455 SH SHARED 17 455 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 21.56 406 SH SHARED 406 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 21.04 1,005 SH SHARED 1,005 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 18.19 358 SH SHARED 01 358 WISDOMTREE TRUST STH AFRIC RAND 97717W158 17.71 712 SH SOLE 712 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 10.08 497 SH SHARED 497 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 1.47 23 SH SHARED 23 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 0.58 15 SH SHARED 15 WIZZARD SOFTWARE CORP NEW COM NEW 97750V307 0.22 92 SH SOLE 92 WMS INDS INC COM 929297109 1,110.37 46,792 SH SHARED 46,792 WMS INDS INC COM 929297109 33.22 1,400 SH C SHARED 1,400 WMS INDS INC COM 929297109 13.48 568 SH SHARED 01 568 WMS INDS INC COM 929297109 7.12 300 SH P SHARED 300
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- WNS HOLDINGS LTD SPON ADR 92932M101 21.40 1,776 SH SOLE 1,776 WOLVERINE BANCORP INC COM 977880103 23.02 1,485 SH SOLE 1,485 WOLVERINE WORLD WIDE INC COM 978097103 3,322.48 89,362 SH SHARED 01 89,362 WOODWARD INC COM 980745103 2,766.39 64,590 SH SHARED 01 64,590 WOODWARD INC COM 980745103 526.38 12,290 SH SHARED 12,290 WOODWARD INC COM 980745103 4.28 100 SH C SHARED 100 WOORI FIN HLDGS CO LTD ADR 981063100 840.08 24,336 SH SHARED 01 24,336 WOORI FIN HLDGS CO LTD ADR 981063100 14.12 409 SH SHARED 409 WORLD ACCEP CORP DEL COM 981419104 810.40 13,231 SH SHARED 13,231 WORLD ACCEP CORP DEL COM 981419104 402.41 6,570 SH SHARED 01 6,570 WORLD FUEL SVCS CORP COM 981475106 3,793.07 92,514 SH SHARED 01 92,514 WORLD FUEL SVCS CORP COM 981475106 532.80 12,995 SH SHARED 20 12,995 WORLD FUEL SVCS CORP COM 981475106 83.23 2,030 SH SHARED 2,030 WORLD FUEL SVCS CORP COM 981475106 41.00 1,000 SH C SHARED 1,000 WORLD HEART CORP COM NO PAR 980905400 1.88 6,836 SH SOLE 6,836 WORLD WRESTLING ENTMT INC CL A 98156Q108 1,231.40 138,828 SH SHARED 01 138,828 WORLD WRESTLING ENTMT INC CL A 98156Q108 292.46 32,972 SH SHARED 32,972 WORTHINGTON INDS INC COM 981811102 110.48 5,760 SH SHARED 01 5,760 WORTHINGTON INDS INC COM 981811102 1.92 100 SH C SHARED 100 WPP PLC ADR 92933H101 57,207.30 836,731 SH SHARED 01 836,731 WPP PLC ADR 92933H101 129.42 1,893 SH SHARED 1,893 WPX ENERGY INC COM 98212B103 14,688.34 815,566 SH SHARED 815,566 WPX ENERGY INC COM 98212B103 3,125.17 173,524 SH SHARED 01 173,524 WPX ENERGY INC COM 98212B103 1.80 100 SH C SHARED 100 WRIGHT EXPRESS CORP COM 98233Q105 2,656.20 41,035 SH SHARED 01 41,035 WRIGHT EXPRESS CORP COM 98233Q105 134.96 2,085 SH SHARED 20 2,085 WRIGHT MED GROUP INC COM 98235T107 14.70 761 SH SHARED 01 761 WSB HOLDINGS INC COM 92934C101 8.54 2,320 SH SOLE 2,320 WSP HOLDINGS LIMITED ADR NEW 92934F203 5.21 2,698 SH SHARED 2,698 WSP HOLDINGS LIMITED ADR NEW 92934F203 0.39 200 SH SHARED 01 200 WUHAN GENERAL GRP CHINA INC COM 982569105 0.65 2,165 SH SOLE 2,165 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 1,307.49 90,798 SH SHARED 90,798 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 866.51 60,174 SH SHARED 01 60,174 WVS FINL CORP COM 929358109 10.45 1,290 SH SOLE 1,290 WYNDHAM WORLDWIDE CORP COM 98310W108 43,240.35 929,700 SH C SHARED 929,700 WYNDHAM WORLDWIDE CORP COM 98310W108 23,027.57 495,110 SH SHARED 495,110 WYNDHAM WORLDWIDE CORP COM 98310W108 1,674.36 36,000 SH P SHARED 36,000 WYNDHAM WORLDWIDE CORP COM 98310W108 1,050.57 22,588 SH SHARED 01 22,588 WYNDHAM WORLDWIDE CORP COM 98310W108 9.53 205 SH SHARED 20 205 WYNN RESORTS LTD COM 983134107 13,324.70 106,700 SH C SHARED 106,700 WYNN RESORTS LTD COM 983134107 10,498.91 84,072 SH SHARED 01 84,072 WYNN RESORTS LTD COM 983134107 9,565.81 76,600 SH P SHARED 76,600 WYNN RESORTS LTD COM 983134107 1,004.16 8,041 SH SHARED 8,041 WYNN RESORTS LTD COM 983134107 736.79 5,900 SH SHARED 5,900 WYNN RESORTS LTD COM 983134107 9.37 75 SH SHARED 20 75 XATA CORP COM NEW 983882309 3.10 2,383 SH SOLE 2,383 XCEL ENERGY INC COM 98389B100 31,350.41 1,184,375 SH SHARED 1,184,375 XCEL ENERGY INC COM 98389B100 6,835.77 258,246 SH SHARED 01 258,246 XCEL ENERGY INC COM 98389B100 841.75 31,800 SH SHARED 31,800 XCEL ENERGY INC COM 98389B100 111.17 4,200 SH P SHARED 4,200 XCEL ENERGY INC COM 98389B100 4.37 165 SH SHARED 20 165 XENOPORT INC COM 98411C100 2.70 600 SH C SHARED 600 XENOPORT INC COM 98411C100 0.90 200 SH SHARED 01 200
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ---------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- XERIUM TECHNOLOGIES INC COM NEW 98416J118 12.20 1,892 SH SOLE 1,892 XEROX CORP COM 984121103 14,290.67 1,769,743 SH SHARED 01 1,769,743 XEROX CORP COM 984121103 1,781.35 220,600 SH P SHARED 220,600 XEROX CORP COM 984121103 1,240.38 153,608 SH SHARED 153,608 XEROX CORP COM 984121103 706.01 87,431 SH SHARED 87,431 XEROX CORP COM 984121103 633.08 78,400 SH C SHARED 78,400 XILINX INC COM 983919101 3,347.19 91,754 SH SHARED 20 91,754 XILINX INC COM 983919101 1,874.23 51,377 SH SHARED 01 51,377 XILINX INC COM 983919101 1,665.02 45,642 SH SHARED 45,642 XILINX INC COM 983919101 882.82 24,200 SH C SHARED 24,200 XILINX INC COM 983919101 696.77 19,100 SH SHARED 19,100 XILINX INC COM 983919101 251.71 6,900 SH P SHARED 6,900 XILINX INC SDCV 3.125% 3/1 983919AD3 98.55 77,600 PRN SOLE 77,600 XILINX INC NOTE 2.625% 6/1 983919AF8 82.12 61,000 PRN SHARED 01 61,000 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 187.47 54,026 SH SHARED 01 54,026 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 13.88 4,000 SH P SHARED 4,000 XL GROUP PLC SHS G98290102 10,403.15 479,629 SH SHARED 479,629 XL GROUP PLC SHS G98290102 498.87 23,000 SH SHARED 23,000 XL GROUP PLC SHS G98290102 399.14 18,402 SH SHARED 01 18,402 XL GROUP PLC SHS G98290102 125.80 5,800 SH P SHARED 5,800 XL GROUP PLC SHS G98290102 101.94 4,700 SH C SHARED 4,700 XO GROUP INC COM 983772104 120.87 12,872 SH SHARED 12,872 XO GROUP INC COM 983772104 2.82 300 SH SHARED 01 300 XOMA CORP DEL COM 98419J107 732.45 264,421 SH SHARED 264,421 XOMA CORP DEL COM 98419J107 0.39 139 SH SHARED 01 139 XPO LOGISTICS INC COM 983793100 2,250.73 133,972 SH SHARED 01 133,972 XPO LOGISTICS INC COM 983793100 2,233.06 132,920 SH SHARED 132,920 XYLEM INC COM 98419M100 8,528.55 307,335 SH SHARED 01 307,335 XYLEM INC COM 98419M100 2,060.63 74,257 SH SHARED 74,257 XYLEM INC COM 98419M100 288.60 10,400 SH SHARED 10,400 XYLEM INC COM 98419M100 16.65 600 SH C SHARED 600 XYRATEX LTD COM G98268108 1,484.21 93,288 SH SHARED 01 93,288 XYRATEX LTD COM G98268108 130.46 8,200 SH P SHARED 8,200 YADKIN VALLEY FINANCIAL CORP COM 984314104 2.55 882 SH SHARED 882 YADKIN VALLEY FINANCIAL CORP COM 984314104 0.48 167 SH SHARED 01 167 YAHOO INC COM 984332106 76,308.48 5,013,698 SH C SHARED 5,013,698 YAHOO INC COM 984332106 61,843.23 4,063,287 SH SHARED 4,063,287 YAHOO INC COM 984332106 54,880.28 3,605,800 SH P SHARED 3,605,800 YAHOO INC COM 984332106 8,934.82 587,045 SH SHARED 01 587,045 YAHOO INC COM 984332106 1,264.78 83,100 SH SHARED 83,100 YAMANA GOLD INC COM 98462Y100 14,749.01 944,239 SH SHARED 01 944,239 YAMANA GOLD INC COM 98462Y100 6,194.89 396,600 SH P SHARED 396,600 YAMANA GOLD INC COM 98462Y100 5,081.19 325,300 SH C SHARED 325,300 YAMANA GOLD INC COM 98462Y100 1,444.63 92,486 SH SHARED 92,486 YAMANA GOLD INC COM 98462Y100 775.83 49,669 SH SHARED 49,669 YANDEX N V SHS CLASS A N97284108 1,886.27 70,200 SH C SHARED 70,200 YANDEX N V SHS CLASS A N97284108 397.68 14,800 SH P SHARED 14,800 YANDEX N V SHS CLASS A N97284108 51.27 1,908 SH SHARED 1,908 YANDEX N V SHS CLASS A N97284108 40.31 1,500 SH SHARED 01 1,500 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 2,053.53 95,027 SH SHARED 01 95,027 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 217.61 10,070 SH SHARED 10,070 YELP INC CL A 985817105 788.63 29,328 SH SHARED 29,328 YELP INC CL A 985817105 137.14 5,100 SH C SHARED 5,100
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- -------------- --------- --------- ----------- --- ---- ------ ----- --------- --------- --------- YELP INC CL A 985817105 118.32 4,400 SH SHARED 01 4,400 YELP INC CL A 985817105 37.65 1,400 SH P SHARED 1,400 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 1,051.25 290,400 SH SHARED 290,400 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 499.28 137,923 SH SHARED 137,923 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 53.54 14,789 SH SHARED 01 14,789 YM BIOSCIENCES INC COM 984238105 129.46 69,600 SH C SHARED 69,600 YM BIOSCIENCES INC COM 984238105 31.81 17,100 SH P SHARED 17,100 YM BIOSCIENCES INC COM 984238105 26.64 14,323 SH SHARED 14,323 YM BIOSCIENCES INC COM 984238105 0.93 500 SH SHARED 01 500 YONGYE INTL INC COM 98607B106 124.33 39,978 SH SOLE 39,978 YONGYE INTL INC COM 98607B106 95.48 30,700 SH P SOLE 30,700 YONGYE INTL INC COM 98607B106 0.62 200 SH C SOLE 200 YORK WTR CO COM 987184108 1,062.58 61,421 SH SHARED 01 61,421 YOUKU INC SPONSORED ADR 98742U100 945.37 42,991 SH SHARED 42,991 YOUKU INC SPONSORED ADR 98742U100 335.83 15,272 SH SHARED 01 15,272 YOUKU INC SPONSORED ADR 98742U100 21.99 1,000 SH C SHARED 01 1,000 YOUNG INNOVATIONS INC COM 987520103 143.87 4,653 SH SHARED 01 4,653 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 957.16 33,691 SH SHARED 01 33,691 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 163.07 5,740 SH SHARED 20 5,740 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 48.30 1,700 SH SHARED 1,700 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 20.48 721 SH SHARED 721 YRC WORLDWIDE INC COM PAR $.01 984249607 0.12 18 SH SHARED 01 18 YUCHENG TECHNOLOGIES LTD COM G98777108 10.50 3,291 SH SHARED 3,291 YUCHENG TECHNOLOGIES LTD COM G98777108 0.10 30 SH SHARED 01 30 YUM BRANDS INC COM 988498101 86,791.98 1,219,331 SH SHARED 01 1,219,331 YUM BRANDS INC COM 988498101 7,526.86 105,744 SH SHARED 105,744 YUM BRANDS INC COM 988498101 3,964.73 55,700 SH C SHARED 55,700 YUM BRANDS INC COM 988498101 3,036.47 42,659 SH SHARED 42,659 YUM BRANDS INC COM 988498101 1,601.55 22,500 SH P SHARED 22,500 YUM BRANDS INC COM 988498101 185.78 2,610 SH SHARED 20 2,610 ZAGG INC COM 98884U108 674.71 63,472 SH SHARED 01 63,472 ZAGG INC COM 98884U108 535.75 50,400 SH SHARED 50,400 ZAGG INC COM 98884U108 156.26 14,700 SH P SHARED 14,700 ZAGG INC COM 98884U108 37.21 3,500 SH C SHARED 3,500 ZALE CORP NEW COM 988858106 147.18 47,630 SH SOLE 47,630 ZALE CORP NEW COM 988858106 1.24 400 SH C SOLE 400 ZALICUS INC COM 98887C105 13.54 11,284 SH SOLE 11,284 ZAZA ENERGY CORP COM 98919T100 393.38 84,235 SH SHARED 84,235 ZAZA ENERGY CORP COM 98919T100 6.07 1,300 SH P SHARED 1,300 ZAZA ENERGY CORP COM 98919T100 2.34 500 SH SHARED 01 500 ZAZA ENERGY CORP COM 98919T100 1.40 300 SH C SHARED 300 ZEBRA TECHNOLOGIES CORP CL A 989207105 374.74 9,100 SH SHARED 20 9,100 ZEBRA TECHNOLOGIES CORP CL A 989207105 111.43 2,706 SH SHARED 2,706 ZEBRA TECHNOLOGIES CORP CL A 989207105 16.84 409 SH SHARED 01 409 ZELTIQ AESTHETICS INC COM 98933Q108 12.34 2,000 SH SHARED 01 2,000 ZEP INC COM 98944B108 134.37 9,331 SH SOLE 9,331 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 2.18 1,875 SH SHARED 1,875 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0.45 390 SH SHARED 01 390 ZHONGPIN INC COM 98952K107 2,070.92 184,082 SH SHARED 01 184,082 ZHONGPIN INC COM 98952K107 535.89 47,635 SH SHARED 47,635 ZHONGPIN INC COM 98952K107 136.13 12,100 SH C SHARED 12,100 ZHONGPIN INC COM 98952K107 130.50 11,600 SH P SHARED 11,600 ZILLOW INC CL A 98954A107 1,557.60 43,765 SH SHARED 43,765
VOTING VOTING VOTING VALUE SHARES OR SH: PUT: INVEST OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP {X 1000} PRINC. AMT. PRN CALL DISC. MGRS. SOLE SHARED NONE -------------- ----------------- --------- -------- ----------- --- ---- ------ ----- --------- --------- --------- ZILLOW INC CL A 98954A107 429.82 12,077 SH SHARED 01 12,077 ZILLOW INC CL A 98954A107 78.30 2,200 SH C SHARED 2,200 ZILLOW INC CL A 98954A107 28.47 800 SH P SHARED 800 ZIMMER HLDGS INC COM 98956P102 7,184.70 111,772 SH SHARED 01 111,772 ZIMMER HLDGS INC COM 98956P102 3,005.60 46,758 SH C SHARED 46,758 ZIMMER HLDGS INC COM 98956P102 816.36 12,700 SH SHARED 12,700 ZIMMER HLDGS INC COM 98956P102 711.26 11,065 SH SHARED 11,065 ZIMMER HLDGS INC COM 98956P102 128.56 2,000 SH P SHARED 2,000 ZION OIL & GAS INC *W EXP 12/31/201 989696125 1.09 2,277 SH SOLE 2,277 ZION OIL & GAS INC *W EXP 12/31/201 989696117 0.97 2,254 SH SOLE 2,254 ZION OIL & GAS INC *W EXP 08/15/201 989696133 0.72 3,000 SH SOLE 3,000 ZION OIL & GAS INC COM 989696109 0.26 100 SH C SOLE 100 ZIONS BANCORPORATION COM 989701107 1,171.72 54,600 SH P SHARED 54,600 ZIONS BANCORPORATION COM 989701107 1,038.66 48,400 SH C SHARED 48,400 ZIONS BANCORPORATION COM 989701107 442.20 20,606 SH SHARED 01 20,606 ZIONS BANCORPORATION COM 989701107 7.47 348 SH SHARED 20 348 ZIOPHARM ONCOLOGY INC COM 98973P101 276.48 51,200 SH C SHARED 51,200 ZIOPHARM ONCOLOGY INC COM 98973P101 38.75 7,175 SH SHARED 01 7,175 ZIOPHARM ONCOLOGY INC COM 98973P101 3.78 700 SH P SHARED 700 ZIPCAR INC COM 98974X103 114.56 7,735 SH SHARED 01 7,735 ZIPCAR INC COM 98974X103 32.29 2,180 SH SHARED 2,180 ZIPCAR INC COM 98974X103 17.77 1,200 SH C SHARED 1,200 ZIPCAR INC COM 98974X103 8.89 600 SH P SHARED 600 ZIPREALTY INC COM 98974V107 0.27 200 SH SHARED 01 200 ZIX CORP COM 98974P100 58.20 20,000 SH C SHARED 20,000 ZIX CORP COM 98974P100 2.91 1,000 SH SHARED 01 1,000 ZOLL MED CORP COM 989922109 3,506.69 37,857 SH SHARED 01 37,857 ZOLTEK COS INC COM 98975W104 329.48 29,106 SH SHARED 29,106 ZOLTEK COS INC COM 98975W104 122.26 10,800 SH C SHARED 10,800 ZOLTEK COS INC COM 98975W104 64.58 5,705 SH SHARED 01 5,705 ZOLTEK COS INC COM 98975W104 2.26 200 SH P SHARED 200 ZOOM TECHNOLOGIES INC COM NEW 98976E301 17.57 15,552 SH SHARED 01 15,552 ZOOM TECHNOLOGIES INC COM NEW 98976E301 4.19 3,708 SH SHARED 3,708 ZST DIGITAL NETWORKS INC COM NEW 98878T208 1.05 474 SH SOLE 474 ZUMIEZ INC COM 989817101 12.64 350 SH SHARED 01 350 ZUMIEZ INC COM 989817101 7.22 200 SH P SHARED 200 ZUMIEZ INC COM 989817101 3.61 100 SH C SHARED 100 ZUOAN FASHION LTD SPONSORED ADR 98982X103 6.03 1,422 SH SOLE 1,422 ZWEIG FD COM 989834106 37.84 11,787 SH SHARED 11,787 ZWEIG FD COM 989834106 19.22 5,987 SH SHARED 01 5,987 ZWEIG TOTAL RETURN FD INC COM 989837109 4,033.82 1,260,570 SH SHARED 01 1,260,570 ZYGO CORP COM 989855101 979.50 50,051 SH SHARED 50,051 ZYGO CORP COM 989855101 171.08 8,742 SH SHARED 01 8,742 ZYNGA INC CL A 98986T108 2,390.26 181,769 SH SHARED 01 181,769 ZYNGA INC CL A 98986T108 479.98 36,500 SH P SHARED 36,500 ZYNGA INC CL A 98986T108 431.32 32,800 SH C SHARED 32,800 ZYNGA INC CL A 98986T108 256.92 19,538 SH SHARED 19,538 ZYNGA INC CL A 98986T108 52.60 4,000 SH C SHARED 01 4,000