0001490281-19-000022.txt : 20190308
0001490281-19-000022.hdr.sgml : 20190308
20190308175135
ACCESSION NUMBER: 0001490281-19-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190306
FILED AS OF DATE: 20190308
DATE AS OF CHANGE: 20190308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEFKOFSKY ERIC P
CENTRAL INDEX KEY: 0001114357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35335
FILM NUMBER: 19670277
MAIL ADDRESS:
STREET 1: 501 SILVERSIDE ROAD SUITE 87F
CITY: WILMONGTON
STATE: DE
ZIP: 19809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Groupon, Inc.
CENTRAL INDEX KEY: 0001490281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 270903295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 334-1579
MAIL ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_155208548129320.xml
FORM 4
X0306
4
2019-03-06
0
0001490281
Groupon, Inc.
GRPN
0001114357
LEFKOFSKY ERIC P
C/O GROUPON, INC.
600 WEST CHICAGO AVENUE
CHICAGO
IL
60654
1
0
1
0
Common Stock
2019-03-06
4
S
0
1500000
3.35
D
29734594
I
By Green Media LLC
Common Stock
2019-03-07
4
S
0
1500000
3.30
D
28234594
I
By Green Media LLC
Common Stock
1570269
D
Common Stock
10150400
I
By Lefkofsky Family 2016 GRAT
Common Stock
40000000
I
By Lefkofsky Family 2018 GRAT
Deferred Stock Unit Award (Right to Receive)
0.0
Common Stock
64507.0
64507
D
The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 6, 2019. The price per share for such transactions ranged from $3.34 to $3.43. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 7, 2019. The price per share for such transactions ranged from $3.27 to $3.36. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
The shares of Common Stock reported on this line are held by the Lefkofsky Family 2016 GRAT.
The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 GRAT.
Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
/s/ Erin G. Stone, by Power of Attorney
2019-03-08