0001490281-17-000114.txt : 20170908
0001490281-17-000114.hdr.sgml : 20170908
20170908175821
ACCESSION NUMBER: 0001490281-17-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEFKOFSKY ERIC P
CENTRAL INDEX KEY: 0001114357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35335
FILM NUMBER: 171077489
MAIL ADDRESS:
STREET 1: 501 SILVERSIDE ROAD SUITE 87F
CITY: WILMONGTON
STATE: DE
ZIP: 19809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Groupon, Inc.
CENTRAL INDEX KEY: 0001490281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 270903295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 334-1579
MAIL ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_150490788813244.xml
FORM 4
X0306
4
2017-09-06
0
0001490281
Groupon, Inc.
GRPN
0001114357
LEFKOFSKY ERIC P
C/O GROUPON, INC.
600 WEST CHICAGO AVENUE
CHICAGO
IL
60654
1
0
1
0
Common Stock
2017-09-06
4
S
0
750000
4.40
D
93134994
I
By Green Media LLC
Common Stock
2017-09-07
4
S
0
750000
4.38
D
92384994
I
By Green Media LLC
Common Stock
1532391
D
Deferred Stock Unit Award (Right to Receive)
0.0
Common Stock
38259.0
38259
D
The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
Under the Groupon, Inc. Non-Employee Director Compensation Plan, Deferred Stock Units ("DSUs") represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
/s/ Erin G. Stone, by Power of Attorney
2017-09-08