0001493152-24-000150.txt : 20240102
0001493152-24-000150.hdr.sgml : 20240102
20240102183212
ACCESSION NUMBER: 0001493152-24-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231229
FILED AS OF DATE: 20240102
DATE AS OF CHANGE: 20240102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL L.
CENTRAL INDEX KEY: 0001113835
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41895
FILM NUMBER: 24503854
MAIL ADDRESS:
STREET 1: 555 MARIN STREET, SUITE 140
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91360
FORMER NAME:
FORMER CONFORMED NAME: KESSLER PAUL
DATE OF NAME CHANGE: 20000509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prairie Operating Co.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
BUSINESS PHONE: (713) 424-4247
MAIL ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
FORMER COMPANY:
FORMER CONFORMED NAME: Creek Road Miners, Inc.
DATE OF NAME CHANGE: 20210715
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD BRANDS, INC.
DATE OF NAME CHANGE: 20200814
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
4
1
ownership.xml
X0508
4
2023-12-29
0
0001162896
Prairie Operating Co.
PROP
0001113835
KESSLER PAUL L.
555 MARIN STREET, SUITE 140
THOUSAND OAKS
CA
91360
1
0
1
0
0
Common Stock
2023-12-29
4
C
0
60000
5.00
D
1232141
I
By affiliate
Series D Preferred Stock
Series Preferred Stock
797072
797072
I
By affiliates
Warrant
Warrant
292472
292472
I
By affiliates
Warrant
Warrant
292472
292472
I
By affiliates
On 12/29/23, Bristol Investment Fund, Ltd. ("BIF") sold 60,000 shares of common stock of the Issuer in a private transaction to an unaffiliated third party at $5.00 per share for an aggregate purchase price of $300,000.00.
BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, a Series D "A" warrant for 292,472 shares (expires May 2028) and a Series D "B" warrant for 292,472 shares (expires May 2024).
Mr. Kessler has voting and dispositive control over the following securities: (i) 843,354 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock and a Series D "B" warrant for 292,472 shares of common stock held by BIF, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan.
/s/ Paul L. Kessler
2024-01-02