0001493152-23-034465.txt : 20230927 0001493152-23-034465.hdr.sgml : 20230927 20230927192302 ACCESSION NUMBER: 0001493152-23-034465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230926 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER PAUL L. CENTRAL INDEX KEY: 0001113835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 231285831 MAIL ADDRESS: STREET 1: 555 MARIN STREET, SUITE 140 CITY: THOUSAND OAKS STATE: CA ZIP: 91360 FORMER NAME: FORMER CONFORMED NAME: KESSLER PAUL DATE OF NAME CHANGE: 20000509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prairie Operating Co. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 602 SAWYER STREET STREET 2: SUITE 710 CITY: HOUSTON STATE: TX ZIP: 77007 BUSINESS PHONE: (713) 424-4247 MAIL ADDRESS: STREET 1: 602 SAWYER STREET STREET 2: SUITE 710 CITY: HOUSTON STATE: TX ZIP: 77007 FORMER COMPANY: FORMER CONFORMED NAME: Creek Road Miners, Inc. DATE OF NAME CHANGE: 20210715 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD BRANDS, INC. DATE OF NAME CHANGE: 20200814 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC. DATE OF NAME CHANGE: 20181009 4 1 ownership.xml X0508 4 2023-09-26 0 0001162896 Prairie Operating Co. CRKR 0001113835 KESSLER PAUL L. 555 MARIN STREET, SUITE 140 THOUSAND OAKS CA 91360 1 0 1 0 0 Common Stock 2023-09-26 2023-09-26 4 P 0 40821 A 10976011 I By affiliate Common Stock 31071922 I By affiliates Convertible Debenture Convertible Debenture 5714286 5714286 I By affiliates Series D Preferred Stock Series Preferred Stock 21560000 21560000 I By affiliates Series D Preferred Stock 2023-09-12 4 A 0 1213485 0 A Series Preferred Stock 1213485 1213485 I By affiliates Warrant 2023-09-12 4 A 0 2426966 0 A Warrant 2426966 2426966 I By affiliates Warrant Warrant 14285714 14285714 I By affiliates Bristol Investment Fund, Ltd. ("BIF") holds a convertible debenture with principal amount of $1,000,000, convertible at $0.175 per share, due 12/31/23 (amended and restated debenture received in connection with the May 2023 merger with Creek Road Miners, Inc.) and 3,773 shares of Series D Preferred Stock (with stated value of $1,000) convertible at $0.175 per share, with no due date, received in connection with merger 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024) Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028. /s/ Paul L. Kessler 2023-09-27