0001493152-23-034465.txt : 20230927
0001493152-23-034465.hdr.sgml : 20230927
20230927192302
ACCESSION NUMBER: 0001493152-23-034465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230926
FILED AS OF DATE: 20230927
DATE AS OF CHANGE: 20230927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL L.
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 231285831
MAIL ADDRESS:
STREET 1: 555 MARIN STREET, SUITE 140
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91360
FORMER NAME:
FORMER CONFORMED NAME: KESSLER PAUL
DATE OF NAME CHANGE: 20000509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prairie Operating Co.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
BUSINESS PHONE: (713) 424-4247
MAIL ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
FORMER COMPANY:
FORMER CONFORMED NAME: Creek Road Miners, Inc.
DATE OF NAME CHANGE: 20210715
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD BRANDS, INC.
DATE OF NAME CHANGE: 20200814
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
4
1
ownership.xml
X0508
4
2023-09-26
0
0001162896
Prairie Operating Co.
CRKR
0001113835
KESSLER PAUL L.
555 MARIN STREET, SUITE 140
THOUSAND OAKS
CA
91360
1
0
1
0
0
Common Stock
2023-09-26
2023-09-26
4
P
0
40821
A
10976011
I
By affiliate
Common Stock
31071922
I
By affiliates
Convertible Debenture
Convertible Debenture
5714286
5714286
I
By affiliates
Series D Preferred Stock
Series Preferred Stock
21560000
21560000
I
By affiliates
Series D Preferred Stock
2023-09-12
4
A
0
1213485
0
A
Series Preferred Stock
1213485
1213485
I
By affiliates
Warrant
2023-09-12
4
A
0
2426966
0
A
Warrant
2426966
2426966
I
By affiliates
Warrant
Warrant
14285714
14285714
I
By affiliates
Bristol Investment Fund, Ltd. ("BIF") holds a convertible debenture with principal amount of $1,000,000, convertible at $0.175 per share, due 12/31/23 (amended and restated debenture received in connection with the May 2023 merger with Creek Road Miners, Inc.) and 3,773 shares of Series D Preferred Stock (with stated value of $1,000) convertible at $0.175 per share, with no due date, received in connection with merger
212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)
Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028.
/s/ Paul L. Kessler
2023-09-27