0001062993-23-014043.txt : 20230626 0001062993-23-014043.hdr.sgml : 20230626 20230626191851 ACCESSION NUMBER: 0001062993-23-014043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: John Sharon Price CENTRAL INDEX KEY: 0001578217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32320 FILM NUMBER: 231043697 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CTR. DR. CITY: ST. LOUIS STATE: MO ZIP: 63017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUILD-A-BEAR WORKSHOP INC CENTRAL INDEX KEY: 0001113809 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 431883836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 415 S. 18TH STREET, SUITE 200 CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 314-423-8000 MAIL ADDRESS: STREET 1: 415 S. 18TH STREET, SUITE 200 CITY: ST LOUIS STATE: MO ZIP: 63103 FORMER COMPANY: FORMER CONFORMED NAME: BUILD A BEAR WORKSHOP INC DATE OF NAME CHANGE: 20000508 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-22 0001113809 BUILD-A-BEAR WORKSHOP INC BBW 0001578217 John Sharon Price C/O BUILD-A-BEAR WORKSHOP, INC. 415 SOUTH 18TH STREET ST. LOUIS MO 63103 1 1 0 0 President and CEO 1 Common Stock 2023-06-22 4 M 0 31025 13.69 A 633806 D Common Stock 2023-06-22 4 S 0 31025 20.2506 D 602781 D Common Stock 2023-06-22 4 M 0 29673 8.85 A 632454 D Common Stock 2023-06-22 4 S 0 29673 20 D 602781 D Common Stock 2023-06-23 4 M 0 16000 13.69 A 618781 D Common Stock 2023-06-23 4 S 0 16000 20.2513 D 602781 D Employee Stock Option (right to buy) 13.69 2023-06-22 4 M 0 31025 D 2016-03-07 2026-03-07 Common Stock 31025 61957 D Employee Stock Option (right to buy) 8.85 2023-06-22 4 M 0 29673 D 2017-03-14 2027-03-14 Common Stock 29673 0 D Employee Stock Option (right to buy) 13.69 2023-06-23 4 M 0 16000 D 2016-03-07 2026-03-07 Common Stock 16000 45957 D These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on March 15, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.27 per share. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.29 per share. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. After giving effect to the transactions reported in this Form 4, Ms. John directly owns 557,380 shares of common stock and 45,401 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 67,986 shares of Build-A-Bear Workshop, Inc.'s common stock. The options vest in equal annual installments on March 15, 2017, March 15, 2018, and March 15, 2019. Price is not applicable to acquisitions resulting from grants of stock options. The options vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020. /s/ Eric R. Fencl, attorney-in-fact for Sharon Price John 2023-06-26