0000950138-21-000442.txt : 20211006 0000950138-21-000442.hdr.sgml : 20211006 20211006204323 ACCESSION NUMBER: 0000950138-21-000442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211004 FILED AS OF DATE: 20211006 DATE AS OF CHANGE: 20211006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: John Sharon Price CENTRAL INDEX KEY: 0001578217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32320 FILM NUMBER: 211310873 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CTR. DR. CITY: ST. LOUIS STATE: MO ZIP: 63017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUILD-A-BEAR WORKSHOP INC CENTRAL INDEX KEY: 0001113809 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 431883836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 BUSINESS PHONE: 314-423-8000 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 FORMER COMPANY: FORMER CONFORMED NAME: BUILD A BEAR WORKSHOP INC DATE OF NAME CHANGE: 20000508 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-04 0001113809 BUILD-A-BEAR WORKSHOP INC BBW 0001578217 John Sharon Price C/O BUILD-A-BEAR WORKSHOP, INC. 415 SOUTH 18TH STREET ST. LOUIS MO 63103 1 1 0 0 President and CEO Common Stock 2021-10-04 4 M 0 50540 6.56 A 625245 D Common Stock 2021-10-04 4 S 0 19970 16.87 D 605275 D Common Stock 2021-10-04 4 S 0 20540 16.97 D 584735 D Common Stock 2021-10-05 4 M 0 34822 6.56 A 619557 D Common Stock 2021-10-05 4 S 0 34822 17.09 D 584735 D Common Stock 2021-10-06 4 M 0 37586 6.56 A 622321 D Common Stock 2021-10-06 4 S 0 37586 16.58 D 584735 D Employee Stock Option (Right to Buy) 6.56 2021-10-04 4 M 0 50540 0 D 2013-06-03 2023-06-03 Common Stock 50540 371415 D Employee Stock Option (Right to Buy) 6.56 2021-10-05 4 M 0 34822 0 D 2013-06-03 2023-06-03 Common Stock 34822 336593 D Employee Stock Option (Right to Buy) 6.56 2021-10-06 4 M 0 37586 0 D 2013-06-03 2023-06-03 Common Stock 37586 299007 D The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reporting price is the weighted average sale price per share for 30 transactions in which the sale prices range from $16.69 to $17.23 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. The reporting price is the weighted average sale price per share for 35 transactions in which the sale prices range from $16.80 to $17.09 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. The reporting price is the weighted average sale price per share for 62 transactions in which the sale prices range from $16.80 to $17.45 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. The reporting price is the weighted average sale price per share for 65 transactions in which the sale prices range from $16.25 to $17.03 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. After giving effect to the transactions reported in this Form 4, Ms. John directly owns 372,396 shares of common stock and 212,339 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 299,007 shares of Build-A-Bear Workshop, Inc.'s common stock. The options vested in equal annual installments over four years from the date of the grant. /s/ Eric R. Fencl, attorney-in-fact for Sharon Price John 2021-10-06