0000950138-19-000488.txt : 20191007
0000950138-19-000488.hdr.sgml : 20191007
20191007162452
ACCESSION NUMBER: 0000950138-19-000488
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191007
FILED AS OF DATE: 20191007
DATE AS OF CHANGE: 20191007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanen David
CENTRAL INDEX KEY: 0001681743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32320
FILM NUMBER: 191141129
MAIL ADDRESS:
STREET 1: 6429 NW 65TH WAY
CITY: PARKLAND
STATE: FL
ZIP: 33067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanen Wealth Management LLC
CENTRAL INDEX KEY: 0001681614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32320
FILM NUMBER: 191141130
BUSINESS ADDRESS:
STREET 1: 10141 SWEET BAY COURT
CITY: PARKLAND
STATE: FL
ZIP: 33076
BUSINESS PHONE: 631-863-3100
MAIL ADDRESS:
STREET 1: 10141 SWEET BAY COURT
CITY: PARKLAND
STATE: FL
ZIP: 33076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Philotimo Fund, LP
CENTRAL INDEX KEY: 0001688522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32320
FILM NUMBER: 191141131
BUSINESS ADDRESS:
STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
BUSINESS PHONE: 631-863-3100
MAIL ADDRESS:
STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BUILD A BEAR WORKSHOP INC
CENTRAL INDEX KEY: 0001113809
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945]
IRS NUMBER: 431883836
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE
CITY: ST LOUIS
STATE: MO
ZIP: 63114
BUSINESS PHONE: 314-423-8000
MAIL ADDRESS:
STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE
CITY: ST LOUIS
STATE: MO
ZIP: 63114
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-10-07
0001113809
BUILD A BEAR WORKSHOP INC
BBW
0001681743
Kanen David
C/O BUILD-A-BEAR WORKSHOP, INC.
1954 INNERBELT BUSINESS CENTER DRIVE
ST. LOUIS
MO
63114
1
0
0
0
0001681614
Kanen Wealth Management LLC
5850 CORAL RIDGE DR., SUITE 309
CORAL SPRINGS
FL
33076
0
0
0
1
See Footnote 1
0001688522
Philotimo Fund, LP
5850 CORAL RIDGE DR., SUITE 309
CORAL SPRINGS
FL
33076
0
0
0
1
See Footnote 1
Common Stock
2019-10-07
4
P
0
4900
3.38
A
889532
I
Kanen Wealth Management, LLC
Common Stock
52584
D
Common Stock
535007
I
The Philotimo Fund, LP
This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 9.7% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own.
Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 1,477,123 shares of Common Stock, which represent approximately 9.7% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 942,116 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 535,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account.
KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above.
/s/ Eric Fencl, as Attorney-in-Fact for the Reporting Persons
2019-10-07