0000950138-15-000293.txt : 20150403 0000950138-15-000293.hdr.sgml : 20150403 20150403155011 ACCESSION NUMBER: 0000950138-15-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUILD A BEAR WORKSHOP INC CENTRAL INDEX KEY: 0001113809 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 431883836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 BUSINESS PHONE: 314-423-8000 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klocke Tina CENTRAL INDEX KEY: 0001306307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32320 FILM NUMBER: 15751261 MAIL ADDRESS: STREET 1: C/O BUILD-A-BEAR WORKSHOP, INC. STREET 2: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-04-02 0001113809 BUILD A BEAR WORKSHOP INC BBW 0001306307 Klocke Tina C/O BUILD-A-BEAR WORKSHOP, INC. 1954 INNERBELT BUSINESS CENTER DR. ST. LOUIS MO 63114 0 1 0 0 Chief Oper. Bear Common Stock 2015-04-02 4 M 0 3845 6.21 A 160959 D Common Stock 2015-04-02 4 S 0 3845 20.25 D 157114 D Common Stock 2015-04-02 4 M 0 4714 9.43 A 161828 D Common Stock 2015-04-02 4 S 0 4714 20.25 D 157114 D Common Stock 100 I Trust - Son James Common Stock 100 I Trust - Son Michael Common Stock 300 I Spouse Employee Stock Option (Right to Buy) 6.21 2015-04-02 4 M 0 3845 0 D 2021-03-22 Common Stock 3845 0 D Employee Stock Option (Right to Buy) 9.43 2015-04-02 4 M 0 4714 0 D 2024-03-18 Common Stock 4714 9428 D Shares sold as part of cashless exercises of employee stock options. After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse. Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant. Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant. /s/ Eric Fencl, as Attorney-in-Fact for Tina Klocke 2015-04-03