0000950138-13-000311.txt : 20130723 0000950138-13-000311.hdr.sgml : 20130723 20130723162729 ACCESSION NUMBER: 0000950138-13-000311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130719 FILED AS OF DATE: 20130723 DATE AS OF CHANGE: 20130723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUILD A BEAR WORKSHOP INC CENTRAL INDEX KEY: 0001113809 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 431883836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 BUSINESS PHONE: 314-423-8000 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klocke Tina CENTRAL INDEX KEY: 0001306307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32320 FILM NUMBER: 13981653 MAIL ADDRESS: STREET 1: C/O BUILD-A-BEAR WORKSHOP, INC. STREET 2: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-19 0001113809 BUILD A BEAR WORKSHOP INC BBW 0001306307 Klocke Tina C/O BUILD-A-BEAR WORKSHOP, INC. 1954 INNERBELT BUSINESS CENTER DR. ST. LOUIS MO 63114 0 1 0 0 Chief Oper. & Financial Bear Common Stock 2013-07-19 4 S 0 554 7.00 D 177228 D Common Stock 100 I Trust - Son James Common Stock 100 I Trust - Son Michael Common Stock 300 I Spouse The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 138,429 shares of common stock and 38,799 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 98,302 shares and unvested options to purchase 15,158 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse. /s/ Tina Klocke 2013-07-23