0001209191-23-048717.txt : 20230908
0001209191-23-048717.hdr.sgml : 20230908
20230908091016
ACCESSION NUMBER: 0001209191-23-048717
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230612
FILED AS OF DATE: 20230908
DATE AS OF CHANGE: 20230908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUMA MARY G
CENTRAL INDEX KEY: 0001158015
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 231243798
MAIL ADDRESS:
STREET 1: AXCELIS TECHNOLOGIES INC.
STREET 2: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0508
4/A
2023-06-12
2023-06-12
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001158015
PUMA MARY G
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
1
1
0
0
Executive Chairperson
0
Common Stock
2023-06-12
4
S
0
11800
181.80
D
258280
D
Common Stock
5000
I
Held by Spouse
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
This number of securities owned after the reported sale has been amended. See Remarks.
Due to an administrative error, the reporting person's Form 4 filings originally made on June 12, 2023, June 7, 2023 and May 25, 2023 inadvertently failed to reflect the reporting person's donation of 4,778 shares as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF (the "Gift"). The Gift was made on May 18, 2023, and timely reported in a Form 4 filed by the reporting person on that date.
Lynnette C. Fallon, as attorney in fact for Mary G. Puma
2023-09-08