0001127602-15-031801.txt : 20151118 0001127602-15-031801.hdr.sgml : 20151118 20151118121955 ACCESSION NUMBER: 0001127602-15-031801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151117 FILED AS OF DATE: 20151118 DATE AS OF CHANGE: 20151118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE GROUP INC CENTRAL INDEX KEY: 0001113169 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 522264646 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 BUSINESS PHONE: 4103452000 MAIL ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY JAMES A C CENTRAL INDEX KEY: 0001203069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32191 FILM NUMBER: 151240097 MAIL ADDRESS: STREET 1: T ROWE PRICE GROUP INC STREET 2: 100 E PRATT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-17 0001113169 PRICE T ROWE GROUP INC TROW 0001203069 KENNEDY JAMES A C T. ROWE PRICE GROUP, INC. P.O. BOX 89000 BALTIMORE MD 21289-0320 1 1 CEO & President Common Stock 2015-11-17 4 M 0 101728 44.3716 A 1500294 D Common Stock 2015-11-17 4 S 0 101728 74.7024 D 1398566 D Common Stock 877254 I 2008 Kennedy Family Trust Common Stock 445545 I James A.C. Kennedy LLC Stock Options (Right to Buy) 44.3716 2015-11-17 4 M 0 101728 0 D 2007-11-01 2016-11-01 Common Stock 101728 0 D The ranges of prices for this transaction were $74.60 to 75.1067. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. 11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007. /s/ Power of Attorney, Steven J. Banks, Director of Corporate Services 2015-11-18