0001127602-15-031801.txt : 20151118
0001127602-15-031801.hdr.sgml : 20151118
20151118121955
ACCESSION NUMBER: 0001127602-15-031801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151117
FILED AS OF DATE: 20151118
DATE AS OF CHANGE: 20151118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRICE T ROWE GROUP INC
CENTRAL INDEX KEY: 0001113169
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 522264646
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 EAST PRATT STREET
STREET 2: P.O. BOX 89000
CITY: BALTIMORE
STATE: MD
ZIP: 21289-0320
BUSINESS PHONE: 4103452000
MAIL ADDRESS:
STREET 1: 100 EAST PRATT STREET
STREET 2: P.O. BOX 89000
CITY: BALTIMORE
STATE: MD
ZIP: 21289-0320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY JAMES A C
CENTRAL INDEX KEY: 0001203069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32191
FILM NUMBER: 151240097
MAIL ADDRESS:
STREET 1: T ROWE PRICE GROUP INC
STREET 2: 100 E PRATT ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-11-17
0001113169
PRICE T ROWE GROUP INC
TROW
0001203069
KENNEDY JAMES A C
T. ROWE PRICE GROUP, INC.
P.O. BOX 89000
BALTIMORE
MD
21289-0320
1
1
CEO & President
Common Stock
2015-11-17
4
M
0
101728
44.3716
A
1500294
D
Common Stock
2015-11-17
4
S
0
101728
74.7024
D
1398566
D
Common Stock
877254
I
2008 Kennedy Family Trust
Common Stock
445545
I
James A.C. Kennedy LLC
Stock Options (Right to Buy)
44.3716
2015-11-17
4
M
0
101728
0
D
2007-11-01
2016-11-01
Common Stock
101728
0
D
The ranges of prices for this transaction were $74.60 to 75.1067. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.
/s/ Power of Attorney, Steven J. Banks, Director of Corporate Services
2015-11-18