SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Young Karen J.

(Last)

(First)

(Middle)

4500 LOCKHILL SELMA ROAD, SUITE 150

(Street)

SAN ANTONIO

78249

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/07/2018

3. Issuer Name and Ticker or Trading Symbol
GLOBALSCAPE INC [ GSB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option	⁽¹⁾	01/29/2025	GlobalSCAPE, Inc. common stock	10,000	$2.4	D
Stock Option	⁽²⁾	02/01/2026	GlobalSCAPE, Inc. common stock	5,300	$3.52	D
Stock Option	⁽³⁾	02/08/2027	GlobalSCAPE, Inc. common stock	5,000	$3.73	D
Stock Option	⁽⁴⁾	08/07/2028	GlobalSCAPE, Inc. common stock	100,000	$3.59	D

Explanation of Responses:

1. This stock option was granted on 01/29/2015. These shares are fully vested.

2. This stock option was granted on 2/1/2016. 3,533 shares are fully vested. The remaining shares under this option will vest on 2/1/2019.

3. This stock option was granted on 2/8/2017. 1,667 shares are fully vested. The remaining shares will vest on the annual anniversary date of the grand date of the option.

4. This stock option was granted on 8/7/2018. One third of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.

	/s/ Karen J. Young	08/10/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.