0000921895-19-001397.txt : 20190513
0000921895-19-001397.hdr.sgml : 20190513
20190513181139
ACCESSION NUMBER: 0000921895-19-001397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190509
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOD MARK C
CENTRAL INDEX KEY: 0001636999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 19819878
MAIL ADDRESS:
STREET 1: C/O CROSSROADS SYSTEMS, INC.
STREET 2: 11000 N. MOPAC EXPRESSWAY #150
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBALSCAPE INC
CENTRAL INDEX KEY: 0001112920
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 742785449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
BUSINESS PHONE: 2103088267
MAIL ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
4
1
form411906003hoo_05132019.xml
OWNERSHIP DOCUMENT
X0306
4
2019-05-09
0
0001112920
GLOBALSCAPE INC
GSB
0001636999
HOOD MARK C
4500 LOCKHILL-SELMA ROAD
SUITE 150
SAN ANTONIO
TX
78249
0
1
0
0
EVP of Operations
Incentive Stock Option (right to buy)
8.85
2019-05-09
4
A
0
11299
0
A
2029-05-09
Common Stock
11299
11299
D
Non-Qualified Stock Option (right to buy)
8.85
2019-05-09
4
A
0
38701
0
A
2029-05-09
Common Stock
38701
38701
D
The shares underlying this option vest in full on the fourth anniversary of the grant date, May 9, 2023.
/s/ Mark Hood
2019-05-10