0000921895-19-001397.txt : 20190513 0000921895-19-001397.hdr.sgml : 20190513 20190513181139 ACCESSION NUMBER: 0000921895-19-001397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOD MARK C CENTRAL INDEX KEY: 0001636999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 19819878 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS, INC. STREET 2: 11000 N. MOPAC EXPRESSWAY #150 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906003hoo_05132019.xml OWNERSHIP DOCUMENT X0306 4 2019-05-09 0 0001112920 GLOBALSCAPE INC GSB 0001636999 HOOD MARK C 4500 LOCKHILL-SELMA ROAD SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 EVP of Operations Incentive Stock Option (right to buy) 8.85 2019-05-09 4 A 0 11299 0 A 2029-05-09 Common Stock 11299 11299 D Non-Qualified Stock Option (right to buy) 8.85 2019-05-09 4 A 0 38701 0 A 2029-05-09 Common Stock 38701 38701 D The shares underlying this option vest in full on the fourth anniversary of the grant date, May 9, 2023. /s/ Mark Hood 2019-05-10