0000921895-19-000989.txt : 20190402 0000921895-19-000989.hdr.sgml : 20190402 20190402192338 ACCESSION NUMBER: 0000921895-19-000989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Canavan Michael Patrick CENTRAL INDEX KEY: 0001711979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 19727063 MAIL ADDRESS: STREET 1: 4500 LOCKHILL-SELMA, SUITE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906003can_04022019.xml OWNERSHIP DOCUMENT X0306 4 2019-04-01 0 0001112920 GLOBALSCAPE INC GSB 0001711979 Canavan Michael Patrick 4500 LOCKHILL-SELMA, SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 EVP of Sales & Marketing Incentive Stock Option (right to buy) 6.83 2019-04-01 4 A 0 14641 0.00 A 2029-04-01 Common Stock 14641 14641 D Non-Qualified Stock Option (right to buy) 6.83 2019-04-01 4 A 0 135359 0.00 A 2029-04-01 Common Stock 135359 135359 D The shares underlying this option vest in full on the fourth anniversary of the grant date, April 1, 2023. The option will expire on the day prior to the tenth anniversary of the grant date, or in the event of the Reporting Person's termination of service as an employee, on such earlier date. /s/ Michael Canavan 2019-04-02