0000921895-19-000576.txt : 20190225 0000921895-19-000576.hdr.sgml : 20190225 20190225181609 ACCESSION NUMBER: 0000921895-19-000576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170823 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Canavan Michael Patrick CENTRAL INDEX KEY: 0001711979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 19630917 MAIL ADDRESS: STREET 1: 4500 LOCKHILL-SELMA, SUITE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906003_02252019.xml OWNERSHIP DOCUMENT X0306 4 2017-08-23 0 0001112920 GLOBALSCAPE INC GSB 0001711979 Canavan Michael Patrick 4500 LOCKHILL-SELMA, SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 Vice President of Sales Non-Qualified Stock Option (right to buy) 3.89 2017-08-23 4 A 0 25000 0.00 A 2027-08-22 Common Stock 25000 25000 D Incentive Stock Option (right to buy) 4.06 2018-10-10 4 A 0 16670 0.00 A 2028-10-09 Common Stock 16670 16670 D Non-Qualified Stock Option (right to buy) 4.06 2018-10-10 4 A 0 33330 0.00 A 2028-10-09 Common Stock 33330 33330 D These options vest in equal increments over a three-year period commencing on the first anniversary of the grant date, such that 33.3% of the options will vest on the first, second and third anniversaries of the grant date, provided that the Reporting Person is employed by the Issuer on each date. The option will expire on the day prior to the tenth anniversary of the grant date, or in the event of the Reporting Person's termination of service as an employee, on such earlier date. These options vest in equal increments over a three-year period commencing on the first anniversary of the grant date, such that 33.3% of the options will vest on the first, second and third anniversaries of the grant date, provided that the Reporting Person is employed by the Issuer on each date. /s/ Michael Canavan 2019-02-25