-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TI/oAHnb1x+UYtuwjeQ73kphaHcMCcHpXnmnLmU3tEIMi1Yob5gCIQRw2FUN8xIX gQqqDiMK7HwpLtX4bLFyCQ== 0000912057-02-041268.txt : 20021107 0000912057-02-041268.hdr.sgml : 20021107 20021107113631 ACCESSION NUMBER: 0000912057-02-041268 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021107 EFFECTIVENESS DATE: 20021107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001112289 IRS NUMBER: 411924048 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06405 FILM NUMBER: 02812072 BUSINESS ADDRESS: STREET 1: 2600 EAGAN WOODS DRIVE STREET 2: SUITE 150 CITY: EAGAN STATE: MN ZIP: 55121-1167 MAIL ADDRESS: STREET 1: 2600 EAGAN WOODS DRIVE STREET 2: SUITE 150 CITY: EAGAN STATE: MN ZIP: 55121-1167 13F-HR 1 a2092782z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 --------------------------------- Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Private Capital Management, Inc. -------------------------------------------- Address: 2600 Eagan Woods Drive, Suite 150 -------------------------------------------- Eagan, MN 55121-1167 -------------------------------------------- -------------------------------------------- Form 13F File Number: 28- 06405 --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Calvin G. Robertson -------------------------------------------- Title: Treasurer/CFO -------------------------------------------- Phone: (651) 452-0212 ext.2 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Calvin G. Robertson Eagan, Minnesota November 5, 2002 - ----------------------- --------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 164 ---------------------- Form 13F Information Table Value Total: $ 77,449 ---------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. 2 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- --------- --- ---- ---------- -------- ---- -------- --------- A D C TELECOMMUNICATN COM COM 000886101 $75 65,400 SH Sole 65,400 ABBOTT LABS COM COM 002824100 $202 5,000 SH Sole 5,000 ACUITY BRANDS INC COM COM 00508Y102 $259 21,100 SH Sole 21,100 AES CORP COM COM 00130H105 $144 57,500 SH Sole 57,500 AGERE SYS INC CL B COM 00845V209 $22 21,938 SH Sole 21,938 AGILENT TECHNOLOGIES COM COM 00846U101 $152 11,624 SH Sole 11,624 ALLSTATE CORP COM COM 020002101 $217 6,100 SH Sole 6,100 ALTERRA HEALTHCARE COM 02146C104 $2 26,700 SH Sole 26,700 AMDOCS LTD ORD COM G02602103 $132 20,600 SH Sole 20,600 AMERICAN EXPRESS CO COM COM 025816109 $617 19,800 SH Sole 19,800 AMERICAN INTL GROUP COM COM 026874107 $2,013 36,800 SH Sole 36,800 AMGEN INC COM COM 031162100 $661 15,850 SH Sole 15,850 AMR CORP COM COM 001765106 $189 45,200 SH Sole 45,200 ANHEUSER BUSCH COS INC COM COM 035229103 $253 5,000 SH Sole 5,000 AOL TIME WARNER COM 00184A105 $657 56,150 SH Sole 56,150 ARIBA INC COM COM 04033V104 $37 27,700 SH Sole 27,700 ARMSTRONG HOLDINGS INC COM 042384107 $76 56,350 SH Sole 56,350 AT&T CORP COM COM 001957109 $456 37,950 SH Sole 37,950 AT&T WIRELESS SVCS INC COM COM 00209A106 $116 28,063 SH Sole 28,063 BANK OF AMERICA CORP COM 060505104 $600 9,400 SH Sole 9,400 BEST BUY INC COM COM 086516101 $631 28,300 SH Sole 28,300 BIOTECH HOLDERS TR DEPOSTRY RC COM 09067D201 $724 9,300 SH Sole 9,300 BOEING CO COM COM 097023105 $341 10,000 SH Sole 10,000 BRISTOL MYERS SQUIBB COM COM 110122108 $1,125 47,250 SH Sole 47,250 BROADCOM CORP CL A COM 111320107 $184 17,250 SH Sole 17,250 BROCADE COMMUNCTNS SYS COM COM 111621108 $75 10,000 SH Sole 10,000 CARDINAL HEALTH INC COM COM 14149Y108 $644 10,350 SH Sole 10,350 CELESTICA INC SUB VTG SHS COM 15101Q108 $197 15,000 SH Sole 15,000 CENTERPOINT ENERGY INC COM 15189T107 $271 27,100 SH Sole 27,100 CHEVRONTEXACO CORP COM 166764100 $1,350 19,500 SH Sole 19,500 CISCO SYS INC COM COM 17275R102 $800 76,350 SH Sole 76,350 CITIGROUP INC COM COM 172967101 $1,597 53,848 SH Sole 53,848 CLEAR CHANNEL COMMUN COM COM 184502102 $313 9,000 SH Sole 9,000
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- --------- --- ---- ---------- -------- ---- -------- --------- COCA COLA CO COM COM 191216100 $513 10,700 SH Sole 10,700 COMCAST CORP-SPECIAL CL A COM 200300200 $605 29,000 SH Sole 29,000 COMPUWARE CORP COM COM 205638109 $49 16,000 SH Sole 16,000 CONSECO INC COM COM 208464107 $3 44,800 SH Sole 44,800 CORNING INC COM COM 219350105 $71 44,200 SH Sole 44,200 COSTCO WHSL CORP COM COM 22160K105 $248 7,650 SH Sole 7,650 CVS CORP COM COM 126650100 $416 16,400 SH Sole 16,400 DANA CORP COM COM 235811106 $222 17,000 SH Sole 17,000 DELL COMPUTER CORP COM COM 247025109 $766 32,600 SH Sole 32,600 DIGITAL RIV INC COM COM 25388B104 $107 14,000 SH Sole 14,000 DISNEY WALT CO COM COM 254687106 $303 20,000 SH Sole 20,000 DOW CHEM CO COM COM 260543103 $391 14,300 SH Sole 14,300 DU PONT E I DE NEMOURS COM COM 263534109 $404 11,200 SH Sole 11,200 DUKE ENERGY CORP COM COM 264399106 $974 49,800 SH Sole 49,800 E M C CORP MASS COM COM 268648102 $354 77,500 SH Sole 77,500 ELAN PLC ADR COM 284131208 $20 10,300 SH Sole 10,300 EMERSON ELEC CO COM COM 291011104 $431 9,800 SH Sole 9,800 EXXON MOBIL CORP COM COM 30231G102 $893 28,000 SH Sole 28,000 FANNIE MAE COM 313586109 $1,426 23,950 SH Sole 23,950 FEDEX CORP COM COM 31428X106 $541 10,800 SH Sole 10,800 FINOVA GROUP INC COM COM 317928109 $2 35,000 SH Sole 35,000 FLEETBOSTON FINL CORP COM COM 339030108 $575 28,300 SH Sole 28,300 FORD MTR CO COM COM 345370860 $541 55,200 SH Sole 55,200 FPL GROUP INC COM COM 302571104 $1,020 18,950 SH Sole 18,950 FREDDIE MAC COM 313400301 $1,205 21,550 SH Sole 21,550 GAP INC COM COM 364760108 $474 43,650 SH Sole 43,650 GENERAL DYNAMICS CORP COM COM 369550108 $285 3,500 SH Sole 3,500 GENERAL ELEC CO COM COM 369604103 $1,802 73,100 SH Sole 73,100 GUIDANT CORP COM COM 401698105 $258 8,000 SH Sole 8,000 HALLIBURTON CO COM COM 406216101 $389 30,100 SH Sole 30,100 HEALTHSOUTH CORP COM COM 421924101 $218 52,500 SH Sole 52,500 HEWLETT PACKARD CO COM COM 428236103 $553 47,420 SH Sole 47,420 HOME DEPOT INC COM COM 437076102 $607 23,250 SH Sole 23,250 HONEYWELL INTL INC COM COM 438516106 $535 24,700 SH Sole 24,700
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- --------- --- ---- ---------- -------- ---- -------- --------- INKTOMI CORP COM COM 457277101 $5 19,600 SH Sole 19,600 INTEL CORP COM COM 458140100 $716 51,550 SH Sole 51,550 INTERNATIONAL BUS MACH COM COM 459200101 $1,195 20,500 SH Sole 20,500 INTERNET HOLDRS TR DEPOSIT RCP COM 46059W102 $293 15,250 SH Sole 15,250 INVITROGEN CORP COM COM 46185R100 $492 14,450 SH Sole 14,450 JDS UNIPHASE CORP COM COM 46612J101 $93 47,700 SH Sole 47,700 JOHNSON & JOHNSON COM COM 478160104 $860 15,900 SH Sole 15,900 JP MORGAN CHASE & CO COM 46625H100 $935 49,225 SH Sole 49,225 LEHMAN BROS HLDGS INC COM COM 524908100 $221 4,500 SH Sole 4,500 LUCENT TECHNOLOGIES COM COM 549463107 $68 89,450 SH Sole 89,450 LUMINEX CORP COM COM 55027E102 $70 10,000 SH Sole 10,000 LYONDELL CHEMICAL CO COM COM 552078107 $119 10,000 SH Sole 10,000 MARRIOTT INTL INC CL A COM 571903202 $610 21,050 SH Sole 21,050 MEDTRONIC INC COM COM 585055106 $1,091 25,900 SH Sole 25,900 MERCK & CO INC COM COM 589331107 $1,908 41,750 SH Sole 41,750 MERRILL LYNCH & CO INC COM COM 590188108 $845 25,650 SH Sole 25,650 MICROSOFT CORP COM COM 594918104 $1,026 23,450 SH Sole 23,450 MIRANT CORP COM 604675108 $65 29,250 SH Sole 29,250 MORGAN STANLEY COM 617446448 $818 24,150 SH Sole 24,150 MOTOROLA INC COM COM 620076109 $534 52,425 SH Sole 52,425 NABORS INDUSTRIES LTD COM 629568106 $414 12,650 SH Sole 12,650 NASDAQ 100 TR UNIT SER 1 COM 631100104 $699 33,750 SH Sole 33,750 NEXTEL COMMUNICATIONS CL A COM 65332V103 $242 32,100 SH Sole 32,100 NIKE INC CL B COM 654106103 $302 7,000 SH Sole 7,000 NOKIA CORP SPONSORED ADR COM 654902204 $345 26,050 SH Sole 26,050 NORTEL NETWORKS CORP COM COM 656568102 $28 52,000 SH Sole 52,000 OPLINK COMMUNICATIONS COM COM 68375Q106 $15 25,000 SH Sole 25,000 ORACLE CORP COM COM 68389X105 $655 83,325 SH Sole 83,325 OWENS CORNING COM COM 69073F103 $72 67,400 SH Sole 67,400 PALM INC COM COM 696642107 $16 20,974 SH Sole 20,974 PEPSICO INC COM COM 713448108 $1,051 28,450 SH Sole 28,450 PFIZER INC COM COM 717081103 $1,148 39,549 SH Sole 39,549 PHILIP MORRIS COS INC COM COM 718154107 $660 17,000 SH Sole 17,000 PMC-SIERRA INC COM COM 69344F106 $95 24,500 SH Sole 24,500
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- --------- --- ---- ---------- -------- ---- -------- --------- PROCTER & GAMBLE CO COM COM 742718109 $1,542 17,250 SH Sole 17,250 QUALCOMM INC COM COM 747525103 $311 11,250 SH Sole 11,250 RELIANT RES INC COM COM 75952B105 $37 21,366 SH Sole 21,366 SAFEWAY INC COM COM 786514208 $957 42,900 SH Sole 42,900 SAPIENT CORP COM COM 803062108 $42 40,500 SH Sole 40,500 SBC COMMUNICATIONS INC COM COM 78387G103 $672 33,450 SH Sole 33,450 SCHLUMBERGER LTD COM COM 806857108 $1,546 40,200 SH Sole 40,200 SOLECTRON CORP COM COM 834182107 $185 87,600 SH Sole 87,600 SPRINT CORP COM FON GROUP COM 852061100 $201 22,000 SH Sole 22,000 ST PAUL COS INC COM COM 792860108 $793 27,600 SH Sole 27,600 STAPLES INC COM COM 855030102 $466 36,400 SH Sole 36,400 STILWELL FINL INC COM COM 860831106 $249 20,600 SH Sole 20,600 SUN MICROSYSTEMS INC COM COM 866810104 $152 58,550 SH Sole 58,550 SYSCO CORP COM COM 871829107 $894 31,500 SH Sole 31,500 TARGET CORP COM 87612E106 $1,399 47,400 SH Sole 47,400 TELLABS INC COM COM 879664100 $105 25,800 SH Sole 25,800 TETRA TECH INC COM COM 88162G103 $129 16,200 SH Sole 16,200 TEXAS INSTRS INC COM COM 882508104 $532 36,000 SH Sole 36,000 TEXTRON INC COM COM 883203101 $534 15,650 SH Sole 15,650 TYCO INTL LTD COM COM 902124106 $520 36,900 SH Sole 36,900 UNITED TECHNOLOGIES CP COM COM 913017109 $627 11,100 SH Sole 11,100 US BANCORP COM COM 902973304 $1,207 64,980 SH Sole 64,980 VERIZON COMMUNICATIONS COM COM 92343V104 $448 16,344 SH Sole 16,344 VIACOM INC CL B COM 925524308 $304 7,500 SH Sole 7,500 VODAFONE GROUP PLC F SPONS COM 92857W100 $266 20,700 SH Sole 20,700 WACHOVIA CORP COM 929903102 $575 17,600 SH Sole 17,600 WAL-MART STORES INC COM 931142103 $1,091 22,150 SH Sole 22,150 WEATHERFORD INTL LTD COM 947074100 $631 17,000 SH Sole 17,000 WEBMD CORPORATION COM 94769M105 $51 10,050 SH Sole 10,050 WELLS FARGO & CO COM COM 949746101 $361 7,500 SH Sole 7,500 WORLDCOM INC - WORLDCOM GROUP COM 98157D106 $7 65,950 SH Sole 65,950 WYETH COM 983024100 $382 12,000 SH Sole 12,000 XEROX CORP COM COM 984121103 $248 50,000 SH Sole 50,000 YAHOO INC COM COM 984332106 $207 21,600 SH Sole 21,600
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- --------- --- ---- ---------- -------- ---- -------- --------- AMERIGAS PARTNERS L P UNIT L P COM 030975106 $463 20,000 SH Sole 20,000 AVALONBAY CMNTYS INC COM COM 053484101 $209 5,000 SH Sole 5,000 BOSTON PROPERTIES INC COM COM 101121101 $372 10,000 SH Sole 10,000 COUSINS PPTYS INC COM COM 222795106 $230 10,000 SH Sole 10,000 CRESCENT REAL ESTATE COM COM 225756105 $369 23,500 SH Sole 23,500 DUKE REALTY INVT INC COM NEW COM 264411505 $216 8,764 SH Sole 8,764 EQUITY OFFICE PPTYS TR COM COM 294741103 $646 25,000 SH Sole 25,000 EQUITY RESIDENTIAL COM 29476L107 $294 12,300 SH Sole 12,300 FELCOR LODGING TR INC COM COM 31430F101 $231 18,000 SH Sole 18,000 FERRELLGAS PARTNERS LP UNIT LT COM 315293100 $499 25,000 SH Sole 25,000 FIRST INDUSTRIAL RLTY COM COM 32054K103 $528 17,050 SH Sole 17,050 HEALTH CARE PPTY INVS COM COM 421915109 $358 8,400 SH Sole 8,400 HEALTH CARE REIT INC COM COM 42217K106 $246 9,000 SH Sole 9,000 HEALTHCARE RLTY TR COM COM 421946104 $336 10,800 SH Sole 10,800 HOSPITALITY PPTYS TR COM SH BE COM 44106M102 $318 9,600 SH Sole 9,600 ISTAR FINANCIAL INC COM 45031U101 $311 11,122 SH Sole 11,122 KINDER MORGAN ENERGY UT LTD PA COM 494550106 $543 17,000 SH Sole 17,000 LASALLE HOTEL PPTYS COM SH BEN COM 517942108 $125 10,000 SH Sole 10,000 MORGAN STAN D WITTER SPARQS %8 COM 61744Y587 $125 11,000 SH Sole 11,000 MORGAN STAN D WITTER SPARQS 8% COM 61744Y553 $91 17,000 SH Sole 17,000 MORGAN STAN D WITTER SPARQS 8% COM 61744Y561 $140 16,000 SH Sole 16,000 NATIONWIDE HEALTH PPTY COM COM 638620104 $409 24,000 SH Sole 24,000 PLUM CREEK TIMBER CO COM COM 729251108 $468 20,700 SH Sole 20,700 POST PPTYS INC COM COM 737464107 $378 14,550 SH Sole 14,550 SIMON PPTY GROUP NEW COM COM 828806109 $311 8,700 SH Sole 8,700 USEC INC COM COM 90333E108 $165 26,400 SH Sole 26,400 FORD MTR CO CAP TR II TOPRS % PFD 345395206 $282 7,000 SH Sole 7,000 MARSHALL & ILSLEY 8.875% PFD PFD 55265S300 $1,000 10 SH Sole 10 NRG ENERGY INC CORP UNITS PFD 629377201 $80 20,000 SH Sole 20,000 TOTALS $77,449 4,351,677 4,351,677
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