0000899243-17-017895.txt : 20170705 0000899243-17-017895.hdr.sgml : 20170705 20170705202600 ACCESSION NUMBER: 0000899243-17-017895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170705 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AILERON THERAPEUTICS INC CENTRAL INDEX KEY: 0001420565 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 281 ALBANY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-995-0900 MAIL ADDRESS: STREET 1: 281 ALBANY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CVF, LLC CENTRAL INDEX KEY: 0001112278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38130 FILM NUMBER: 17950595 BUSINESS ADDRESS: STREET 1: 222 NORTH LASALLE STREET STREET 2: SUITE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-5034 MAIL ADDRESS: STREET 1: 222 NORTH LASALLE STREET STREET 2: SUITE 2000 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER NAME: FORMER CONFORMED NAME: CVF LLC DATE OF NAME CHANGE: 20000419 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-05 1 0001420565 AILERON THERAPEUTICS INC ALRN 0001112278 CVF, LLC 222 NORTH LASALLE STREET SUITE 2000 CHICAGO IL 60601 0 0 1 0 Common Stock 2017-07-05 4 C 0 536180 A 536180 D Common Stock 2017-07-05 4 P 0 180000 15.00 A 716180 D Series E-3 Preferred Stock 2017-07-05 4 C 0 4411765 0.00 D Common Stock 443973 0 D Series F Preferred Stock 2017-07-05 4 C 0 916262 0.00 D Common Stock 92207 0 D The Series E-3 and Series F Preferred Stock converted into Common Stock on a 9.937-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series E-3 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. Richard H. Robb, manager of CVF, LLC, exercises voting and investment power with respect to shares held by CVF, LLC. Mr. Robb disclaims beneficial ownership of all shares held by CVF, LLC, except to the extent of his pecuniary interest therein. /s/ Richard H. Robb 2017-07-05