0001111928-17-000138.txt : 20170719 0001111928-17-000138.hdr.sgml : 20170719 20170719160453 ACCESSION NUMBER: 0001111928-17-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170717 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shcherbakov Eugene A CENTRAL INDEX KEY: 0001378544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33155 FILM NUMBER: 17972374 MAIL ADDRESS: STREET 1: IPG PHOTONICS CORPORATION STREET 2: 50 OLD WEBSTER ROAD CITY: OXFORD STATE: MA ZIP: 01540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IPG PHOTONICS CORP CENTRAL INDEX KEY: 0001111928 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 043444218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 OLD WEBSTER ROAD CITY: OXFORD STATE: MA ZIP: 01540 BUSINESS PHONE: 5083731100 MAIL ADDRESS: STREET 1: 50 OLD WEBSTER ROAD CITY: OXFORD STATE: MA ZIP: 01540 4 1 wf-form4_150049467915554.xml FORM 4 X0306 4 2017-07-17 0 0001111928 IPG PHOTONICS CORP IPGP 0001378544 Shcherbakov Eugene A C/O IPG PHOTONICS CORPORATION 50 OLD WEBSTER ROAD OXFORD MA 01540 1 1 1 0 SVP, MD IPG Laser GmbH Common Stock 2017-07-17 4 M 0 1000 15.82 A 16957 D Common Stock 2017-07-17 4 M 0 2000 53.76 A 18957 D Common Stock 2017-07-17 4 M 0 3000 58.65 A 21957 D Common Stock 2017-07-17 4 M 0 2500 60.11 A 24457 D Common Stock 2017-07-17 4 S 0 8500 154.28 D 15957 D Employee Stock Options (right to buy) 15.82 2017-07-17 4 M 0 1000 15.82 D 2020-02-25 Common Stock 1000.0 3000 D Employee Stock Option (right to buy) 53.76 2017-07-17 4 M 0 2000 53.76 D 2021-02-28 Common Stock 2000.0 8000 D Employee Stock Option (right to buy) 58.65 2017-07-17 4 M 0 3000 58.65 D 2022-02-13 Common Stock 3000.0 7000 D Employee Stock Option (right to buy) 60.11 2017-07-17 4 M 0 2500 60.11 D 2023-02-28 Common Stock 2500.0 9500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2017. The reported transaction involves sales transactions from $153.74 to $155.64 per share. The weighted average price per share was $154.28. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Option vests in four quarterly installments commencing on March 31, 2014. Option vests in four quarterly installments commencing on March 31, 2015. Option vests in four quarterly installments commencing on March 31, 2016. Option vests in one installment on March 1, 2017. /s/ Angelo P. Lopresti, Attorney-in-fact 2017-07-19