Delaware | 001-33155 | 04-3444218 | ||
(State or other jurisdiction | (Commission | (IRS Employer | ||
of incorporation or organization) | File Number) | Identification No.) | ||
50 Old Webster Road, Oxford, Massachusetts | 01540 | |||
(Address of principal executive offices) | (Zip Code) |
ý | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
IPG PHOTONICS CORPORATION | ||||
June 2, 2014 | By: | /s/ Angelo P. Lopresti | ||
Angelo P. Lopresti | ||||
Senior Vice President, General Counsel and Corporate Secretary | ||||
1. | Introduction |
2. | Scope of the Company's Conflict Minerals Report |
3. | Product Description |
4. | Reasonable Country of Origin Inquiry |
1. | Adopted a Conflict Minerals Policy; |
2. | Established a cross-departmental team to execute and monitor the Conflict Minerals Policy; |
3. | Established a process to solicit information regarding Conflict Minerals from the Company’s suppliers; |
4. | Reviewed information received from suppliers or followed up with suppliers who did not respond to requests for information; and |
5. | Strengthened its engagement with its suppliers through contract language and direct communications. |
6. | Future Due Diligence Measures |
1. | Adopt the EICC-GeSI template to better facilitate the assimilation of the information the Company receives from its direct suppliers and to help facilitate the collection of information from upstream suppliers of its direct suppliers; |
2. | Seek to increase the response rate from its direct suppliers; and |
3. | Evaluate the services of third-party vendors to assist the Company in the collection and assimilation of the sourcing information received from its direct suppliers. |
7. | SORs and Countries of Origin of the Company's Conflict Minerals |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Gold | Tokuriki | JAPAN |
Gold | AGR Matthey,Perth Mint (Western Australia Mint),The Perth Mint,Western Australian Mint | AUSTRALIA |
Gold | Aida Chemical Industries Co. Ltd. | JAPAN |
Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
Gold | AngloGold Ashanti Mineração Ltda | BRAZIL |
Gold | Argor-Heraeus SA | SWITZERLAND |
Gold | Asahi Pretec Corporation | JAPAN |
Gold | Asaka Riken Co., Ltd. | JAPAN |
Gold | Asarco | UNITED STATES |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
Gold | Aurubis AG | GERMANY |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Gold | Boliden AB | SWEDEN |
Gold | Caridad | MEXICO |
Gold | Cendres & Métaux SA | SWITZERLAND |
Gold | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF |
Gold | Chimet SpA | ITALY |
Gold | Chugai Mining Co., Ltd | JAPAN |
Gold | CODELCO-CHILE | CHILE |
Gold | Sempsa | SPAIN |
Gold | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF |
Gold | DaeryongENC | KOREA, REPUBLIC OF |
Gold | Dowa Metals & Mining Co. Ltd | JAPAN |
Gold | EM Vinto | BOLIVIA |
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION |
Gold | Heimerle + Meule GmbH | GERMANY |
Gold | Henan Zhongyuan Gold Smelter Co., Ltd. | CHINA |
Gold | Heraeus GmbH | GERMANY |
Gold | Heraeus limited | CHINA |
Gold | Heraeus Ltd Hong Kong | HONG KONG |
Gold | Heraeus Materials Technology GMBH&CO.KG | GERMANY |
Gold | Hwasung CJ Co., Ltd | KOREA, REPUBLIC OF |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
Gold | Istanbul Gold Refinery | TURKEY |
Gold | Japan Mint | JAPAN |
Gold | Jiangxi Copper Company Limited | CHINA |
Gold | JM USA | UNITED STATES |
Gold | Johnson Matthey Canada | CANADA |
Gold | Johnson Matthey Inc | UNITED STATES |
Gold | Johnson Matthey Limited | CANADA |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
Gold | JSC Uralectromed | RUSSIAN FEDERATION |
Gold | JX Nippon Mining & Metals Co., Ltd | JAPAN |
Gold | Kazzinc Ltd | KAZAKHSTAN |
Gold | Kojima Chemicals Co. Ltd | JAPAN |
Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
Gold | L' azurde Company For Jewelry | SAUDI ARABIA |
Gold | LG-Nikko | KOREA, REPUBLIC OF |
Gold | LS-Nikko Copper Inc | KOREA, REPUBLIC OF |
Gold | Materion | UNITED STATES |
Gold | Matsuda Sangyo Co. Ltd | JAPAN |
Gold | Metallo Chimique | BELGIUM |
Gold | Metalor Switzerland | SWITZERLAND |
Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG |
Gold | Metalor Technologies SA | SWITZERLAND |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Gold | Metalor USA Refining Corporation | UNITED STATES |
Gold | Met-Mex Peñoles, S.A. | MEXICO |
Gold | Minsur Mines | PERU |
Gold | Mistubishi Materials Corporation | JAPAN |
Gold | Mitsui | HONG KONG |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
Gold | Nihon Material Co. LTD | JAPAN |
Gold | Ohio Precious Metals LLC. | UNITED STATES |
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION |
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
Gold | OMSA | BOLIVIA |
Gold | PAMP SA | SWITZERLAND |
Gold | Pan Pacific Copper Co Ltd., | JAPAN |
Gold | PAN PACIFIC COPPER CO., LTD. (JX Nippon Mining & Metals Co., Ltd Group) | JAPAN |
Gold | Perth Mint (Western Australia Mint) | AUSTRALIA |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
Gold | PT Timah | INDONESIA |
Gold | PX Précinox SA | SWITZERLAND |
Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA |
Gold | Royal Canadian Mint | CANADA |
Gold | Sabin Metal Corp. | UNITED STATES |
Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF |
Gold | Schone Edelmetaal | NETHERLANDS |
Gold | SEMPSA Joyeria Plateria SA | SPAIN |
Gold | Shandong Gold Mining Co., Ltd | CHINA |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd | CHINA |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
Gold | Solar Applied Materials Taiwan | TAIWAN |
Gold | Solar Applied Materials Technology Corp. | TAIWAN |
Gold | Souzhou XingRui Noble | CHINA |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
Gold | Suzhou Xingrui Noble Metal Material Co. Ltd. | CHINA |
Gold | Tanaka Denshi Kogyo K.K. | JAPAN |
Gold | Tanaka Kikinzoku Group | TAIWAN |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
Gold | The Great Wall Gold and Silver Refinery of China | CHINA |
Gold | The Refinery of Shandong Gold Mining Co., Ltd | CHINA |
Gold | Tokuriki Tokyo Melters Assayers | JAPAN |
Gold | Torecom | KOREA, REPUBLIC OF |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Gold | Toyo Smelter & Refinery, Japan | JAPAN |
Gold | Umicore | BELGIUM |
Gold | Umicore Brasil Ltda | BRAZIL |
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
Gold | Xstrata Corporation | SWITZERLAND |
Gold | Yokohama Metal Co., Ltd | JAPAN |
Gold | Yunnan Chengfeng | CHINA |
Gold | Zhongjin Gold Corp. Ltd. | CHINA |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
Gold | Zijin Mining Group Co. Ltd | CHINA |
Tantalum | Cabot | UNITED STATES |
Tantalum | Changsha South Tantalum Niobium Co.,Ltd | CHINA |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
Tantalum | Duoluoshan | CHINA |
Tantalum | Exotech Inc. | UNITED STATES |
Tantalum | F&X Electro-Materials Limited | CHINA |
Tantalum | Gannon & Scott | UNITED STATES |
Tantalum | Global Advanced Metals (Cabot Corporation) | UNITED STATES |
Tantalum | H.C. Starck Co.,Ltd. | THAILAND |
Tantalum | H.C. Starck GmbH | GERMANY |
Tantalum | HC Starck | JAPAN |
Tantalum | Hi-Temp | UNITED STATES |
Tantalum | Jiangxi Rare Earth Metals Tungsten Group Corp. | CHINA |
Tantalum | Jiangxi Yichun | CHINA |
Tantalum | JiuJiang JinXin Nonferrous Metals Co. Ltd. | CHINA |
Tantalum | Kemet Blue Powder | UNITED STATES |
Tantalum | King-Tan Tantalum Industry Ltd | CHINA |
Tantalum | Mitsui Mining & Smelting | JAPAN |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
Tantalum | Niotan | UNITED STATES |
Tantalum | Plansee | AUSTRIA |
Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION |
Tantalum | Taki Chemical Co., Ltd. | JAPAN |
Tantalum | Tantalite Resources (Pty) Ltd. | SOUTH AFRICA |
Tantalum | Telex | UNITED STATES |
Tantalum | Ulba Metallurgical Plant, jsc | KAZAKHSTAN |
Tantalum | Zhuzhou Cement Carbide | CHINA |
Tin | AIM | CANADA |
Tin | Asahi Pretec Corp | JAPAN |
Tin | ATI Metalworking Products | UNITED STATES |
Tin | China Minmetals | CHINA |
Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA |
Tin | Complejo Metalurgico Vinto S.A. | BOLIVIA |
Tin | Cookson | UNITED STATES |
Tin | Coopersanta | BRAZIL |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Tin | CV DS Jaya Abadi | INDONESIA |
Tin | CV Duta Putra Bangka | INDONESIA |
Tin | CV JusTindo | INDONESIA |
Tin | CV Makmur Jaya | INDONESIA |
Tin | CV Nurjanah | INDONESIA |
Tin | CV Prima Timah Utama | INDONESIA |
Tin | CV Serumpun Sebalai | INDONESIA |
Tin | CV United Smelting | INDONESIA |
Tin | Dowa | JAPAN |
Tin | DS | INDONESIA |
Tin | EM Vinto | BOLIVIA |
Tin | Empresa Metallurgica Vinto,Empressa Nacional de Fundiciones (ENAF),Complejo Metalurico Vinto S.A. | BOLIVIA |
Tin | Fenix Metals | POLAND |
Tin | FSE Novosibirsk Refinery | RUSSIAN FEDERATION |
Tin | Funsur,Minsur Mines,Funsur Smelter,Minsur S.A. Tin Metal | PERU |
Tin | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA |
Tin | Gejiu Zili Metallurgy Co., Ltd. | CHINA |
Tin | Gold Bell Group | CHINA |
Tin | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
Tin | Heraeus Technology Center | HONG KONG |
Tin | Huichang Jinshunda Tin Co., Ltd | CHINA |
Tin | Jiangxi Nanshan | CHINA |
Tin | Kai Unita Trade Limited Liability Company | CHINA |
Tin | Linwu Xianggui Smelter Co | CHINA |
Tin | Liuzhou China Tin | CHINA |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
Tin | Malaysia Smelting Corporation Berhad | MALAYSIA |
Tin | METALLIC MATERIALS BRANCHL OF GUANGXI CHINA TIN GROUP CO.,LTD | CHINA |
Tin | Metallo Chimique | BELGIUM |
Tin | Mineração Taboca S.A. | BRAZIL |
Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA |
Tin | Minsur SA | PERU |
Tin | Mitsubishi Materials Corporation | JAPAN |
Tin | Mitsui Mining & Smelting | JAPAN |
Tin | MSC | MALAYSIA |
Tin | Nancang Metal Material Co., Ltd | CHINA |
Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION |
Tin | OMSA | BOLIVIA |
Tin | P.T. Tambang Timah | INDONESIA |
Tin | PT KOBA TIN | INDONESIA |
Tin | PT Alam Lestari Kencana | INDONESIA |
Tin | PT Artha Cipta Langgeng | INDONESIA |
Tin | PT Babel Inti Perkasa | INDONESIA |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Tin | PT Babel Surya Alam Lestari | INDONESIA |
Tin | PT Bangka Kudai Tin | INDONESIA |
Tin | PT Bangka Putra Karya | INDONESIA |
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
Tin | PT Bangka Tin Industry | INDONESIA |
Tin | PT Belitung Industri Sejahtera | INDONESIA |
Tin | PT Bellitin Makmur Lestari,BML | INDONESIA |
Tin | PT BilliTin Makmur Lestari | INDONESIA |
Tin | PT Bukit Timah | INDONESIA |
Tin | PT DS Jaya Abadi | INDONESIA |
Tin | PT Eunindo Usaha Mandiri | INDONESIA |
Tin | PT Fang Di MulTindo | INDONESIA |
Tin | PT HP Metals Indonesia | INDONESIA |
Tin | PT Karimun Mining | INDONESIA |
Tin | PT Koba Tin | INDONESIA |
Tin | PT Mitra Stania Prima | INDONESIA |
Tin | PT Panca Mega | INDONESIA |
Tin | PT Refined Bangka Tin | INDONESIA |
Tin | PT Sariwiguna Binasentosa | INDONESIA |
Tin | PT Seirama Tin investment | INDONESIA |
Tin | PT Stanindo Inti Perkasa | INDONESIA |
Tin | PT Sumber Jaya Indah | INDONESIA |
Tin | PT Tambang Timah | INDONESIA |
Tin | PT Timah (Persero) Tbk | INDONESIA |
Tin | PT Timah Nusantara | INDONESIA |
Tin | PT Tinindo Inter Nusa | INDONESIA |
Tin | PT Yinchendo Mining Industry | INDONESIA |
Tin | Smelting Branch of Yunnan Tin Company Limited | CHINA |
Tin | Taboca | THAILAND |
Tin | Taboca/Paranapanema | BRAZIL |
Tin | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
Tin | Thailand Smelting & Refining Co Ltd | THAILAND |
Tin | Thaisarco | THAILAND |
Tin | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
Tin | Vinto | BOLIVIA |
Tin | White Solder Metalurgia | BRAZIL |
Tin | Yokohama Metal Co Ltd | JAPAN |
Tin | YTCL,Yuntinic Resources Inc.,Smelting Branch of Yunnan Tin Company Limited,Yun Nan Tin Co. LTD | CHINA |
Tin | Yunnan Chengfeng Non-Ferrous Metals Co Ltd | CHINA |
Tin | Yunnan Tin Company Limited | CHINA |
Tin | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
Tungsten | Hitachi Metals, Ltd. | JAPAN |
Tungsten | A.L.M.T. Corp. | JAPAN |
Tungsten | ATI Metalworking Products | UNITED STATES |
Metal | Standard Smelter Names | Smelter Facility Location: Country |
Tungsten | ATI Tungsten Materials | UNITED STATES |
Tungsten | Chaozhou Xianglu Tungsten IND Co., LTD. | CHINA |
Tungsten | China Minmetals Nonferrous Metals Co Ltd | CHINA |
Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CHINA |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
Tungsten | Ganzhou Grand Sea W&Mo Group Co. Ltd. | CHINA |
Tungsten | Ganzhou Huaxing Tungsten Products Co. LTD. | CHINA |
Tungsten | Ganzhou Nonferrous Metals Smelting Co Ltd. | CHINA |
Tungsten | Ganzhou Seadragon W&Mo Co,.Ltd. | CHINA |
Tungsten | Ganzhou Sinda W&Mo Co., Ltd. | CHINA |
Tungsten | Global Tungsten & Powders Corp | UNITED STATES |
Tungsten | GTP,Osram Sylvania,Global Tungsten & Powders Corp USA | UNITED STATES |
Tungsten | H.C. Starck GmbH | GERMANY |
Tungsten | Hunan Chenzhou Mining Group Co | CHINA |
Tungsten | Hunan Chun-chang Non-ferrous Smelting & Concentrating Co., Ltd. | CHINA |
Tungsten | Japan New Metals Co Ltd | JAPAN |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA |
Tungsten | Jiangxi Tungsten Industry Group Co Ltd | CHINA |
Tungsten | JX Nippon Mining & Metals | JAPAN |
Tungsten | Kennametal Inc. | UNITED STATES |
Tungsten | Metallo-Chimique | BELGIUM |
Tungsten | Mitsubishi Materials Corp. | JAPAN |
Tungsten | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
Tungsten | PLANSEE SE | AUSTRIA |
Tungsten | Sichuan Metals & Materials Imp & Exp Co | CHINA |
Tungsten | Sumitomo Metal Mining Co., Ltd. | JAPAN |
Tungsten | Tejing (Vietnam) Tungsten Co Ltd | VIETNAM |
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
Tungsten | Xiamen Golden Egret Special Alloy Co. Ltd. | CHINA |
Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | CHINA |