0001181431-12-059178.txt : 20121116 0001181431-12-059178.hdr.sgml : 20121116 20121116190429 ACCESSION NUMBER: 0001181431-12-059178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121114 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER BETSY CENTRAL INDEX KEY: 0001111806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 121212917 MAIL ADDRESS: STREET 1: C/O VMWARE, INC. STREET 2: 3401 HILLVIEW AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 rrd360597.xml FORM 4 X0306 4 2012-11-14 0 0001124610 VMWARE, INC. VMW 0001111806 SUTTER BETSY 3401 HILLVIEW AVE. PALO ALTO CA 94304 0 1 0 0 SVP, Human Resources Class A Common Stock 2012-11-14 4 M 0 12500 30.80 A 0 D Class A Common Stock 2012-11-14 4 S 0 14011 86.24 D 0 D Class A Common Stock 2012-11-15 4 S 0 5651 84.81 D 0 D Class A Common Stock 2012-11-15 4 F 0 2149 84.77 D 71179 D Employee Stock option (right-to-buy) 30.80 2012-11-14 4 M 0 12500 0 D 2015-06-15 Class A Common Stock 12500 7292 D Price represents weghted average for sales reported. The range of prices for the sales reported is $86.20 through $86.35. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weghted average for sales reported. The range of prices for the sales reported is $84.80 through $84.84. Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. The remaining 7,292 shares subject to this option vest in equal monthly installments and become fully vested and exercisable on June 1, 2013. Larry Wainblat, attorney-in-fact 2012-11-16