-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QbvrTGCjbHQs0C2zVCZsetGk8MlJzN0fhcbq4qvtswxAfQGeRZy/vooRL9T4XYlE 117jOc70bTG4PjqHPLQa5g== 0001181431-05-052964.txt : 20050922 0001181431-05-052964.hdr.sgml : 20050922 20050922152045 ACCESSION NUMBER: 0001181431-05-052964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050920 FILED AS OF DATE: 20050922 DATE AS OF CHANGE: 20050922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STRATOS INTERNATIONAL INC CENTRAL INDEX KEY: 0001111721 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364360035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0405 BUSINESS ADDRESS: STREET 1: 7444 WEST WILSON AVENUE CITY: CHICAGO STATE: IL ZIP: 60656 BUSINESS PHONE: 7088679600 FORMER COMPANY: FORMER CONFORMED NAME: STRATOS LIGHTWAVE INC DATE OF NAME CHANGE: 20000412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIBANK NA CENTRAL INDEX KEY: 0000036684 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 051098078 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: C/O LEGAL AFFAIRS OFFICE STREET 2: 425 PARK AVENUE 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: FIRST NATIONAL CITY BANK OF NEW YORK DATE OF NAME CHANGE: 19820322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITICORP VENTURE CAPITAL LTD CENTRAL INDEX KEY: 0000356516 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 051098077 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591132 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 051098080 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citicorp Holdings Inc. CENTRAL INDEX KEY: 0001336397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 051098079 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 212-559-1000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 4 1 rrd92763.xml STLW FORM 4 9/20 AND 9/21 X0202 4 2005-09-20 0 0001111721 STRATOS INTERNATIONAL INC STLW 0000831001 CITIGROUP INC 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0001336397 Citicorp Holdings Inc. 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000036684 CITIBANK NA 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000356516 CITICORP VENTURE CAPITAL LTD 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 Common Stock, par value $0.01 2005-09-20 4 S 0 2000 6.03 D 1544646 I By Subsidiary Common Stock, par value $0.01 2005-09-21 4 S 0 15300 5.95 D 1529346 I By Subsidiary Series B Preferred Stock, par value $0.01 30210 I By Subsidiary The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this filing reflects securities beneficially owned by Citigroup, a holding company for a global financial services group, on behalf of itself and its subsidiaries, excluding the Citigroup Asset Management business unit ("CAM"). CAM, its executive officers and directors and its direct and indirect subsidiaries may beneficially own securities of Stratos International Inc., and such securities are not reported in this filing. Citigroup disclaims beneficial ownership of securities beneficially owned by CAM, and CAM disclaims beneficial ownership of the securities reported herein. Citigroup Inc., By: /s/ Ali L. Karshan, Assistant Secretary 2005-09-22 Citicorp Holdings Inc., By: /s/ Kenneth S. Cohen, Assistant Secretary 2005-09-22 Citibank, N.A., By: /s/ Ali L. Karshan, Assistant Secretary 2005-09-22 Citicorp Venture Capital Ltd., By: /s/ Anthony P. Mirra, Vice President 2005-09-22 -----END PRIVACY-ENHANCED MESSAGE-----